Frost (Deceased) & Whooten

Case [2018] FamCAFC 177


FAMILY COURT OF AUSTRALIA

FROST (DECEASED) & WHOOTEN [2018] FamCAFC 177

FAMILY LAW – APPEAL – JURISDICTION – Matrimonial cause – Whether the wife’s Initiating Application sufficiently identified the matrimonial cause relied upon to invoke the jurisdiction of the Family Court – Where the primary judge found that the Initiating Application sought property orders pursuant to s 79 of the Family Law Act 1975 (Cth) – No error demonstrated.

FAMILY LAW – APPEAL – JURISDICTION – Death of a party – Electronic filing – Where the wife electronically lodged an Initiating Application with the Family Court after the deadline prescribed in r 24.05(2) of the Family Law Rules 2004 (Cth) and the husband died several hours later – Application of r 24.05(2) – Meaning of “filed” – Distinction between “received by the registry” and “filed” – Whether rules can have a substantive effect on parties’ rights – Whether rules can be applied to create or invoke jurisdiction – Where the primary judge erred by deeming the Initiating Application to have been filed at the time it was electronically received by the Court as he lacked the jurisdiction to do so – Appeal allowed.

Australian Constitution s 76
Bankruptcy Act 1966 (Cth) s 41(7)
Family Law Act 1975 (Cth) ss 4, 8(1), 31(1)(a), 39(1),79, 79(8), 82, 94(1A), 94AAA(5), 123
Family Law Rules 2004 (Cth) rr 1.09, 1.12, 1.14, 2.01, 4.02, 13.04, 22.03, 24.05, 24.05(2), 24.10
Federal Court Rules 2011 (Cth) r 2.25(3)
Supreme Court Rules 1970 (NSW) Part 20 r 1

Angus Fire Armour Australia Pty Ltd v The Collector of Customs(NSW) (1988) 19 FCR 477; [1988] FCA 339
Baldry v Jackson [1976] 2 NSWLR 415
DPP v His Honour Judge Fricke [1993] 1 VR 369
Gornalle and Gornalle (1993) FLC 92-334
Fencott v Muller (1983) 152 CLR 570; [1983] HCA 12
Fisher v Fisher (1986) 161 CLR 438; [1986] HCA 61
Harrington v Lowe (1996) 190 CLR 311; [1996] HCA 8
Harris v Caladine (1991) 172 CLR 84; [1991] HCA 9
In re Judiciary and Navigation Acts (1921) 29 CLR 257; [1921] HCA 20
Kimber v The Owners of Strata Plan No 48216 (No 2) [2018] FCA 406
McGee v Yeomans [1977] 1 NSWLR 273
Norton & Locke (2013) FLC 93-567; [2013] FamCAFC 202
Nugawela v Deputy Commissioner of Taxation [2016] FCA 578
Philip Morris Inc v Adam P Brown Male Fashions Pty Ltd (1981) 148 CLR 457; [1981] HCA 7
Proctor v Jetway Aviation Pty Ltd[1984] 1 NSWLR 166
Purden Pty Ltd v Registrar in Bankruptcy (1982) 43 ALR 512
Ramsay Health Care Australia Pty Ltd v Compton (2016) 247 FCR 387; [2016] FCAFC 125
Ramsay Health Care Australia Pty Ltd v Compton (No 2) [2016] FCA 691

Justice James Allsop, ‘An Introduction to the Jurisdiction of the Federal Court of Australia’ [2007] Federal Judicial Scholarship 15

APPELLANTS: Mr Swallow and Mr Banford as the Legal Personal Representatives of the Estate of the Late Mr Frost
RESPONDENT: Ms Whooten

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AGLC
Frost (Deceased) & Whooten [2018] FamCAFC 177
Case
[2018] FamCAFC 177
Decision Date

CaseChat Overview and Summary

In Frost (Deceased) & Whooten, the deceased’s estate and his widow, Ms Whooten, were the appellants, and Ms Whooten was also the respondent in the appeal. The dispute arose from the jurisdiction of the Family Court over Ms Whooten’s Initiating Application, which sought property orders under the Family Law Act 1975 (Cth). The Court of Appeal had to determine whether the Initiating Application was filed in accordance with the relevant rules and whether the Family Court had jurisdiction over the application. The Court also needed to address the implications of the deceased party’s death on the application’s validity.

The primary legal issues were whether the Initiating Application sufficiently identified the matrimonial cause to invoke the Family Court’s jurisdiction and whether the application was validly filed given the husband’s death and the electronic filing deadline. The Court examined the meaning of “filed” under r 24.05(2) of the Family Law Rules 2004 (Cth) and whether the rules could substantively affect the parties’ rights. The Court concluded that the primary judge erred by deeming the application filed at the time it was received electronically, as this went beyond his jurisdiction.

The Court of Appeal found that the Initiating Application did not sufficiently identify the matrimonial cause as required to invoke the Family Court’s jurisdiction. The application was dismissed for want of jurisdiction, and the appeal was allowed. The Court set aside certain orders made by the primary judge and granted costs certificates to both the appellants and the respondent. The Court emphasised the distinction between “received by the registry” and “filed” and held that the rules could not be applied to create or invoke jurisdiction in a way that substantively affects the parties’ rights.

Orders

Orders of the court

1.

The appeal is allowed.

2.

Orders 1 and 3 of the orders made by Cronin J on 29 November 2017 are set aside.

3.

The Initiating Application of Ms Whooten received electronically by the Court on … 2016 is dismissed for want of jurisdiction.

4.

The Court grants to the appellants a costs certificate pursuant to the provisions of s 9 of the Federal Proceedings (Costs) Act 1981 (Cth) being a certificate that, in the opinion of the Court, it would be appropriate for the Attorney-General to authorise a payment under that Act to the appellants in respect of the costs incurred by them in relation to this appeal.

5.

The Court grants to the respondent a costs certificate pursuant to the provisions of s 6 of the Federal Proceedings (Costs) Act 1981 (Cth) being a certificate that, in the opinion of the Court, it would be appropriate for the Attorney-General to authorise a payment under that Act to the respondent in respect of the costs incurred by her in relation to this appeal.

Note: The form of the order is subject to the entry of the order in the Court’s records.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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