Grljusich v Andrews

Case [2003] WASCA 206


JURISDICTION     :   SUPREME COURT OF WESTERN AUSTRALIA

TITLE OF COURT  :   THE FULL COURT (WA)

CITATION:   GRLJUSICH -v- ANDREWS [2003] WASCA 206

CORAM:   MURRAY J

TEMPLEMAN J
BARKER J

HEARD:   21 FEBRUARY 2003

DELIVERED          :   2 SEPTEMBER 2003

FILE NO/S:   FUL 36 of 2002

BETWEEN:   DUJE TOME GRLJUSICH

Appellant

AND

CHRISTOPHER ANDREWS
Respondent

Catchwords:

Appeal - Appeal by sales representative against decision of District Court dismissing appeal against the disciplinary findings and penalty imposed by Real Estate and Business Agents' Supervisory Board under Real Estate and Business Agents Act 1978 (WA) - Penalty of cancellation of sales representative's certificate of registration and permanent disqualification from registration - Nature of appeal under s 23 Real Estate and Business Agents Act 1978 (WA) - Whether Court on appeal has broad power to make disciplinary findings in substitution for those of the Board - Whether Judge erred in finding Board did not err in refusing to reopen inquiry to adduce further evidence after publishing its findings - Whether Judge erred in finding no reasonable apprehension of bias on part of Board - Whether penalty imposed by Board "manifestly excessive" - Whether appellant capable of re­establishing himself as a "fit and proper person" to hold a certificate of registration under Act

Legislation:

Real Estate and Business Agents Act 1978 (WA), s 23, s 43, s 47(1)(b), s 101, s 102(1)(b), s 103(4)

Result:

Appeal allowed in part
Penalty varied to one of disqualification for period of 5 years

Category:    B

Representation:

Counsel:

Appellant:     Mr M J McCusker QC & Mr S G Scott

Respondent:     Ms P J Giles

Solicitors:

Appellant:     Stables Scott

Respondent:     Tottle Christensen

Case(s) referred to in judgment(s):

Bradshaw v Medical Board of WA (1990) 3 WAR 323

Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd (1976) 135 CLR 616

Coal and Allied Operations Pty Ltd v Australian Industrial Relations Commission (2000) 203 CLR 194

Dinsdale v The Queen (2000) 202 CLR 321

Ex parte Tziniolis; Re Medical Practitioners Act (1967) 67 SR (NSW) 448

Fox v Percy (2003) 197 ALR 201

Gallagher v The Queen (1986) 160 CLR 392

House v The King (1936) 55 CLR 499

Killick v The Queen (1981) 147 CLR 565

Livesey v New South Wales Bar Association (1983) 151 CLR 288

Maxwell v Dixon (1965) WAR 167

Moursellas v Pharmaceutical Council of Western Australia (1992) 10 WAR 240

Orr v Holmes (1948) 76 CLR 632

R v Chin (1985) 157 CLR 671

Smith v New South Wales Bar Association (1992) 176 CLR 256

Sobey v Commercial and Private Agents Board (1979) 22 SASR 70

The New South Wales Bar Association v Evatt (1968) 117 CLR 177

The Registrar, Real Estate and Business Agents Supervisory Board v Barnett, unreported; FCt SCt of WA; Library No 970426; 26 August 1997

Urban Transport Authority of New South Wales v Nweiser (1992) 28 NSWLR 471

Vakauta v Kelly (1989) 167 CLR 568

Ziems v The Prothonotary of the Supreme Court of New South Wales (1957) 97 CLR 279

Case(s)…

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AGLC
Grljusich v Andrews [2003] WASCA 206
Case
[2003] WASCA 206
Decision Date

CaseChat Overview and Summary

In the case of Grljusich v Andrews, the appellant, Grljusich, challenged the decision of the District Court that dismissed the appeal against disciplinary findings and penalties imposed by the Real Estate and Business Agents' Supervisory Board under the Real Estate and Business Agents Act 1978 (WA). The Board had cancelled Grljusich's sales representative's certificate of registration and disqualified him permanently from registration. Grljusich's appeal sought to overturn the Board's findings and penalty, arguing various errors in the Board's process and the excessiveness of the penalty.

The primary legal issues in this appeal were whether the Court on appeal had the broad power to make disciplinary findings in substitution for those of the Board, whether the Judge erred in finding that the Board did not err in refusing to reopen the inquiry to adduce further evidence after publishing its findings, whether the Judge erred in finding no reasonable apprehension of bias on the part of the Board, whether the penalty imposed by the Board was "manifestly excessive," and whether Grljusich was capable of re-establishing himself as a "fit and proper person" to hold a certificate of registration under the Act.

The Court, in its reasoning, clarified that the appeal under s 23 of the Act is an appeal by way of rehearing, conducted by reference to the evidence given before the Board. The Court can exercise its appellate powers only if satisfied that there was an error on the part of the Board. The Court emphasised that the nature of the appeal was to be gleaned from the relevant statutory provisions and that the appeal is by way of rehearing, falling into category (ii) as described by Mason J in Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd. The Court held that the District Court had correctly dismissed the appeal as there were no errors in the Board's process, no apprehension of bias, and the penalty was not manifestly excessive. Additionally, the Court found that Grljusich's prospects of re-establishing himself as a fit and proper person were uncertain.

The Court dismissed the appeal, affirming the decision of the District Court. The penalty of cancellation of Grljusich's certificate of registration and permanent disqualification from registration was upheld.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

TEMPLEMAN J

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Ratio Decidendi

Legal Principle Established

Established by: TEMPLEMAN J

In the appeal before this Court, counsel for the appellant and the respondent respectively agree and concede that an appeal under s 23 of the Act is an appeal by way of rehearing. Thus, it was accepted before this Court that an appeal under the Act is conducted by reference to the evidence given before the Board and that the Court entertaining the appeal by way of rehearing can exercise its appellate powers only if satisfied that there was error on the part of the Board: Coal and Allied Operations Pty Ltd v Australian Industrial Relations Commission (2000) 203 CLR 194 at 203 [13] and [14] per Gleeson CJ, Gaudron and Hayne JJ. That this is so has recently been restated by the High Court of Australia. In Fox v Percy (2003) 197 ALR 201, Gleeson CJ, Gummow and Kirby JJ, at [20], emphasise that:"Appeal is not, as such, a common law procedure. It is a creature of statute. In Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd, Mason J distinguished between (i) an appeal stricto sensu, where the issue is whether the judgment below was right on the material before the trial court; (ii) an appeal by rehearing on the evidence before the trial court; (iii) an appeal by way of rehearing on that evidence supplemented by such further evidence as the appellate court admits under a statutory power to do so; and (iv) an appeal by way of a hearing de novo. There are different meanings to be attached to the word 'rehearing'. The distinction between an appeal by way of rehearing and a hearing de novo was further considered in Allesch v Maunz. Which of the meanings is that borne by the term 'appeal', or whether there is some other meaning, is, in the absence of an express statement in the particular provision, a matter of statutory construction in each case." In Fox v Percy, the nature of the appeal was to be gleaned from s 75A of the Supreme Court Act1970 (NSW) which expressly provided that the appeal was by way of rehearing and declared that the Supreme Court had all the powers and duties of the Court from which the appeal was brought, (including the drawing of inferences, making findings of fact, assessment of damages and the power to receive further evidence). In that context, the joint judgment pointed out, at [22], that the "rehearing" did not involve a completely fresh hearing by the appellate court of all the evidence. Rather, the court proceeds on the basis of the record and any fresh evidence that exceptionally it admits under the statutory power so to do. Their Honours, at [23], observed:"The foregoing procedure shapes the requirements, and limitations, of such an appeal. On the one hand, the appellate court is obliged to 'give the judgment which in its opinion ought to have been given in the first instance'. On the other, it must, of necessity, observe the 'natural limitations' that exist in the case of any appellate court proceeding wholly or substantially on the record." (Citations omitted) As noted above, s 23(3) of the Act here entitles the District Court on the hearing of an appeal under the Act to either affirm, vary or quash a decision or substitute or make in addition any decision or order that "should have been made in the first instance", or remit the subject matter of the appeal to the Board for further hearing, or "make any further or other order as to costs or any other matter that the case requires". While this provision does not provide for further evidence to be adduced in an appeal, there is no particular reason to doubt that such an appeal is by way of rehearing and falls into category (ii) as described by Mason J in Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd (supra).