Green v Racing Integrity Unit Ltd

Case [2014] NZCA 133


IN THE COURT OF APPEAL OF NEW ZEALAND

CA389/2013
[2014] NZCA 133

BETWEEN

JOHN PATRICK GREEN, BRIAN HUGHES, BARRY RATTRAY, WAYNE MCLAUGHLIN AND THE ESTATE OF MRS W MCLAUGHLIN
Appellants

AND

RACING INTEGRITY UNIT LIMITED
First Respondent

AND

HARNESS RACING NEW ZEALAND INCORPORATED
Second Respondent

Hearing:

26 February 2014

Court:

O’Regan P, Harrison and Wild JJ

Counsel:

M J Fisher and L Hui for Appellants
C A McVeigh QC and C J Lange for Respondents

Judgment:

9 April 2014 at 11.00 am

JUDGMENT OF THE COURT

AThe appeal is dismissed.

BThe appellants are ordered to pay the respondents one set of costs on a standard appeal on a band B basis in this Court and usual disbursements.  We certify for two counsel.

____________________________________________________________________

REASONS OF THE COURT

(Given by Harrison J)

Introduction

  1. Delightful Christian is what is called a pacing filly.  She participates successfully in harness horse racing.  Following her victory in a prestigious race, samples of her urine were tested by a laboratory in Hong Kong at the request of the Racing Integrity Unit (the RIU).  A positive result was returned for arsenic above the permitted threshold level.  Harness Racing New Zealand (HRNZ) has decided to lay a charge with the Judicial Control Authority alleging that the horse raced with a prohibited substance in her system.  The charge is yet to be heard but, if it is proved, disqualification is a mandatory penalty. 

  2. Delightful Christian’s trainers, John Green and Brian Hughes, and her owners, the Rattray Family Trust, (collectively “the connections”), applied to the High Court to judicially review the separate decisions by HRNZ and the RIU to approve the Hong Kong laboratory for testing and to lay the charge.  Among their grounds of challenge were that (1) the HRNZ rule under which the charge was laid was invalid; (2) they had a legitimate expectation that HRNZ and the RIU would consult them before approving the Hong Kong laboratory to conduct the tests; (3) in deciding to lay the information, the RIU failed to take into account relevant considerations; and (4) the RIU acted unreasonably and improperly fettered its discretion to prosecute.  

  3. After a defended hearing, Simon France J delivered a comprehensive judgment dismissing the application.[1]  He was not satisfied that any of the four grounds of challenge were made out.  The connections now appeal his decision but limited to the legitimate expectation and, to a lesser extent, fettered discretion grounds.  As a result, it is unnecessary for us to revisit Simon France J’s careful and correct analysis of the validity of the HRNZ rules which occupied a significant part of his judgment.

  4. We record that the connections’ appeal falls for determination according to settled principles of administrative law to be applied to undisputed facts.  The material facts are within a small compass and are helpfully recited and explained in affidavits filed by HRNZ and the RIU.  By contrast much of the evidence adduced by the connections is…

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Green v Racing Integrity Unit Ltd [2014] NZCA 133
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[2014] NZCA 133
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CaseChat Overview and Summary

Green v Racing Integrity Unit Ltd [2014] NZCA 133 was an appeal brought by the trainers and owners of a horse called Delightful Christian, who had tested positive for arsenic after winning a race. They challenged the decision of the Racing Integrity Unit (RIU) and Harness Racing New Zealand (HRNZ) to lay a charge against the horse for having a prohibited substance in its system. The trainers and owners argued that they had a legitimate expectation that they would be consulted before the authorities approved a new regime for testing and that the RIU had improperly fettered its discretion by deciding that disqualification was mandatory in cases of a positive test. The High Court dismissed the application, and the trainers and owners now appealed, limited to the legitimate expectation and fettered discretion grounds. The Court of Appeal dismissed the appeal, finding that the trainers and owners had not established the existence of a practice or policy giving rise to the legitimate expectation of consultation or liaison about any proposal or decision to cause urine samples taken from race horses to be subjected to a testing regime for arsenic which had not previously been undertaken or employed. The Court also found that the RIU had exercised its discretion in deciding to lay a charge against the horse and that it had not improperly fettered its discretion by adhering to an overriding policy that disqualification of the horse must be sought wherever there is a positive test. The appeal is dismissed, and the trainers and owners are ordered to pay the RIU and HRNZ one set of costs on a standard appeal on a band B basis in this Court and usual disbursements.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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