MZXOT v Minister for Immigration and Citizenship
[2008] HCA 28
•18 June 2008
HIGH COURT OF AUSTRALIA
GLEESON CJ,
GUMMOW, KIRBY, HAYNE, HEYDON, CRENNAN AND KIEFEL JJMZXOT PLAINTIFF
AND
MINISTER FOR IMMIGRATION AND CITIZENSHIP DEFENDANT
MZXOT v Minister for Immigration and Citizenship [2008] HCA 28
18 June 2008
M36/2007ORDER
The questions reserved in the case stated dated 8 November 2007 be answered as follows:
Q1.Is the effect of sections 476, 476A, 476B and 484 of the Act, read with the definition of "migration decision" in sections 5, 5E and 474, that the only Court that can hear and determine an application for any or all of:
(a)the constitutional writs of prohibition and mandamus;
(b)the constitutional remedy of injunction against an officer of the Commonwealth;
(c)the public law remedy of certiorari;
(d)the public law remedy of declaration in a suit against the Commonwealth or a person being sued on behalf of the Commonwealth,
in respect of a "primary decision" (as defined in s 476(4)), is the High Court of Australia?
A.Yes.
Q2.If the answer to Question 1 is "Yes", are any or all of sections 476, 476A, 476B and 484 of the Act invalid:
A.because they curtail, limit or impair, either directly or as a matter of practical effect, the constitutional role of this Court?
B.because they curtail, limit or impair, either directly or as a matter of practical effect, the right or ability of applicants to seek the relief identified in paragraphs (a)-(d) of Question 1?
A. Unnecessary to answer.
Q3.If the answer to Question 1 is "Yes", are any or all of sections 476, 476A, 476B and 484 of the Act, and/or sections 38(e) and 39(1) of the Judiciary Act 1903 (Cth) invalid in so far as they apply to "migration decisions" (as defined):
A.because they are contrary to an implied power of this Court to remit to another court an application commenced in this Court for the relief identified in paragraphs (a)-(d) of Question 1?
B.because they impair or frustrate the exercise of an implied power of this Court to decline to hear an application commenced in this Court for the relief identified in paragraphs (a)-(d) of Question 1, on the basis that another court is a more appropriate court?
A.Section 476(2)(a) and s 476(2)(d) are not invalid. It is unnecessary to answer the balance of the question.
Q4.If the answer to Question 1 is "No", or the answer to Question 2 or to Question 3 is "Yes", should this matter be remitted to another court and, if so, to which court?
A.Does not arise.
Q5.Who should bear the costs of the case stated in this Court?
A.The plaintiff should pay the costs of the case stated.
Representation
D S Mortimer SC with L G de Ferrari and C P Young for the plaintiff (instructed by Victoria Legal Aid (Civil Law Section))
D M J Bennett QC, Solicitor-General of the Commonwealth with S P Donaghue for the defendant and for the Attorney-General of the Commonwealth intervening (instructed by Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
MZXOT v Minister for Immigration and Citizenship
High Court – Original jurisdiction – Section 77(i) of Constitution gave the Parliament power to define jurisdiction of federal court other than High Court – Section 476(2)(a) of Migration Act 1958 (Cth) ("Migration Act") provided that Federal Magistrates Court ("FMC") had no jurisdiction in relation to "a primary decision" – Section 476B(2) of Migration Act provided that High Court must not remit matter relating to migration decision to FMC unless FMC had jurisdiction under s 476 – Decision of delegate of defendant to refuse application of plaintiff for protection visa "a primary decision" – Plaintiff applied for mandamus in original jurisdiction of High Court conferred by s 75(v) of Constitution, and also certiorari – Plaintiff sought to have application remitted to FMC – Whether High Court had implied power to remit matter commenced in original jurisdiction to FMC in absence of supporting law made by the Parliament – Whether ss 476 and 476B of Migration Act invalid to extent sections imposed barrier to remitter upon High Court – Whether FMC had authority to receive remitted application in absence of supporting law made by the Parliament – Whether implied constitutional power in High Court to remit, and in FMC or State court to receive, matter so as to protect constitutional jurisdiction of High Court – Whether necessity for implied power of remittal of matter demonstrated by facts in stated case and otherwise within judicial knowledge.
Constitutional law (Cth) – Courts – Jurisdiction – Whether jurisdiction to make orders of certiorari and mandamus against officer of Commonwealth "belonged to" State courts in absence of law made by the Parliament investing State courts with federal jurisdiction – Whether s 109 of Constitution operated with respect to ss 38 and 39(1) of Judiciary Act 1903 (Cth) to render State laws otherwise providing for jurisdiction of State courts inoperative – Whether heads of jurisdiction in ss 75 and 76 of Constitution identifying controversies unknown before federation could be said to "belong to" State jurisdiction.
High Court – Original jurisdiction – Whether there are limitations upon power of the Parliament under s 76(ii) of Constitution to burden exclusively High Court with original jurisdiction.
Words and phrases – "federal jurisdiction", "original jurisdiction", "remitter".
Constitution, ss 75(v), 76(ii), 77, 109.
High Court Rules 2004, rr 4.02, 25.06.1, 25.07.2.
Judiciary Act 1903 (Cth), ss 38, 39.
Migration Act 1958 (Cth), ss 476, 476A, 476B, 484.
GLEESON CJ, GUMMOW AND HAYNE JJ. The litigation is a sequel to changes made to the Migration Act 1958 (Cth) ("the Act") by the Migration Litigation Reform Act 2005 (Cth) ("the 2005 Act"). The 2005 Act introduced provisions by which the Parliament sought to impose time limits upon applications to the Federal Magistrates Court ("the FMC"), the Federal Court and this Court. The limits were uniform but of such short duration as to deny access to federal jurisdiction to applicants whose delay might not be the result of gross delay or culpable error.
In the second reading speech on the Bill for the 2005 Act, the Attorney‑General said[1]:
"The bill provides uniform extendable time limits in the High Court, the Federal Court and the [FMC]. The time limit measures provide a balance between giving applicants an opportunity to seek judicial review of migration decisions and ensuring timely handling of these applications."
The Attorney‑General also said[2]:
"Migration cases filed in the High Court's original jurisdiction and remitted will be directed to the [FMC]. Further, the bill expressly provides that the High Court may remit on the papers without hearing. This is an appropriate efficiency for the handling of all matters filed in the High Court. The High Court is the apex of our judicial system. It should not be burdened with cases that are more appropriately handled by a lower court."
[1]Australia, House of Representatives, Parliamentary Debates (Hansard), 10 March 2005 at 3.
[2]Australia, House of Representatives, Parliamentary Debates (Hansard), 10 March 2005 at 3.
The legislative scheme has failed to achieve these objectives. In Bodruddaza v Minister for Immigration and Multicultural Affairs[3] this Court held that the provisions of the 2005 Act imposing time limits upon applications in the original jurisdiction directly conferred upon the High Court by s 75 of the Constitution were invalid. There was no challenge to the validity of the time limits with respect to the FMC and the Federal Court.
[3](2007) 228 CLR 651; [2007] HCA 14.
Both the plaintiff and the defendant ("the Minister") are agreed that the effect of relevant provisions in the Act respecting time limitations[4] and of the decision in Bodruddaza[5] is that the only court with jurisdiction to grant the relief the plaintiff seeks by way of certiorari and mandamus is this Court. The purpose of s 75(v) is to make it constitutionally certain that there is a jurisdiction to restrain officers of the Commonwealth from exceeding federal power[6] and it was affirmed in Bodruddaza that the jurisdiction of this Court in a matter falling within s 75(v) of the Constitution is entrenched[7].
[4]Sections 476, 476A, 476B and 484, read with the definition of "migration decision" in ss 5, 5E and 474. The text of these provisions is set out in the reasons of Heydon, Crennan and Kiefel JJ.
[5](2007) 228 CLR 651.
[6]Bank of NSW v The Commonwealth (1948) 76 CLR 1 at 363; Re Refugee Review Tribunal; Ex parte Aala (2000) 204 CLR 82 at 90‑91 [14], 138‑139 [155]; [2000] HCA 57.
[7]Bodruddaza v Minister for Immigration and Multicultural Affairs (2007) 228 CLR 651.
The plaintiff wishes to achieve the result that, despite the absence of legislative authority, his application to this Court is remitted to the FMC. Before turning to consider his submissions something should be said respecting the facts.
The facts
The plaintiff was born in Nigeria in 1960 and is a Nigerian citizen. On 14 March 2006, whilst lawfully present in Australia as the holder of a Business (Short Stay) visa, he made an application for a protection visa. That application was refused by a delegate of the Minister on 18 April 2006. A copy of the decision of the delegate was sent under cover of a registered letter dated 18 April 2006. The letter was addressed to the plaintiff at the last address the plaintiff had given. There followed after an interval of some nine months a series of litigious forays which have culminated in an action in the original jurisdiction of this Court.
On 6 February 2007 and after he had been contacted by telephone by an officer of the Minister's Department, the plaintiff instituted in the FMC an application for judicial review of the decision of the delegate. It was only on 16 March 2007 that the plaintiff first received a copy of the letter dated 18 April 2006 and of the decision of the delegate. On 28 March 2007 the Minister filed an objection to the competency of the application made on 6 February 2007 and relied upon various grounds of objection. One was that by reason of par (a) of s 476(2) of the Act the FMC had no jurisdiction in the matter. The substance of this objection was that the decision of the delegate would have been reviewable elsewhere, namely by the Refugee Review Tribunal ("the RRT") under Pt 7 of the Act, if application had been made to the RRT within time. The FMC proceeding was discontinued on 3 May 2007.
In the meantime, on 29 March 2007 the plaintiff made an application to the RRT. On 25 May 2007 the RRT determined it had no jurisdiction. Paragraph (b) of s 412(1) of the Act required that an application for review be made to the RRT within the prescribed period. In the present case this required the lodgement of the application for review at a registry of the RRT within a period not later than 28 days after the day on which the applicant received notice of the decision. The plaintiff was taken to have received on 28 April 2006 the notice of the decision sent by registered post on 18 April 2006. The time limit operated in this way although in fact the plaintiff had received the notification and a copy of the decision only on 16 March 2007. The result was that the 28 day period within which the application had to be lodged with the RRT had ended on 26 May 2006. The application made by the plaintiff had not been received by the RRT until many months later, on 29 March 2007.
In anticipation of this outcome in the RRT, the plaintiff on 11 April 2007 invoked the original jurisdiction of this Court conferred by s 75(v) of the Constitution. As later amended, the relief sought in the plaintiff's application for an order to show cause includes certiorari to quash the decision of the delegate of the Minister made 18 April 2006 and mandamus directing the Minister to determine according to law the plaintiff's application for a protection visa. Certiorari is not listed in s 75(v), but may issue as ancillary to the constitutional writ of mandamus[8]. The High Court Rules 2004[9] specify time limits within which applications for certiorari and mandamus must be made, but these, unlike those imposed by statute on the FMC and the RRT, are not absolute. The plaintiff seeks an enlargement of time under the High Court Rules[10].
[8]Plaintiff S157/2002 v The Commonwealth (2003) 211 CLR 476 at 507 [80]; [2003] HCA 2; Bodruddaza v Minister for Immigration and Multicultural Affairs (2007) 228 CLR 651 at 672‑673 [61]‑[64].
[9]Rule 25.06.1 (Certiorari) and r 25.07.2 (Mandamus).
[10]Rule 4.02.
The case stated
The case stated for the Full Court pursuant to s 18 of the Judiciary Act 1903 (Cth) ("the Judiciary Act") asks questions which put in issue the validity of provisions of the Act and the Judiciary Act in so far as they impair or frustrate the exercise of what the plaintiff submits is "an implied power" in the High Court to remit his application to another court.
By a favourable answer to Question 4 of the case stated the plaintiff wishes to have his application remitted by order of this Court to the FMC. But as the legislation stands that outcome is not possible. Section 476(1) of the Act provides that, subject to that section, the FMC has the same original jurisdiction in relation to migration decisions as does this Court under s 75(v) of the Constitution. However, par (a) of s 476(2) states that the FMC has no jurisdiction in relation to "a primary decision"; that term is defined in s 476(4) so as to include "a privative clause decision or purported privative clause decision" that would have been reviewable under Pt 7 (dealing with reviews by the RRT of protection visa decisions) if an application for that review had been made within the specified period. It is accepted by the parties that the decision of the delegate in the present case answered the definition of "primary decision" in s 476(4). The result is that s 476 does not confer any jurisdiction on the FMC to deal with the plaintiff's application for relief identified in s 75(v) of the Constitution.
On its face, s 476, in its application to the decision of the delegate of which the plaintiff seeks judicial review, is a law defining the jurisdiction of a federal court, other than this Court, with respect to a matter mentioned in s 75(v) of the Constitution. A law of that description is supported by the power conferred upon the Parliament by s 77(i) of the Constitution. This states:
"77 Power to define jurisdiction
With respect to any of the matters mentioned in the last two sections the Parliament may make laws:
(i)defining the jurisdiction of any federal court other than the High Court".
As to the position of the High Court itself, the starting point is s 44 of the Judiciary Act. This would empower the High Court to remit the plaintiff's application for relief under s 75(v) of the Constitution to the FMC if the FMC had jurisdiction "with respect to the subject‑matter and the parties". However, s 44(1) must now be read with s 476B of the Act. Section 476B(2) states:
"The High Court must not remit a matter, or any part of a matter, that relates to a migration decision to the [FMC] unless that court has jurisdiction in relation to the matter, or that part of the matter, under section 476."
As just explained, the effect of s 476 is that the FMC does not have jurisdiction in relation to the matter in question here.
The issues
Against that background three interrelated issues are presented by the plaintiff. The first asserts invalidity of the provisions of ss 476 and 476B of the Act and, in particular, of the barrier to remitter imposed upon the High Court by s 476B(2). As to the second issue, the plaintiff asserts the existence of authority in this Court, even in the absence of a supporting law made by the Parliament, to remit the plaintiff's application for consideration and determination by the FMC. Thirdly, the plaintiff contends that there exists authority in the FMC, in the absence of any support by a law of the Parliament, to receive that remitter and consider and determine the plaintiff's application for certiorari and mandamus.
With respect to all three issues the plaintiff founds his case upon the existence of a necessary implication in the text and structure of Ch III of the Constitution. He submits that ss 476 and 476B are invalid because they oblige the High Court to exercise exclusively and without remitter the jurisdiction conferred by s 75(v) of the Constitution with respect to certain decisions by the Minister under the Act. The case presented by the plaintiff in its broader form, and as it appears in the written submissions, is that the High Court:
"has an implied power to remit any matter commenced in its original jurisdiction to another court and that if a law of the Parliament purports either to prohibit the exercise of that power, or to deny jurisdiction to all receiving courts to hear and determine remitted matters, then that law directs the manner and outcome of the exercise of this Court's jurisdiction and is an impermissible interference with the exercise of judicial power by this Court".
State courts
It is convenient first to consider a related but distinct submission by the plaintiff which concerns the jurisdiction of the courts of the States.
In the course of oral submissions counsel for the plaintiff emphasised that the general expression "another court" used in the written submissions to identify the "receiving courts" was not limited to the FMC or another federal court; rather, the expression included State courts with jurisdiction generally in relation to the same kinds of parties and subject matter as were present in the High Court litigation. In particular, the plaintiff submits that the source of this jurisdiction in the State courts need not be a law of the Parliament conferring federal jurisdiction under s 77(iii) of the Constitution. There was no such federal law which applied to the plaintiff's litigation. But, the submission proceeded, that was not determinative because the necessary jurisdiction "belonged to" the courts of the States without the need for a law investing them with federal jurisdiction.
It should be said immediately that the following remarks of Gleeson CJ, Gaudron and Gummow JJ in Australian Securities and Investments Commission v Edensor Nominees Pty Ltd are pertinent here[11]:
"The relationship between federal jurisdiction and State jurisdiction is not to be approached from a vantage point where the Supreme Courts are seen as superior to the operation of the Constitution by reason of their earlier establishment by or pursuant to[12] Imperial legislation. It is, after all, s 73 of the Constitution which now ensures the continued existence of those Supreme Courts[13]."
[11](2001) 204 CLR 559 at 592 [69]; [2001] HCA 1.
[12]For example, the Supreme Court of New South Wales was established by an instrument issued by the Crown pursuant to power conferred by Imperial statute, not by an exercise of the Royal Prerogative. The matter is explained by Windeyer J in Kotsis v Kotsis (1970) 122 CLR 69 at 90‑91, and by Professor Enid Campbell in "The Royal Prerogative to Create Colonial Courts", (1964) 4 Sydney Law Review 343 at 345.
[13]Kable v Director of Public Prosecutions (NSW) (1996) 189 CLR 51 at 102‑103, 110‑111, 141‑142.
The submissions for the plaintiff sought to recognise this by emphasising the operation of the "supremacy clause" in covering cl 5 of the Constitution. This renders the Constitution (as set out by s 9 of the Commonwealth of Australia Constitution Act 1900 (Imp)[14]) "binding on the courts, judges, and people of every State ... notwithstanding anything in the laws of any State ...".
[14]63 & 64 Vict, c 12.
However, that which is rendered "binding" is the federal scheme manifested in the text and structure of the Constitution. This includes Ch III and various inferences which have been held to follow necessarily from that federal scheme. The various powers conferred upon the Parliament by provisions in Ch III[15] are necessarily exclusive of those of the State legislatures; and this is true of the conferring, defining and investing of federal jurisdiction[16]. It follows that a State legislature may not expand or contract the scope of the appellate jurisdiction of the Court conferred by s 73; or that of the original jurisdiction conferred by s 75[17].
[15]All sections of Ch III except s 75 contain provisions for the Parliament to legislate.
[16]APLA Ltd v Legal Services Commissioner (NSW) (2005) 224 CLR 322 at 405‑406 [228]‑[230]; [2005] HCA 44.
[17]APLA Ltd v Legal Services Commissioner (NSW) (2005) 224 CLR 322 at 405 [227].
With these considerations in mind it is convenient to return to the plaintiff's submission respecting the jurisdiction to issue mandamus against the Minister which is said to "belong to" the State courts. That submission should be rejected, and on several grounds.
The first ground requires attention to s 77(ii) of the Constitution. This provides:
"77 Power to define jurisdiction
With respect to any of the matters mentioned in the last two sections the Parliament may make laws:
...
(ii)defining the extent to which the jurisdiction of any federal court shall be exclusive of that which belongs to or is invested in the courts of the States". (emphasis added)
The phrase "of any federal court" includes the High Court[18]. Sections 38 and 39(1) of the Judiciary Act render "the jurisdiction of the High Court ... exclusive of the jurisdiction of the several Courts of the States", subject to exceptions none of which apply to the plaintiff's proceeding in this Court. The phrase "the jurisdiction of the High Court" when used in ss 38 and 39(1) is apt to include original jurisdiction whether conferred directly by s 75 of the Constitution or by laws made by the Parliament from time to time under s 76 of the Constitution. These sections of the Judiciary Act answer the description of a standing provision constantly speaking to the present state of the jurisdiction of the High Court[19].
[18]Pirrie v McFarlane (1925) 36 CLR 170 at 176.
[19]Le Mesurier v Connor (1929) 42 CLR 481 at 503; see also, as to s 39(2) of the Judiciary Act, Forsyth v Deputy Commissioner of Taxation (2007) 81 ALJR 662 at 665 [2]‑[3]; 233 ALR 254 at 255; [2007] HCA 8.
That which "belongs to" the State courts within the meaning of s 77(ii) is the authority they possess to adjudicate under the constitutions and laws of the States[20]. So long as ss 38 and 39(1) of the Judiciary Act stand unrepealed then, with respect to matters falling within the jurisdiction of the High Court, and in the words of Isaacs J, "no State jurisdiction can exist"[21]. However, as Taylor J and Menzies J indicated in Williams v Hursey[22], this does not deny the existence of State jurisdiction in a suit which could not be tried in the exercise of federal jurisdiction[23].
[20]Baxter vCommissioners of Taxation (NSW) (1907) 4 CLR 1087 at 1142.
[21]Baxter v Commissioners of Taxation (NSW) (1907) 4 CLR 1087 at 1142.
[22](1959) 103 CLR 30 at 88‑89, 113.
[23]See Cowen and Zines, Federal Jurisdiction in Australia, 3rd ed (2002) at 237‑238.
The accepted view is that the denial of jurisdiction which otherwise "belongs to" the courts of the States manifests the operation of s 109 of the Constitution (with respect to the Judiciary Act provisions) upon the State laws which otherwise provide for the jurisdiction of the courts of the States[24]. Those State laws are rendered "inoperative"[25]. If this reasoning be applied to the present situation, it is by operation of s 109 of the Constitution that there is denied the competency of any State court, in the absence of a federal law investing it with federal jurisdiction, to adjudicate upon the action the plaintiff brings against the Minister for judicial review.
[24]Felton v Mulligan (1971) 124 CLR 367 at 412‑413; Moorgate Tobacco Co Ltd v Philip Morris Ltd (1980) 145 CLR 457 at 471, 476.
[25]Felton v Mulligan (1971) 124 CLR 367 at 412.
But there is a further ground for that outcome. It proceeds from an appreciation of the federal structure established by the Constitution and may be explained as follows. Perusal of the nine paragraphs of ss 75 and 76 of the Constitution discloses that while some identify controversies well known in the anterior body of general jurisprudence in the colonies (for example, actions in tort or contract between residents of the former colonies[26]), that was not so with respect to other heads of federal jurisdiction[27]. How then could the adjudication of these controversies be said to "belong to" State jurisdiction? If they could not be so described, there was no occasion for any later federal law to rely upon s 77(ii) and for s 109 of the Constitution then to render inoperative that which did not otherwise exist.
[26]See Mobil Oil Australia Pty Ltd v Victoria (2002) 211 CLR 1 at 33‑34 [45]‑[48], 36‑37 [55]‑[58]; [2002] HCA 27.
[27]Kruger v The Commonwealth (1997) 190 CLR 1 at 171.
The distinction was apparent to Inglis Clark, who wrote in 1901 and in advance of the enactment of the Judiciary Act. He observed[28]:
[28]Studies in Australian Constitutional Law, (1901) at 177‑178.
"But in the absence of any legislation by the Parliament of the Commonwealth which excludes the jurisdiction of the State courts, they will have jurisdiction to declare and apply the laws of the Commonwealth in all cases in which the judicial power of the Commonwealth is not necessarily exclusive of the judicial power of the States; because the laws of the Commonwealth are operative in every State and are declared by the fifth introductory section to the Constitution to be binding on the courts, judges and people of every State and of every part of the Commonwealth."
Inglis Clark continued:
"The matters in respect of which the judicial power of the Commonwealth seems to be necessarily exclusive of the judicial power of the States, in the absence of any legislation by the Parliament of the Commonwealth conferring jurisdiction upon the courts of the States in respect of them, are the following:–
1.Matters in which the Commonwealth is a defendant:
2.Matters in which a State may be compelled under the Constitution to become a defendant:
3.Matters in which a writ of mandamus or prohibition or an injunction is sought against an officer of the Commonwealth.
With regard to matters in which a State may be compelled under the Constitution to become a defendant, the State may of course authorize its own courts to exercise jurisdiction, and it may voluntarily submit itself to the jurisdiction of the courts of another State. The question of the power of a State court in the United States of America to issue a writ of mandamus to an officer of the United States to compel him to perform duties imposed upon him by a law of the United States came before the Supreme Court in the case of McClung v Silliman[29]; and the Supreme Court decided that the courts of the States had not any jurisdiction in such cases."
[29]19 US (6 Wheat) 598 (1821).
Shortly thereafter, but also before the commencement of the Judiciary Act[30], the New South Wales Full Court decided in Ex parte Goldring[31] that a State court had no power to grant a mandamus to compel an officer of the Commonwealth (the Collector of Customs at Sydney) to perform duties imposed upon the officer by federal law, even if the duties were to be performed in the State in question[32]. Counsel for the Collector in Goldring (Sir Julian Salomons KC) had cited McClung v Silliman. A recently affirmed corollary of the reasoning in Goldring is that a State law cannot unilaterally vest functions under that law in officers of the Commonwealth, whose offices are created by federal law and who have the powers vested in them by that law[33].
[30]On 25 August 1903.
[31](1903) 3 SR (NSW) 260.
[32]Cowen and Zines, Federal Jurisdiction in Australia, 3rd ed (2002) at 46‑47, 197; Bailey, "The Federal Jurisdiction of State Courts", (1940) 2 Res Judicatae 109 at 111.
[33]Bond v The Queen (2000) 201 CLR 213 at 219‑220 [15]; [2000] HCA 13; R v Hughes (2000) 202 CLR 535 at 553 [31]; [2000] HCA 22.
In the United States, the circumstance that a State court had inherited the jurisdiction of the Court of King's Bench with respect to mandamus, and the operation of the Supremacy Clause in Art VI and the reservation of powers to the States by the 10th Amendment, did not have the consequence that mandamus might issue from that State court to a federal officer. In Australia the same may be said of covering cl 5 of the Constitution.
Writing after Goldring, in the second edition of The Constitution of The Commonwealth of Australia[34] Harrison Moore gave several instances where, in the absence of a conferral of federal jurisdiction, State courts could not have power to adjudicate under State law. These included the issue of mandamus to a federal officer to perform a federal duty and the issue of habeas corpus to a federal officer.
[34](1910) at 212‑213.
It is unnecessary to determine whether there holds true all of the instances given by Inglis Clark and Harrison Moore of the absence of jurisdiction which "belongs to ... the courts of the States", so that in those cases there is no occasion or need for exclusion by federal law based upon s 77(ii) of the Constitution. It is sufficient for the present case to point to the clear authority since Goldring[35] that the mandamus the plaintiff seeks against the Minister here is one such instance.
[35](1903) 3 SR (NSW) 260.
The plaintiff fails to make good the submission that his application may be dealt with by this Court on the footing that, federal jurisdiction apart, the State courts have jurisdiction with respect to the subject matter which "belongs to" them by reason of covering cl 5 of the Constitution. There remains for consideration the plaintiff's submissions respecting an implied power of remitter from the High Court.
Implied power in the High Court
The statement that "the High Court shall have original jurisdiction", which is made in s 75 of the Constitution with respect to the matters listed in that section, brings with it such powers as are incidental and necessary to the exercise of the jurisdiction[36]. The same result follows from the vesting by s 71 of the Constitution of "[t]he judicial power of the Commonwealth" in the High Court[37].
[36]cf DJL v Central Authority (2000) 201 CLR 226 at 240‑241 [25]; [2000] HCA 17.
[37]See United Mexican States v Cabal (2001) 209 CLR 165 at 180‑181 [37]; [2001] HCA 60.
What is incidental and necessary in this context has not been, and perhaps cannot be, exhaustively detailed. A power to deal with contempt is included[38]. So also is the power to stay orders, which is necessary to effectuate the grant of appellate jurisdiction by s 73[39]. A broad power to protect the procedures of the Court against abuse may well also be included[40].
[38]Re Colina; Ex parte Torney (1999) 200 CLR 386 at 394‑397 [15]‑[25], 429 [113]; [1999] HCA 57.
[39]United Mexican States v Cabal (2001) 209 CLR 165 at 180‑181 [37]‑[38].
[40]See Batistatos v Roads and Traffic Authority (NSW) (2006) 226 CLR 256 at 265‑266 [9]‑[13]; [2006] HCA 27.
This Court has said that the exercise by the Parliament of its powers under s 76 of the Constitution to confer further additional original jurisdiction upon the Court is a matter of "great significance", because the result may be to "impair its ability to discharge its major functions with despatch"[41]. Those major functions are, as to the original jurisdiction, the disposition of certain matters arising under or involving the interpretation of the Constitution, and as to the appellate jurisdiction the role, subject to the grant of special leave, as the final court of general appeal for the whole country[42]. Further, with respect to jurisdiction directly conferred by s 75 the Court has indicated that relief may be refused where there is another court with jurisdiction in the matter[43].
[41]Willocks v Anderson (1971) 124 CLR 293 at 299‑300.
[42]Re Minister for Immigration and Multicultural Affairs; Ex parte Abebe [No 2] (1998) 72 ALJR 630 at 633 [11]; 152 ALR 177 at 180; [1998] HCA 16; Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham (2000) 74 ALJR 405 at 407‑408 [9]‑[11]; 168 ALR 407 at 410; [2000] HCA 1.
[43]R v Langdon; Ex parte Langdon (1953) 88 CLR 158 at 161; Re Jarman; Ex parte Cook (1997) 188 CLR 595 at 633‑634.
The Parliament recognised from the time of the enactment of the Judiciary Act over a century ago that it would overburden the High Court to leave it as the only court with the whole of the jurisdiction conferred by s 75 and the whole of the jurisdiction which might be conferred by the Parliament pursuant to s 76. The immediate answer was the use of the power conferred by s 77(iii) to enact the broadly expressed conferral by s 39 of the Judiciary Act of jurisdiction upon the several courts of the States. Section 39 is expressed in terms that do not distinguish between civil and criminal matters. Section 68 deals specifically with criminal jurisdiction and was adapted from s 2 of the temporary legislation the Punishment of Offences Act 1901 (Cth)[44]. In more recent times legislation consequent upon the establishment of other federal courts has diverted from the High Court what had become a burdensome jurisdiction conferred particularly by a range of laws supported by s 76(ii).
[44]See Ah Yick v Lehmert (1905) 2 CLR 593 at 606‑607.
The Commonwealth Solicitor‑General, who appeared for both the Minister and, as intervener, the Attorney‑General, in oral argument contended that there was no restraint upon the power of the Parliament to enact a repeal of all these measures and thereby burden exclusively the High Court with the full weight of original jurisdiction in federal matters. Such a state of affairs would, among other things, stultify the exercise of the appellate jurisdiction which is entrenched by s 73 of the Constitution. It would undermine the operation of Ch III which places this Court (subject to the obsolete provisions in s 74) at the apex of the judicial structure[45].
[45]Collins v Charles Marshall Pty Ltd (1955) 92 CLR 529 at 538‑544.
It is well recognised in the decisions of the Court that the powers of the Parliament conferred by the various heads of power conferred by the Constitution are not to be interpreted on the footing that the ends sought to be achieved by their exercise must appear desirable rather than absurd or inconvenient[46]. But a law, apparently based upon s 77(iii), which repealed ss 39 and 68 of the Judiciary Act would appear to strike at the effective exercise of the judicial power of the Commonwealth which is vested directly in the High Court by s 71 of the Constitution. Nor would it necessarily be decisive in this situation to invoke the principle that the legislative powers conferred by s 51 extend to the repeal of the whole or part of that which has been enacted[47]; the legislative powers conferred within Ch III may require special consideration. It is sufficient to conclude now that the submission put for the Commonwealth can hardly be said to be self‑evidently correct.
[46]New South Wales v The Commonwealth (Work Choices Case) (2006) 229 CLR 1 at 117‑118 [188]; [2006] HCA 52.
[47]Kartinyeri v The Commonwealth (1998) 195 CLR 337; [1998] HCA 22.
But the foregoing considerations do not render it incidental and necessary to the exercise of jurisdiction directly conferred upon this Court by s 75 of the Constitution that, in the absence of a law made by the Parliament under s 77 which confers on another court concurrent federal jurisdiction with respect to a particular class of case such as that involved here, the High Court has the power to decline itself to exercise its jurisdiction by remittal to another court selected by the High Court for the exercise of its jurisdiction. It is for the existence of such a power that the plaintiff contends.
The plaintiff accepted the statement as to the making of implications which appears in Lange v Australian Broadcasting Corporation[48]. However, this would mean that an implication supporting that power of remitter could extend only so far as necessary to give effect to the provisions of Ch III and would have to be inherent in the constitutional text and structure. The text and structure of Ch III point away from the direction to which the plaintiff urges the Court.
[48](1997) 189 CLR 520 at 567.
In Gould v Brown[49] McHugh J, in a passage indicative of what was to be the reasoning in Re Wakim; Ex parte McNally[50], said[51]:
"The affirmative but limited grants of constitutional power to the Parliament of the Commonwealth negate its competency to invest the federal courts and the High Court with original and appellate jurisdiction except in accordance with ss 73, 75 and 76. In my view, logically these affirmative grants must also negative the power of other legislatures in the federation to invest the High Court and the federal courts with jurisdiction."
[49](1998) 193 CLR 346; [1998] HCA 6.
[50](1999) 198 CLR 511; [1999] HCA 27.
[51]Gould v Brown (1998) 193 CLR 346 at 423 [122].
That reasoning is applicable here. With respect to any of the matters mentioned in s 75 (and s 76) it is the Parliament which may make laws defining the jurisdiction of any other federal court and investing a State court with federal jurisdiction. It would be at variance with the scheme of Ch III for the High Court in effect to delegate the exercise of its jurisdiction to resolve the controversy represented by a s 75(v) matter to another federal court or to a State court, in either instance selected by the High Court itself.
It is true that the usual consequence of the exercise by the High Court of its statutory power of remitter is that the Court, after making the order for remitter, is taken thereby to choose not to exercise further its original jurisdiction, at least where the whole of the matter has been remitted. In due course thereafter it may be that the appellate jurisdiction under s 73 of the Constitution is invoked but that will be the last step in a sequence following the investment or conferral of original jurisdiction in the federal or State court concerned. That investment or conferral of jurisdiction occurs by operation of the statute, not by a decision of this Court.
Since its commencement, the Judiciary Act has contained provisions both for the removal of causes into the High Court and for the remittal both of causes which should not have been removed and of actions commenced in the original jurisdiction.
The provisions originally enacted as ss 40‑44 of the Judiciary Act for removal of causes and for remittal of causes removed were derived immediately from United States precedent. This was found in the Act of March 3, 1875 Ch 137[52]. That statute provided for the removal of certain causes from State courts into the circuit courts of the United States and for the remanding to the original court of causes which should not have been removed.
[52]18 Stat Pt 3 470.
Some analogy in the procedures of the common law superior courts of record had been provided by the writ of procedendo. Where a cause had been removed into one of the Court of King's Bench, Common Pleas or Exchequer by certiorari from an inferior court and it transpired that the cause ought not to have been removed, then on the application of the aggrieved party the writ of procedendo might issue, addressed to the inferior court and requiring it to proceed with the cause from the stage it had reached when the writ of certiorari had been issued[53]. The occasion for this remedy in modern systems of procedure was considered by Lord Atkin in Great Western Railway Co v West Midland Traffic Area Licensing Authority[54] and by McPherson JA in R v T[55].
[53]Chitty, Archbold's Practice of The Court of Queen's Bench, in Personal Actions and Ejectment, 8th ed (1847), vol 2 at 1156; Halsbury, The Laws of England, (1909), vol 10 at 202.
[54][1936] AC 128 at 140.
[55][1995] 2 Qd R 192 at 194.
Section 45 of the Judiciary Act, as enacted, went further than the United States precedent. It provided:
"(1) Any matter which is at any time pending in the High Court, whether originally commenced in the High Court or not, may be remitted for trial to any Court of a State which has federal jurisdiction with regard to the subject‑matter and the parties.
(2) The order remitting the matter may be made by the High Court, or a Justice sitting in Chambers, on the application of any party to the matter."
What is important for the present case is that the High Court has never asserted authority, without a legislative basis, to remit for hearing by another court selected by the High Court a matter in respect of which under the Constitution and the laws made by the Parliament the High Court has exclusive jurisdiction.
The plaintiff's authorities and precedents
The plaintiff referred to Johnstone v The Commonwealth[56]. The issue in that case was whether an action in tort against the Commonwealth might, in exercise of the power conferred by s 44 of the Judiciary Act as it then stood, be remitted to the Supreme Court of any State or whether by reason of s 56 of the Judiciary Act the action might be remitted only to the Supreme Court of the State in which the cause of action had arisen. The decision of the majority was that s 44 empowered the Court to remit the action to the Supreme Court of any State and that s 56 did not require any other outcome. But, critically for the reliance the plaintiff seeks to place upon the outcome in Johnstone, Aickin J, one of the majority, said that[57]:
"the effect of s 44 is to confer federal jurisdiction on State courts in cases where this Court remits a case to them, and that federal jurisdiction is in those same matters in which this Court has federal jurisdiction by virtue of s 75 of the Constitution. ...
This jurisdiction is conferred on the State courts by the Parliament, not by this Court. What s 44 does is not to authorize this Court to confer federal jurisdiction on the State courts. What it does is to confer federal jurisdiction on State courts in cases where this Court is authorized to remit the proceedings to State courts and does in fact so remit."
It is true that the other members of the majority in Johnstone, Gibbs J[58] and Murphy J[59], did not express themselves with the same precision of language as Aickin J. But, however that may be, it is in the reasons of Aickin J that the statement of the doctrine of the Court is to be found.
[56](1979) 143 CLR 398.
[57](1979) 143 CLR 398 at 408‑409.
[58](1979) 143 CLR 398 at 401‑402.
[59](1979) 143 CLR 398 at 407.
The plaintiff also referred to decisions of this Court in O'Neill v O'Connell[60] and Lambert v Weichelt[61]. In the first of these cases, Dixon J said[62]:
"But once the 'cause' is lawfully removed here, then the determination of the cause lies within the jurisdiction of this Court, which, unless it exercises the power conferred by s 42 or exercises its discretion to remit the whole or any part of it, may dispose of the matters in controversy and give what judgment and make what order appears right upon the facts and the law."
[60](1946) 72 CLR 101.
[61](1954) 28 ALJ 282.
[62](1946) 72 CLR 101 at 125.
Section 42 of the Judiciary Act as it then stood ("... the High Court shall proceed no further therein but shall dismiss the cause or remit it ...") imposed an obligation on the High Court where it appeared to the Court that a cause which had been removed did "not really and substantially arise under the Constitution or involve its interpretation"[63]. On the other hand s 45, the text of which is set out earlier in these reasons, conferred upon the High Court a power of remitter of any matter at any time pending in the High Court, whether originally commenced in the High Court or otherwise; that such an order might be made upon the application of any party and on the power of the Court was indicative of the exercise of a discretion. It is to s 45 that the reference by Dixon J in O'Neill to the exercise of the discretion of the High Court to remit should be understood. The same is true of the reference to O'Neill in Lambert[64]. It is so unlikely as to be virtually inconceivable that by the somewhat imprecise language used in these cases the Court is to be taken as having accepted a radical proposition as to the exercise of its jurisdiction which anticipates the submission now made by the plaintiff.
[63]The phrase "not really and substantially" had its provenance in s 5 of the Act of March 3, 1875 Ch 137, 18 Stat Pt 3 470.
[64](1954) 28 ALJ 282 at 283.
The plaintiff referred to a provision in the Rules of Court contained in the Schedule to the High Court Procedure Act 1903 (Cth). Order XLI, r 29 provided for a writ, "called a writ of Procedendo", to be issued commanding a judicial tribunal to which prohibition had issued, nevertheless, to proceed as if the prohibition had not issued; procedendo might issue on any ground on which relief might be given against a judgment in an action. But both prohibition and procedendo were remedies administered by the High Court, and the second was ancillary to the anterior exercise by the High Court of its jurisdiction under s 75(v) of the Constitution. There is no precedent here in the practice of the Court which assists the plaintiff.
Conclusions
As explained at the commencement of these reasons, this litigation is the outcome of two circumstances. The first is the enactment of time limits upon the making of applications for judicial review of certain decisions under the Act which does not allow for failures by applicants, without any shortcomings on their part, to act within the stipulated period. The second is that the invalidity of that limitation system in its application to s 75(v) of the Constitution has the result that only this Court may entertain the plaintiff's case.
The 2005 Act qualifies what otherwise is the broad power of remitter conferred upon the High Court by s 44 of the Judiciary Act. The practical effect of the 2005 Act is to preserve for determination exclusively in this Court those applications made outside the time limits that Act imposes with respect to the FMC and the Federal Court. However, the present magnitude of the burden thus placed on this Court is not such as to impair to a sufficiently significant degree the discharge of the other jurisdiction of the Court as to call into question the validity of the changes made in the 2005 Act. The plaintiff did not submit that there was such a degree of impairment.
The plaintiff's case was put on a broader basis which requires a necessary implication as to the existence of a non‑legislatively based remitter power of this Court. That case has not been made out.
Orders
The questions in the case stated should be answered as follows:
Question 1: Yes.
Question 2: Unnecessary to answer.
Question 3:Section 476(2)(a) and s 476(2)(d) are not invalid. It is unnecessary to answer the balance of the question.
Question 4:Does not arise.
Question 5:The plaintiff should pay the costs of the case stated.
KIRBY J. These proceedings, on a stated case[65], raise questions about the Constitution that have not previously been decided. The first question is whether this Court, in the exercise of its original jurisdiction, has an implied power to remit proceedings to another court where to do so is necessary to attain justice and to protect the constitutional character and functions of the Court.
[65]Stated by Hayne J, pursuant to the Judiciary Act 1903 (Cth) ("the Judiciary Act"), s 18. See reasons of Heydon, Crennan and Kiefel JJ at [151].
If the answer to that question is affirmative, the second question concerns the validity of recent federal legislation. In its terms, such legislation restricts the broad statutory power of remittal, long enjoyed by this Court[66], and purports to prohibit remittal to a federal court of proceedings commenced in this Court's original jurisdiction[67].
[66]Judiciary Act, s 44. A broad remittal power existed from 1903.
[67]Migration Act 1958 (Cth) ("the Act"), ss 476, 476A, 476B and 484 read with the definition of "migration decision" in ss 5, 5E and 474 of the Act.
Depending on the answer to these questions, a third question arises as to whether, either by federal law, State law or the Constitution itself, another court has jurisdiction to receive any such remittal from this Court. Without a court that is legally authorised to receive the matter, a constitutionally implied power of remittal could not exist. In that sense, the existence of a receiving court is the other side of the coin of the power in this Court to remit proceedings begun in its original jurisdiction.
Ultimately, I have reached the same dispositive orders as the other members of this Court. Specifically, I agree in the conclusion expressed by Gleeson CJ, Gummow and Hayne JJ that "the present magnitude of the burden … placed on this Court is not such as to impair to a sufficiently significant degree the discharge of the other jurisdiction of the Court as to call into question the validity of the changes made"[68] in the legislation which the plaintiff attacks to found his argument of an implied constitutional power of remittal. I therefore agree that the case for the existence of a "non-legislatively based remitter power of this Court" has "not been made out"[69]. This conclusion means that it is inessential to decide whether, had my conclusion been otherwise, the plaintiff had established the existence of a relevant receiving court.
[68]Reasons of Gleeson CJ, Gummow and Hayne JJ at [53].
[69]Reasons of Gleeson CJ, Gummow and Hayne JJ at [54].
Although the plaintiff fails, his arguments are not meritless. Eventualities can be conceived where a power of remittal, beyond that conferred by legislation, might need to be implied in order to protect the essential constitutional character and functions of this Court. This would then require a valid receiving court. The recognition, ambit and consequences of any such power must be left to a future occasion. These reasons will explain my conclusions, expressed in that qualified way.
The facts, proceedings and legislation
The facts: The relevant facts and history of the proceedings are set out in other reasons[70]. The plaintiff invoked these facts to lay the foundations for his argument of injustice.
[70]Reasons of Gleeson CJ, Gummow and Hayne JJ at [6]-[9]; reasons of Heydon, Crennan and Kiefel JJ at [146]-[153].
The plaintiff applied unsuccessfully for a refugee protection visa. He contended that he did not receive actual notice of an adverse administrative decision made against him by a delegate of the respondent Minister. Due to innocent time default, he was denied any possible review on the merits, by the Refugee Review Tribunal, of his claim to be a "refugee"[71] or consideration under the constitutional writs[72] (or their statutory equivalents and supplements[73]) in the Federal Magistrates Court ("the FMC") or the Federal Court of Australia ("the FCA"). He submitted that this was the result of the scheme of legislation introduced by the Migration Litigation Reform Act 2005 (Cth) ("the 2005 Act") which aimed to limit the jurisdiction of the FCA and the FMC.
[71]Within the Refugees Convention 1951 and Protocol. See the Act, s 36(2).
[72]Constitution, s 75(v).
[73]Judiciary Act, s 39B.
The plaintiff argued that the constitutional offence presented by this legislative exclusion of the jurisdiction of those federal courts was rendered clear by the decision of this Court in Bodruddaza v Minister for Immigration and Multicultural Affairs[74]. This Court there held that s 486A of the Migration Act 1958 (Cth) ("the Act") was invalid so far as it purported to curtail or limit the entitlement of an applicant to seek relief in this Court under s 75(v) of the Constitution. The section was inconsistent with the irreducible jurisdiction there conferred on this Court[75]. Section 486A was also held to be invalid so far as it purported to prevent this Court from affording relief by way of statutory certiorari in determining a "matter" for which jurisdiction was conferred by s 75(v) of the Constitution[76].
[74](2007) 228 CLR 651; [2007] HCA 14.
[75](2007) 228 CLR 651 at 672 [58]-[60].
[76](2007) 228 CLR 651 at 673 [64].
This was the factual starting point for the plaintiff's argument. In the exercise of this Court's constitutional powers to issue the writs named in s 75(v) of the Constitution (and, possibly, ancillary public law remedies to make such writs effective), the Parliament was not entitled to impose inconsistent restrictions on this Court. If that is so, was it then possible for the Parliament to block all avenues available to this Court to remit to other courts (and by which those courts could receive) such matters as were appropriate for remittal? Was such a legislative scheme constitutionally valid? Was preventing access to any other court constitutionally permissible for every instance where there had been a statutory time default, no matter how trivial, self-evidently meritorious or otherwise legally insignificant? To protect this Court's essential constitutional character and functions, was it necessary to imply a constitutional power to remit to another court and to find a statutory or constitutional power for such a court to receive the remitted "matter"?
Explained in this way, the plaintiff's arguments assume a constitutional attractiveness and it is appropriate to explore them.
The proceedings and case stated: The other reasons in this matter describe the comparatively prompt response of the plaintiff, once he was made aware of the decision of the delegate, to assert his propounded status as a "refugee" and to challenge the delegate's determination adverse to his application. Although without legal representation, the plaintiff first endeavoured to challenge the decision by initiating proceedings in the FMC. When difficulties arose, inherent in the scheme of the Act as amended by the 2005 Act[77], the plaintiff (by now with legal representation) applied to the Refugee Review Tribunal. It held that it lacked jurisdiction because of the failure to comply with the specified time provisions. In this Court, the plaintiff challenges the validity of that legislative scheme, which purports to curtail the power of this Court to remit to another court an application for relief by way of the constitutional writs and supporting public law remedies (certiorari or a declaration), commenced in this Court's original jurisdiction.
[77]Especially the Act, s 476(2)(a). See reasons of Heydon, Crennan and Kiefel JJ at [149].
The plaintiff's challenge led to the case stated in the terms described by my colleagues[78]. As noted, the questions were further confined during oral argument[79]. Additional constitutional questions arose during oral argument that were inherent to those formulated in the stated case. Such questions emerged as potential difficulties, even barriers, for the hypotheses of the argument advanced by the plaintiff concerning the ambit of the implied non-statutory power of remittal said to be enjoyed by this Court.
[78]Reasons of Heydon, Crennan and Kiefel JJ at [151]. See also reasons of Gleeson CJ, Gummow and Hayne JJ at [10]-[13].
[79]Reasons of Heydon, Crennan and Kiefel JJ at [152].
Specifically, the necessity of a "receiving" court loomed larger during argument. It became clear that a constitutional power of remittal would only be effective and useful if a repository court existed (either federal, Territory or State). Such a court needed, by statute, or by the Constitution itself, to have the jurisdiction and power to determine the "matter" remitted to it.
The legislation: The relevant provisions of the Act, as amended by the 2005 Act, appear in the reasons of Heydon, Crennan and Kiefel JJ[80]. By the end of oral argument it was common ground that, according to the Act as so amended, of the federal courts named in s 484(1) of the Act, only this Court was afforded jurisdiction under the Act in respect of a "primary decision"[81]. This conclusion requires an affirmative answer to question 1 of the stated case. However, the plaintiff submitted that this conclusion was necessarily incompatible with the requirements of the Constitution.
[80]Reasons of Heydon, Crennan and Kiefel JJ at [154]-[159].
[81]As defined by ss 476(2)(a), 476(4) and 476A, read with ss 5E and 474(2). See reasons of Gleeson CJ, Gummow and Hayne JJ at [4], [11]-[13] and reasons of Heydon, Crennan and Kiefel JJ at [155]-[157].
The issues
The legal duty of this Court is to answer the questions in the stated case so far as they remain live issues between the parties. Those questions essentially concern the implied constitutional power of remittal. So explained, they proffer two issues:
(1)The implied power of remittal: In the exercise of its original jurisdiction under the Constitution, does this Court have a power, implied from the Court's constitutional character and functions, to remit to another court a matter commenced in its original jurisdiction, as supplementary or alternative to any statutory powers of remittal conferred upon the Court by federal law?
(2)The prohibition on remittal: If this Court does have such an implied constitutional power of remittal, is a law that purports to forbid this Court from exercising its implied constitutional power of remittal invalid? Specifically, is s 476B of the Act invalid on that ground?
The issues concerning the existence in this Court of an implied constitutional power of remittal are inextricably linked to the consequential issues involving the existence of a court with jurisdiction and power, proper to receive (and to decide) the remitted matter. In one sense, a conclusion that no Australian court (whether federal, Territory or State) exists with jurisdiction and power to receive and dispose of the remittal would necessarily cast in doubt the existence of an implied power of remittal in the first place. That approach subsumes the issues concerning "reception" of the "remittal" within the existence of the power of "remittal". In effect, it would make the answer to the questions in the stated case respond to both sides of the constitutional equation.
For conceptual reasons, it is convenient to divide the issues presented by the problem of identifying a "receiving" court or courts. This was partly argued as distinct from, and additional to, the problems of the suggested remittal power as such. Thus, the additional issues concerning the existence of a valid "receiving" court are:
(3)The receiving court: If this Court has a power, implied from the Constitution, to remit to another court a matter commenced in this Court's original jurisdiction, is there in the present case a receiving court with the relevant jurisdiction and powers?
(a)Obviously, the plaintiff propounded that a federal court (the FCA or the FMC) would have the relevant jurisdiction and power if certain provisions of the Act were held invalid as inconsistent with this Court's suggested implied constitutional power of remittal. Thus, would the powers of the FMC, as a relevant federal court, to receive a constitutional remittal from this Court arise under s 476(1) of the Act[82] if s 476(2) of the Act were held to be constitutionally invalid?
(b)If, because of the terms of the Act, no federal court has the jurisdiction and power to receive remittal under this Court's implied constitutional power, do the State Supreme Courts, as the residual repositories of the general judicial power of the Australian nation, envisaged by the Constitution, qualify as implied repositories of remittal of a matter from this Court, with their own implied jurisdiction and powers to determine any such remitted matter?
(c)Otherwise, does an order of this Court pursuant to its implied constitutional power to remit to another court a matter commenced in this Court's original jurisdiction, necessarily confer upon that other court, without the need for a specific federal law, the jurisdiction and power to discharge the remittal? In effect, does that court exercise the jurisdiction of this Court by delegation, under authority derived directly from this Court's remittal order and thus from the Constitution itself?
(4)The legislative definition of jurisdiction: Whatever might otherwise be the determination regarding the implied constitutional power of this Court to remit to another court a matter commenced in this Court's original jurisdiction, could any such implied power exist contrary to an express law of the Parliament defining the jurisdiction of a federal court other than this Court; confining such jurisdiction to federal courts (such as the FCA and the FMC), and without any law investing a State court with the relevant federal jurisdiction? Specifically, in light of this Court's approach in Abebe v The Commonwealth[83] regarding the power of the Parliament to "define" the jurisdiction of federal courts, could any implied power of remittal survive the Act's express legislative prohibition on remittal to federal courts, affording jurisdiction to federal courts exclusive of State courts in the subject matter of the plaintiff's proceedings?
[82]The terms of s 476(1) of the Act are set out below at [139]. The sub-section confers on the FMC the same jurisdiction in relation to migration decisions as the High Court has under s 75(v) of the Constitution.
[83](1999) 197 CLR 510 at 522 [20], 534 [50] per Gleeson CJ and McHugh J, 589-590 [229] of my own reasons, 605 [281] per Callinan J; [1999] HCA 14.
It is appropriate to separate the remittal and reception issues. The initial focus is upon the plaintiff's arguments for an implied constitutional power of remittal. Analysed in this way, unencumbered by the consequential problem of identifying a court with jurisdiction to receive such a remitted matter, the force of the plaintiff's primary constitutional contention may be better understood. But, of course, the inter-connection of the power to remit and the authority to receive jurisdiction cannot be forgotten.
The arguments for an implied power of remittal
Starting point: constitutional text: There is nothing in the Constitution that expressly provides for "remittal" (or "remand") of a matter from one court in the integrated Judicature of the Commonwealth to another.
The Constitution is not expressed at such a level of detail. Instead, the provisions of the Constitution contemplate that such particularity will be provided by a law made by the Parliament[84] or by law declared to exist by the courts as necessarily implied in their creation and character as such and in the performance of their functions which have been provided for expressly. In Jackson v Sterling Industries Ltd[85], with respect to the FCA, Wilson and Dawson JJ remarked:
"[T]he vesting of judicial power in the specific matters permitted by the Constitution [or directly vested by the Constitution] … carries with it such implied power as is necessarily inherent in the nature of the judicial power itself."
[84]Hence the provisions in ss 76, 77 and 78 of the Constitution expressly providing that "the Parliament may make laws" and s 51(xxxix), being "matters incidental to the execution of any power vested by this Constitution in … the Federal Judicature".
[85](1987) 162 CLR 612 at 619; [1987] HCA 23.
So far as the express provisions of Ch III of the Constitution are concerned, the plaintiff emphasised one constitutional feature as providing a clue about the existence, or absence, of a power in this Court to remit matters in its original jurisdiction to other courts. Whilst in many other ways Ch III of the Australian Constitution copied features of Art III of the United States Constitution, in at least two respects it adopted a different course. The plaintiff invoked these divergences to support his contention that a power of remittal was to be implied out of necessity.
The first distinctive feature, not copied in the Australian Constitution, is found in Art III s 2 par 2 of the United States Constitution, which says:
"In all Cases affecting Ambassadors, other public Ministers and Consuls, and those in which a State shall be a Party, the supreme Court shall have original Jurisdiction. In all the other Cases before mentioned, the supreme Court shall have appellate Jurisdiction, both as to Law and Fact, with such Exceptions, and under such Regulations as the Congress shall make."
There is no equivalent obligatory assignment of exclusive original jurisdiction to this Court. Section 75(ii) of the Constitution includes "matters … affecting consuls or other representatives of other countries" in the original jurisdiction of this Court. However, in any such matter the Parliament may make laws to define the jurisdiction of other federal courts[86] and to define the extent to which such jurisdiction shall be exclusive[87]. These provisions have helped Australia to avoid the problem that has arisen in the United States from the apparent purpose of the constitutional text to assign even trivial trials of offences by consuls to the Supreme Court itself[88].
[86]Constitution, s 77(i).
[87]Constitution, s 77(ii).
[88]cf Maryland v Louisiana 451 US 725 at 739-740 (1981); California v West Virginia 454 US 1027 (1981) per Stevens J (diss) relying on 28 USC §1251(a) whereby Congress enacted that "[t]he Supreme Court shall have original and exclusive jurisdiction of all controversies between two or more States". Notwithstanding this provision, in California v West Virginia, a case to which the statute applied, the majority denied a motion for leave to file a bill of complaint in the Supreme Court.
The second distinctive feature of the Australian Constitution is s 77(iii) which empowers the Parliament to make laws investing any court of a State with federal jurisdiction. This so-called "autochthonous expedient"[89] has no equivalent in the United States Constitution. The provisions of s 77(iii), together with those envisaging the creation of federal courts below this Court[90], make it clear that an exclusive discharge by this Court of matters included by s 75 as within its original jurisdiction was not, as such, part of the necessary constitutional design. On the contrary, the envisaged facility for divesting such jurisdiction to other federal (including Territory) courts and to State courts, together with the large emphasis in Ch III upon the appellate jurisdiction of this Court[91], make it plain that it was always contemplated that this Court would be preoccupied by its appellate jurisdiction. This anticipation has been confirmed by the actual business of the Court since it commenced the exercise of its jurisdiction in 1903.
[89]R v Kirby; Ex parte Boilermakers' Society of Australia ("Boilermakers") (1956) 94 CLR 254 at 268; [1956] HCA 10.
[90]Constitution, ss 71, 77(i) and (ii).
[91]Constitution, s 73. See also s 74.
From this conception of the "Federal Supreme Court" for which the Constitution provides[92], the plaintiff argued that means must exist to protect this Court from becoming overwhelmed by cases that have no special national, federal or legal significance. To a large extent, it might be expected that such protection would be enacted by the Parliament. This could be achieved by providing this Court with a large general power to remit matters, which could then be received and disposed of by other federal (including Territory) or State courts. That has been done by enactment[93].
[92]Constitution, s 71.
[93]See Judiciary Act, s 44.
Other means have been used to divert to other courts matters lying within the original jurisdiction of this Court[94]. Whilst these initiatives of the Parliament were within the contemplation of the Constitution and aimed to protect this Court's jurisdiction, the plaintiff argued that this Court could not be left without a means of self-protection where that proved necessary. This was so at least where the protection by or under laws made by the Parliament proved inadequate or (as was suggested in this case) where the jurisdiction was distorted in a way that was bound to increase the number of cases in the original jurisdiction of this Court, without reserving any effective control to the Court itself. The plaintiff complained that this was the offence to the Constitution caused by the terms of the amendments to the Act, particularly the contested provisions of the 2005 Act. To overcome this problem, the plaintiff submitted that there was an implied power of remittal to divest this Court of excessive, inappropriate or unnecessary jurisdiction.
[94]For example, by the creation of the Federal Court of Bankruptcy, followed later by other federal courts such as the FCA and the FMC.
Test for implied powers: So far as the derivation of implications is concerned, the text of the Constitution pulls in opposite directions. The sparse language, the ever-changing political, economic and social conditions to which the text must respond and the extreme difficulty of achieving formal amendments lend support to a recognition of the existence of implications that expand upon the text, in ways not inconsistent with its language, structure, history and purposes.
On the other hand, once declared, such implications are themselves part of the Constitution and are extremely difficult to change. Because they lack, as such, the democratic endorsement that the text itself enjoys (having been endorsed by the electors[95]), this Court has exercised great restraint in deriving implications. Effectively, implications have been confined to those matters deemed truly necessary to give effect to the express constitutional provisions[96].
[95]cf Constitution, s 128; and see Kirmani v Captain Cook Cruises Pty Ltd [No 1] (1985) 159 CLR 351 at 441-442 per Deane J; [1985] HCA 8; McGinty v Western Australia (1996) 186 CLR 140 at 230 per McHugh J.
[96]Lange v Australian Broadcasting Corporation (1997) 189 CLR 520 at 567; [1997] HCA 25; Kruger v The Commonwealth (1997) 190 CLR 1 at 152 per Gummow J; [1997] HCA 27; APLA Ltd v Legal Services Commissioner (NSW) (2005) 224 CLR 322 at 453-454 [389] per Hayne J; [2005] HCA 44; Bennett v The Commonwealth (2007) 81 ALJR 971 at 998 [135] of my own reasons; 235 ALR 1 at 34-35; [2007] HCA 18; Roach v Electoral Commissioner (2007) 81 ALJR 1830 at 1834 [7] per Gleeson CJ, 1841 [44] per Gummow, Kirby and Crennan JJ; (2007) 239 ALR 1 at 4-5, 14-15; [2007] HCA 43.
The plaintiff accepted this strict criterion for the derivation of an implied power of remittal in this Court. He contended that the necessity of a power of remittal could be seen as "logical or practical" or "implicit in the … structure" of Ch III and in the character and functions of this Court[97]. In the past, significant constitutional implications have been upheld by decisions of this Court[98]. Such implications have sometimes proved controversial[99] and some have been disputed within the Court[100].
[97]cf Durham Holdings Pty Ltd v New South Wales (2001) 205 CLR 399 at 410 [14]; [2001] HCA 7.
[98]See eg Australian Communist Party v The Commonwealth ("the Communist Party Case") (1951) 83 CLR 1 at 193; [1951] HCA 5.
[99]See eg Boilermakers (1956) 94 CLR 254 at 270.
[100]Boilermakers (1956) 94 CLR 254 at 305-306 per Williams J, 329 per Webb J, 342-343 per Taylor J. See Austin v The Commonwealth (2003) 215 CLR 185 at 249 [124] per Gaudron, Gummow and Hayne JJ; cf at 313 [316]-[317] of my own reasons; [2003] HCA 3; Roach (2007) 81 ALJR 1830 at 1839 [24] per Gleeson CJ, 1851 [95] per Gummow, Kirby and Crennan JJ; cf at 1853-1854 [110]-[113] per Hayne J; 239 ALR 1 at 11, 27-28; cf at 31.
For the plaintiff, it was self-evident, and certainly necessary to the text of the Constitution governing the original jurisdiction of this Court, that the Court would possess an ultimate power, implied from the Constitution, to protect itself from being diverted from its essential constitutional and appellate functions into determining matters that fall within s 75(v) of the Constitution, but which otherwise have no national, federal or legal import.
Particularly was this so where, virtually without precedent, the Federal Parliament had departed from a long line of statutory provisions designed to afford general discretionary powers to this Court to remit such matters. By the 2005 Act, the Parliament had chosen to enact measures clearly intended effectively to force people like the plaintiff into proceedings in the original jurisdiction of this Court. In such matters, other federal (including Territory) courts or State courts could much more easily perform the functions envisaged by s 75(v) of the Constitution. They had long done so. They could not therefore be lawfully deprived of that function where the imputed or apparent purpose of the statutory provision was to overburden this Court and to discourage or frustrate such proceedings, effectively preventing their proper determination.
If the necessity of protecting the essential constitutional and appellate functions of this Court was the touchstone for the derivation of an implied constitutional power of remittal, the plaintiff argued that it had been satisfied in his case. Whatever might have been the position at Federation, with a smaller population and economy, comparatively confined statute books and decisional authority and fewer cases to be heard, changes since then demonstrated the necessity of remedies for protecting the Court from the deliberate diversion of matters into its original jurisdiction that would not otherwise justify the exercise of such jurisdiction.
In short, the plaintiff submitted that this Court was not required simply to accept such a burden on its original jurisdiction without response. It was entitled, and obliged, to defend itself in order to continue to hear and determine those matters that had properly to be decided by the High Court in its original and appellate jurisdiction. To deny a power of ultimate control over the discharge of the Court's functions as envisaged by the Constitution would effectively surrender to the Parliament functions that constitutionally belonged to the Court itself.
Clarification of entrenched role: In his submissions, the plaintiff pointed to the unusual features introduced by the 2005 Act that diminish the statutory powers of remittal[101]. He also emphasised that the 2005 Act was enacted without knowledge of the later decision of this Court in Bodruddaza[102] that made clear
what had perhaps earlier been left to inference[103]. Bodruddaza clarified the fact that s 75(v) of the Constitution could not be subjected to an inflexible time limit, as attempted in s 486A(1) of the Act, introduced by the 2005 Act. Thus the dynamics of the statutory scheme then provided were markedly changed[104].[101]The general statutory trend has been to relieve this Court of jurisdiction rather than to burden it with effectively compulsory jurisdiction.
[102](2007) 228 CLR 651. The decision was dated 18 April 2007.
[103]Plaintiff S157/2002 v The Commonwealth (2003) 211 CLR 476; [2003] HCA 2.
[104]The terms of s 486A of the Act appear in Bodruddaza (2007) 228 CLR 651 at 661 [17].
As Gleeson CJ, Gummow and Hayne JJ point out, the legislative scheme of the 2005 Act failed to achieve the objective mentioned by the Attorney-General to support the further provisions now contested by the plaintiff[105]. It therefore remains for this Court to consider the further protective measure. This Court having invalidated the attempt to impose a rigid time limit upon its exercise of original jurisdiction, the plaintiff submitted that it was only a small step to invalidate the inter-connected attempts by the Parliament to prevent this Court from remitting its s 75(v) jurisdiction to the FCA or the FMC. It was a further small step to invalidate the laws that set out to deprive those federal courts of the jurisdiction and power to receive the remitted matters. For the plaintiff, all such provisions were infected with the vice revealed by Bodruddaza and should provoke a similarly firm judicial response.
[105]Reasons of Gleeson CJ, Gummow and Hayne JJ at [2]-[3]. See Australia, House of Representatives, Parliamentary Debates (Hansard), 10 March 2005 at 3.
Conformability with other implied powers: To rebut any suggestion that finding such an implied constitutional power to remit would involve taking a radical or unusual step, the plaintiff cited a broad range of other powers, not expressly stated in Ch III of the Constitution, or in legislation, which this Court has previously acknowledged, or assumed, to exist.
Such powers are collected in the reasons of Heydon, Crennan and Kiefel JJ[106]. I will not repeat them. It is fair to remark that, because a body is created by or under the Constitution as a "court", it will necessarily enjoy a range of powers so as to be able to discharge its functions accordingly. A court established under Ch III of the Constitution, as part of the integrated Judicature of the Commonwealth, will necessarily partake of certain features, enjoy certain powers and be subject to certain requirements implied from the essential character and functions of such courts[107]. The grant of any part of the judicial power of the Commonwealth necessarily carries with it the authority to do what is essential to effectuate the purposes of the court[108].
[106]Reasons of Heydon, Crennan and Kiefel JJ at [196].
[107]See eg Kable v Director of Public Prosecutions (NSW) (1996) 189 CLR 51 at 96 per Toohey J, 107 per Gaudron J, 115 per McHugh J, 141-142 per Gummow J; [1996] HCA 24.
[108]United Mexican States v Cabal (2001) 209 CLR 165 at 180 [37]; [2001] HCA 60.
The plaintiff argued that the long list of implied powers accepted to date should make this Court less hesitant to add an implied constitutional power of remittal. If that power were necessary to protect the essential constitutional character and functions of this Court, it should be accepted and declared to exist along with the other implied powers previously discovered – and for similar reasons.
Conformability with historical orders: The plaintiff also submitted that, in creating the courts and legal procedures as expressed in Ch III of the Constitution, the purpose of the document was to establish (or continue) courts and legal procedures of a type generally found in the United Kingdom, from where Australia derived its judicial and legal traditions before and at the time of Federation[109].
[109]cf R v Davison (1954) 90 CLR 353 at 382 per Kitto J; [1954] HCA 46; White v Director of Military Prosecutions (2007) 81 ALJR 1259 at 1272 [46] per Gummow, Hayne and Crennan JJ; 235 ALR 455 at 468; [2007] HCA 29; Thomas v Mowbray (2007) 81 ALJR 1414 at 1435 [66], 1443-1444 [116]-[121] per Gummow and Crennan JJ; 237 ALR 194 at 218, 229-230; [2007] HCA 33.
English legal history reveals the existence of a writ, called Procedendo, which bears some similarity to the implied constitutional power of remittal for which the plaintiff argued. That writ was available under the hand of the respective Chief Justices of the several Royal Courts (or the Chief Baron of the Court of Exchequer) to command inferior courts, notwithstanding the earlier issue of a writ of prohibition, habeas corpus or otherwise, to[110]:
"proceed with what speed you can, in such manner, according to the law and custom of England, as you shall see proper; our said writ to you thereupon before directed to the contrary thereof in anywise notwithstanding".
[110]The form of the writ of Procedendo is contained in Chitty, Forms of Practical Proceedings, in the Courts of Queen's Bench, Common Pleas, and Exchequer of Pleas, 5th ed (1840) at 564. Provision for the writ was included in the original Rules of Court contained in the Schedule to the High Court Procedure Act 1903 (Cth). See Order XLI, Pt 4 ("Prohibition"), r 29.
The writ of Procedendo is not expressly included in s 75(v) of the Constitution, nor is it mentioned within the public law remedies in the Judiciary Act 1903 (Cth) ("the Judiciary Act")[111], in other legislation[112], or in the present High Court Rules. In traditional courts of general jurisdiction, the survival of the writ continues to be a matter of debate[113].
[111]Section 33.
[112]Such as the High Court of Australia Act 1979 (Cth).
[113]eg R v T [1995] 2 Qd R 192 at 194 per McPherson JA; cf Great Western Railway Co v West Midland Traffic Area Licensing Authority [1936] AC 128 at 140 per Lord Atkin.
There are important differences between the writ of Procedendo and the type of implied remittal for which the plaintiff argued. Specifically, Procedendo existed in a court to which proceedings had earlier been removed by another writ. It directed the court a quo to resume an interrupted hearing, notwithstanding the earlier order for removal. That is not the situation here. The suggested remittal is not to a court (the FMC) which, until interrupted by the superior court's writ, was hearing the plaintiff's proceedings. Instead, it is directed to that court where earlier proceedings had been started and discontinued by the plaintiff, acting in accordance with his then understanding of the validity and meaning of the legislation that is now challenged.
Section 476B of the Act specifies the circumstances in which the High Court may or may not remit a matter:
"Remittal by the High Court
(1)Subject to subsection (3), the High Court must not remit a matter, or any part of a matter, that relates to a migration decision to any court other than the Federal Magistrates Court.
(2)The High Court must not remit a matter, or any part of a matter, that relates to a migration decision to the Federal Magistrates Court unless that court has jurisdiction in relation to the matter, or that part of the matter, under section 476.
(3)The High Court may remit a matter, or part of a matter, that relates to a migration decision in relation to which the Federal Court has jurisdiction under paragraph 476A(1)(b) or (c) to that court.
(4)Subsection (1) has effect despite section 44 of the Judiciary Act 1903."
Section 484 of the Act relevantly provides:
"Exclusive jurisdiction of High Court, Federal Court and Federal Magistrates Court
(1)Only the High Court, the Federal Court and the Federal Magistrates Court have jurisdiction in relation to migration decisions.
(2)To avoid doubt, subsection (1) is not intended to confer jurisdiction on the High Court, the Federal Court or the Federal Magistrates Court, but to exclude other courts from jurisdiction in relation to migration decisions.
…"
It is convenient at this juncture to mention a number of matters about this scheme. A decision to refuse to grant a visa is a "privative clause decision" (ss 474(2) and (3)(b)) unless it involves a jurisdictional error, in which case it is a "purported privative clause decision" (s 5E)[161].
[161]This section and ss 476, 476A, 476B and 484 were introduced by the Migration Litigation Reform Act 2005 (Cth) enacted after the decision in Plaintiff S157/2002 v The Commonwealth (2003) 211 CLR 476; [2003] HCA 2.
Part 7 of the Act permits full merits review of a decision of the Minister's delegate before the Refugee Review Tribunal if an application for review is made within the time limits specified in s 412(1)(b) of the Act. The limitations on courts which have jurisdiction in respect of judicial review fall to be assessed within that context. It is only if an applicant for a protection visa does not seek merits review of a delegate's decision or fails to seek such review within the permitted time under s 412(1)(b) (as occurred here) that the legislative limitations on courts which have jurisdiction in relation to "primary decisions" are relevant.
Section 476A provides that the Federal Court has original jurisdiction in relation to a "migration decision", if and only if the decision falls within the four paragraphs, set out above, which do not include a "primary decision" as defined in s 476(4).
Whilst s 476(1) provides generally that the Federal Magistrates Court has the same original jurisdiction in migration decisions as this Court has under s 75(v) of the Constitution, s 476(2)(a) expressly excludes from that conferral of general jurisdiction, jurisdiction in relation to a "primary decision" and s 476(2)(d) decisions mentioned in s 474(7)[162]. The plaintiff characterised ss 476(2)(a) and (d) as withdrawing jurisdiction from a receiving court (said to be the Federal Magistrates Court), and the plaintiff characterised s 476B as "prohibiting" this Court from remitting a matter to the receiving court.
[162]An example of a decision under s 474(7) would be a personal decision of a Minister to grant or withhold a visa under s 417 of the Act.
There is agreement that of the three courts set out in s 484(1) only this Court has jurisdiction conferred on it by the Act in respect of a "primary decision". Accordingly, the plaintiff, the defendant and the intervener are all agreed that Question 1 of the stated case should be answered "Yes". This answer is plainly correct.
The plaintiff's case
As mentioned at the outset, the plaintiff challenged the validity of ss 476(2)(a) and (d) of the Act primarily by reference to Ch III of the Constitution.
The essential argument put forward, on the plaintiff's behalf, was that this Court has an implied power to remit any matter commenced in its original jurisdiction to another receiving court. The contention which followed from that implication was that a law of the Commonwealth Parliament which denied jurisdiction to any receiving court to hear and determine remitted matters, or which prohibited the exercise of an implied power to remit, was a law which directed the manner and outcome of this Court's jurisdiction and was therefore an impermissible interference with this Court's exercise of the judicial power of the Commonwealth.
In essence, the response of the defendant and the intervener was that the Commonwealth Parliament is not required by the Constitution to ensure that another court has concurrent jurisdiction in relation to every matter in which this Court has original jurisdiction. Accordingly, it was contended that a power to remit to another court, a matter commenced in the original jurisdiction of this Court, cannot be implied.
The plaintiff's central proposition that ss 476(2)(a) and (d) are invalid because, absent a statutory or implied power to remit, the Commonwealth Parliament cannot pass laws which make the original jurisdiction of this Court under s 75(v) of the Constitution exclusive to this Court, must be rejected for the reasons which follow.
Chapter III of the Constitution
The plaintiff's reliance on Ch III, for the implication of a power to remit, first involved recognising this Court as a statutory court having a particular nature and role under the Constitution. Secondly, it involved characterising the judicial power of the Commonwealth as having certain incidents including, it was said, a power of remitter. Thirdly, it involved construing s 71 and ss 77(i) and (iii), which deal with the vesting of the judicial power of the Commonwealth, in a manner said to support an implied power of remitter.
The plaintiff never asserted that there was an express power to remit this matter to the Federal Magistrates Court but it was contended that the scheme of the Act defined the Federal Magistrates Court's jurisdiction in such a way as to prohibit remitter by this Court of two categories of migration decisions: a "primary decision" and certain privative clause decisions under s 474(7). It was this prohibition which was contested as unconstitutional, notwithstanding the plaintiff's acknowledgement that regulation of a power of remitter is unexceptional.
The plaintiff, the defendant and the intervener all accepted that the circumstances in which an implication could be drawn from the Constitution were identified in the unanimous decision of this Court in Lange v Australian Broadcasting Corporation ("Lange")[163]. Any implication can "validly extend only so far as is necessary to give effect to [the sections from which the implication is drawn]" and an implication drawn from specific sections of the Constitution can "give effect only to what is inherent in the text and structure of the Constitution"[164].
[163](1997) 189 CLR 520; [1997] HCA 25.
[164]Lange (1997) 189 CLR 520 at 567.
The nature and role of the High Court
Stripped to its essentials, the plaintiff's argument, as based on the nature and role of this Court, raised a question about the separation of powers under the Constitution: was it a matter for Parliament or for this Court to determine whether to hear a matter commenced in its original jurisdiction under s 75(v)?
Whilst it cannot be doubted that the "power of remitter is of considerable importance in facilitating the exercise by this Court of its primary and unique functions"[165], the functions of this Court are not confined to determining matters in its original jurisdiction involving the interpretation of the Constitution (s 76(i) of the Constitution and s 30(a) of the Judiciary Act) and its function, subject to the grant of special leave to appeal, as Australia's final appellate court (s 73 of the Constitution).
[165]Re Minister for Immigration and Multicultural Affairs; Ex parte Abebe [No 2] (1998) 72 ALJR 630 at 633 [11] per Gummow J; 152 ALR 177 at 180; [1998] HCA 16; see also Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham (2000) 74 ALJR 405 at 407 [9] per McHugh J; 168 ALR 407 at 410; [2000] HCA 1.
In exercising its discretion to grant or refuse special leave to appeal from a decision of an intermediate appellate court, this Court normally considers whether the question before it is of such public importance as to warrant a grant of special leave because of the importance of its "public role"[166]. As stated by Gaudron, Gummow and Hayne JJ in Lipohar v The Queen[167]:
"This Court is placed by s 73 of the Constitution at the apex of a judicial hierarchy to give decisions upon the common law which are binding on all courts, federal, State and territorial."
[166]Carson v John Fairfax & Sons Ltd (1991) 173 CLR 194 at 218 per Mason CJ, Brennan, Deane, Dawson, Toohey, Gaudron and McHugh JJ; [1991] HCA 43.
[167](1999) 200 CLR 485 at 505 [45]; [1999] HCA 65.
The undoubted importance of this Court's role as ultimate appellate court and the concomitant necessity to do all that is necessary to effectuate the main purpose of that grant of judicial power were factors which the plaintiff said underpinned a proposition advanced on his behalf, namely that a power to remit matters within its original jurisdiction was part of, or essential to, the effective exercise of this Court's appellate jurisdiction. That was said to be supported, first by the plaintiff's characterisation of State Supreme Courts as "an enduring and entrenched repository for the exercise of the implied remitter power", and secondly, by relying upon the expansion of this Court's appellate jurisdiction following the creation of a number of federal courts, as contemplated by s 71 of the Constitution, from which appeals could be brought to this Court (s 73(ii)). The plaintiff's proposition is unsustainable.
State Supreme Courts
It is incorrect to say that the jurisdiction of a State Supreme Court is "entrenched" or left as it previously stood before a conferral of federal jurisdiction in respect of the same subject matter is made under s 77(iii). Supreme Courts of the States did once possess jurisdiction in relation to some matters covered by s 75 of the Constitution but possession of that jurisdiction was authorised by State law operating independently of s 77(iii) of the Constitution.
As explained by Isaacs J in Baxter v Commissioners of Taxation (NSW)[168] the fact that State Supreme Courts may exercise jurisdiction in respect of subject matter once authorised by State law, is a circumstance which does not detract from or qualify in any way a later investing of a State court with federal jurisdiction under s 77(iii), which then is the source of federal jurisdiction in respect of that subject matter.
[168](1907) 4 CLR 1087 at 1143; [1907] HCA 76; cf Webb v Outtrim (1906) 4 CLR 356; [1906] HCA 76; see also Pirrie v McFarlane (1925) 36 CLR 170; [1925] HCA 30.
Further, in Pirrie v McFarlane[169] Knox CJ recognised that s 77(ii) authorised legislation that made the jurisdiction of this Court in certain matters exclusive of the State Supreme Courts.
[169](1925) 36 CLR 170 at 176 per Knox CJ. The case concerned s 38A of the Judiciary Act (introduced in 1907 and later repealed in 1976) and a dispute concerning direct appeals to the Privy Council from State Supreme Courts.
Section 71 of the Constitution vests the judicial power of the Commonwealth in "three repositories"[170]: the High Court, such other federal courts as Parliament creates and such other courts as Parliament invests with federal jurisdiction. By ss 77(i) and (ii) Parliament is empowered to make the High Court the exclusive repository of the matters enumerated in ss 75 and 76 as it sees fit. Nothing in s 77 suggests Parliament can take away the jurisdiction set out in s 75(v).
[170]Bailey, "The Federal Jurisdiction of State Courts", (1940) 2 Res Judicatae 109 at 109.
Once a State Supreme Court is validly invested with federal jurisdiction, pursuant to s 77(iii), then under s 109 of the Constitution a State law conferring jurisdiction to do the same thing is no longer valid[171] or is inoperative[172]. Section 39(1) of the Judiciary Act operates to remove the jurisdiction of State Supreme Courts in all nine matters enumerated in ss 75 and 76 in which this Court has original jurisdiction, and additional jurisdiction conferred by Parliament, and then invests jurisdiction in those State courts in some, but not all, of those enumerated matters. Thereafter the jurisdiction of this Court (except as otherwise provided by s 39) is exclusive of that of State courts[173]. As explained in the joint judgment of Gleeson CJ, Gaudron and Gummow JJ in Australian Securities and Investments Commission v Edensor Nominees Pty Ltd[174]:
"A State court receives State jurisdiction under the constitution and laws of that State. It may also be invested with federal jurisdiction by a law made by the Parliament under s 77(iii) of the Constitution; s 39(2) of the Judiciary Act 1903 (Cth) is an example of such a law. The federal courts established by the Parliament, the Federal Court of Australia, the Family Court of Australia and the Federal Magistrates Court, exercise their jurisdiction, necessarily federal, by reason of its conferral by laws enacted under s 77(i) of the Constitution. A 'matter' in respect of which that jurisdiction is conferred may, in a given case, include claims arising under common law or under the statute law of a State. But the jurisdiction invoked remains, in respect of all of the claims made in the matter, 'wholly' federal; even in a State court 'there is no room for the exercise of a State jurisdiction which apart from any operation of the Judiciary Act the State court would have had' and 'there is no State jurisdiction capable of concurrent exercise with the federal jurisdiction invested in the State court'. These terms were used by Barwick CJ in Felton v Mulligan." (footnotes omitted)
[171]Ffrost v Stevenson (1937) 58 CLR 528 at 573 per Dixon J; [1937] HCA 41.
[172]Felton v Mulligan (1971) 124 CLR 367 at 412 per Walsh J; [1971] HCA 39.
[173]Felton v Mulligan (1971) 124 CLR 367 at 413 per Walsh J.
[174](2001) 204 CLR 559 at 571 [7]; [2001] HCA 1.
Creation of federal courts
As mentioned, the plaintiff also relied on the expansion of this Court's appellate role upon the creation of a number of federal courts (pursuant to s 71), from which appeals could be brought to this Court (s 73(ii)), as further demonstration of the need for this Court to remit matters falling outside what were described by the plaintiff as its "principal functions". That argument involved some tacit acknowledgement that for many decades matters within the original jurisdiction of this Court under s 75(v) were exclusively dealt with by this Court.
However narrowly the principal functions of the Court may be described for certain purposes, including the purpose of characterising the Court's current work, the importance of the Court's original jurisdiction under s 75(v) of the Constitution has never been doubted and that importance has been re‑emphasised recently in Bodruddaza v Minister for Immigration and Multicultural Affairs[175].
[175](2007) 228 CLR 651; [2007] HCA 14; see also Plaintiff S157/2002 v The Commonwealth (2003) 211 CLR 476.
As a practical aside, it is worth mentioning that this Court's additional original jurisdiction under s 76 of the Constitution concerning patent matters[176] subsisted for many decades without any implied power to remit such matters, before such jurisdiction was conferred on other courts by Parliament. There is no doubt that the Federal Court set up by and under the Federal Court of Australia Act 1976 (Cth) owed its origins in part to a perceived need to relieve this Court of an excessive work load[177]. With the commencement of the Federal Court a great deal of the original jurisdiction conferred on the High Court by s 76 was invested in the Federal Court in matters like patents and taxation. Equally, there is no doubt that the Federal Magistrates Court was set up, in part, to relieve the excessive work load on the Federal Court in certain matters.
[176]For example under the Patents Act 1952 (Cth), as originally enacted, rectification of the Register (s 32), extension of patents (s 90), revocation of patents (s 99), compulsory licences (s 108) and revocation for non‑working of patents (s 109). Cf the Patents Act 1990 (Cth), Ch 16 especially ss 154 and 155.
[177]Sir Garfield Barwick (then Minister for External Affairs), "The Australian Judicial System: The Proposed New Federal Superior Court", (1964) 1 Federal Law Review 1 at 9.
Relevantly, jurisdiction of the Federal Court to hear claims for prerogative relief, subject to some exceptions, is now conferred by and defined in s 39B(1) of the Judiciary Act which provides:
"Subject to subsections (1B), (1C) and (1EA), the original jurisdiction of the Federal Court of Australia includes jurisdiction with respect to any matter in which a writ of mandamus or prohibition or an injunction is sought against an officer or officers of the Commonwealth."
Section 39B(1EA) covering civil proceedings relevantly provides that the Federal Court does not have jurisdiction in relation to s 75(v) matters to the extent that jurisdiction has been invested in the Federal Magistrates Court.
A power of this Court to remit matters necessarily involves the investiture of other courts with jurisdiction in respect of the subject matter of a proceeding.
This Court's statutory powers of remitter in the Judiciary Act have been considered by this Court from time to time. In Johnstone v The Commonwealth ("Johnstone")[178] Aickin J considered the words "federal court, court of a State or court of a Territory that has jurisdiction with respect to the subject-matter and the parties" appearing in s 44 of the Judiciary Act. He said[179]:
"the effect of s 44 is to confer federal jurisdiction on State courts in cases where this Court remits a case to them, and that federal jurisdiction is in those same matters in which this Court has federal jurisdiction by virtue of s 75 of the Constitution …
This jurisdiction is conferred on the State courts by the Parliament, not by this Court. What s 44 does is not to authorize this Court to confer federal jurisdiction on the State courts. What it does is to confer federal jurisdiction on State courts in cases where this Court is authorized to remit the proceedings to State courts and does in fact so remit."
[178](1979) 143 CLR 398; [1979] HCA 13.
[179]Johnstone (1979) 143 CLR 398 at 408-409; cf at 402 per Gibbs J and at 407 per Murphy J.
Further, it was noted by Gummow J in Re Jarman; Ex parte Cook[180] that exercising a power of remitter is a "step in [a] sequence" involving the investment or conferral of original jurisdiction on a federal or a State court by operation of s 44(3) of the Judiciary Act[181]. His Honour said[182]:
"Section 44(3) … operates … as a law under s 77(i) of the Constitution defining the jurisdiction of a federal court other than the High Court, or as a law under s 77(iii) of the Constitution investing any court of a State with federal jurisdiction."
[180](1997) 188 CLR 595 at 634; [1997] HCA 13.
[181]Section 44(3) provides:
"(3)Where the High Court remits a matter, or any part of a matter, under subsection (2) or (2A) to a court:
(a)that court has jurisdiction in the matter, or in that part of the matter, as the case may be; and
(b)subject to any directions of the High Court, further proceedings in the matter, or in that part of the matter, as the case may be, shall be as directed by that court."
[182]Re Jarman; Ex parte Cook (1997) 188 CLR 595 at 633.
What is critical to this proceeding in terms of subject matter, parties, and s 44 of the Judiciary Act is that s 476B(1) of the Act provides that, subject to quite limited exceptions in s 476B(3), "the High Court must not remit a matter, or any part of a matter, that relates to a migration decision to any court other than the Federal Magistrates Court" and s 476B(2) provides that the High Court must not remit a matter to the Federal Magistrates Court unless that Court has jurisdiction in relation to a matter under s 476. Section 476B(4) provides that: "Subsection (1) has effect despite section 44 of the Judiciary Act 1903."
It was accepted by a majority of this Court in Abebe v The Commonwealth ("Abebe")[183] that ss 476(1)-(3), 481(1)(a), 485 and 486[184] of the Act were validly enacted and that s 485[185] could prevent the Federal Court from exercising any jurisdiction that it would not otherwise have possessed when a matter was remitted to it pursuant to s 44 of the Judiciary Act.
[183](1999) 197 CLR 510; [1999] HCA 14.
[184]As they stood between 1994 and 2001.
[185]Abebe (1999) 197 CLR 510 at 522 [20], 534 [50] per Gleeson CJ and McHugh J.
Having regard to the express terms of ss 476B(1), (3) and (4), until Parliament decides to invest the Federal Magistrates Court with jurisdiction in respect of the subject matter of a "primary decision" as defined in the Act and decisions under s 474(7), this Court is not authorised under s 44 of the Judiciary Act, or the Act, or by implication, to remit this proceeding to the Federal Magistrates Court.
Insofar as the plaintiff's contention that Parliament cannot make the original jurisdiction under s 75(v) of the Constitution exclusive to the High Court depends on an argument that this Court's general constitutional and appellate jurisdiction (including the importance of the appellate function in respect of State Supreme Courts) cannot be exercised effectively without an implied power to remit matters falling within its original jurisdiction, the contention is wrong and must fail.
Judicial power of the Commonwealth
It is well understood that judicial power includes taking actions of a kind recognised as "within the concept of judicial power as the framers of the Constitution must be taken to have understood it"[186]. This is not necessarily to be described as inherent jurisdiction which has been called "an elusive concept"[187]. As recognised in United Mexican States v Cabal[188]:
"The grant of judicial power carries with it authority to do all that is necessary to effectuate its main purpose".
[186]R v Davison (1954) 90 CLR 353 at 382 per Kitto J; [1954] HCA 46; see also White v Director of Military Prosecutions (2007) 81 ALJR 1259 at 1272-1273 [45]-[49] per Gummow, Hayne and Crennan JJ; 235 ALR 455 at 468-469; [2007] HCA 29 and Thomas v Mowbray (2007) 81 ALJR 1414 at 1435 [66] and 1443-1444 [116]-[121] per Gummow and Crennan JJ; 237 ALR 194 at 218 and 229-230; [2007] HCA 33.
[187]Grassby v The Queen (1989) 168 CLR 1 at 16 per Dawson J; [1989] HCA 45.
[188](2001) 209 CLR 165 at 180 [37] per Gleeson CJ, McHugh and Gummow JJ; [2001] HCA 60. See also Grassby v The Queen (1989) 168 CLR 1 at 16 per Dawson J: "In the discharge of that responsibility [for the administration of justice] it [a superior court of unlimited jurisdiction] exercises the full plenitude of judicial power."
Undoubtedly there are exceptional circumstances in which this Court might decline to exercise jurisdiction in respect of a matter within its original jurisdiction, an obvious example being where the proceedings constitute an abuse of process. Further, the Court may decline to exercise its jurisdiction where a matter may be remitted pursuant to the statutory power in s 44 of the Judiciary Act[189]. A power to remit must be conditioned upon the basis that a receiving court has jurisdiction in respect of at least the subject matter[190].
[189]Re Jarman; Ex parte Cook (1997) 188 CLR 595 at 634 per Gummow J.
[190]Johnstone (1979) 143 CLR 398.
The plaintiff also relied, by way of analogy, on the writ of procedendo permitting a remitter back to an inferior court by a superior court in circumstances where there had been an incorrect removal of a cause to the superior court on an application for certiorari or other prerogative relief including habeas corpus. The analogy is imperfect and unhelpful in the context of urging an implied power to remit, because the writ of procedendo operated to return a matter to an inferior court to enable it to resume the jurisdiction it undoubtedly possessed[191]. If anything, the writ more closely resembles, but then only somewhat, the powers of this Court under s 42(2) of the Judiciary Act.
[191]R v T [1995] 2 Qd R 192 at 194 per McPherson JA.
Finally, it was asserted that an implied power to remit a matter within the original jurisdiction of this Court did not differ from various powers associated with the Court's power to protect and control proceedings before it. Examples given included powers to order a stay, pending a hearing of a special leave application[192], to grant an injunction pending a hearing[193] including a Mareva injunction, to grant bail[194], to punish for contempt[195] and to prevent an abuse of process[196]. An implied power to prevent an abuse of process does not extend a court's jurisdiction beyond that which is vested in it[197].
[192]Jennings Construction Ltd v Burgundy Royale Investments Pty Ltd [No 1] (1986) 161 CLR 681; [1986] HCA 84; Attorney-General (UK) v Heinemann Publishers Australia Pty Ltd (1987) 61 ALJR 612; 75 ALR 461; [1987] HCA 45.
[193]Tait v The Queen (1962) 108 CLR 620 at 624-625; [1962] HCA 57.
[194]United Mexican States v Cabal (2001) 209 CLR 165 at 180 [37] per Gleeson CJ, McHugh and Gummow JJ.
[195]Re Colina; Ex parte Torney (1999) 200 CLR 386 at 397 [25] per Gleeson CJ and Gummow J, 429 [113] per Hayne J; [1999] HCA 57.
[196]Walton v Gardiner (1993) 177 CLR 378 at 392-393 per Mason CJ, Deane and Dawson JJ.
[197]Jackson v Sterling Industries Ltd (1987) 162 CLR 612 at 619 per Wilson and Dawson JJ; [1987] HCA 23; see also at 620-621 per Brennan J.
None of those considerations obliges the conclusion that the judicial power of the Commonwealth supports an implication of a power to remit, to another court, a matter within the original jurisdiction of this Court. First the implication of such a power is contrary to the express terms of s 77. Just as fundamentally, this Court's power to control proceedings before it and make orders to do all that is necessary to effectuate a grant of jurisdiction to it does not include preventing a person from invoking the jurisdiction of the Court[198]. Further, incidental powers in respect of issues such as contempt of court or concerning the preservation of the subject matter of proceedings are distinct from the power of remitter.
[198]Commonwealth Trading Bank v Inglis (1974) 131 CLR 311 at 314-315 per Barwick CJ and McTiernan J; [1974] HCA 17; Voth v Manildra Flour Mills Pty Ltd ("Voth") (1990) 171 CLR 538 at 564 per Mason CJ, Deane, Dawson and Gaudron JJ; [1990] HCA 55. Henry v Henry (1996) 185 CLR 571 at 587 per Dawson, Gaudron, McHugh and Gummow JJ confirmed the adoption in Voth of the test of Deane J in Oceanic Sun Line Special Shipping Company Inc v Fay (1988) 165 CLR 197 at 247-248; [1988] HCA 32. See generally Quick and Garran, The Annotated Constitution of the Australian Commonwealth, (1901) at 784.
The power to invest original jurisdiction of this Court in another court, whether concurrently, partially, or wholly, is entirely a matter for Parliament as provided by s 71 and there is no fetter in s 77 as to how Parliament can define the federal jurisdiction of any federal court other than the High Court. This Court cannot remit a matter to the Federal Magistrates Court when Parliament has chosen not to invest that Court with relevant jurisdiction. The Federal Magistrates Court lacks the authority to deal with the subject matter and accordingly this Court lacks the authority to remit the matter to that Court.
To the extent that the plaintiff contended that a consideration of the judicial power of the Commonwealth obliges an implication that Parliament must ensure that there be a court other than this Court with concurrent jurisdiction in relation to every matter in which this Court has original jurisdiction under s 75(v), that contention is misconceived and must also fail.
Exclusivity of the High Court's original jurisdiction
The plaintiff's third contention, that the Constitution does not envisage that the Court's original jurisdiction may be made exclusive by Parliament, is contrary to the express terms of s 71 and ss 77(i) and (iii) of the Constitution, which were principally relied on, and to which reference has already been made.
Whilst s 71 of the Constitution empowers Parliament to vest the judicial power of the Commonwealth in federal courts, which include this Court[199], it is s 77 which confers a power to define the jurisdiction of such a court by an Act of Parliament. Section 77 gives power to Parliament not only to define the jurisdiction of any federal court other than the High Court (s 77(i)) but also to define the extent to which the jurisdiction of any federal court is exclusive of the jurisdiction which is invested in any courts of the States (s 77(ii)) and to determine which, if any, courts of a State should be invested with federal jurisdiction (s 77(iii)).
[199]Pirrie v McFarlane (1925) 36 CLR 170 at 176 per Knox CJ.
In Abebe, Gleeson CJ and McHugh J[200] approved the statement of Gibbs CJ concerning the power to define jurisdiction under s 77 in Stack v Coast Securities (No 9) Pty Ltd[201]:
"Under the Constitution, the jurisdiction of a federal court can be defined only by an Act of the Parliament, and the jurisdiction so defined can be as wide as, or narrower than, (but not of course wider than) the matters mentioned in ss 75 and 76."
[200](1999) 197 CLR 510 at 534 [48]; see also at 603 [274] per Callinan J.
[201](1983) 154 CLR 261 at 281; [1983] HCA 36.
Furthermore, in Abebe, as already noted, a majority of this Court upheld the validity of provisions[202] which restricted severely the jurisdiction of the Federal Court to review certain decisions of the Refugee Review Tribunal, which resulted in a significant number of proceedings being commenced in the original jurisdiction of this Court pursuant to s 75(v) of the Constitution. Nevertheless the majority saw nothing in ss 75, 76 and 77 of the Constitution which prevented the Parliament from enacting ss 476, 485 and 486 of the Act[203] and nothing in s 77(i) or Ch III which required Parliament to give a federal court authority to decide every aspect of a controversy merely because it had jurisdiction over some aspect of that controversy.
[202]See [190].
[203]Abebe (1999) 197 CLR 510 at 534 [50] per Gleeson CJ and McHugh J; see also to similar effect Kirby J at 590 [231] and Callinan J at 603 [273].
In relation to the challenge to validity in this proceeding, there is nothing in ss 71, 75, 76 or 77 of the Constitution which prevents the Parliament from enacting ss 476(2)(a) and (d) of the Act. Equally, it would be open to Parliament at some time in the future to vest to such extent as it could, and as it saw fit, jurisdiction in one of the federal courts created by it in respect of "primary decisions" as defined in the Act and in respect of decisions under s 474(7). The fetters on Parliament relevant to the arguments advanced are that it could not (in the absence of constitutional amendment) wholly divest this Court of its original jurisdiction set out in s 75(v) of the Constitution or, as already mentioned, vest jurisdiction in a federal court wider than the matters mentioned in ss 75 and 76[204].
[204]Stack v Coast Securities (No 9) Pty Ltd (1983) 154 CLR 261 at 281 per Gibbs CJ.
The position in relation to the claims of invalidity of ss 476(2)(a) and (d) of the Act is clear, and no particular, or further, illumination is likely to be gained by considering the position in other jurisdictions, such as the United States of America, with different constitutional arrangements in relation to the original jurisdiction of the final court in the judicial hierarchy. It was recognised in Re Jarman; Ex parte Cook[205] that the Judiciary Act proceeds on the footing that this Court may refrain from exercising its original jurisdiction where another court is invested with relevant federal jurisdiction, and that the Supreme Court of the United States of America has developed a comparable doctrine but for the reasons already given, such doctrines are not relevant to the facts here.
[205](1997) 188 CLR 595 at 634 per Gummow J.
Conclusion
The considerations dealt with above show that there is nothing "inherent in the text and structure of the Constitution"[206] to support implication of a power in this Court to remit to the Federal Magistrates Court a "primary decision" as defined in the Act or a decision of the kind mentioned in s 474(7).
[206]Lange (1997) 189 CLR 520 at 567.
Orders
Question 1 should be answered:
Yes.
Question 2 should be answered:
Unnecessary to answer.
Question 3A should be answered:
Section 476(2)(a) and s 476(2)(d) are not invalid. It is unnecessary to answer the balance of the question.
Question 3B should be answered:
No.
Question 4 should be answered:
Does not arise.
Question 5 should be answered:
The plaintiff should pay the costs of the case stated.
MZXOT v Minister for Immigration and Citizenship [2008] HCA 28
SZLZM v Minister for Immigration & Citizenship [2008] FCA 1263
31
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