Ballard (a pseudonym) v The King

Case [2024] VSCA 26


SUPREME COURT OF VICTORIA
COURT OF APPEAL
S EAPCR 2023 0239
HAYDEN BALLARD (A PSEUDONYM)[1] Applicant
v
THE KING Respondent

[1]To avoid the possibility of prejudice to the administration of justice, this judgment has been anonymised by the adoption of a pseudonym in in place of the name of the applicant.

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JUDGES: PRIEST and WALKER JJA and CROUCHER AJA
WHERE HELD: Melbourne
DATE OF HEARING: 5 March 2024
DATE OF JUDGMENT: 7 March 2024
MEDIUM NEUTRAL CITATION: [2024] VSCA 26
JUDGMENT APPEALED FROM: DPP v [Ballard] [2023] VCC 2369 (Judge Rozen)

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CRIMINAL LAW – Interlocutory appeal – Proposed retrial on charges of rape and reckless endangerment after jury discharged without verdict at earlier trial – Whether retrial an abuse of process – Whether trial judge erred in refusing to order a permanent stay.

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Counsel

Applicant: Mr L Richter and Ms L Dubroja
Respondent: Ms E Ruddle KC with Ms S Pillai

Solicitors

Applicant: Stary Norton Halphen
Respondent: Ms A Hogan, Solicitor for Public Prosecutions

PRIEST JA:

Introduction

  1. Between April and June 2023, the applicant faced two trials in the County Court.

  2. The first trial was conducted on an indictment containing 11 charges, and related to two incidents involving two complainants, ‘KA’, and her friend, ‘BBW’.  Charges 1 to 5 concerned events which occurred on 28 August 2016 in BBW’s flat, where KA was residing.  Each of charges 6 to 11 related to events which occurred on 15 May 2018 at KA’s bayside residence.

  3. Charge 1, aggravated burglary, alleged among other things that the applicant entered BBW’s flat with intent to commit an offence involving an assault.  BBW was also the alleged victim on charge 2, causing injury intentionally, and the alternative charge 3, causing injury recklessly.  KA was the alleged victim on charge 4, intentionally causing injury, and the alternative charge 5, recklessly causing injury.  On arraignment, the applicant pleaded guilty to charges 3 (recklessly causing injury) and 4 (intentionally causing injury).  The jury found the applicant not guilty on charge 1 (aggravated burglary) and charge 2 (intentionally causing injury).  Given the guilty plea on charge 4, no verdict was taken on the alternative, charge 5.

  4. On each of charges 6 to 11, KA was the alleged victim.  The jury acquitted the applicant on charge 6, intentionally causing serious injury, but found him guilty on charge 7, recklessly causing serious injury, and charge 8, rape.  A verdict of acquittal was entered by direction on charge 9, rape, after KA failed to give any evidence of the alleged rape.  In circumstances I will later refer to, no verdict was taken on charge 10, reckless conduct endangering serious injury, or charge 11, rape.

  5. On 8 November 2023, the applicant applied to the trial judge for a permanent stay of charges 10 and 11.[2]  The trial judge refused that application on 18 December 2023 (‘the ruling’ or ‘the interlocutory decision’).

    [2]It is anticipated that charges 10 and 11 will become charges 1 and 2 on a new indictment.

  6. Pursuant to…

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Ballard (a pseudonym) v The King [2024] VSCA 26
Case
[2024] VSCA 26
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CaseChat Overview and Summary

The case of Ballard v The King involved the appellant, Ballard, who was originally charged with rape and reckless endangerment. Following the discharge of the jury without a verdict, the prosecution sought a retrial. Ballard contested this, arguing that a retrial would be an abuse of process and that the trial judge had erred in refusing to order a permanent stay. The court was required to determine whether the proposed retrial was appropriate and whether the trial judge's decision to not order a permanent stay was correct.

The primary legal issues before the court were whether the retrial of Ballard on the charges of rape and reckless endangerment was an abuse of process, and if the trial judge had erred in refusing to order a permanent stay of proceedings. The court had to consider the principles surrounding retrials, the discretion of the trial judge, and the circumstances that might render a retrial an abuse of process.

In its reasoning, the court held that the decision to retry a case after a jury is discharged without a verdict is within the discretion of the trial judge. The court found that there were no grounds to consider the proposed retrial an abuse of process. The trial judge had considered the circumstances and had not acted unreasonably in refusing to order a permanent stay. The court emphasised that the trial judge's decision to allow a retrial was based on a careful consideration of the evidence and the fairness to both the prosecution and the accused. Therefore, the court dismissed the interlocutory appeal.

The court's final orders were that the interlocutory appeal brought by Ballard was dismissed, and the retrial on the charges of rape and reckless endangerment was permitted to proceed.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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