Paridis v Settlement Agents Supervisory Board

Case [2007] WASCA 97


PARIDIS -v- SETTLEMENT AGENTS SUPERVISORY BOARD [2007] WASCA 97



(2007) 33 WAR 361
SUPREME COURT OF WESTERN AUSTRALIACitation No:[2007] WASCA 97
THE COURT OF APPEAL (WA)
Case No:CACV:134/200618 JANUARY 2007
Coram:WHEELER JA
PULLIN JA
BUSS JA
9/05/07
45Judgment Part:1 of 1
Result: CACV 134 of 2006
Application for leave to appeal dismissed
CACV 138 of 2006
Application for leave to appeal dismissed
A
PDF Version
Parties:KATHERINE MARIE ANNETTE PARIDIS
SETTLEMENT AGENTS SUPERVISORY BOARD

Catchwords:

Settlement agents
Disciplinary proceedings
Appeal against decision of State Administrative Tribunal to suspend settlement agent's licence and triennial certificate for 12 months and against order that agent pay Board's costs
Whether Tribunal misconstrued the object of disciplinary action
Whether Tribunal failed to take relevant factors into account in determination of appropriate disciplinary order and as a result imposed wrong disciplinary order
Whether Tribunal erred in ordering agent to pay Board's costs
Cross­appeal against decision of Tribunal that certain allegations against agent had not been made out and against the disciplinary order imposed
Principles governing the grant of leave to appeal under s 105(1) of the State Administrative Tribunal Act 2004 (WA)
What constitutes a question of law within s 105(2) of the State Administrative Tribunal Act
Whether s 105(13) of the State Administrative Tribunal Act applies to Board

Legislation:

Administrative Appeals Tribunal Act 1975 (Cth), s 44(1)
Settlement Agents' Code of Conduct 1982 (WA), r 15
Settlement Agents Act 1981 (WA), s 46(2), s 49(6), s 83, s 84
State Administrative Tribunal Act 2004 (WA), s 3(1), s 87, s 105
Victorian Civil and Administrative Tribunal Act 1998 (Vic), s 148

Case References:

Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321
Birdseye v Australian Securities and Investments Commission (2003) 38 AAR 55
Clyne v New South Wales Bar Association (1961) 104 CLR 186
Collins v Minister for Immigration and Ethnic Affairs (1981) 58 FLR 407
Comcare Australia v Lees (1997) 151 ALR 647
Comcare v Etheridge (2006) 149 FCR 522
CREEDNZ Inc v Governor-General [1981] 1 NZLR 172
CSR Ltd v Della Maddalena (2006) 80 ALJR 458
Dearman v Dearman (1908) 7 CLR 549
Federal Commissioner of Taxation v McCabe (1990) 21 ALD 740
Fox v Percy (2003) 214 CLR 118
Grljusich v Andrews [2003] WASCA 206
Harle v Legal Practitioners Liability Committee [2003] VSCA 133
Hill v Repatriation Commission (2005) 218 ALR 251
Jemielita v The Medical Board of Western Australia, unreported; SCt of WA; Library No 920584; 13 November 1992
Lackovic v Insurance Commission (WA) (2006) 31 WAR 460
Law Society of Tasmania v Turner (2001) 11 Tas R 1
McCann v Switzerland Insurance Australia Ltd (2000) 203 CLR 579
McCarthy v St Paul International Insurance Co Ltd [2007] FCAFC 28
Medical Board of Western Australia v Roberman [2005] WASAT 81 (S)
Medical Board of Western Australia v Roberman [2006] WASAT 152
Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24
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Paridis v Settlement Agents Supervisory Board [2007] WASCA 97
Case
[2007] WASCA 97
Decision Date

CaseChat Overview and Summary

The applicant, Paridis, appealed against the decision of the State Administrative Tribunal to suspend their settlement agent's licence and triennial certificate for 12 months and against the order that they pay the Board's costs. The Board cross-appealed against the Tribunal's decision that certain allegations against the applicant had not been made out and against the disciplinary order imposed. The primary legal issues in this case were whether the Tribunal misconstrued the object of disciplinary action, failed to take relevant factors into account in determining the appropriate disciplinary order, and erred in ordering the applicant to pay the Board's costs. The secondary legal issues were the principles governing the grant of leave to appeal under s 105(1) of the State Administrative Tribunal Act 2004 (WA), what constitutes a question of law within s 105(2) of the State Administrative Tribunal Act, and whether s 105(13) of the State Administrative Tribunal Act applies to the Board.

The Court found that the Tribunal did not misconstrue the object of disciplinary action, nor did it fail to take relevant factors into account in determining the appropriate disciplinary order. The Court held that the Tribunal did not err in ordering the applicant to pay the Board's costs. The Court also found that the Tribunal's decision that certain allegations against the applicant had not been made out and the disciplinary order imposed were correct. The Court held that the principles governing the grant of leave to appeal under s 105(1) of the State Administrative Tribunal Act were correctly applied, and that what constitutes a question of law within s 105(2) of the State Administrative Tribunal Act was correctly determined. The Court found that s 105(13) of the State Administrative Tribunal Act did not apply to the Board.

The Court dismissed both the applicant's and the Board's applications for leave to appeal. The Court found that the applications did not raise a question of law and that the Tribunal's decisions were not erroneous. The Court held that the disciplinary orders imposed by the Tribunal were appropriate and that the costs order was also correct. The Court found that the principles governing the grant of leave to appeal were correctly applied, and that the Board was not subject to s 105(13) of the State Administrative Tribunal Act.

Orders

Orders of the court

CACV 134 of 2006

Application for leave to appeal dismissed

CACV 138 of 2006

Application for leave to appeal dismissed

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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