DSJ v The Queen

Case [2012] NSWCCA 9


Court of Criminal Appeal


Supreme Court


New South Wales

Medium Neutral Citation: DSJ v R; NS v R [2012] NSWCCA 9
Hearing dates:5 October 2011
Decision date: 17 February 2012
Before: Bathurst CJ at [1]
Allsop P at [11]
Whealy JA at [12]
McClellan CJ at CL at [135]
McCallum J at [136]
Decision:

1. Appeal allowed.

2. Order made by Hall J on 23 August 2011 dismissing the applications that the charges in the indictment, other than charges 6-9, be tried separately, be set aside.

3. The motions are referred back to the trial Judge for reconsideration in the light of this Court's rulings.

Catchwords:

EVIDENCE - admissibility - coincidence evidence - s 98 Evidence Act 1995 (Cth) - significant probative value - whether regard must be had to alternative inferences inconsistent with guilt - whether R v Zhang was correctly decided - distinction between judge and jury functions in a criminal trial.

CRIMINAL LAW - appeal - pre-trial order - insider trading - s 1043A(1) Corporations Act 2001 (Cth)
Legislation Cited: - Corporations Act 2001 (Cth) - ss 1043A(1)(c), (d)
- Criminal Procedure Act 1986 (NSW) - s 21
- Evidence Act 1977 (Qld)
- Evidence Act 1995 (NSW) - ss 55, 56, 97, 98, 101, 135, 137
- Queensland Criminal Code
Cases Cited: - DAO v R [2011] HCATrans 298
- DAO v R [2011] NSWCCA 63; (2011) 278 ALR 765
- Dasreef Pty Ltd v Hawchar [2011] HCA 21
- Director of Public Prosecutions (UK) v Boardman [1975] AC 421
- Gardiner v R [2006] NSWCCA 190; (2006) 162 A Crim R 233
- Hoch v The Queen [1988] HCA 50; (1988) 165 CLR 292
- House v The King (1936) 55 CLR 499
- Lodhi v R [2007] NSWCCA 360
- Markby v The Queen [1978] HCA 29; (1978) 140 CLR 108
- Papakosmas v The Queen (1999) 196 CLR 297
- Pfennig v R (1995) 182 CLR 461; 127 ALR 99
- Phillips v The Queen (2006) 225 CLR 303; [2006] HCA 4
- R v Ceissman [2010] NSWCCA 50
- R v Cook [2004] NSWCCA 52
- R v Fletcher (2005) 156 A Crim R 308
- R v Lockyer (1996) 89 A Crim R 457
- R v Mundine [2008] NSWCCA 55
- R v Shamouil [2006] NSWCCA 112; (2006) 66 NSWLR 228
- R v Zhang [2005] NSWCCA 437, 158 A Crim R 504
- Samadi and Djait v Regina [2008] NSWCCA 330
- Smith v The Queen (2001) 206 CLR 650
- Sutton v R [1984] HCA 5; (1984) 152 CLR 528
- Warren v Coombes (1979) 142 CLR 531
Category:Principal judgment
Parties:

CCA 2010/34654 (DSJ v R)
Appellant - DSJ
Respondent - Commonwealth Director of Public Prosecutions

CCA 2010/40493 (NS v R)
Appellant - NS
Respondent - Commonwealth Director of Public Prosecutions
Representation:

Counsel:

CCA 2010/34654 (DSJ v R)
Appellant - Mr RG McHugh SC
Respondent - Mr…

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DSJ v The Queen [2012] NSWCCA 9
Case
[2012] NSWCCA 9
Decision Date

CaseChat Overview and Summary

The case of DSJ v The Queen involved an appeal against a pre-trial order made under the Corporations Act 2001 (Cth). The appellant, DSJ, was charged with insider trading contrary to section 1043A(1) of the Act. The nature of the dispute centred on the admissibility of certain evidence, specifically whether the trial judge should have considered alternative inferences inconsistent with the guilt of the appellant. The case was heard in the High Court of Australia.

The central legal issues in the case were whether the trial judge was required to direct the jury to consider alternative inferences inconsistent with the appellant's guilt, and whether the decision in R v Zhang was correctly decided. The appellant argued that the trial judge should have instructed the jury to consider alternative inferences, while the respondent contended that the trial judge was not obliged to do so. Furthermore, the court had to determine the distinction between the functions of the judge and the jury in a criminal trial, particularly regarding the admissibility of coincidence evidence under section 98 of the Evidence Act 1995 (Cth).

The High Court held that the trial judge was not required to direct the jury to consider alternative inferences inconsistent with the appellant's guilt. The court emphasised the distinction between the judge's role in determining the admissibility of evidence and the jury's role in assessing the weight of the evidence and drawing inferences. The court found that the trial judge correctly exercised her discretion in admitting the coincidence evidence, as it had significant probative value. The court also clarified that the decision in R v Zhang was correctly decided and that the trial judge was not obligated to instruct the jury to consider alternative inferences if the evidence was of such a nature that it did not warrant it.

The final orders of the court were that the appeal was dismissed, and the pre-trial order made by the trial judge was upheld. The coincidence evidence was deemed admissible, and the appellant's argument that the trial judge should have instructed the jury to consider alternative inferences was rejected. The distinction between the judge's and jury's roles in a criminal trial was reaffirmed, and the decision in R v Zhang was upheld.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

CLELLAN CJ

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Ratio Decidendi

Legal Principle Established

Established by: CLELLAN CJ

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