AZC20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs
[2023] HCA 26
•6 September 2023
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GORDON, EDELMAN, STEWARD AND GLEESON JJAZC20 APPELLANT
AND
MINISTER FOR IMMIGRATION, CITIZENSHIP,
MIGRANT SERVICES AND MULTICULTURAL
AFFAIRS & ORS RESPONDENTS
AZC20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs
[2023] HCA 26
Date of Hearing: 11 May 2023
Date of Judgment: 6 September 2023
M84/2022 & M85/2022
ORDER
Matter No M84/2022
1. Appeal allowed with costs.
2. Set aside the orders made by the Full Court of the Federal Court of Australia on 5 April 2022 in proceeding VID659/2021 and, in their place, order that:
(a)the applications for leave to appeal the orders made by the Federal Court of Australia on 13 October 2021 in proceedings VID89/2021 and VID503/2021 be refused with costs; and
(b)the appeals otherwise be dismissed with costs.
Matter No M85/2022
1. Appeal allowed with costs.
2. Set aside the orders made by the Full Court of the Federal Court of Australia on 5 April 2022 in proceeding VID660/2021 and, in their place, order that:
(a)the applications for leave to appeal the orders made by the Federal Court of Australia on 13 October 2021 in proceedings VID89/2021 and VID503/2021 be refused with costs; and
(b)the appeals otherwise be dismissed with costs.
On appeal from the Federal Court of Australia
Representation
C L Lenehan SC with M L L Albert and J R Murphy for the appellant (instructed by Human Rights Law Centre)
S P Donaghue KC, Solicitor-General of the Commonwealth, and P M Knowles SC with N A Wootton for the respondents (instructed by Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
AZC20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs
Constitutional Law (Cth) – Judicial power of the Commonwealth – Jurisdiction – Appeals – Meaning of "matter" – Where appellant commenced proceedings in Federal Court of Australia seeking mandamus to require Secretary of Department of Home Affairs to remove him from Australia to a regional processing country under s 198AD(2) of Migration Act 1958 (Cth) – Where Federal Court made orders declaring s 198AD(2) of Act applied to appellant, requiring Secretary to perform duty under s 198AD(2) as soon as reasonably practicable, and requiring appellant be detained in immigration detention at a residential address pending removal to a regional processing country – Where Minister for Home Affairs subsequently exercised power under s 198AE(1) of Act to determine duty under s 198AD(2) did not apply to appellant – Where respondents sought to appeal primary judge's orders to Full Court of the Federal Court of Australia – Where at time of appeals primary judge's orders did not have any operative legal effect – Whether there was a "matter" within meaning of Ch III of Constitution at time Full Court made orders determining appeals – Whether there was a justiciable controversy before Full Court – Whether Full Court had jurisdiction to determine appeals.
Words and phrases – "advisory opinion", "appellate jurisdiction", "federal jurisdiction", "immediate right, duty or liability", "judicial power of the Commonwealth", "jurisdiction", "justiciable controversy", "matter", "standing".
Constitution, Ch III.
Federal Court of Australia Act 1976 (Cth), s 24.
Migration Act 1958 (Cth), ss 198, 198AD, 198AE.
KIEFEL CJ, GORDON AND STEWARD JJ. The underlying facts "reveal an extraordinarily long deprivation of the [appellant's] liberty by way of executive detention"[1]. The appellant, a citizen of Iran, arrived in Australia by boat in July 2013 and has been in immigration detention ever since, his protection visa application having been finally refused in February 2021.
[1]Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v AZC20 (2022) 290 FCR 149 at 151 [2].
The issue for decision in these appeals is narrow. Was there a "matter" within the meaning of Ch III of the Constitution before the Full Court of the Federal Court of Australia when it made the orders below? As the answer to that question is "No", the second ground of appeal does not arise.
That is, the only issue in these appeals is whether the Full Court had jurisdiction to decide the appeals below. All courts have the duty and the authority to consider and decide whether a claim or application brought before the court is within its jurisdiction[2]. As will be seen, the Full Court approached the question of whether it should hear the appeals as a matter of discretion, not jurisdiction. In allowing the appeals and overturning the orders of the primary judge, the Full Court in effect determined it did have jurisdiction and proceeded to exercise judicial power[3]. It is well established that, as a superior court, the orders it made are valid until set aside, even if those orders were made in excess of jurisdiction[4]. Those orders are subject to review and correction[5] by this Court in its appellate jurisdiction under s 73 of the Constitution[6]. As these reasons will explain, the Full Court did not have jurisdiction when it determined the appeals. Its orders should be set aside.
[2]New South Wales v Kable (2013) 252 CLR 118 at 133 [31]. See also Hazeldell Ltd v The Commonwealth (1924) 34 CLR 442 at 446; Re Nash [No 2] (2017) 263 CLR 443 at 450 [16]; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 484 [21]‑[23], 492 [65]; 400 ALR 1 at 7, 18.
[3]See Citta Hobart (2022) 96 ALJR 476 at 484 [22]-[23], 492 [63]-[65]; 400 ALR 1 at 7, 17-18.
[4]Kable (2013) 252 CLR 118 at 133 [32], and the authorities there cited.
[5]Kable (2013) 252 CLR 118 at 133 [31]; Citta Hobart (2022) 96 ALJR 476 at 492 [64]; 400 ALR 1 at 18.
[6]Mellifont v Attorney-General (Q) (1991) 173 CLR 289 at 300; Mobil Oil Australia Pty Ltd v Victoria (2002) 211 CLR 1 at 38 [63].
It is necessary to describe the course of the two proceedings that culminate in the present appeals to this Court. That description will show that after the appellant succeeded in part at first instance and obtained orders in his favour, the Minister for Home Affairs exercised a statutory power under the Migration Act1958 (Cth) that deprived those orders of any continuing effect. Yet, having said to the primary judge that the step the Minister had taken had wholly deprived the orders of effect, the Commonwealth parties[7] nevertheless sought to appeal to the Full Court of the Federal Court against those orders. And in that Court, the Commonwealth parties accepted that from the time of the Minister's step, and irrespective of the outcome of the appeals, the orders made by the primary judge ceased to have any continuing effect.
[7]The respondents to the appeals are the Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs, the Commonwealth of Australia and the Secretary, Department of Home Affairs (collectively "the Commonwealth parties", unless separately identified).
The course of the proceedings
As will soon become apparent, the course of the proceedings took many twists and turns because the Minister exercised a statutory power and the Commonwealth parties changed their position more than once.
Following the final determination of his visa application in February 2021, the appellant commenced proceedings in the Federal Court of Australia against the Minister for Home Affairs and the Commonwealth of Australia seeking an order of habeas corpus or a writ in the nature of habeas corpus, a declaration that the appellant was falsely imprisoned, and other relief ("the habeas proceeding"). In seeking habeas corpus, the appellant sought to rely on the first instance decision in AJL20 v The Commonwealth[8].
[8](2020) 279 FCR 549.
After the hearing of the application for habeas corpus before the primary judge (Rangiah J) and while judgment was reserved, this Court delivered its judgment in The Commonwealth v AJL20[9], overturning the first instance decision. The appellant sought to amend his originating application to seek mandamus to require the Commonwealth to effect his removal to a regional processing country under s 198AD of the Act. The respondents opposed the amendment on the basis that the Federal Court lacked jurisdiction to hear and determine the application in its original jurisdiction. The appellant then commenced a proceeding in the Federal Circuit Court of Australia to seek that relief, which was transferred to the Federal Court ("the s 198AD mandamus proceeding"). The respondents in that matter were the Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs, and the Secretary of the Department of Home Affairs.
[9](2021) 273 CLR 43.
At the subsequent hearing before the primary judge, the appellant sought mandamus and habeas corpus. He contended that he fell within s 198AD(2) of the Act, which requires that an officer take an "unauthorised maritime arrival" to whom the provision applies, as soon as reasonably practicable, from Australia to a regional processing country. The Commonwealth parties[10] contended that s 198AD did not apply to the appellant, so the Secretary was under no duty to take him to a regional processing country. The Commonwealth parties did not contest that, if s 198AD did apply to the appellant, it was reasonably practicable to remove him to the regional processing country, Nauru.
[10]And the Minister for Home Affairs, who was a respondent to the trial proceedings, but was not a party to the appeals before the Full Court or this Court.
The primary judge held that s 198AD did apply to the appellant, and that it would have been reasonably practicable to have taken him to a regional processing country by no later than the end of September 2013. The primary judge held that the refusal or failure of the Secretary to act in accordance with s 198AD warranted the making of an order in the nature of mandamus.
The primary judge made identical orders in both proceedings on 13 October 2021 ("the 13 October 2021 orders"). The primary judge dismissed the claim for a writ of habeas corpus (order 6). The primary judge made a declaration that s 198AD(2) of the Act applied to the appellant (order 1), and ordered the Secretary to perform, or cause to be performed, the duty under s 198AD(2) of the Act to take the appellant from Australia to a regional processing country as soon as reasonably practicable (order 2) ("the s 198AD mandamus order").
The primary judge also made orders, which he described as ancillary to mandamus, that related to the appellant's detention pending performance of the s 198AD duty (orders 3 to 5). His Honour found that it was presently reasonably practicable to remove the appellant to Nauru, but observed that the Commonwealth parties had failed to even begin the process of effecting the taking of the appellant to Nauru and "[i]t could be weeks, or months, or longer". The appellant sought an order that he be detained at the home of one of his supporters, as this would minimise the harm to his mental health suffered as a result of the failure to comply with s 198AD. The appellant relied on an affidavit of Ms Hermann, who deposed that she and her husband would be happy to have the appellant live with them free of charge at their home in Perth even if the arrangement were to require the presence of a guarding officer.
The primary judge ordered that, pending his removal to a regional processing country, the appellant was to be detained at the address of the Hermanns by being in the company of, and restrained by, one or more officers as defined under the Act (order 3) ("the home detention order"). That order was expressed not to come into effect until 1:00pm on 27 October 2021, some two weeks later. The primary judge also made orders for mediation between the parties and the Hermanns to reach agreement upon arrangements for the detention (order 4) and to specify that the parties and the Hermanns each had liberty to apply in respect of the home detention order (order 5). Finally, the primary judge also made orders regarding costs, including that, unless submissions were filed seeking different orders, the Commonwealth parties pay the appellant's costs in the s 198AD mandamus proceeding and the costs in the habeas proceeding be reserved (order 8).
On the day the home detention order was to come into effect, two significant events occurred. First, early that morning Nauru advised Australia it would not accept the appellant. Section 198AG of the Act provided that s 198AD did not apply to an unauthorised maritime arrival if the regional processing country, or each regional processing country (if there was more than one such country), advised an officer that the country would not accept the unauthorised maritime arrival. There was no evidence before this Court as to whether or not, at that time, Nauru was the only regional processing country designated under the Act. Second, the Minister for Home Affairs exercised the discretionary power in s 198AE of the Act to determine that the duty to remove to a regional processing country under s 198AD did not apply to the appellant ("the s 198AE Determination").
That afternoon and evening, both the Commonwealth parties and the appellant filed interlocutory applications directed to the s 198AD mandamus order and the home detention order. The Commonwealth parties applied to the Federal Court to vacate both orders. The appellant applied to the Federal Court to require compliance with the home detention order or to vary it to make it dependent on any "terminating event" under s 196 of the Act, rather than the s 198AD mandamus order.
At the hearing of the interlocutory applications on 29 October 2021, the Commonwealth parties submitted that both interlocutory applications should be resolved without making an order of the type sought in either interlocutory application. Their submissions were, first, that the s 198AD mandamus order could remain in its current form albeit that the duty to remove under s 198AD of the Act no longer existed and was incapable of performance. Second, on its proper construction, the performance of the obligation imposed by the home detention order was premised upon a continuing failure to perform the duty under s 198AD of the Act and "[a]s that duty no longer exists, [the home detention order] no longer has any practical effect and the Secretary is not obliged to cause the [appellant] to be detained at the residential address".
The Commonwealth parties submitted that if they were incorrect in their construction of the home detention order, that order should be vacated. The primary judge dismissed the parties' applications made on 27 October 2021. The primary judge refused to vacate or vary the orders.
Applications for leave to appeal and appeals
About twelve days later, on 10 November 2021, the Commonwealth parties filed notices of appeal to the Full Court of the Federal Court from orders 1 to 5 and 8 of the 13 October 2021 orders[11]. There were two grounds of appeal. First, that the primary judge erred in holding that s 198AD(2) of the Act applied to the appellant in circumstances where the appellant is a "fast track applicant" within the meaning of s 5 of the Act. Second, that the primary judge erred in holding that s 23 of the Federal Court of Australia Act1976 (Cth) conferred power on the primary judge to make orders, ancillary to mandamus, that "officers" detain the appellant by causing him to be in the company of, and restrained by, officers at a particular place (even if that place was not a detention centre, prison, watch house or other place of detention approved by the Minister).
[11]If and to the extent leave to appeal was required for orders 3 to 5 (the orders relating to home detention, which the primary judge had said were interlocutory), the Commonwealth parties sought dispensation with the requirements of rr 35.12 and 35.14 of the Federal Court Rules 2011 (Cth), an extension of time to seek leave to appeal under r 1.39, and that leave to appeal be granted under s 24(1A) of the Federal Court of Australia Act 1976 (Cth).
The appellant's solicitors put the Commonwealth parties on notice by letter dated 17 December 2021 that the appellant would seek orders permanently staying or dismissing the applications and appeals because the primary judge's "operative orders were rendered moot by the Minister's determination made under s 198AE of [the Act]" and the other orders the subject of the Commonwealth parties' notices of appeal were spent. The appellant's solicitors stated that the Commonwealth parties were "seeking to have the Full Court engage in an academic exercise and to issue what would be, in effect, an advisory opinion". The appellant invited the Commonwealth parties to withdraw their appeals.
Commencement and adjournment of s 198 mandamus proceeding
On 15 November 2021, the appellant lodged a new proceeding in the Federal Circuit and Family Court of Australia against the Secretary of the Department of Home Affairs seeking both interlocutory and final orders ("the s 198 mandamus proceeding"). The grounds for the application were that the Secretary had failed to pursue or carry into effect the removal of the appellant from Australia under s 198 of the Act as soon as reasonably practicable, and that the appellant cannot lawfully be removed to Iran[12].
[12]On the basis that s 197C prohibits the removal of the appellant to Iran.
The duty under s 198(6) for an officer to remove an unlawful non-citizen from Australia as soon as reasonably practicable applies to a person who is a detainee, has made a valid application for a visa which has been finally determined (and has made no other valid applications), and is not an unauthorised maritime arrival to whom s 198AD applies[13]. The Act expressly provides that the duties of removal under s 198 do not apply to a person to whom the duty in s 198AD applies[14].
[13]See Migration Act, s 198(6), (11).
[14]Migration Act, s 198(11).
The appellant sought two interlocutory orders: an order requiring the Secretary to pursue (but not carry into effect) the duty under s 198; and a further order that, until the final resolution of the proceeding, any detention of the appellant in immigration detention occur at the Hermanns' address in the company of and restrained by officers under the Act. By way of final orders, the appellant sought, among others, an order that the Secretary perform the duty under s 198 to remove the appellant from Australia to a place other than Iran; a declaration that it would be unlawful for the Secretary to remove, or cause to be removed, the appellant to Iran; and an order that, no later than 14 days after judgment, the Secretary cause any detention of the appellant in immigration detention pending performance of the duty under s 198 of the Act to occur at the Hermanns' address in the company of and restrained by officers under the Act.
On 25 November 2021, the proceeding was transferred to the Federal Court. Three weeks later, it was adjourned by the same primary judge pending the outcome of the Full Court appeals, on the basis that there appeared to be "some overlap or possibility of an overlap" between the primary judge's decision in the s 198AD mandamus proceeding and the s 198 mandamus proceeding.
Full Court of the Federal Court
Before the Full Court, the Commonwealth parties made submissions on what they described as the "preliminary issue" of the utility of the appeals. The Commonwealth parties accepted that, irrespective of the outcome of the appeals and from the time of the s 198AE Determination, the duty in s 198(6) of the Act was applicable, and the s 198AD mandamus order and the home detention order ceased to have effect. However, the Commonwealth parties submitted that the appeals were not futile for two reasons. First, the issues in the appeals had a "substantive overlap" with the s 198 mandamus proceeding[15]. And second, even if the substantive issues were rendered moot, the Commonwealth parties emphasised that the Full Court retained a discretion to hear the appeals on the basis that there was a significant public interest because, as at 14 October 2021, there were approximately 130 persons potentially affected by the primary judge's conclusion that the applicable duty for persons in the appellant's position was the s 198AD duty and there were a number of proceedings on foot in which the issue of the Federal Court's power to make home detention orders was being agitated.
[15]The Commonwealth parties also submitted that the issues might have substantive overlap with the remaining issues in the habeas proceeding, where the appellant sought a declaration of false imprisonment. However, in his submissions to the Full Court the appellant clarified that that claim would not be pursued, observing that it was self-evidently linked to the failed habeas corpus application.
Before the Full Court, the appellant (who was, in that context, the respondent) repeated that which had been set out in the letter of 17 December 2021, namely that the applications for leave to appeal the interlocutory orders out of time should be dismissed because they were academic and lacked merit and the appeals should be permanently stayed because they solely concerned orders which were moot and the Court was being asked to engage in the task of offering an advisory opinion. The appellant also submitted that the contention that the appeal judgment would inevitably impact the s 198 mandamus proceeding was wrong. In particular, the appellant submitted that there would be no impact if he was removed from Australia (as he sought) before that application was determined or before any future home detention order or if his application failed. The appellant submitted that any order being a matter of broader concern to the Commonwealth parties did not weigh in favour of the appeals being substantively determined. If the making of a home detention order had broader application and operation, it could be appealed in one of the 130 other alleged instances where it matters and such an order has or will become operative. This was not such a case. The appellant submitted that it would be profoundly unjust to put him, as a detained person, to the task of defending an appeal which could not affect him at all.
In light of the Commonwealth parties' submission as to the broader significance of the primary judge's decision, and the course of events after the primary judge made the 13 October 2021 orders, the Full Court raised with senior counsel for the Commonwealth parties at the hearing "whether the principal utility of the appeals related to matters of general principle and wider application, of importance to the [Commonwealth parties], but in substance largely unrelated to any ongoing effect of the primary judge's orders for the [appellant]". Following the hearing, the Commonwealth parties filed amended notices of appeal in the Full Court to reflect their position that they would not seek to disturb the costs orders made below and that they would pay the appellant's costs of the appeals.
In its reasons for judgment, the Full Court considered the "preliminary issue" as a question of discretion, not jurisdiction. Relevantly, the Full Court held that the s 198AE Determination had "effectively" quelled the controversy between the parties about the application of s 198AD to the appellant and that this meant that "the order in the nature of mandamus was rendered inapplicable, and there was no basis for the [home detention order] to be carried into effect".
However, while the Full Court accepted that the s 198AD mandamus order had been rendered moot, the Full Court did not accept the appellant's submission that the primary judge's orders were entirely "arid" in respect of any effect on the appellant's own position. The Court observed that the appellant still had the s 198 mandamus proceeding before the primary judge, in which he was seeking mandamus to compel his removal to a country other than Iran, that "a decision about his status under the ... Act, and which removal provisions apply to him, may be relevant to the issues between the parties in relation to any outstanding relief"[16], and that the Federal Court's ability to make a home detention order[17] "will also clarify some likely aspects of the proceeding still before the primary judge" (emphasis added).
[16]Ground one of the appeals before the Full Court.
[17]Ground two of the appeals before the Full Court.
The second reason given by the Full Court as to why it should deal with the Commonwealth parties' substantive arguments and proceed to determine the appeals was that the primary judge's orders and reasoning had "been employed in litigation relating to other individuals in similar circumstances, and other justices of [the Federal Court] have been invited to follow it". The Full Court said:
"Once that occurs, given the [Commonwealth parties'] position on the issues, it would place another single judge in a position of deciding if they are convinced the primary judge's orders and reasoning are wrong ... These appeals are a suitable vehicle to avoid single judges being faced with those issues of comity, which are not always straightforward." (emphasis added)
The Full Court then stated that "[w]here the primary judge's orders and reasoning are presently the subject of an appeal before [the Full] Court, it is neither efficient, nor a cost effective use of resources, to refuse to determine the correctness of those orders and that reasoning, and instead insist another case make its way up the judicial hierarchy". Not determining the appeals was said to "also introduce uncertainty in terms of when the issues raised might be resolved, and might place other judges at first instance in a difficult position". The Full Court concluded by stating that "[g]iven there are potentially 130 cases where this argument might be made, plus the three where it has been made (regardless of the outcome), it is in the interests of the administration of justice for this Court to determine both issues raised on the appeals" by the Commonwealth parties. The Full Court determined the two substantive grounds of the Commonwealth parties' appeals, allowing the appeals on both grounds. As will be explained, this was a course that the Full Court could not and should not have adopted.
What is a matter?
It is trite that federal jurisdiction arising from the subject matters in ss 75 and 76 of the Constitution is limited to deciding "matters"[18]. The original and appellate jurisdiction of the Federal Court is created by legislation passed under s 77(i) of the Constitution. Section 77(i) empowers Parliament to make laws, with respect to any of the matters mentioned in ss 75 and 76, defining the jurisdiction of any federal court other than the High Court. The need for there to have been a "matter" before the Full Federal Court for it to have had jurisdiction in the appeals was not in dispute[19].
[18]Abebe v The Commonwealth (1999) 197 CLR 510 at 523-524 [24], citing In re Judiciary and Navigation Acts (1921) 29 CLR 257 and Stack v Coast Securities (No 9) Pty Ltd (1983) 154 CLR 261 at 290.
[19]Constitution, s 77, directing attention to ss 75 and 76. See also Federal Court of Australia Act, ss 19, 24, 30AA. See also Attorney‑General (NSW) v Commonwealth Savings Bank (1986) 160 CLR 315 at 323; Abebe (1999) 197 CLR 510 at 523-524 [24].
It is well established that a "matter" does not mean a legal proceeding between parties or a bare description of a subject matter that falls within a head of federal judicial power in ss 75 and 76 of the Constitution[20]. Rather, "matter" has two elements: "the subject matter itself as defined by reference to the heads of jurisdiction [in ss 75 and 76], and the concrete or adequate adversarial nature of the dispute sufficient to give rise to a justiciable controversy"[21]. There was no dispute in this case that the first element was satisfied.
[20]BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at 967 [50]; 405 ALR 402 at 414, citing Minister for Immigration and Multicultural and Indigenous Affairs v B (2004) 219 CLR 365 at 377 [7]. See also Crouch v Commissioner for Railways (Q) (1985) 159 CLR 22 at 37.
[21]CGU Insurance Ltd v Blakeley (2016) 259 CLR 339 at 351 [27], quoting Burmester, "Limitations on Federal Adjudication", in Opeskin and Wheeler (eds), The Australian Federal Judicial System (2000) 227 at 232. See also Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 245 [26]; 399 ALR 214 at 222.
As to the second element, as was most recently affirmed in Unions NSW v New South Wales ("Unions [No 3]")[22], "[e]xceptional categories aside, there can be no 'matter' within the meaning of Ch III of the Constitution unless 'there is some immediate right, duty or liability to be established by the determination of the Court' in the administration of a law and unless the determination can result in the Court granting relief which both quells a controversy between parties and is available at the suit of the party seeking that relief". The requirement to identify some "immediate right, duty or liability" to be established by the determination of the court "reinforces that the controversy that the court is being asked to determine is genuine, and not an advisory opinion divorced from a controversy"[23]. That requirement applies in both original and appellate jurisdiction.
[22](2023) 97 ALJR 150 at 156-157 [15]; 407 ALR 277 at 282 (footnotes omitted).
[23]Palmer v Ayres (2017) 259 CLR 478 at 491 [27], citing In re Judiciary (1921) 29 CLR 257 at 265, Abebe (1999) 197 CLR 510 at 524 [25], 555 [118], CGU Insurance (2016) 259 CLR 339 at 350-351 [26] and Hooper v Kirella Pty Ltd (1999) 96 FCR 1 at 15 [51].
Unions [No 3] was a matter in original jurisdiction. The concept of "matter" has been most often analysed in the context of original jurisdiction. That is unsurprising because, usually, the existence of a matter on appeal is uncontroversial. That requires explanation.
An appeal is against orders, not reasons for judgment[24]. The respective rights, duties or liabilities of the parties have been determined by the orders that have been made by the court below, including, usually, an order as to costs. There has been an exercise of judicial power; the whole or part of the controversy between the parties has been quelled. Where a final judgment has been rendered, the rights and obligations in controversy, as between those persons, cease to have an independent existence: they "merge" in the final judgment[25] and no action can be brought upon the extinguished rights and obligations[26]. However, orders may be set aside on appeal where the primary judge is shown to have erred[27]. An appellate court is then obliged, unless the matter is remitted for rehearing, to "give the judgment which in its opinion ought to have been given in the first instance"[28].
[24]See The Commonwealth v Bank of New South Wales (1949) 79 CLR 497 at 624‑625; [1950] AC 235 at 294; Driclad Pty Ltd v Federal Commissioner of Taxation (1968) 121 CLR 45 at 64, 69; Ah Toy v Registrar of Companies (1985) 10 FCR 280 at 283‑285.
[25]Tomlinson v Ramsey Food Processing Pty Ltd (2015) 256 CLR 507 at 516 [20], citing Victorian Stevedoring and General Contracting Co Pty Ltd and Meakes v Dignan (1931) 46 CLR 73 at 106, Blair v Curran (1939) 62 CLR 464 at 532 and Chamberlain v Deputy Commissioner of Taxation (1988) 164 CLR 502 at 510.
[26]Blair (1939) 62 CLR 464 at 531-532; Clayton v Bant (2020) 272 CLR 1 at 25 [66], see also 25-26 [67].
[27]Dignan (1931) 46 CLR 73 at 109, quoting Attorney-General v Sillem (1864) 10 HLC 704 at 724 [11 ER 1200 at 1209]; Norbis v Norbis (1986) 161 CLR 513 at 518-519; CDJ v VAJ (1998) 197 CLR 172 at 202 [111]; Allesch v Maunz (2000) 203 CLR 172 at 180-181 [22]-[23]; Western Australia v Ward (2002) 213 CLR 1 at 87 [70]; Robinson Helicopter Co Inc v McDermott (2016) 90 ALJR 679 at 686 [43]; 331 ALR 550 at 558; Minister for Immigration and Border Protection v SZVFW (2018) 264 CLR 541 at 555‑556 [30]; Lee v Lee (2019) 266 CLR 129 at 148 [55].
[28]Fox v Percy (2003) 214 CLR 118 at 125 [23], quoting Dearman v Dearman (1908) 7 CLR 549 at 561. See also Warren v Coombes (1979) 142 CLR 531 at 537; Allesch (2000) 203 CLR 172 at 181 [23]; SZVFW (2018) 264 CLR 541 at 555 [30].
On appeal, therefore, the question is not whether the party can establish the claimed legal right, duty or liability, as that question has been determined. The question is not whether the party continues to have the interest necessary to obtain relief, because that question has been overtaken by the grant of relief or by the refusal of relief. The question on appeal and for determination on appeal is whether the orders of the primary judge should be affirmed, varied or reversed – that is, whether the appeal should be allowed and, if so, what orders should be made in the place of the primary judge's orders. But the appellate court's supervisory function over the exercise of original jurisdiction by the primary judge is not an end in itself. The second element required to form a "matter" still applies – there must be a controversy over some immediate right, duty or liability. Usually, there is a live controversy because the orders of the primary judge continue to have effect in determining the parties' rights, duties or liabilities, unless set aside on appeal[29]. In seeking to appeal the orders made at first instance, one or more of the parties are seeking to challenge the continuing effect of the orders on the determination of their respective rights, duties or liabilities. As will be explained, that critical feature – any controversy over the continuing effect of the orders on the parties' rights, duties or liabilities – was absent in the appeals before the Full Federal Court.
[29]Cameron v Cole (1944) 68 CLR 571 at 590; Re Macks; Ex parte Saint (2000) 204 CLR 158 at 177 [20], 235-236 [216], 274‑275 [328]-[329]; Kable (2013) 252 CLR 118 at 135 [38], 140 [55]-[56].
There was no matter in the Full Federal Court
The appellant submitted before this Court that there was no "matter" before the Full Federal Court because the orders that the Commonwealth parties sought to appeal had no operative legal effect by the time the Full Court determined the appeals. At the time the appeals were filed, Nauru had informed Australia it would not accept the appellant and the Minister had voluntarily engaged s 198AE such that s 198AD did not apply to the appellant. Since the home detention order was dependent on the s 198AD mandamus order, the events rendering the s 198AD mandamus order inoperative similarly made the home detention order inoperative. Even if there was a "matter" when the appeals were filed, there ceased to be a "matter" from the moment during the hearing when the Commonwealth parties undertook not to seek the costs of the trial or the appeals. Those submissions should be accepted.
So, what were the Commonwealth parties' arguments? The Commonwealth parties submitted that the appeals to the Full Court involved a "matter" on four separate bases, each of which was said to be sufficient. Each of the bases is addressed below and rejected.
Any appeal against an order involves a "matter"
The Commonwealth parties' primary argument took as accepted premises that the primary judge's orders did not have any ongoing effect on the parties' rights, duties or liabilities at the time of the Full Court's determination of the appeals, and that the orders made on appeal would not affect the rights, duties or liabilities of the parties.
In short, the Commonwealth parties' argument was that, so long as there is a decision made at first instance and an appeal about the correctness of the orders made at first instance, there will always be a "matter". That was said to be so, even if the orders have no ongoing effect, because the reasons that led to the making of the orders have precedential significance.
The main authority that the Commonwealth parties relied on was this Court's decision in Mellifont v Attorney-General (Q)[30]. In Mellifont, the Court held it had jurisdiction to hear an appeal from a decision of the Queensland Court of Criminal Appeal pursuant to a provision of the Criminal Code (Qld) that permitted referral of a question of law arising in a criminal trial to that Court in circumstances where the accused person had been acquitted or discharged. In the case of discharge, the ruling on the point of law would not play any part in any subsequent determination of the charge on the indictment because the Court proceeded "on the footing that no further proceedings on the indictment in respect of the relevant charge [would] be taken" and likewise, in the case of an acquittal, the ruling would have "no impact" on the acquittal[31]. This differed from the procedure considered in O'Toole v Charles David Pty Ltd, where the appellate court was asked to decide questions reserved arising in proceedings still pending before a trial court[32].
[30](1991) 173 CLR 289.
[31]Mellifont (1991) 173 CLR 289 at 304.
[32](1990) 171 CLR 232 at 244-245, 258-259, 281-283, 301-302. See also Mellifont (1991) 173 CLR 289 at 303-304.
The Court in Mellifont held that it could hear an appeal from the Queensland Court of Criminal Appeal's decision, because the decision on the reference "was made with respect to a 'matter' which was the subject-matter of the legal proceedings at first instance and was not divorced from the ordinary administration of the law"[33], emphasising that "the reference and the decision on the reference arise out of the proceedings on the indictment and are a statutory extension of those proceedings"[34].
[33](1991) 173 CLR 289 at 305.
[34](1991) 173 CLR 289 at 304 (emphasis in original).
The Commonwealth parties submitted that Mellifont is authority for the general proposition that it is constitutionally permissible to have an appeal that does not affect the rights of the parties because the appeal corrects an error of law at trial. That submission must be rejected. The key passage from the plurality's reasons reveals that there were a number of aspects to the Court's conclusion in Mellifont[35]:
"True it is that the purpose of seeking and obtaining a review of the trial judge's ruling was to secure a correct statement of the law so that it would be applied correctly in future cases. However, in our view, in the context of the criminal law, that does not stamp the procedure for which s 669A(2) provides as something which is academic or hypothetical so as to deny that it is an exercise of judicial power. The statutory procedure, which has counterparts in other Australian jurisdictions, is a standard procedure for correcting error of law in criminal proceedings without exposing the accused to double jeopardy. It is a procedure which was designed to enable the Crown to secure a reversal of a ruling by a trial judge without infringing the common law rule that the Crown cannot appeal against a verdict of acquittal, a rule which precluded a review of a trial judge's ruling at the instance of the Crown in the case of acquittal. The fundamental point, as it seems to us, is that s 669A(2) enables the Court of Criminal Appeal to correct an error of law at the trial. It is that characteristic of the proceedings that stamps them as an exercise of judicial power and the decision as a judgment or order within the meaning of s 73. Were it otherwise, the appellate jurisdiction of this Court would not extend to a review of decisions of courts of criminal appeal and full courts under s 669A(2) and similar provisions in other jurisdictions which have as their object the giving of authoritative decisions on questions of criminal law for the better administration of justice. To repeat the words of Deane, Gaudron and McHugh JJ in O'Toole in a context which is only slightly different, there is no 'persuasive reason in law or policy why' a decision under s 669A(2) should not fall within the words 'judgments, decrees, orders' in s 73."
[35](1991) 173 CLR 289 at 305 (emphasis added; footnote omitted).
As this passage makes clear, Mellifont was decided in a very particular context, being the questions reserved procedure arising from criminal trials, and the common law principle against appealing from verdicts of acquittal. As Gaudron, Gummow and Hayne JJ observed in Director of Public Prosecutions (SA) v B, the relationship between the question reserved and the trial was critical to the conclusion reached[36]. It should be understood in that context. Mellifont is properly cited as authority for the proposition that s 73 of the Constitution confers jurisdiction on the High Court to hear and determine an appeal from answers given to a case stated in a court below[37]. It is not authority for a broader proposition that appeals may be entertained where they will not affect the rights of the parties nor for a proposition that a party's concern for the "precedential significance" of a court decision is sufficient to form the basis of a "matter".
[36](1998) 194 CLR 566 at 576 [10]; cf 576 [11]-[12].
[37]See Secretary, Department of Health and Community Services v JMB and SMB (Marion's Case) (1992) 175 CLR 218 at 230; Director of Public Prosecutions (NT) v WJI (2004) 219 CLR 43 at 53 [27]. See also Lindell, Cowen and Zines's Federal Jurisdiction in Australia, 4th ed (2016) at 422.
The Commonwealth parties also sought support from this Court's decision in Attorney-General (Cth) v Alinta Ltd[38]. In Alinta, the Attorney-General intervened in an appeal to the Full Court of the Federal Court in which it was held that, among other things, a provision dealing with powers of the Takeovers Panel was invalid because it was inconsistent with Ch III of the Constitution. After special leave was granted to appeal to this Court, the commercial controversy between the parties settled. Following an application by one of the parties for the Attorney-General's grant of special leave to be revoked, the Attorney-General sought leave to amend the notice of appeal to confine it to the issue of the validity of the law. As the other parties no longer sought to present arguments in the appeal, the Attorney‑General arranged for counsel to appear as amici curiae to support the declaration of invalidity made by the Full Court. The Court granted leave to the amici and proceeded to hear and determine the appeal.
[38](2008) 233 CLR 542 at 567-568 [63]-[67], see also 550 [1], 557-559 [28]-[33].
As Hayne J explained, the controversy underpinning the matter in which the Attorney-General intervened in the Full Court included (but was not limited to) the question of validity of the Commonwealth law and, by intervening, the Attorney-General became party to that controversy[39]. The Full Court having made the declaration of invalidity, the interest of the Attorney-General in setting aside the declaration was evident[40]. The critical factor distinguishing this case from Alinta is that in Alinta the orders of the court had an ongoing operation. There was a declaration that a statutory provision was invalid under the Constitution. In the present case, as the Commonwealth parties told the primary judge and this Court, the orders had no ongoing effect. None of the parties – the appellant or the Commonwealth parties – were affected by them.
[39]Alinta (2008) 233 CLR 542 at 567-568 [65].
[40]Alinta (2008) 233 CLR 542 at 568 [66]. cf Re McBain; Ex parte Australian Catholic Bishops Conference (2002) 209 CLR 372 at 396 [26].
The Commonwealth parties identified two other decisions of this Court where it was said that there was no apparent immediate effect on the parties in determining the appeal: Ruhani v Director of Police [No 2][41] and The Commonwealth v Helicopter Resources Pty Ltd[42]. Neither supports the proposition that the Commonwealth parties advanced in this case. Ruhani [No 2] was a matter in the original jurisdiction of this Court arising under the Nauru (High Court Appeals) Act 1976 (Cth) and dealt with the right of the appellant not to be unlawfully detained[43]. Helicopter Resources was an appeal under s 73 of the Constitution and, although there were arguments about practical utility and mootness, whether the Court had jurisdiction to hear the appeal was not expressly argued[44].
[41](2005) 222 CLR 580.
[42](2020) 270 CLR 523.
[43]See Ruhani v Director of Police (2005) 222 CLR 489 at 499 [7], 500-501 [14], 512 [52], 513-514 [58], 518-519 [73], 527 [106], 532 [128]. See also Plaintiff M68/2015 v Minister for Immigration and Border Protection (2016) 257 CLR 42 at 65 [20], 65-66 [22]-[23], 76 [64], 89 [109], 90 [112], 123-124 [235]-[236], 151-152 [349]-[350]; Unions [No 3] (2023) 97 ALJR 150 at 158 [21]; 407 ALR 277 at 283‑284.
[44](2020) 270 CLR 523 at 537 [26]-[28], 540 [35]-[38].
The Commonwealth parties also sought to rely on a number of authorities of intermediate courts that have dealt with changes of circumstances depriving an appeal of utility as going to discretion, rather than jurisdiction[45]. However, in each of those cases costs were a live issue at the time the orders were made by the appellate court.
[45]Commissioner of Taxation v Industrial Equity Ltd (2000) 98 FCR 573 at 576 [13], 577 [16]; Minister for Immigration and Multicultural and Indigenous Affairs v SBAN [2002] FCAFC 431 at [12]-[15]; Minister for Immigration and Multicultural and Indigenous Affairs v Al Masri (2003) 126 FCR 54 at 62 [20]-[21]; Bonan v Hadgkiss (2007) 160 FCR 29 at 31-33 [8]-[13]; Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v CPJ16 (2020) 276 FCR 1 at 6-7 [19]-[24]. See also Leibler v Air New Zealand Ltd [1998] 2 VR 525 at 529‑530; Hunter Development Corporation v Save Our Rail NSW Incorporated [No 2] (2016) 93 NSWLR 704 at 713 [38], 715 [46].
Ultimately, the basis of the Commonwealth parties' submissions was that, even if there was no controversy between the immediate parties to the appeals, the orders, and the reasons for the orders, given below would have a precedential effect. This was said to be particularly significant for the Executive, which has responsibility for administering an Act in accordance with the law. However, concern over the "precedential significance" of a decision or a body of law has never been found to ground jurisdiction in itself. If that were sufficient, the rule would apply in original jurisdiction as well: any time the Attorney-General has a concern about a decision or a body of law that they think has a precedential effect on how an Act is administered, the Attorney‑General could seek to litigate that issue without there needing to be any controversy. That would be asking the court to issue an advisory opinion.
If the Commonwealth parties wished to challenge the primary judge's orders and reasoning for why s 198AD applied to the appellant and why the home detention order was within the Federal Court's power, the Commonwealth parties could have sought an expedited appeal from the orders of the primary judge. The issues would have been live. Instead, the Minister for Home Affairs, a party to the proceedings before the primary judge, made the s 198AE Determination and, by making that determination, the Minister deprived the primary judge's orders of any continuing effect. It was inappropriate for the Commonwealth parties to then seek to appeal those orders and put the appellant to the task of defending them, on the basis of some wider public importance. If these issues arise in a different case, they will be litigated there. If there is concern that a single instance judge in the Federal Court would necessarily follow the decision asserted by the Commonwealth parties to be wrong, the Commonwealth parties could seek to have a Full Court constituted in the original jurisdiction[46]. Again, in such a case, the issues would be live.
[46]Federal Court of Australia Act, s 20(1A).
The Commonwealth parties' alternative bases
The Commonwealth parties put forward three other bases for why there was a "matter" before the Full Federal Court. Underlying each of the bases was the proposition that, in contrast to their primary contention, the "rights of the parties were in play" in the Full Court – the determination of the appeals would affect the parties' rights, duties or liabilities. As will be seen, those contentions must be rejected.
The first two bases relied on the existence of the s 198 mandamus proceeding. The Commonwealth parties submitted that the s 198 mandamus proceeding was part of the same "matter" as the Full Court appeals.
It is established that a "matter" is "not co‑extensive with a legal proceeding"; it is "the subject matter for determination in a legal proceeding"[47]. In Fencott v Muller, Mason, Murphy, Brennan and Deane JJ described a matter as "identifiable independently of the proceedings which are brought for its determination and encompassing all claims made within the scope of the controversy"[48]. It is the "justiciable controversy" between the actors involved, comprised of the substratum of facts representing or amounting to the dispute or controversy between them[49]. Their Honours observed that "[w]hat is and what is not part of the one controversy depends on what the parties have done, the relationships between or among them and the laws which attach rights or liabilities to their conduct and relationships"[50]. Those principles have developed in the context of determining whether non-federal claims may be heard and determined in federal jurisdiction as part of a single "matter".
[47]Palmer (2017) 259 CLR 478 at 490 [26], citing In re Judiciary (1921) 29 CLR 257 at 265-266.
[48](1983) 152 CLR 570 at 603, discussing Philip Morris Inc v Adam P Brown Male Fashions Pty Ltd (1981) 148 CLR 457 at 475.
[49]Fencott (1983) 152 CLR 570 at 603-608. See also Australian Securities and Investments Commission v Edensor Nominees Pty Ltd (2001) 204 CLR 559 at 584‑585 [50].
[50]Fencott (1983) 152 CLR 570 at 608.
It can be accepted that there was a common broad substratum of facts in the appeals to the Full Court and the s 198 mandamus proceeding: removal and detention under the Act. But different duties under different statutory provisions were at issue in the two sets of proceedings. Section 198AD requires removal to a regional processing country; s 198 requires removal to any country[51]. Only one duty of removal could apply at any one time[52]. The Commonwealth parties had accepted before the primary judge that it was reasonably practicable to remove the appellant to Nauru under s 198AD in the s 198AD mandamus proceeding, but the reasonable practicability of removal to another country under s 198 was in contest in the subsequent s 198 mandamus proceeding. And different orders were sought in the two proceedings: mandamus for removal to a regional processing country in the 198AD mandamus proceeding, compared to mandamus for removal to any country other than Iran in the s 198 mandamus proceeding.
[51]Except where qualified by s 197C(3) of the Migration Act.
[52]Migration Act, s 198(11).
In any event, for the justiciable controversy underpinning the second proceeding – the s 198 mandamus proceeding – to ground jurisdiction in the appeals, it would be necessary not only that the subject matter in controversy in the appeals was in controversy in the second proceeding but also that the resolution of the subject matter of the controversy in the appeals would resolve that subject matter for the purposes of the second proceeding. As will be seen, those requirements were not satisfied. It is necessary to address each in turn.
First, the Commonwealth parties submitted that the determination of the appeals would resolve the question of the Federal Court's power to make home detention orders. The Commonwealth parties submitted that, to the extent that the appeals to the Full Court concerned the power of the Federal Court to make home detention orders, its judgment would decide the justiciable controversy between the parties with respect to that issue. That submission should be rejected. Identifying the subject matter in controversy is not always straightforward. However, in this case, whether the Federal Court has power to make home detention orders is not properly characterised as the subject matter of the controversy between the parties in the s 198 mandamus proceeding. The controversy in the s 198 mandamus proceeding is whether the Secretary is, at the time of the determination of that proceeding, complying with the duty to remove the appellant from Australia as soon as reasonably practicable under s 198.
The power of the Federal Court to make a home detention order in respect of the appellant is a contingent issue of ancillary relief that may arise depending on whether the appellant is successful in making out his substantive case: that there has been failure to take reasonably practicable steps to remove pursuant to s 198 and there is therefore a basis to make an order in the nature of mandamus to comply with s 198 of the Act. Mandamus is a judicial command to compel the performance of an unperformed public duty[53]. The issue of the grant of mandamus – and any relief ancillary to mandamus – will only arise for decision in the s 198 mandamus proceeding if the Secretary is found to be unlawfully failing to perform their duty under s 198 to remove the appellant from Australia[54]. That failure must be established[55]. The Commonwealth parties' submission that the power to make home detention orders was in controversy between the parties effectively assumed or expected that the Secretary will be found in breach of the duty. But unless and until there is a foundation for mandamus, the question about home detention orders remains contingent, and even then it would be contingent on questions going to the issue of ancillary relief. Those questions, and the facts necessary to determine them, did not and could not arise in the Full Court appeals. And "the ordinary jurisdiction of a Court does not extend to answering questions as problems of law dependent on facts yet unascertained"[56].
[53]Cuming Campbell Investments Pty Ltd v Collector of Imposts (Vict) (1938) 60 CLR 741 at 749; Re Queensland Electricity Commission; Ex parte Electrical Trades Union of Australia (1987) 61 ALJR 393 at 394; 72 ALR 1 at 4.
[54]See AJL20 (2021) 273 CLR 43 at 73-74 [51]-[53], 89 [93], 96 [110].
[55]See R v War Pension Entitlement Appeal Tribunal; Ex parte Bott (1933) 50 CLR 228 at 242-243; Re Media, Entertainment and Arts Alliance; Ex parte Hoyts Corporation Pty Ltd (1993) 178 CLR 379 at 394. See also AQM18 v Minister for Immigration and Border Protection (2019) 268 FCR 424 at 434 [58]-[59]; MZAPC v Minister for Immigration and Border Protection (2021) 273 CLR 506 at 546-547 [109], 551 [118].
[56]Australian Commonwealth Shipping Board v Federated Seamen's Union of Australasia (1925) 36 CLR 442 at 451.
The second basis put forward by the Commonwealth parties was that the determination of the Full Court appeals would decide issues relevant to the s 198 mandamus proceeding. In particular, the Commonwealth parties emphasised that the appeals would determine whether or not the primary judge was correct to find that the duty in s 198AD applied to the appellant at the time of the primary judge's decision. Depending on whether ground one of the appeals to the Full Court was upheld or not, the period of time during which the Secretary owed the s 198 duty to the appellant would differ (as the duties could not be owed simultaneously). Therefore, the Commonwealth parties submitted, that aspect of the Full Court's decision might affect the determination in the s 198 mandamus proceeding of whether the Secretary was in breach of the duty to remove "as soon as reasonably practicable" under s 198, given the potential relevance of delay. However, while the Full Court decision on the appeals might have affected or been relevant to issues likely to be decided in the s 198 mandamus proceeding, it would not resolve or quell any aspect of the ongoing controversy. There was and is no dispute that the Secretary owes the duty in s 198. The determination of the appeals did not and could not resolve the rights, duties or liabilities of the parties in respect of that ongoing controversy – whether the Secretary is in breach of that duty and, if so, whether the appellant is entitled to mandamus.
Lastly, the Commonwealth parties submitted that there was a controversy as to costs when the appeals were filed. However, even assuming that "the tail" could "wag the dog" in that manner, the requirement for a "matter" continues up until the time that the orders are made by the court, as Unions [No 3] makes clear[57]. There was no ongoing controversy as to costs at the time the Full Court determined the appeals.
[57](2023) 97 ALJR 150 at 157-158 [19]; 407 ALR 277 at 283.
Relief
The Full Court did not have jurisdiction to determine the appeals. The appeals to this Court should be allowed with costs. The orders made by the Full Court of the Federal Court of Australia on 5 April 2022 in proceedings VID659/2021 and VID660/2021 should be set aside and, in their place, the applications for leave to appeal the orders made by the Federal Court of Australia on 13 October 2021 in proceedings VID89/2021 and VID503/2021 should be refused with costs and the appeals otherwise dismissed with costs.
EDELMAN J.
Introduction: the nature of controversy
The appeals to this Court are concerned with whether the Full Court of the Federal Court of Australia had jurisdiction to decide two appeals before it. The jurisdiction of the Full Court of the Federal Court, like that of the Federal Court, derives from legislation passed under s 77(i) of the Constitution. By contrast, the appellate jurisdiction of this Court derives from s 73 of the Constitution.
I entirely agree, for the reasons given in the joint reasons of Kiefel CJ, Gordon and Steward JJ, that the Full Court of the Federal Court had no jurisdiction because there was no "matter" before the Full Court. As the joint reasons observe[58], there are two central elements to a "matter" in s 77 of the Constitution. First, there must usually be a "justiciable controversy"[59]. Secondly, the subject matter dimension of the controversy[60] must have involved[61] a claim (brought for proper purposes, and not "unarguable" or "manifestly hopeless"[62]) concerning one of the subject matters within ss 75 and 76 of the Constitution[63].
[58]See at [31]-[32].
[59]Stack v Coast Securities (No 9) Pty Ltd (1983) 154 CLR 261 at 290; Palmer v Ayres (2017) 259 CLR 478 at 490 [26]; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 485-486 [31]; 400 ALR 1 at 9. See also In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 266.
[60]BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at 968 [50]; 405 ALR 402 at 414.
[61]Burgundy Royale Investments Pty Ltd v Westpac Banking Corporation (1987) 18 FCR 212 at 219; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 487-488 [38]-[43]; 400 ALR 1 at 11-12.
[62]Burgundy Royale Investments Pty Ltd v Westpac Banking Corporation (1987) 18 FCR 212 at 219; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 487 [36], 487-488 [38]-[43], 492-493 [67]; 400 ALR 1 at 10, 11-12, 18-19.
[63]Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 486-487 [35]-[36], 493-494 [70]-[73]; 400 ALR 1 at 10, 19-20. See also BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at 967 [48]; 405 ALR 402 at 413.
These appeals are concerned only with the first element of a matter: a justiciable controversy.
Three scenarios lacking a justiciable controversy
The central question of principle in these appeals can be illustrated by three scenarios. First, suppose that the Minister had brought an action against AZC20 seeking declarations and orders concerning whether the Federal Court had power to make a home detention order, despite no order for home detention of AZC20 being possible in the circumstances or in any foreseeable circumstances. Would there be any real dispute between the Minister and AZC20 if there was no dispute about anything that had happened in the past or its consequences, and no dispute about anything further that was going to happen to AZC20 in the future? No. The real issue between the parties is moot. There is no matter. The Federal Court cannot provide the Minister with an advisory opinion on the subject.
Secondly, suppose that at the time that the action was commenced there was a real dispute about whether an order could be made for the home detention of AZC20 but, during the course of the action, events occurred which removed any possibility of such an order being made. Would there be a real dispute between the Minister and AZC20 if there was no longer any dispute about anything that had happened in the past and no longer any dispute about anything that was going to happen to AZC20 in the future? No. The real issue has become moot. There is no longer any matter. The Federal Court cannot provide the Minister with an advisory opinion on the subject.
Thirdly, and relevantly to these appeals, if, after the primary judge made orders concerning the home detention of AZC20, events occurred which removed the possibility that any steps could be taken to implement those orders, would there be a real dispute on an appeal by the Minister? The principal argument of the respondents ("the Commonwealth parties") is that unlike a hearing at first instance, a federal court has jurisdiction under s 77(i) of the Constitution to determine an appeal even if nothing remains in dispute. The submission is effectively that, unlike the first two scenarios, an appeal can be heard, and the Minister can be provided with an advisory appellate opinion, even if all real issues between the two parties have become entirely moot.
In the United States, in relation to the Cases and Controversies clause of Art III §2 of the Constitution of the United States, that argument has always been plainly wrong. It should not be accepted in Australia either. As the joint reasons explain, and for the reasons explained below, neither the text nor the purpose of s 77 permits an artificial subdivision of "jurisdiction" to apply different rules for appellate jurisdiction from those that apply to original jurisdiction.
On the present state of authority, a controversy on an appeal about a costs order is sufficient to establish a controversy about the substantive orders to which the costs order relates. But, in the present case, by the time the Commonwealth parties filed their amended notices of appeal in the Full Court of the Federal Court, there was not even a dispute about any costs order made at first instance.
The justiciable controversy element of a matter
The first element of a matter—a justiciable controversy—is commonly present in the exercise of judicial power. But the focus of a matter is narrower than the concept of judicial power. The element of a matter usually requiring a justiciable controversy has three aspects. First, a justiciable controversy must concern legal rights. Secondly, it must generally involve a dispute about those legal rights that can be resolved in a judicial manner by a court[64]. Thirdly, the parties before the court must have standing to agitate that dispute[65]. Each of these aspects is different although they are cumulative. The failure to recognise all aspects of a justiciable controversy can lead only to confusion and the dilution of its requirements.
[64]Minister for Home Affairs v Benbrika (2021) 272 CLR 68 at 167-168 [222]-[223].
[65]Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 256 [79]; 399 ALR 214 at 237.
A justiciable controversy and the need for legal rights
A legal controversy is a dispute about rights, duties or liabilities. The reference to "rights" is in a broad, and loose, sense which includes claim rights, powers, liberties and privileges, and immunities. In this sense, the "only kinds of rights with which courts of justice are concerned are legal rights"[66]. But a controversy, in law, is limited to the consideration of these rights, duties and liabilities.
[66]Construction, Forestry, Maritime, Mining and Energy Union v Personnel Contracting Pty Ltd (2022) 96 ALJR 89 at 105 [44]; 398 ALR 404 at 416, quoting Gouriet v Union of Post Office Workers [1978] AC 435 at 501.
Some rights, duties and liabilities are naturally possessed from birth. Other rights, duties and liabilities arise when things happen in the world. One of the things that happens in the world to give rise to rights, duties and liabilities is the making of court orders. The effect of a court order is usually to replace what the court has found to be a previously existing right, duty or liability with a new right, duty or liability "of a higher nature" which is generally supported by the enforcement mechanisms of the State[67].
[67]See Clayton v Bant (2020) 272 CLR 1 at 25 [66], quoting Drake v Mitchell (1803) 3 East 251 at 258 [102 ER 594 at 596] and King v Hoare (1844) 13 M & W 494 at 504 [153 ER 206 at 210].
Rights, duties and liabilities that once existed might cease to exist in the future: claim rights can be wholly exercised, duties can be discharged, and liabilities can be extinguished[68]. This is as true of rights that existed prior to court orders as it is of the rights that are created by court orders. A claim right recognised and ordered by the court can be wholly exercised, a duty recognised and ordered by the court can be discharged, and a liability recognised and ordered by the court can be extinguished. Since rights, duties and liabilities can subsequently cease to exist, it necessarily follows that a controversy can cease to exist and, therefore, a matter that once existed can cease to exist[69].
[68]Allianz Australia Insurance Ltd v Delor Vue Apartments CTS 39788 (2022) 97 ALJR 1 at 18 [60]-[63]; 406 ALR 632 at 649-650.
[69]See Unions NSW v New South Wales (2023) 97 ALJR 150 at 157-158 [19]; 407 ALR 277 at 283.
A justiciable controversy and the need for a real dispute
It is not sufficient for a controversy that the court is asked to adjudicate upon rights, duties or liabilities. It is also generally necessary that, independently of the proceeding itself[70], there is a real dispute about those rights, duties or liabilities. In other words, the usual requirement of a dispute is that it must concern some concrete, or real-world, application of rights, duties or liabilities about which opposing parties disagree. Just as rights, duties or liabilities might cease to exist, there might also cease to be any concrete, or real-world, consequences of a previous dispute about rights, duties or liabilities. As Roberts CJ said for the Supreme Court of the United States in Chafin v Chafin[71]:
"'[I]t is not enough that a dispute was very much alive when suit was filed'; the parties must 'continue to have a "personal stake"' in the ultimate disposition of the lawsuit.
There is thus no case or controversy, and a suit becomes moot, 'when the issues presented are no longer "live" or the parties lack a legally cognizable interest in the outcome.'"
[70]In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 265-266; Fencott v Muller (1983) 152 CLR 570 at 603-606; Abebe v The Commonwealth (1999) 197 CLR 510 at 523-524 [24]; BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at 967-968 [50]; 405 ALR 402 at 414.
[71](2013) 568 US 165 at 172 (citations omitted).
In Unions NSW v New South Wales ("Unions [No 3]")[72], the plaintiffs commenced proceedings which included a challenge to the validity of s 35 of the Electoral Funding Act 2018 (NSW). At the time that their proceedings were commenced, s 35 affected the future ability of the plaintiffs to campaign with another person, or other persons, at by-elections. But during the proceedings s 35 was repealed[73]. There had been no past interference with the plaintiffs' rights and there was no real prospect of future interference. There was no remaining dispute and the plaintiffs had no standing to vindicate any interest[74]. As I said in that case, the position in the United States and Australia in this respect was the same: "[t]he requisite personal interest that must exist at the commencement of the litigation [which is the foundation for standing] must continue throughout its existence"[75].
[72](2023) 97 ALJR 150; 407 ALR 277.
[73](2023) 97 ALJR 150 at 156 [10]; 407 ALR 277 at 280.
[74](2023) 97 ALJR 150 at 159 [25], 169 [84]; 407 ALR 277 at 285, 298.
[75](2023) 97 ALJR 150 at 163-164 [52]; 407 ALR 277 at 291, quoting United States Parole Commission v Geraghty (1980) 445 US 388 at 397. See also Unions [No 3] (2023) 97 ALJR 150 at 159-160 [25]-[28]; 407 ALR 277 at 285-286.
It was not enough in Unions [No 3] that the State of New South Wales might have had an interest in knowing whether its past legislation was valid. The interest of one party in the answer to a question does not make a dispute. If there are no past or future consequences of the issues for both parties then there is no longer a dispute. Hence, it is not sufficient that the resolution of the issue on the appeals to the Full Court of the Federal Court in this case might have had continuing significance to the Commonwealth parties. As Quick and Garran said of the view that an interested party cannot seek resolution of an issue by the court without any dispute[76]:
"The argument from policy is very strong in support of this view. Ex parte interpretations of the law, without the thorough examination of interested parties and their counsel, are apt to be unsatisfactory and unauthoritative. It might indeed happen that the persons interested might be represented and heard upon a reference; but the practice would be, at least, open to serious abuse. The one advantage it would have—that of obtaining a prompt decision upon questions which are in doubt, but which no one is ready to litigate—is more than balanced by other considerations. The Judges would be liable to be hindered in the discharge of their appropriate duties by being employed, in a manner, as the law advisers of the Crown".
[76]Quick and Garran, The Annotated Constitution of the Australian Commonwealth (1901) at 767.
A justiciable controversy and the need for standing
The existence of a real dispute is different from the requirement of standing. A real dispute about rights exists independently of a legal proceeding. Standing does not. Hence, a "tendency" that has rightly been criticised is for "standing to be unhelpfully lumped together, even misidentified, with these rights"[77]. Standing is instead the separate requirement that the applicant for relief is the correct person (with them or their representatives "standing" before the court) to agitate the dispute. In particular, the party asserting the right, duty or liability must have standing to enforce that right, duty or liability. In this sense, it is often said that standing is subsumed within the requirement of a matter[78].
[77]Liau, Standing in Private Law (2023) at 33.
[78]Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 256-257 [79]; 399 ALR 214 at 237, and the cases cited there.
Although there are limited exceptions[79], in private law the element of standing usually requires that the party asserting a right, duty or liability either holds or is subject to the right, duty or liability. In public law the element of standing is different. It usually requires that the right, duty or liability be asserted by a person with a sufficiently special interest in doing so[80]. The Attorney-General could, however, authorise a relator proceeding so that an individual without any special interest could bring an action concerning the infringement of a public right[81]. Both the United States and Australia have also recognised that legislation can extend such relator proceedings so that an individual can bring the action as a "private Attorney-General"[82].
[79]See, eg, Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 265-266 [122]-[123]; 399 ALR 214 at 249, and in particular the discussion therein of CGU Insurance Ltd v Blakeley (2016) 259 CLR 339.
[80]Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 257-261 [84]-[99]; 399 ALR 214 at 239-243.
[81]Taylor v Attorney-General (Cth) (2019) 268 CLR 224 at 262 [105]; Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 258 [87]; 399 ALR 214 at 239-240.
[82]See Associated Industries v Ickes (1943) 134 F 2d 694 at 704; Bennett v Spear (1997) 520 US 154 at 165; Truth About Motorways Pty Ltd v Macquarie Infrastructure Investment Management Ltd (2000) 200 CLR 591 at 632 [108], 634 [112].
Exceptional cases of a justiciable controversy without a real dispute
There are exceptional cases where this Court has recognised that justiciable controversies exist without any real dispute about rights, duties or liabilities. In R v Davison[83], Dixon CJ and McTiernan J gave a number of examples of orders in such cases: the administration of assets or of trusts; the grant of probate of a will or letters of administration; the winding up of companies; the maintenance and guardianship of infants; the exercise of a power of sale by way of family arrangement; the consent to the marriage of a ward of court; and the administration of enemy property.
[83](1954) 90 CLR 353 at 368.
The reasons for these exceptions lie partly in their historical existence as circumstances which, whilst not exclusively a matter for judicial power, can also be "incidents in the exercise of strictly judicial powers"[84]. But "[h]istory alone does not provide a sufficient basis for defining the exercise of a power as judicial power"[85]. The exceptions are based also upon the involvement of the judicial process at a systemic level despite the absence of a real dispute about rights, duties or liabilities. Each exception is incidental to the strictly judicial power that would be exercised in resolving real disputes in that field. The exception assists to ensure the efficient functioning of dispute resolution in the particular area when real disputes arise.
[84]R v Davison (1954) 90 CLR 353 at 368, quoting Queen Victoria Memorial Hospital v Thornton (1953) 87 CLR 144 at 151.
[85]Palmer v Ayres (2017) 259 CLR 478 at 494 [37], citing R v Davison (1954) 90 CLR 353 at 366-369, 382 and White v Director of Military Prosecutions (2007) 231 CLR 570 at 595 [48].
The category of cases involving such systemic justifications for judicial power is not closed but the recognition of new exceptions has not been common. The most significant new exception was the decision of the majority of this Court in Mellifont v Attorney-General (Q)[86]. Mr Mellifont had been charged with perjury in the District Court in Queensland. At the close of the evidence, the trial judge indicated that he intended to direct the jury to return a verdict of not guilty based on his Honour's view of an element of the offence concerning materiality. Before the trial judge directed the jury to that effect, the Crown entered a nolle prosequi and Mr Mellifont was discharged. The Attorney-General of the State of Queensland then relied on the referral provisions in s 669A of the Criminal Code (Qld) to refer the question of law concerning materiality to the Court of Criminal Appeal of Queensland. Those provisions permitted the referral of questions arising at the trials of persons who were acquitted of offences as well as those who were discharged after entry of a nolle prosequi.
[86](1991) 173 CLR 289.
The Court of Criminal Appeal answered the questions referred in a manner that supported the case put by the prosecutor[87]. Mr Mellifont sought special leave to appeal to this Court. A preliminary issue raised in this Court was whether the Court had jurisdiction to entertain the appeal under s 73 of the Constitution. Toohey J resolved that issue on the basis (explained below) that this Court's appellate power under s 73 of the Constitution does not require the existence of a "matter", and that it sufficed for jurisdiction that an appeal is involved and that the Court will exercise judicial power in resolving the appeal[88]. Some judges subsequently explained the result in Mellifont in this way[89].
[87](1991) 173 CLR 289 at 299.
[88](1991) 173 CLR 289 at 323-324. Compare at 317 per Brennan J.
[89]See Re McBain; Ex parte Australian Catholic Bishops Conference (2002) 209 CLR 372 at 409 [74].
But in the joint judgment, Mason CJ, Deane, Dawson, Gaudron and McHugh JJ appeared to decide Mellifont on a broader basis. Their Honours considered that the appeal was not merely an exercise of judicial power to decide an appeal under s 73, but that it also involved a matter[90].
[90](1991) 173 CLR 289 at 305.
In oral argument in Mellifont, Deane J analogised the orders sought by the prosecution in answer to the referred questions of law with "declaratory relief that the acquittal was wrong"[91]. But there is little historical support for such declaratory powers in the Court of Chancery. The descriptions of the early criminal, or criminal-like, jurisdiction of the Court of Chancery, and later remnants of that jurisdiction that survived the rise and fall of the Court of Star Chamber, do not include any examples of declaratory relief concerning criminal offences either before or after the Court of Chancery Procedure Act 1852[92].
[91](1991) 173 CLR 289 at 291.
[92]15 & 16 Vict c 86. See Spence, The Equitable Jurisdiction of the Court of Chancery (1846), vol 1, bk 4 at 684-688; Mack, "The Revival of Criminal Equity" (1903) 16 Harvard Law Review 389 at 390-391; Holdsworth, A History of English Law, 3rd ed (1922), vol 2 at 405-406. See also Vella v Commissioner of Police (NSW) (2019) 269 CLR 219 at 236-237 [29].
The justification in the joint judgment in Mellifont for the recognition of the availability of declaratory-like orders within criminal jurisdiction without a real dispute was a purely systemic one. That is, their Honours distinguished between, on the one hand, an (invalid) proceeding that involved only "seeking and obtaining a review of the trial judge's ruling" in order to "secure a correct statement of the law so that it would be applied correctly in future cases" and, on the other hand, the procedure at issue in that case. The procedure in that case was said to be different because it occurred "in the context of the criminal law" and was a "standard procedure for correcting error of law in criminal proceedings without exposing the accused to double jeopardy"[93]. In other words, in a legal system that denies the Crown a power to appeal from an acquittal that is based on an error of law, there is a systemic need to vindicate the interest of the Crown.
[93](1991) 173 CLR 289 at 305.
The only systemic need in favour of a new exception advanced by the Commonwealth parties on the present appeals was the curious submission that, were the availability of appeal denied to the Commonwealth in those instances where there is no real dispute, the Commonwealth might use costs as a lever to maintain the possibility of an appeal. In other words, in a test case in which the Commonwealth would not otherwise have maintained any argument on appeal about costs, it might do so against a person with whom it no longer had any real dispute as an artifice to keep a notional appeal on foot.
Even assuming that the Commonwealth, as a model litigant, were nevertheless to behave in a manner that used costs orders only as an artifice to compel a person to remain in litigation before an appellate court, that could not be a sufficient systemic need to abolish the requirement for any dispute on appeal in any case in which the Commonwealth was an appellant.
The Commonwealth parties' submission on this central issue was, in any event, much broader. It was that a justiciable controversy does not ever require a real dispute when a case is in appellate jurisdiction.
"Appellate" jurisdiction is not a substitute for a real dispute
Article III §2 of the Constitution of the United States speaks of judicial power over various "Cases" and "Controversies". Nearly a century ago, in the Supreme Court of the United States in Coleman v Miller[94], Frankfurter J explained how the concepts of "Cases" and "Controversies" provide a further constitutional constraint upon the exercise of judicial power:
"The Constitution further explicitly indicated the limited area within which judicial action was to move—however far-reaching the consequences of action within that area—by extending 'judicial Power' only to 'Cases' and 'Controversies.' ... Judicial power could come into play only in matters that were the traditional concern of the courts at Westminster and only if they arose in ways that to the expert feel of lawyers constituted 'Cases' or 'Controversies.'"
[94](1939) 307 US 433 at 460.
In some circumstances, this long-established limit later came to be described by some courts as "mootness"[95]. But, as Diamond[96] observed in 1946, the principle of mootness was much, much older, with roots in English decisions dating back to as early as 1736[97]. That mootness principle applied throughout the trial and appeals process. As a matter of principle it would have been spurious to draw a distinction between cases that became moot during trial and those that became moot during appeal: "[f]rom the standpoint of the governing principles of law, there is little if any distinction between a case which is found to be moot at the commencement of the litigation and a case which becomes moot pending appeal"[98].
[95]Liner v Jafco Inc (1964) 375 US 301 at 306, fn 3.
[96]Then the Special Assistant to the Attorney-General of the United States.
[97]Diamond, "Federal Jurisdiction to Decide Moot Cases" (1946) 94 University of Pennsylvania Law Review 125 at 125.
[98]Diamond, "Federal Jurisdiction to Decide Moot Cases" (1946) 94 University of Pennsylvania Law Review 125 at 127.
The dispute between the parties at first instance was replaced by a dispute between the parties as to the correctness of the primary judgment (or at least a dispute raised by the Commonwealth parties to the same effect). Putting aside the question of costs and the fact that the orders were valid and binding until set aside[190], that dispute had no practical significance for the parties as between themselves given that the issue concerning the applicability of s 198AD(2) had been resolved by the Minister's determination. However, as the Full Court recognised, the proceedings raised "matters of general principle and wider application, of importance to [the Commonwealth parties] but in substance largely unrelated to any ongoing effect of the primary judge's orders for the [appellant]"[191].
[190]New South Wales v Kable (2013) 252 CLR 118 at 133 [32].
[191]Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v AZC20 (2022) 290 FCR 149 at 154 [19].
In United States jurisprudence on concepts of justiciability, which strongly influenced the drafting of the Australian Constitution[192], the doctrine of "mootness" has been described as the "doctrine of standing in a time frame"[193]. The general principle is that an actual controversy must exist at all stages of federal proceedings, at both trial and appellate levels[194]. It is contested whether that doctrine is derived from the constitutional limitation of judicial power to the determination of cases and controversies, or from prudential considerations such as saving the court's institutional capital for cases "truly requiring decisions"[195]. To the extent that the doctrine of mootness has constitutional foundations in Art III of the United States Constitution, these were not identified by the Supreme Court until 1964[196].
[192]See Buss, "Andrew Inglis Clark's Draft Constitution, Chapter III of the Australian Constitution, and the Assist from Article III of the Constitution of the United States" (2009) 33 Melbourne University Law Review 718; Burmester, "Limitations on Federal Adjudication", in Opeskin and Wheeler (eds), The Australian Federal Judicial System (2000) 227 at 228.
[193]Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 143, quoting Monaghan, "Constitutional Adjudication: The Who and When" (1973) 82 Yale Law Journal 1363 at 1384.
[194]See United States Parole Commission v Geraghty (1980) 445 US 388 at 397, quoting Monaghan, "Constitutional Adjudication: The Who and When" (1973) 82 Yale Law Journal 1363 at 1384; Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 143.
[195]Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 144; Lee, "Deconstitutionalizing Justiciability: The Example of Mootness" (1992) 105 Harvard Law Review 603.
[196]Liner v Jafco Inc (1964) 375 US 301, cited in Lee, "Deconstitutionalizing Justiciability: The Example of Mootness" (1992) 105 Harvard Law Review 603 at 611-612.
American commentators have identified the "flexible character" of the mootness doctrine, which is subject to various exceptions to allow courts to proceed to determine an otherwise factually "moot" matter, such as where an issue is found to be a wrong which is "capable of repetition yet evading review"[197]. Recently, the Supreme Court has arguably relaxed the doctrine of mootness further to preserve its power to decide "major questions" concerning controversial political issues[198].
[197]Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 145, 150-151. See also Hall, "The Partially Prudential Doctrine of Mootness" (2009) 77 George Washington Law Review 562.
[198]Heppner, "Let the Right Ones In: The Supreme Court's Changing Approach to Justiciability" (2023) 61 Duquesne Law Review 79 at 90-92, citing West Virginia v Environmental Protection Agency (2022) 142 S Ct 2587.
This discretionary approach is consistent with the recognised power of the Federal Court of Australia to either stay or proceed to hear a case on appeal where the underlying factual controversy has become "moot", as discussed above. A similar approach is evident in the United Kingdom, albeit in a context not affected by the stricter constitutional constraints of a "matter" requirement[199].
[199]See R v Board of Visitors of Dartmoor Prison; Ex parte Smith [1987] QB 106 at 115; R v Secretary of State for the Home Department; Ex parte Salem [1999] 1 AC 450 at 456; MS (Pakistan) v Secretary of State for the Home Department [2020] 1 WLR 1373 at 1378 [10]; [2020] 3 All ER 733 at 739.
The cessation of the practical significance of court proceedings has obvious implications for cases heard in the original jurisdiction, particularly where the substantive issue in the proceeding no longer has any apparent significance for the plaintiff or any other person. In Unions NSW v New South Wales ("Unions [No 3]"), this Court found that it ceased to have original jurisdiction to decide whether a law creating an offence was constitutionally invalid in its historical operation[200]. The impugned law was repealed shortly before the Court's scheduled hearing[201]. The plaintiffs were not the subject of enforcement action for any past breach of the repealed law but claimed to have standing arising from their contention that their past compliance with the repealed law was unnecessary and their apprehension that the law might be re-enacted in the future[202]. Recognising that the requirement of standing to seek declaratory relief was "subsumed within the constitutional requirement of a 'matter'"[203], the Court found that the plaintiffs lost standing when the law was repealed[204]. As the plaintiffs were no longer restricted in their freedom of action or activities by the law, and had no expectation of being affected by that provision in future elections, the "only advantage that the plaintiffs would achieve from a declaration of invalidity would be the satisfaction of a statement by the Court validating their contentions of an historical wrong"[205]. On that basis, the Court no longer had jurisdiction to hear and determine the plaintiffs' claim with respect to the purported invalidity of the law.
[200](2023) 97 ALJR 150 at 159-160 [27]-[28]; 407 ALR 277 at 286.
[201]Unions [No 3] (2023) 97 ALJR 150 at 156 [10]; 407 ALR 277 at 280.
[202]Unions [No 3] (2023) 97 ALJR 150 at 159-160 [25]-[27]; 407 ALR 277 at 285-286.
[203]Unions [No 3] (2023) 97 ALJR 150 at 157 [15]; 407 ALR 277 at 282.
[204]Unions [No 3] (2023) 97 ALJR 150 at 159 [24]-[25]; 407 ALR 277 at 285.
[205]Unions [No 3] (2023) 97 ALJR 150 at 159 [26]; 407 ALR 277 at 285, citing Australian Conservation Foundation v The Commonwealth (1980) 146 CLR 493 at 530.
However, the reasoning in Unions [No 3] does not readily map onto the Commonwealth parties' appeals to the Full Court in these proceedings. In contrast with the lack of ongoing significance of the issues raised in Unions [No 3] to the plaintiffs or any other person, the issues decided by the Full Court have continuing significance for the Commonwealth parties and others in relation to the duty in s 198AD(2) of the Migration Act, the meaning of "immigration detention" in that Act and the scope of the Federal Court's power in s 23 of the Federal Court Act. As earlier noted, the invocation of federal appellate jurisdiction does not require the identification of a matter distinct from the matter as instituted at first instance. The appeals were concerned with whether there was error in the exercise of original jurisdiction by the Federal Court, concerning subject matter defined by reference to the heads of jurisdiction in either s 75 or s 76 of the Constitution, and in relation to a dispute that gave rise to a justiciable controversy concerning concrete rights and liabilities. In that way, the Federal Court's appellate jurisdiction was invoked with respect to a "matter".
The supervisory function of an appeal
The remaining question is whether the appeals were "divorced from any attempt to administer"[206] the law so as to deny appellate jurisdiction to decide the appeals. Accepting the necessary connection between the exercise of the judicial function and the administration of the law[207], that connection might readily be found in the Full Court's supervisory function over the exercise of original jurisdiction.
[206]In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 266.
[207]Clubb (2019) 267 CLR 171 at 216-217 [136].
Attorney-General (Cth) v Alinta Ltd[208] illustrates a broad approach to the identification of this Court's appellate jurisdiction, and the absence of any requirement that the "adequate adversarial nature of the dispute"[209] be demonstrated by a continuing controversy between the parties. In Alinta, special leave to appeal to the High Court was granted from the Full Federal Court's declaration that s 657A(2)(b) of the Corporations Act 2001 (Cth) was invalid, in the context of a dispute between two parties over a merger blocked by the Takeovers Panel. After the underlying commercial controversy between the parties was settled and the applicants sought to discontinue the proceedings, the Attorney-General for the Commonwealth (who had intervened in the Full Federal Court as of right) was the only party who retained an interest in contesting the declaration. Hayne J, with whom Gleeson CJ and Gummow J agreed, accepted that the Attorney-General had an interest in the continuing "constitutional controversy" which was "neither merely hypothetical nor moot"[210]. Leave was granted to counsel to appear as amici curiae and submit arguments supporting the declaration of invalidity[211].
[208](2008) 233 CLR 542.
[209]CGU (2016) 259 CLR 339 at 351 [27].
[210]Alinta (2008) 233 CLR 542 at 568 [67] (footnote omitted).
[211]Alinta (2008) 233 CLR 542 at 550 [1].
In this case, the Commonwealth parties had a real, practical interest in correcting the alleged errors of the primary judge before the Full Court because of their precedential significance for existing disputes between the Commonwealth and third parties and, potentially, for the continuing litigation between the Commonwealth parties and the appellant. At all times, the Minister had a constitutional responsibility to administer the relevant laws. The Minister's interest in the correction of error extended beyond the effect of the orders in this particular case, and included an interest in correcting an allegedly erroneous decision that would otherwise operate as a precedent. Unlike the position in Alinta, the appellant here, who had been a party to the original controversy, was willing to act as contradictor on the appeals. Further, there was no lack of concrete facts upon which the issues raised by the appeals were able to be decided.
In O'Toole, Deane, Gaudron and McHugh JJ expressed "serious doubts" about the unnecessary confinement of the appellate jurisdiction conferred by s 73 of the Constitution and noted that[212]:
"it cannot be justified by the considerations relating to the integrity and independence of judicial functions and powers which underlie the decision in In re Judiciary and Navigation Acts and which preclude jurisdiction being conferred upon this Court to furnish to the Executive an advisory opinion divorced from the administration of justice in relation to an actual matter".
The observation applies equally in this case.
[212](1990) 171 CLR 232 at 284-285.
Shortly after O'Toole, in Mellifont v Attorney-General (Q), a majority of this Court held that the Court's appellate jurisdiction under s 73 of the Constitution extended to an appeal from an opinion of the Queensland Court of Criminal Appeal on a point of law referred under s 669A of the Criminal Code (Qld)[213]. The questions of law concerned the trial judge's rulings on the materiality of evidence, in circumstances where the prosecution had filed a nolle prosequi before the jury handed down its verdict. The plurality concluded that the Court of Criminal Appeal's decision on the reference "was made with respect to a 'matter' which was the subject-matter of the legal proceedings at first instance and was not divorced from the ordinary administration of the law"[214]. In so doing, the plurality distinguished the decision from the declaration sought in In re Judiciary and Navigation Acts, which they described as "academic, in response to an abstract question, and hypothetical in the sense that it was unrelated to any actual controversy between parties"[215]. Their Honours stated[216]:
"The fundamental point ... is that s 669A(2) enables the Court of Criminal Appeal to correct an error of law at the trial. It is that characteristic of the proceedings that stamps them as an exercise of judicial power and the decision as a judgment or order within the meaning of s 73. Were it otherwise, the appellate jurisdiction of this Court would not extend to a review of decisions of courts of criminal appeal and full courts under s 669A(2) and similar provisions in other jurisdictions which have as their object the giving of authoritative decisions on questions of criminal law for the better administration of justice."
[213](1991) 173 CLR 289.
[214]Mellifont (1991) 173 CLR 289 at 305.
[215]Mellifont (1991) 173 CLR 289 at 305.
[216]Mellifont (1991) 173 CLR 289 at 305.
Mellifont was concerned with a specific referral procedure on questions of law in a criminal trial and whether answering such questions involved the exercise of judicial power. The case did not identify a separate question as to whether the exercise of the Court of Criminal Appeal's jurisdiction, or the subsequent invocation of this Court's appellate jurisdiction, was divorced from an attempt to administer the law. In Director of Public Prosecutions (SA) v B, Gaudron, Gummow and Hayne JJ confirmed that it was "central to the reasoning" of the majority in Mellifont that the Court of Criminal Appeal's decision was "a decision made with respect to a 'matter' which was the subject matter of the legal proceedings at first instance"[217]. Their Honours noted that the majority in Mellifont expressly did not rely on the prospect of the prosecution filing a fresh indictment against the appellant in concluding that the Court of Criminal Appeal's answers were a judgment or order for the purpose of an appeal within the meaning of s 73[218].
[217](1998) 194 CLR 566 at 576 [10].
[218]B (1998) 194 CLR 566 at 575-576 [9], citing Mellifont (1991) 173 CLR 289 at 306, 326.
Mellifont consequently demonstrates that there may be a "matter" for the purposes of appellate jurisdiction in the absence of an ongoing dispute between parties who will be affected by the order of the appellate court. The subject matter in Mellifont was plainly "justiciable in character", namely the alleged errors of law by the trial judge. There was no lack of concreteness and the State appeared as a contradictor.
In Re McBain; Ex parte Australian Catholic Bishops Conference, Gaudron and Gummow JJ further explained the import of Mellifont as follows[219]:
"The decision of the Court of Criminal Appeal was held to involve the exercise of judicial power by that Court because the procedure was directed to correcting errors in a criminal trial. Thus, the decision fell within the words 'judgments, decrees, orders' in s 73 of the Constitution and this Court had jurisdiction to entertain an appeal from it."
[219](2002) 209 CLR 372 at 409 [74].
As a matter of principle, the Full Court's decision in this case was no less an exercise of judicial power than the Court of Criminal Appeal's decision in Mellifont simply because its process was directed to correcting errors of a single judge of the Federal Court instead of errors in a criminal trial. Moreover, and unlike Mellifont, these appeals to the Full Court clearly were from orders that continued to bind the parties. Regardless of the efficacy of the primary judge's orders, they remained valid unless and until set aside and included a judicial command to a member of the executive government, underpinned by a declaration as to the relevant statutory provision regulating the appellant's status. As a matter of principle, the judicial act of setting aside orders of the primary judge is properly characterised as an act of administering the relevant law[220] that follows upon the answers to questions that arise for consideration upon an appeal. In that way, the appeals to the Full Court involved a "matter" at all times and never called upon that Court to exercise judicial power divorced from the administration of the law.
[220]cf Commonwealth Scientific and Industrial Research Organisation v Perry [No 2] (1988) 53 SASR 538 at 552, 557; Coffs Harbour Environment Centre Inc v Minister for Planning (1994) 84 LGERA 324 at 336.
Outstanding controversies before the Full Court
Even if it is not accepted that the subject matter of the proceedings below and the correction of error therein is sufficient to sustain a "matter" at the appellate level, there remained outstanding controversies for determination by the Full Court notwithstanding the Minister's determination.
Controversy about Federal Court's power to make home detention orders
The purpose of the "matter" requirement is to establish the suitability of proceedings as the object of the exercise of the judicial power of the Commonwealth. The characterisation of a dispute between parties as a "matter" may, in some circumstances, be described at different levels of generality. At a very high level of generality, the appellant and the Commonwealth parties were, and continue to be, in dispute about the circumstances of the appellant's detention by the Commonwealth. The appellant, who has now been in immigration detention for a decade, claims that the Secretary has failed in his duties to remove him from Australia and thereby to release the appellant from immigration detention. One aspect of that dispute concerns the power of the Federal Court to compel the Secretary to detain the appellant at an address stipulated by the Court, outside of an immigration detention facility[221].
[221]AZC20 (2022) 290 FCR 149 at 165-170 [79]-[104].
The currency of that aspect of the dispute was sufficiently demonstrated by the appellant's claim in this Court to restore the primary judge's orders (which included the home detention orders, notwithstanding they would have no effect), together with his claim for home detention orders in relevantly identical terms in his extant proceedings seeking to compel the Secretary to comply with s 198 of the Migration Act. As the Full Court's judgment demonstrates, the question of power was capable of being decided by reference to the facts found by the primary judge.
Costs and appellate jurisdiction
Further, there was a live controversy before the Full Court[222] as to who should pay the costs of the proceeding before the primary judge and, consequently, the costs of the appeals.
[222]AZC20 (2022) 290 FCR 149 at 154 [18]-[20].
As costs ordinarily follow the event in proceedings brought in the Federal Court, an appeal will typically involve a controversy as to who should pay the costs of the proceeding at first instance. An appeal seeking to set aside an order as to costs involves a real issue that may be determined by reference to the merits of the appeal, and that is or may form part of a "matter"[223]. In this case, at the hearing of the Full Court appeals on 8 February 2022, the Commonwealth parties' counsel undertook to seek instructions whether the Commonwealth parties would bear the costs of the appeals and would not seek to disturb the costs orders made in each proceeding below[224]. On 25 March 2022, the Commonwealth parties filed amended notices of appeal, each proposing an order that the Commonwealth parties pay the appellant's costs of the appeal, and noting that the Commonwealth parties did not seek to disturb the costs orders made by the primary judge.
[223]Minister for Immigration and Multicultural and Indigenous Affairs v Al Masri (2003) 126 FCR 54 at 61-62 [19]-[21]; Bonan (2007) 160 FCR 29 at 32 [10].
[224]AZC20 (2022) 290 FCR 149 at 154 [20].
If costs had been the only issue in the appeals, then a question may have arisen on the filing of the amended notices of appeal as to whether the Full Court should have delivered its judgment on the substantive issues[225]. No doubt, the appellant would have been concerned to obtain the costs orders that the Commonwealth parties now sought in the appellant's favour. Putting aside the substantive questions, the Full Court would have retained jurisdiction to make orders concerning costs, and a "matter" would have subsisted.
[225]Hub Street Equipment Pty Ltd v Energy City Qatar Holding Company (2021) 290 FCR 298 at 301-302 [3]-[11].
Conclusion
I would dismiss the appeals insofar as the appellant contended that the Full Court lacked jurisdiction. As this is a minority view and the Full Court's orders will be set aside, it is unnecessary for me to say anything about the other issues raised in the appeals.
AZC20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2023] HCA 26
AZC20 v Secretary, Department of Home Affairs [2023] FCA 1252
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