Siminton v Australian Prudential Regulation Authority

Case [2008] HCA 44


HIGH COURT OF AUSTRALIA

KIRBY J

DAVID ROBERT SIMINTON   APPLICANT

AND

AUSTRALIAN PRUDENTIAL REGULATION
AUTHORITY  RESPONDENT

Siminton v Australian Prudential Regulation Authority
[2008] HCA 44
2 July 2008
M45/2008

ORDER

1.     The application for bail is refused.

2.     The applicant must pay the respondent's costs of this application.

3.The hearing of the applicant's application for special leave expedited to 1 August 2008.

Representation

D B Sharp for the applicant (instructed by Erhardt & Associates)

D S Mortimer SC with S J Hibble for the respondent (instructed by Australian Prudential Regulation Authority – Melbourne)

Notice:  This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.

CATCHWORDS

Siminton v Australian Prudential Regulation Authority

High Court practice – Bail – Power of High Court to grant bail as incident of application to invoke appellate jurisdiction – Application made prior to grant of special leave to appeal from orders of the Federal Court of Australia convicting the applicant and imposing order of imprisonment for contempt of court – Exhaustion of remedies in Federal Court both in respect of appeal against substantive orders and refusal of bail by that Court – Whether refusal by High Court to grant bail would render proceedings in High Court nugatory or lacking in utility – Whether special or exceptional circumstances shown – Estimate of prospect of success in application for special leave – Bail refused – Hearing of application for special leave expedited.

Words and phrases – "special circumstances", "exceptional circumstances".

  1. KIRBY J.   Before the Court is a summons seeking an order that Mr David Siminton (the applicant) be admitted to bail on conditions fixed by the Court. 

    The background to the application

  2. On 7 November 2007, Tracey J, in the Federal Court of Australia, found the applicant guilty of multiple charges of contempt of court arising out of breaches of an order earlier made in that Court by Gray J.  Gray J made his orders on 10 January 2006.

  3. For the contempt found, on 28 November 2007, Tracey J pronounced the necessary order and imposed on the applicant a penalty of 12 months imprisonment.  The applicant appealed against that order.  He challenged the basis for the finding of contempt, although he did not bring a separate challenge against the penalty. 

  4. Effectively, Tracey J stayed the commencement of his order for imprisonment pending the resolution of the applicant's appeal to the Full Court of the Federal Court.  He did this by ordering that the warrant lie, unexecuted, in the registry of the Federal Court pending the hearing and determination of the applicant's appeal to the Full Court or further order. 

  5. On 30 May 2008, the Full Court of the Federal Court (constituted by Spender ACJ, Lander and Buchanan JJ) dismissed the appeal from Tracey J's orders.  The Full Court made an order[1]:

    "Pursuant to order 6 of the Orders of Justice Tracey in proceedings VID 1607 of 2005 made on 28 November 2007, the warrant for the committal…

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Details
AGLC
Siminton v Australian Prudential Regulation Authority [2008] HCA 44
Case
[2008] HCA 44
Decision Date

CaseChat Overview and Summary

The applicant, Mr David Siminton, sought bail from the High Court of Australia pending an application for special leave to appeal against orders of the Full Court of the Federal Court of Australia. These Federal Court orders had dismissed his appeal against a conviction for contempt of court and the imposition of a 12-month term of imprisonment. The applicant had exhausted his avenues for appeal and bail within the Federal Court, with his application for a stay of execution of the imprisonment order having been refused by Spender ACJ.

The primary legal issue before the High Court was whether it possessed the power to grant bail as an incident of its appellate jurisdiction, even before special leave to appeal had been granted. This involved considering whether a refusal to grant bail would render the subsequent proceedings in the High Court nugatory or lacking in utility, and whether special or exceptional circumstances were demonstrated to warrant the exercise of such power. The Court also had to assess the prospects of success of the applicant's intended application for special leave to appeal.

Kirby J, applying principles relating to the inherent jurisdiction of the High Court and the necessity of ensuring the utility of its appellate processes, determined that the Court had the power to grant bail in these circumstances. However, his Honour found that the applicant had not demonstrated the requisite special or exceptional circumstances. This conclusion was based on an assessment of the applicant's prospects of success in the special leave application, which were considered to be not strong, and the absence of any factor that would render the High Court proceedings nugatory if bail were refused. Consequently, the application for bail was refused, and the applicant was ordered to pay the respondent's costs. The hearing of the application for special leave to appeal was expedited.

Orders

Orders of the court

1. The application for bail is refused.

2. The applicant must pay the respondent's costs of this application.

3. The hearing of the applicant's application for special leave expedited to 1 August 2008.

Background

Background to the litigation

Before the Court is a summons seeking an order that Mr David Siminton (the applicant) be admitted to bail on conditions fixed by the Court. The background to the application On 7 November 2007, Tracey J, in the Federal Court of Australia, found the applicant guilty of multiple charges of contempt of court arising out of breaches of an order earlier made in that Court by Gray J. Gray J made his orders on 10 January 2006. For the contempt found, on 28 November 2007, Tracey J pronounced the necessary order and imposed on the applicant a penalty of 12 months imprisonment. The applicant appealed against that order. He challenged the basis for the finding of contempt, although he did not bring a separate challenge against the penalty. Effectively, Tracey J stayed the commencement of his order for imprisonment pending the resolution of the applicant's appeal to the Full Court of the Federal Court. He did this by ordering that the warrant lie, unexecuted, in the registry of the Federal Court pending the hearing and determination of the applicant's appeal to the Full Court or further order. On 30 May 2008, the Full Court of the Federal Court (constituted by Spender ACJ, Lander and Buchanan JJ) dismissed the appeal from Tracey J's orders. The Full Court made an order[1]:"Pursuant to order 6 of the Orders of Justice Tracey in proceedings VID 1607 of 2005 made on 28 November 2007, the warrant for the committal of David Robert Siminton to prison for a period of twelve months, referred to in order 4 of those Orders, be uplifted from the Court file, and be executed." [1]Siminton v Australian Prudential Regulation Authority [2008] FCAFC 90. On the same day, 30 May 2008, on the basis of an oral application made after the delivery of the orders of the Full Court and the publication of the reasons for judgment of that Court, Spender ACJ, exercising a jurisdiction ancillary to that of the Full Court, stayed the execution of that order until 4.00 pm on 5 June 2008. That order was made on the basis of an indication, on behalf of the applicant, that he intended to apply to this Court for special leave to appeal against the orders of the Full Court and that he would bring on a notice of motion for a stay in the usual way. A notice of motion and supporting affidavit were duly filed in the Federal Court and served on 2 June 2008, together with an outline of submissions and an attached draft application for special leave to appeal to this Court. On 5 June 2008, Spender ACJ, again exercising the incidental jurisdiction of the Full Court of the Federal Court, dismissed the applicant's application for a stay of the execution of the orders of that Court. Spender ACJ found that the applicant's then proposed application for special leave to appeal to this Court would not be rendered nugatory if a stay were not granted by the Federal Court. He also found that none of the matters advanced by the applicant in his proposed application for special leave to appeal enjoyed a real prospect of success.

Evidence

Evidence Before The Court

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Decision

Reasons for decision

KIRBY J

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Ratio Decidendi

Legal Principle Established

Established by: KIRBY J

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