Fair Work Ombudsman v Doble

Case [2014] FCCA 1077


FEDERAL CIRCUIT COURT OF AUSTRALIA

FAIR WORK OMBUDSMAN v DOBLE [2014] FCCA 1077

Catchwords:
INDUSTRIAL LAW – Admitted contraventions of the Fair Work Act 2009 (Cth) – respondent’s involvement as a director in a failure by the company to pay shift loadings pursuant to the Modern Award – respondent’s involvement as a director in a failure by the company to pay overtime rates pursuant to the Modern Award – respondent’s involvement as a director in a failure by the company to pay public holiday rates pursuant to the Modern Award – respondent’s involvement as a director in a failure by the company to pay travel allowances pursuant to the Modern Award – respondent’s involvement as a director in a failure by the company to pay annual holidays loading pursuant to the Modern Award – respondent’s involvement as a director in a failure by the company to pay accrued annual leave on termination pursuant to s.90 of the Fair Work Act 2009 (Cth) – appropriate civil penalty to be paid by the respondent.

Legislation:
Fair Work Act 2009 (Cth), ss.90, 535
Workplace Relations Act 1996 (Cth)

Cases cited:
Lynch v Buckley Sawmills Pty Ltd (1984) 3 FCR 503
Potter v Fair Work Ombudsman [2014] FCA 187
Cousins v Merringtons Pty Ltd (No.2) [2008] VSC 340
Kelly v Fitzpatrick (2007) 166 IR 14
Australian Competition and Consumer Commission v Dataline.Net.Au Pty Ltd (2006) 236 ALR 665
Fair Work Ombudsman v Kentwood Industries Pty Ltd (No.2) [2010] FCA 1156
Gibbs v Mayor, Counsellors and Citizens of the City of Altona [1992] FCA 374
Blandy v Coverdale NT Pty Ltd [2008] FCA 1533

Applicant: FAIR WORK OMBUDSMAN
Respondent: GRAEME DOBLE
File Number: SYG 831 of 2013
Judgment of: Judge Emmett
Hearing date: 14 April 2014
Date of Last Submission: 14 April 2014
Delivered at: Sydney
Delivered on: 26 May 2014

REPRESENTATION

Solicitor for the Applicant:

Mr Eric Leahy

(Fair Work Ombudsman)

The respondent appeared in person
FEDERAL CIRCUIT COURT
OF AUSTRALIA
AT SYDNEY

SYG 831 of 2013

FAIR WORK OMBUDSMAN

Applicant

And

GRAEME DOBLE
Respondent

REASONS FOR JUDGMENT

  1. By way of Statement of Claim filed on 22 April 2013, the applicant sought various orders against the first respondent, Doble Express Transport Pty Ltd (“Doble Express”) and its director, Mr Graeme Doble, the second respondent (“the Respondent”), in the nature of declarations, compensation, and civil penalties pursuant to alleged contraventions of the FWA and the Workplace Relations Act 1996 (Cth) arising from a failure of Doble Express to pay certain named employees their full entitlements due under the Transport Modern Award.

  2. On 26 June 2013, a Deed of Company Arrangement was executed in relation to Doble Express, and, on 11 February 2014, the applicant discontinued its proceeding against the first respondent.

  3. Doble Express operated a transport / trucking service that provided an express freight service across regional New South Wales.

  4. On 26 May 2014, the applicant filed in Court a Second Amended Statement of Agreed Facts in respect of employees Ms…

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AGLC
Fair Work Ombudsman v Doble [2014] FCCA 1077
Case
[2014] FCCA 1077
Decision Date

CaseChat Overview and Summary

The Federal Court of Australia, presided over by Judge Emmett, considered the matter of the Fair Work Ombudsman against Mr Doble. The dispute concerned Mr Doble's alleged contraventions of the *Fair Work Act 2009* (Cth) as a director of a company that failed to pay its employees various entitlements, including shift loadings, overtime rates, public holiday rates, travel allowances, annual holiday loading, and accrued annual leave upon termination. The primary issue before the court was the appropriate civil penalty to be imposed on Mr Doble for these admitted contraventions.

The court was required to determine the quantum of the civil penalty that should be ordered against Mr Doble, taking into account the nature and extent of the contraventions and the principles governing the imposition of penalties under the *Fair Work Act 2009* (Cth). This involved assessing the seriousness of the breaches, the respondent's level of responsibility, and the need for deterrence.

In reaching its decision, the court applied established principles for determining civil penalties in workplace relations matters. Judge Emmett considered the need to reflect the seriousness of the contraventions, the importance of deterring future misconduct by both the individual and other employers, and the need to ensure compliance with industrial instruments. The court also had regard to the respondent's admissions and the fact that the contraventions were failures to pay entitlements mandated by a modern award and the Act. The court noted that the purpose of civil penalties is not punitive but rather to achieve compliance with the law.

Orders

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Background

Background to the litigation

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Evidence

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Decision

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Ratio Decidendi

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