James Cook University v Ridd

Case [2020] FCAFC 123


FEDERAL COURT OF AUSTRALIA

James Cook University v Ridd [2020] FCAFC 123

Appeal from: Ridd v James Cook University [2019] FCCA 997
Ridd v James Cook University (No 2) [2019] FCCA 2489
File number: QUD 567 of 2019
Judges: GRIFFITHS, RANGIAH AND SC DERRINGTON JJ
Date of judgment: 22 July 2020
Catchwords:

INDUSTRIAL LAW – interpretation of Enterprise Agreement – whether Code of Conduct incorporated – whether disciplinary action taken for breaches of Code of Conduct contravened Enterprise Agreement – meaning and effect of cl 14 of Enterprise Agreement relating to Intellectual Freedom – relationship between cl 14 and Code of Conduct

INDUSTRIAL LAW – interpretation of Enterprise Agreement – extent of obligations of confidentiality on parties involved in disciplinary processes – whether directions given pursuant to Enterprise Agreement and/or employer’s common law right breached Enterprise Agreement

INDUSTRIAL LAW – appeal from penalty judgment – Fair Work Act 2009 (Cth) s 557 – whether primary judge erred in rejecting contention there was a single course of conduct

DAMAGES – assessment of general damages – whether error shown in trial judge’s assessment – whether compensation order under s 545(2) can include component for shock, distress, hurt or humiliation

PRACTICE AND PROCEDURE – whether proceedings should be remitted to Federal Circuit Court for new hearing – where issue not in dispute at trial – where party bound by way matter conducted at trial

PRACTICE AND PROCEDURE – interveners – whether leave should be granted

Legislation:

Constitution s 109

Acts Interpretation Act 1901 (Cth) s 46AA

Australian National University Act 1946 (Cth)

Australian National University Act 1991 (Cth)

Fair Work Act 2009 (Cth) ss 3(e), 12, 29, 50, 51, 52, 53, 54, 172(1), 172(2), 186, 257, 340, 346, 392(4), 545(1)-(2), 557

Federal Court of Australia Act 1976 (Cth) ss 24(1)(d), 28(1)

Legislation Act 2003 (Cth) s 8

Fair Work Regulations 2009 (Cth) reg 1.07

Federal Court Rules 2011 (Cth) rr 36.32, 36.57

Crime and Misconduct Act 2001 (Qld) ss 15, 38

James Cook University Act 1997 (Qld) ss 4, 5, 7, 8

Public Sector Ethics Act 1994 (Qld) ss 10, 15, 16, 17, 18, 24(c)

Cases cited:

Accident Towing & Advisory Committee v Combined Motor Industries Pty Ltd [1987] VR 529

Ah Toy v Registrar of Companies (1985) 10 FCR 280

Aldi Foods Pty Ltd v Morrocanoil Israel Ltd [2018] FCAFC 93; 261 FCR 301

Allesch v Maunz [2000] HCA 40; 203 CLR 172

Amcor Limited v Construction, Forestry, Mining and Energy Union [2005] HCA 10; 222 CLR 241

Australian Building and Construction Commissioner v Construction, Forestry, Mining and Energy Union [2018] HCA 3; 262 CLR 157

Australian Industry Group v Fair Work Australia [2012] FCAFC 108; 205 FCR 339

Australian Licensed Aircraft Engineers Association v International Aviation Service Assistance Pty Ltd [2011] FCA 333; 193 FCR 526

Australian Municipal, Administrative, Clerical and Services Union v Treasurer of the Commonwealth of Australia [1998] FCA 249; 82 FCR 175

Australian National University v Burns (1982) 64 FLR…

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AGLC
James Cook University v Ridd [2020] FCAFC 123
Case
[2020] FCAFC 123
Decision Date

CaseChat Overview and Summary

James Cook University (JCU) brought a case against Ridd, in which the primary dispute was the interpretation of an Enterprise Agreement (EA) and the associated Code of Conduct. The case was heard by the Federal Court of Australia. Ridd argued that the disciplinary action taken against her for breaching the Code of Conduct contravened the EA, specifically the clause relating to intellectual freedom. The university claimed that the EA and the Code of Conduct were consistent and that Ridd's actions warranted the disciplinary measures taken.

The court had to determine several key legal issues. The primary issue was the meaning and effect of clause 14 of the EA relating to intellectual freedom and its relationship with the Code of Conduct. The court also had to consider whether Ridd's confidentiality obligations under the EA were breached during the disciplinary process. Additionally, the court needed to assess whether the primary judge had erred in rejecting the contention that there was a single course of conduct.

The court found that the primary judge had erred in rejecting the contention of a single course of conduct. The court held that the disciplinary action taken by JCU against Ridd was not consistent with the EA. The university’s interpretation of the EA and the Code of Conduct was deemed to be incorrect. The court also noted that the trial judge's assessment of general damages did not adequately consider the component for shock, distress, hurt, or humiliation. The appeal was allowed, and the orders made by the Federal Circuit Court of Australia were set aside. In lieu, the second further amended application was dismissed. The appellant was instructed to file a further amended notice of appeal within seven days, with a response from the respondent and potentially a determination of the issue without an oral hearing if necessary.

Orders

Orders of the court

1. The appeal be allowed.

2. The orders made by the Federal Circuit Court of Australia on 6 September 2019 be set aside.

3. In lieu thereof the second further amended application dated 3 August 2018 be dismissed.

4. The appellant should within 7 days hereof file and serve any further amended notice of appeal seeking to set aside order 1 of the orders made by the Federal Circuit Court of Australia on 16 April 2019.

5. If the respondent opposes any such amendment, he should within 14 days hereof file and serve a brief outline of submissions, not exceeding 3 pages in length.

6. The appellant should within 21 days hereof file and serve a brief outline of submissions in response, not exceeding 3 pages in length.

7. If necessary, the issue concerning order 1 of the orders dated 16 April 2019 will be determined on the papers and without an oral hearing.

8. There be no order as to costs.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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