JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
TITLE OF COURT : THE COURT OF APPEAL (WA)
CITATION: HANCOCK PROSPECTING PTY LTD -v- WRIGHT PROSPECTING PTY LTD [2023] WASCA 88
CORAM: QUINLAN CJ
BEECH JA
VAUGHAN JA
HEARD: 27 & 28 APRIL 2023
DELIVERED : 26 MAY 2023
FILE NO: CACV 125 of 2022
BETWEEN: HANCOCK PROSPECTING PTY LTD
First Appellant
HOPE DOWNS IRON ORE PTY LTD
Second Appellant
AND
WRIGHT PROSPECTING PTY LTD
First Respondent
DFD RHODES PTY LTD
Second Respondent
MATTHEW JOHN KEADY and DOROTHEA MARGARET CAMPBELL as executors of the estate of DONOVAN FRANCES DUNCAN RHODES
Third Respondents
BIANCA HOPE RINEHART
Fourth Respondent
JOHN LANGLEY HANCOCK
Fifth Respondent
HOPE RINEHART WELKER
Sixth Respondent
GINIA HOPE FRANCIS RINEHART
Seventh Respondent
HAMERSLEY WA PTY LTD
Eighth Respondent
FILE NO: CACV 126 of 2022
BETWEEN: HANCOCK PROSPECTING PTY LTD
First Appellant
HOPE DOWNS IRON ORE PTY LTD
Second Appellant
AND
DFD RHODES PTY LTD
First Respondent
WRIGHT PROSPECTING PTY LTD
Third Respondent
MATTHEW JOHN KEADY and DOROTHEA MARGARET CAMPBELL as executors of the estate of DONOVAN FRANCES DUNCAN RHODES
Second Respondents
BIANCA HOPE RINEHART
Fourth Respondent
JOHN LANGLEY HANCOCK
Fifth Respondent
HOPE RINEHART WELKER
Sixth Respondent
GINIA HOPE FRANCIS RINEHART
Seventh Respondent
HAMERSLEY WA PTY LTD
Eighth Respondent
ON APPEAL FROM:
Jurisdiction : SUPREME COURT OF WESTERN AUSTRALIA
Coram: SMITH J
Citation: WRIGHT PROSPECTING PTY LTD v HANCOCK PROSPECTING PTY LTD [No 16] [2022] WASC 432
File Number : CIV 3041 of 2010
Catchwords:
Practice and procedure – Where deed between various defendants in curial proceedings contains arbitration agreement – Where various issues in curial proceedings have been stayed pursuant to s 8 of the Commercial Arbitration Act 2012 (WA) and parties referred to arbitration – Where curial proceedings listed for trial and where arbitral hearing completed and decision reserved – Whether trial of curial proceedings should be deferred or adjourned to await arbitral award and resolution of issues as to enforceability of award – Whether primary judge made any appellable error in exercise of case management discretion
Legislation:
Commercial Arbitration Act 2012 (WA)
Result:
Application for leave to appeal refused
Appeal dismissed
Category: B
Representation:
CACV 125 of 2022
Counsel:
| First Appellant | : | N C Hutley SC, J Kennedy & M Parker |
| Second Appellant | : | N C Hutley SC, J Kennedy & M Parker |
| First Respondent | : | K Stern SC, T Mehigan SC & L Coleman |
| Second Respondent | : | K R Lendich SC & S Taylor |
| Third Respondents | : | K R Lendich SC & S Taylor |
| Fourth Respondent | : | A Hochroth & D Delany |
| Fifth Respondent | : | A Hochroth & D Delany |
| Sixth Respondent | : | No appearance |
| Seventh Respondent | : | No appearance |
| Eighth Respondent | : | No appearance |
Solicitors:
| First Appellant | : | Corrs Chambers Westgarth |
| Second Appellant | : | Corrs Chambers Westgarth |
| First Respondent | : | Clayton Utz |
| Second Respondent | : | Taylor & Taylor Lawyers |
| Third Respondents | : | Taylor & Taylor Lawyers |
| Fourth Respondent | : | YPOL Lawyers |
| Fifth Respondent | : | YPOL Lawyers |
| Sixth Respondent | : | Deutsch Miller |
| Seventh Respondent | : | Dentons Australia |
| Eighth… |
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- Case
- [2023] WASCA 88
- Decision Date
CaseChat Overview and Summary
The legal issues before the court were whether the trial judge's decision to proceed with the trial, without granting a stay or adjournment, was correct. The appellants, Hancock Prospecting Pty Ltd and others, argued that the trial judge had erred in not staying or adjourning the trial on several grounds, including the pendency of related arbitrations, the risk of issue estoppel, the necessity of the arbitration awards for the trial, the potential for inconsistent findings, and the complexity of tendering certain documents. The appellants sought to overturn the trial judge's decision and obtain a stay or adjournment of the trial.
The court held that the appellants had not demonstrated that the trial judge's decision was plainly wrong or attended by sufficient doubt to warrant reconsideration. The court emphasised the need for special restraint when reviewing interlocutory decisions concerning case management, particularly those made by a case manager in the Commercial and Managed Cases list. The court found that the appellants had not shown that substantial injustice would result if the decision remained undisturbed. The appeal was dismissed, and the trial judge's decision to proceed with the trial was upheld.
The court did not make any further orders, as the appeal was dismissed and the trial proceeded as scheduled. The decision reaffirmed the importance of deference to case management decisions and the need for substantial grounds to appeal such decisions.
Orders
Orders of the court
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Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
Reasons for decision
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Ratio Decidendi
Legal Principle Established
Broadly summarised, the errors that the HPPL parties contended vitiated her Honour's discretionary decision reflected their contentions that:(a)a stay or adjournment was warranted because, as a consequence of certain matters in the Rhodes proceedings having been referred to arbitration (the Rhodes Arbitration), the Rhodes proceedings could not be finally determined until those matters were resolved by the Martin Arbitration or the Rhodes Arbitration and the same was true of the WPPL proceedings (grounds 1 and 2);(b)a stay or adjournment would prevent issue estoppels arising in the Martin Arbitration and the Rhodes Arbitration (grounds 3 and 4);(c)a stay or adjournment would, in reality, not cause delay to the curial proceedings because the delivery of the award in the Martin Arbitration and the resolution of issues as to its validity and enforcement are necessary to the resolution of the curial proceedings (ground 5);(d)a stay or adjournment would prevent inconsistent findings between the Martin Arbitration and the curial proceedings (ground 6); and(e)a stay or adjournment would avoid complex issues associated with the HPPL parties' intended tender, in the curial proceedings, of the deed referred to as the Hope Downs Deed (grounds 7 to 9). Finally, the HPPL parties contended that these errors, or some of them, justify this court re‑exercising the discretion reposed in the learned primary judge, and that the discretion should be exercised in favour of the grant of a stay or adjournment (ground 10). Given the comprehensive challenge to almost all aspects of the learned primary judge's reasoning, the sheer number of grounds of appeal and alleged errors, the complexity of the issues raised by the HPPL parties, and the HPPL parties' ingenuity in shifting their forensic focus to respond to any changing winds in the litigation's landscape, it was easy to lose sight of the fact that, at bottom, these appeals concern a decision by the case manager of the proceedings not to defer a trial that has been listed for some considerable time. When attention is properly restored to the true nature of the appeal, a number of important general principles come back into focus. First, to warrant leave to appeal from an interlocutory decision such as that in the present case, ordinarily, this court must be satisfied that the decision is plainly wrong or attended by sufficient doubt to warrant reconsideration on appeal and that substantial injustice would result if it remained undisturbed.[3] Secondly, as this court has also recognised, there is a need to exercise 'special restraint' when considering challenges to interlocutory orders concerning matters of practice and procedure, and all the more so with a decision by the judge with management of a case in the Commercial and Managed Cases list,[4] as the decision in this case plainly was.[3] Litopoulos v Indiana Holdings Pty Ltd [2021] WASCA 88 [11] ‑ [13] (Mitchell & Vaughan JJA); Kipoi Holdings Mauritius Ltd v Tiger Resources Ltd [2021] WASCA 186 [264] (Buss P, Murphy & Mitchell JJA).[4] Hancock Prospecting Pty Ltd v Wright Prospecting Pty Ltd [2019] WASCA 141 [49] ‑ [50] (Quinlan CJ & Vaughan JA).