Pumpa v Victorian Legal Services Board

Case [2017] VSC 629


IN THE SUPREME COURT OF VICTORIA Not Restricted

AT MELBOURNE

COMMON LAW DIVISION

MAJOR TORTS LIST

S CI 2017 01583

ANTHONY WILLIAM PUMPA Plaintiff
v  
VICTORIAN LEGAL SERVICES BOARD First Defendant
EOIN MCCLINTOCK Second Defendant

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JUDGE:

DERHAM AsJ

WHERE HELD:

Melbourne

DATE OF HEARING:

28 September 2017

DATE OF JUDGMENT:

13 October 2017

CASE MAY BE CITED AS:

Pumpa v Victorian Legal Services Board & Anor

MEDIUM NEUTRAL CITATION:

[2017] VSC 629

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PRACTICE AND PROCEDURE – Summary dismissal of proceedings pursuant to s 62 of the Civil Procedure Act 2010 (Vic) – Applicable principles – Application granted – Lysaght Building Solutions Pty Ltd v Blanalko Pty Ltd [2013] VSCA 158; Mandie v Memart Nominees Pty Ltd, [2016] VSCA 4.

IMMUNITY FROM SUIT – Applicable principles – Scope of immunity provision – Requirement and meaning of ‘good faith’ – Legal Profession Uniform Law Application Act 2014 (Vic) and Legal Profession Uniform Law (Vic), s 467; – Board of Fire Commissioners of NSW vArdouin, (1961) 109 CLR 105; Suatu Holdings Pty Ltd v Australian Postal Corporation, (1989) 86 ALR 532; Puntoriero v Water Administration Ministerial Corporation, (1999) 199 CLR 575; Rowson v Alpass, [2017] VSC 401; Mid Density Developments Pty Ltd v Rockdale Municipal Council, (1993) 44 FCR 290; Bankstown City Council v Alamdo Holdings Pty Limited, (2005) 223 CLR 660.

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APPEARANCES:

Counsel Solicitors
The Plaintiff appeared in person
For the Defendants Mr M J Hooper Lander & Rogers

TABLE OF CONTENTS

Introduction........................................................................................................................................ 1

Background......................................................................................................................................... 1

The investigation........................................................................................................................... 3

Statement of Claim...................................................................................................................... 10

Defence......................................................................................................................................... 11

Summary Judgment Test................................................................................................................ 13

Self-Represented Litigant............................................................................................................... 15

Uniform Law – relevant provisions.............................................................................................. 17

Scope of the immunity.................................................................................................................... 19

Submissions...................................................................................................................................... 19

Analysis.............................................................................................................................................. 21

The immunity defence................................................................................................................ 21

Are the acts complained of within the scope of the immunity?........................................... 22

Were the acts complained of performed in good faith?........................................................ 25

No viable cause of action........................................................................................................... 29

Conclusion......................................................................................................................................... 31

HIS HONOUR:

Introduction

  1. The defendants apply for summary judgment against the plaintiff pursuant to s 62 of the Civil Procedure Act 2010 (Vic) (‘CPA’), alternatively, that the statement of claim be struck out pursuant to r 23.02 of the Supreme Court (General Civil Procedure) Rules 2015 (Vic) (‘Rules’), or in the further alternative, that the proceeding be stayed pursuant to s 28LZMA of the Wrongs Act 1958 (Vic).[1]

    [1]Summons filed 18 August 2017.

  1. The summons was supported by an affidavit of the second defendant (‘McClintock’) which exhibits the correspondence between McClintock and the plaintiff and authenticated orders made by Riordan J by consent on 7 June 2016, to which I refer below.[2]  In addition, the defendants filed an outline of submissions.[3]  On the day of the hearing of the defendants’ summons, the plaintiff filed an affidavit and an Outline of Submissions.[4]

    [2]Affidavit of Eoin Anthony McClintock sworn 17 January 2017 (‘McClintock affidavit’).

    [3]Outline of submissions dated 18 August 2017, as ordered by Dixon J by order made on 21 July 2017.

    [4]Affidavit sworn 12 September 2017, Outline…

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Pumpa v Victorian Legal Services Board [2017] VSC 629
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[2017] VSC 629
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CaseChat Overview and Summary

Pumpa v Victorian Legal Services Board is a case where the plaintiff, Mr Pumpa, sought to challenge the actions of the defendant, the Victorian Legal Services Board. The dispute centred around the Board's decision to summarily dismiss Mr Pumpa's proceedings, as well as the Board's immunity from suit under the Legal Profession Uniform Law Application Act 2014 (Vic). The case was heard in the Supreme Court of Victoria.

The primary legal issues the court had to address were whether the Board's decision to summarily dismiss the proceedings was lawful under section 62 of the Civil Procedure Act 2010 (Vic), and whether the Board was entitled to immunity from suit in relation to its decision-making. The court also considered the meaning of 'good faith' in the context of the immunity provision. The case drew on several precedents, including Lysaght Building Solutions Pty Ltd v Blanalko Pty Ltd, Mandie v Memart Nominees Pty Ltd, Board of Fire Commissioners of NSW v Ardouin, Suatu Holdings Pty Ltd v Australian Postal Corporation, Puntoriero v Water Administration Ministerial Corporation, Rowson v Alpass, Mid Density Developments Pty Ltd v Rockdale Municipal Council, and Bankstown City Council v Alamdo Holdings Pty Limited.

The court found that the Board's decision to summarily dismiss Mr Pumpa's proceedings was consistent with the principles established in Lysaght Building Solutions Pty Ltd v Blanalko Pty Ltd and Mandie v Memart Nominees Pty Ltd. The court held that the Board had acted within its authority and in accordance with the relevant legislation when it dismissed the proceedings. Regarding the immunity issue, the court examined the meaning of 'good faith' in the context of the Legal Profession Uniform Law Application Act 2014 (Vic) and concluded that the Board's actions were protected by immunity. The court relied on the precedents of Board of Fire Commissioners of NSW v Ardouin, Suatu Holdings Pty Ltd v Australian Postal Corporation, Puntoriero v Water Administration Ministerial Corporation, Rowson v Alpass, Mid Density Developments Pty Ltd v Rockdale Municipal Council, and Bankstown City Council v Alamdo Holdings Pty Limited to support its findings.

As a result of the court's decision, the application for summary dismissal of Mr Pumpa's proceedings was granted, and the Board's immunity from suit was upheld. The court found in favour of the Board on both issues and dismissed Mr Pumpa's claims. The final orders of the court reflected its determination that the Board's actions were lawful and that it was entitled to immunity from suit in relation to those actions.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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