Commonwealth v Vance

Case [2005] ACTCA 35


COMMONWEALTH OF AUSTRALIA and AIR MARSHAL ERROL JOHN McCORMACK IN HIS CAPACITY AS CHIEF OF AIR FORCE v RUSSELL VANCE [2005] ACTCA 35 (23 August 2005)

EVIDENCE – privileges – legal professional privilege – Evidence Act 1995 (Cth) – in-house lawyers – whether the legal advice is independent of the employment relationship.

EVIDENCE – privileges – legal professional privilege – practising certificates – whether legal professional privilege attaches only where there is an actual right to practice.

EVIDENCE – privileges – parliamentary privilege – evidence given to a Senate Committee – whether parties can lead evidence, cross-examine or make submissions as to what was said to Senate Committee – effect of s 16 Parliamentary Privileges Act 1987 (Cth).

WORDS AND PHRASES – ‘lawyer’, ‘legal advice’.

Supreme Court Act 1933 (ACT), s 37E
Evidence Act 1995 (Cth), s 117, s 118
Parliamentary Privileges Act 1987 (Cth), s 16

Supreme Court Rules 1937 (ACT), Order 34 rule 3

Defence Act 1903 (Cth), s 123

Judiciary Act 1903 (Cth), s 55

Waterford v The Commonwealth (1987) 163 CLR 54

Mann v Carnell (1999) 201 CLR 1

Esso Australia Resources Ltd v Commissioner of Taxation (1999) 201 CLR 49

Yrttiaho v The Public Curator of Queensland (1971) 125 CLR 228

Maxwell v Murphy (1957) 96 CLR 261

Papakosmas v The Queen (1999) 196 CLR

W v R (2001) 189 ALR 633

R v Ellis (2003) 58 NSWLR 700

Grant v Downes (1976) 135 CLR 674

Sydney Airports Corporation Ltd v Singapore Airlines & Qantas Airways Ltd [2005] NSWCA 47
Alfred Crompton Amusement Machines Ltd v Customs and Excise Commissioners(No 2) [1972] 2 QB 102
The Attorney-General for the Northern Territory of Australia v Kearney (1985) 158 CLR 500
R v Shirose (1999) 133 CCC (3d) 257
Three Rivers District Council and others v Governor and Company of the Bank of England (No. 5) [2004] 3 All ER 168
Australian Hospital Care (Pindara) Pty Ltd v Duggan [1999] VSC 131
McKinnon and Secretary, Department of Foreign Affairs and Trade [2004] AATA 1365

Glengallan Investments Pty Ltd v Arthur Anderson [2002] 1 Qd R 233

Candacal Pty Ltd v Industry Research & Development Board [2005] FCA 649

Rann v Olsen (2000) 172 ALR 395
Australian Securities Commission v Marlborough Gold Mines Limited (1993) 177 CLR 485

S McNichol, ‘Client Legal Privilege and Legal Professional Privilege:  Considered, Compared and Contrasted’, (1999) 18 Australian Bar Review 189

No ACTCA 31-2004
No SC 317 of 2001

Judge:     Gray, Connolly and Tamberlin JJ  
Court of Appeal of the Australian Capital Territory
Date:      23 August 2005

IN THE SUPREME COURT OF THE       )          No ACTCA 31-2004
  )          No SC 317 of 2001
AUSTRALIAN CAPITAL TERRITORY    )

BETWEEN:COMMONWEALTH OF

AUSTRALIA

First Applicant

AND:AIR MARSHAL ERROL JOHN McCORMACK IN HIS CAPACITY AS CHIEF OF AIR FORCE

Second Applicant

AND:RUSSELL VANCE

Respondent

ORDER

Judge:  Gray, Connolly and Tamberlin JJ
Date:  23 August 2005
Place:  Canberra

THE COURT ORDERS THAT:

  1. The appeal be allowed.

  2. The orders of Crispin J be set…

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AGLC
Commonwealth v Vance [2005] ACTCA 35
Case
[2005] ACTCA 35
Decision Date

CaseChat Overview and Summary

The Commonwealth of Australia and Air Marshal Errol John McCormack, in his capacity as Chief of Air Force, appealed a decision of Crispin J of the Supreme Court of the Australian Capital Territory. The dispute concerned the termination of the respondent's employment with the Royal Australian Air Force. The applicants sought to claim legal professional privilege over certain documents prepared by legal officers within the Defence Legal Office.

The primary legal issues before the Court of Appeal were whether legal professional privilege attaches to documents prepared by in-house lawyers who do not hold current practising certificates, and whether the admission of evidence concerning parliamentary proceedings was contrary to the *Parliamentary Privileges Act 1987* (Cth). A further preliminary issue arose regarding whether the claim for privilege should be determined under the common law or the *Evidence Act 1995* (Cth), given amendments to the Supreme Court Rules (ACT) concerning pre-trial discovery.

The Court of Appeal held that the *Evidence Act 1995* (Cth), not the common law, governed the determination of privilege for pre-trial discovery, as procedural rules are applied to ongoing litigation. The Court found that the trial judge erred in holding that a current practising certificate was a prerequisite for legal professional privilege. Applying the *Evidence Act*, the Court determined that the definition of "lawyer" and "legal advice" did not necessitate a current practising certificate, focusing instead on whether the communication was made for the dominant purpose of providing legal advice to a client, where "client" includes an employer such as the Commonwealth. The Court also noted that the respondent had not objected to the admission of the parliamentary material before the trial judge, and therefore, the appeal on that ground was unlikely to succeed.

The appeal was allowed, and the orders of Crispin J were set aside, except for the costs order relating to a recall notice of motion. The matter was remitted for determination in accordance with the reasons provided by the Court of Appeal. Leave to appeal from the decision concerning the costs of the recall notice of motion was refused.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

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Ratio Decidendi

Legal Principle Established

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