Bott v Carter

Case [2012] NSWCA 89


Court of Appeal


Supreme Court


New South Wales

Medium Neutral Citation: Bott v Carter [2012] NSWCA 89
Hearing dates:16 February 2012
Decision date: 17 April 2012
Before: McColl JA at 1;
Basten JA at 2;
Whealy JA at 47
Decision:

(1) Direct that the amended statement of claim prepared for the hearing of the appeal should be marked for identification "A" and placed on the Court file.

(2) Dismiss the appeal from the judgment of Hislop J in the Common Law Division delivered on 2 April 2009.

(3) Order the applicant to pay the respondents' costs of the proceedings in this Court.

[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the Court otherwise orders, a judgment or order is taken to be entered when it is recorded in the Court's computerised court record system. Setting aside and variation of judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and 36.18. Parties should in particular note the time limit of fourteen days in Rule 36.16.]

Catchwords:

LAWYERS - negligence - advocates' immunity - allegations of negligent conduct of District Court proceedings - loss of compensation and opportunities - basis for immunity in finality of judicial determination - discussion of D'Orta-Ekenaike v Victoria Legal Aid [2005] HCA 12; 223 CLR 1 - whether loss of opportunity to respond to the possibility of an offer of settlement falls outside the scope of the immunity

PROCEDURE - civil - pleadings - application to dismiss the proceedings generally - whether no reasonable cause of action is disclosed - whether there is a real question to be tried - interaction of requirement that court facilitate the just, quick and cheap resolution of the real issues with the approach in General Steel Industries Inc v Commissioner for Railways (NSW) [1964] HCA 69, 112 CLR 125 - whether requirement limits the circumstances in which the court might be inclined to refuse relief on discretionary grounds - Civil Procedure Act 2005 (NSW), s 56; Uniform Civil Procedure Rules 2005 (NSW), r 13.4
Legislation Cited: Civil Procedure Act 2005 (NSW), s 56
Migration Act 1958 (Cth) s 420
Uniform Civil Procedure Rules 2005 (NSW), r 13.4
Cases Cited: Arthur J S Hall & Co v Simons [2002] 1 AC 615
Attard v James Legal Pty Ltd [2010] NSWCA 311
Berry v British Transport Commission [1962] 1 QB 306
Bott v Carter [2010] NSWCA 21
Bott v Suttons Motors Australia Pty Ltd [2007] HCA Trans 576
General Steel Industries Inc v Commissioner for Railways (NSW) [1964] HCA 69; 112 CLR 125
D'Orta-Ekenaike v Victoria Legal Aid [2005] HCA 12; 223 CLR 1
General Steel: Commonwealth v Griffiths [2007] NSWCA 370
Giannarelli v Wraith [1988] HCA 52; 165 CLR 543
Gray v Sirtex Medical Limited [2011] FCAFC 40; 193 FCR 1
Lai v Chamberlains [2003] 2 NZLR 374
Lai v Chamberlains [2006] NZSC 70; [2007] 2 NZLR 7
Minister for Immigration and Multicultural Affairs v Eshetu [1999] HCA…

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AGLC
Bott v Carter [2012] NSWCA 89
Case
[2012] NSWCA 89
Decision Date

CaseChat Overview and Summary

The applicant, Bott, appealed from a decision of Hislop J in the Common Law Division of the Supreme Court of New South Wales, which had dismissed his proceedings against the respondents, Carter and others. The proceedings concerned allegations of negligent conduct by the respondents, who were lawyers, during District Court proceedings. Bott claimed to have suffered a loss of compensation and opportunities as a result of this alleged negligence.

The central legal issues before the Court of Appeal were whether the claim was barred by the doctrine of advocates' immunity, and whether the proceedings should be dismissed for disclosing no reasonable cause of action or for failing to raise a real question to be tried. The court was required to consider the scope of advocates' immunity, particularly in light of the High Court's decision in *D'Orta-Ekenaike v Victoria Legal Aid*, and whether a loss of opportunity to respond to a potential settlement offer fell outside its ambit. Furthermore, the court had to determine how the overarching objective of the *Civil Procedure Act 2005* (NSW) and the *Uniform Civil Procedure Rules 2005* (NSW) to facilitate the just, quick and cheap resolution of the real issues interacted with the principles for dismissing proceedings under the "no reasonable cause of action" test established in *General Steel Industries Inc v Commissioner for Railways (NSW)*.

The Court of Appeal reasoned that the allegations of negligence related to the conduct of the litigation itself, and therefore fell within the established scope of advocates' immunity. The court found that the loss of opportunity to respond to a settlement offer was intrinsically linked to the conduct of the proceedings and the finality of the judicial determination, which are the foundations of the immunity. The court also considered the application to dismiss the proceedings, concluding that the claim, as pleaded, did not disclose a reasonable cause of action that could be tried, given the operation of advocates' immunity.

The Court of Appeal dismissed the appeal and ordered the applicant to pay the respondents' costs of the proceedings in the Court of Appeal. The court also directed that an amended statement of claim prepared for the hearing of the appeal be marked for identification and placed on the Court file.

Orders

Orders of the court

(1) Direct that the amended statement of claim prepared for the hearing of the appeal should be marked for identification "A" and placed on the Court file.

(2) Dismiss the appeal from the judgment of Hislop J in the Common Law Division delivered on 2 April 2009.

(3) Order the applicant to pay the respondents' costs of the proceedings in this Court.

[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the Court otherwise orders, a judgment or order is taken to be entered when it is recorded in the Court's computerised court record system. Setting aside and variation of judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and 36.18. Parties should in particular note the time limit of fourteen days in Rule 36.16.]

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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