Clark v Honourable Amanda Vanstone
[2004] FCA 1105
•27 AUGUST 2004
FEDERAL COURT OF AUSTRALIA
Clark v Honourable Amanda Vanstone [2004] FCA 1105
ADMINISTRATIVE LAW – decisions of Minister – to give notice to holder of statutory elected office to show cause why he should not be suspended – to suspend him – whether valid decisions – Minister relied on conviction by County Court for offence of obstructing police, on commission of offence and on conduct in obstructing police – found misbehaviour in terms of determination specifying as misbehaviour a conviction for any offence for which a term of imprisonment may be imposed and in terms of ‘general concept of misbehaviour’ – applicant already suspended in respect of two convictions in Magistrates’ Court – appeal resulted in conviction of one offence – whether power to initiate second suspension process – whether power to suspend based on a conviction could not be exercised until all avenues of appeal exhausted – whether Minister required to take into account all evidence before County Court and make her own findings of fact – meaning of ‘misbehaviour’ – whether power to specify conviction, or finding of guilt without conviction, of any offence for which sentence of imprisonment might be imposed – relevance of impact of conviction, or of conduct, on capacity to continue to hold office – whether failure to take into account a relevant consideration – whether jurisdictional error
STATUTES – delegated legislation – validity – statutory power to specify by determination behaviour to be taken to be ‘misbehaviour’ for the purpose of the Act – specification as misbehaviour of conviction, or finding of guilt, of any offence for which a term of imprisonment may be imposed – whether determination may operate arbitrarily or capriciously by reason of differences in State and Territory laws – greater impact on indigenous than on non-indigenous people – effect of requiring higher standard of behaviour of office-holders in indigenous organisation than required by legislation in respect of office-holders generally – whether determination racially discriminatory – whether power to make determination should be construed as not authorising racial discrimination – whether determination in excess of power to make it – whether relevant clauses of determination invalid – whether saved by provision that determination is a disallowable instrument – whether saved by fact that power to suspend discretionary – whether determination can be read down – whether determination an instrument
WORDS AND PHRASES – ‘misbehaviour’, ‘instrument’
Judiciary Act 1903 (Cth) s 39B
Aboriginal and Torres Strait Islander Commission Act 1989 (Cth) ss 3, 4, 4A, 6, 7, 8, 10, 14, 15, 27, 30, 31A, 31, 33, 34, 38, 38, 40, 44, 46, 53, 55, 56, 75, 76, 77, 77G, 91, 92, 94, 95, 97, 101, 102, 119A, 122, 122A, 123, 123A, 124F, 127, 127C, 127G, 130, 131, 142R, 143L, 143S, 143Y, 144B, 144G, 144P, 144ZN, 147, 155, 157, 165, 191A, 191B, 191D, 191E, 191V, 191X, 192H, 194
Aboriginal and Torres Strait Islander Commission Amendment Act (No 1) 1999 (Cth) Sch 1 item 29
Commonwealth Authorities and Companies Act 1997 (Cth) ss 27F, 27J
Administrative Decisions (Judicial Review) Act 1977 (Cth) s 13
Racial Discrimination Act 1975 (Cth) ss 8, 10(1)
Acts Interpretation Act 1901 (Cth) ss 33(1), 46(1)(b), 46(2), 46A, 48(4)
Workplace Relations Act 1996 (Cth) Sch 1B s 141(1)(c)(iii), Sch 1B s 215(i), Sch 1B ss 212, 213
Constitution s 72(ii)
Australian Securities and Investments Commission Act2001 (Cth)
Seat of Government Administration Act1910 (Cth)
Australian Law Reform Commission Act1996 (Cth)National Health Regulations 1954 (Cth)
Fuel Quality Standards Regulations 2001 (Cth)
Therapeutic Goods Regulations 1990 (Cth)
Australian Radiation Protection and Nuclear Safety Regulations 1999 (Cth)
Patents Regulations 1991 (Cth)
Companies Auditors and Liquidators Disciplinary Board Ordinance 1982 (ACT)
Aboriginal and Torres Strait Islander Commission (Misbehaviour) Determination 2002 (Cth) cll 5(1)(k), 5(5)(b)
ATSIC (Misbehaviour) Determination No. 2 (Cth) 3(1)(j), (3(2)Summary Offences Act 1966 (Vic) ss 14, 16, 17(1), 17(1)(d), 52(1)
Summary Offences Act 1988 (NSW) ss 4, 4A
Police Offences Act 1935 (Tas) ss 4, 6(1), 7, 7A, 12, 13, 58(1)
Criminal Code (Qld) ss 70, 71, 230
Summary Offences Act 1953 (SA) ss 7, 13, 18, 18A
Criminal Code (WA) ss 69, 70
Summary Offences Act (NT) ss 47, 47A, 53, 56(1), 56(1)(c)
Crimes Act 1900 (ACT) ss 151, 152, 379, 396Crimes Act 1900 (NSW) ss 546A, 546C
Poor Relief Act 1815 (UK)
Minister for Immigration and Ethnic Affairs v Kurtovic (1990) 21 FCR 193 referred to Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 referred to
Re Kuzma; Ex parte The Public Trustee as Executor and Trustee of the Estate of Stanislav Kuzma [2002] WASC 303 referred to
In Re Ward (1861) 30 LJ Ch 775 referred to
Mile End Guardians v Sims [1905] 2 KB 200 referred to
Holland v Peacock [1912] 1 KB 154 referred to
Rice v University of Queensland (unreported, Industrial Relations Court of Australia, Madgwick J, 13 March 1998) referred to
Firebrace v Indigenous Land Corporation [2000] FCA 1257 (2000) 35 ACSR 205 referred to
Re Yanner [2000] FCA 975 (2000) 100 FCR 551 referred to
Yanner v Minister for Aboriginal and Torres Strait Islander Affairs [2001] FCA 36 (2001) 108 FCR 543 referred to
Harrington v Lowe (1996) 190 CLR 311 referred to
Re Dingjan; Ex parte Wagner (1995) 183 CLR 323 referred to
Evans v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 276 (2003) 78 ALD 65 distinguished
Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 referred to
Craig v State of South Australia (1995) 184 CLR 163 applied
Minister for Immigration and Multicultural Affairs v Yusuf [2001] HCA 30 (2001) 206 CLR 323 appliedInternational Convention on the Elimination of all Forms of Racial Discrimination art 1 and art 2
Parliamentary Commission of Inquiry Re The Honourable Mr Justice L K Murphy, Ruling on Meaning of ‘Misbehaviour’, Canberra, 19 August 1986
First Report of the Parliamentary Judges Commission of Inquiry, Brisbane, 1989
G Gardiner, Indigenous People and Criminal Justice in Victoria: Alleged offenders, rates of arrest and over-representation in the 1990s, Criminal Justice Monograph, Centre for Australian Indigenous Studies, Monash University, 2001
Royal Commission into Aboriginal Deaths In Custody, National Report, vol, 1991
Aboriginal and Torres Strait Islander Social Justice Commissioner, Social Justice Report, 2003
G Gardiner, ‘Indigenous Men and The Victoria Police: Alleged Offenders, Rates of Arrest and Over-Representation in the 1990s’ (2001) Indigenous Law Bulletin 20
D Weatherburn, B Lind and J Hua, ‘Contact with the New South Wales court and prison systems: The influence of age, Indigenous status and gender’, Crime and Justice Bulletin, no 78, August 2003
B Thomas, Policing Public Order Offensive Language & Behaviour, The Impact on Aboriginal People, Aboriginal Justice Advisory Council, New South Wales, 1999GEOFF CLARK v THE HONOURABLE AMANDA VANSTONE (IN HER CAPACITY AS MINISTER FOR IMMIGRATION AND MULTICULTURAL AND INDIGENOUS AFFAIRS)
V 17 of 2004GRAY J
27 AUGUST 2004
MELBOURNE
IN THE FEDERAL COURT OF AUSTRALIA
VICTORIA DISTRICT REGISTRY
V 17 of 2004
BETWEEN:
GEOFF CLARK
APPLICANTAND:
THE HONOURABLE AMANDA VANSTONE (IN HER CAPACITY AS MINISTER FOR IMMIGRATION AND MULTICULTURAL AND INDIGENOUS AFFAIRS)
RESPONDENTJUDGE:
GRAY J
DATE OF ORDER:
27 AUGUST 2004
WHERE MADE:
MELBOURNE
THE COURT ORDERS THAT:
1. The applicant have leave to amend his application in the form of the further amended
application filed on 3 May 2004.
2. There be an order in the nature of certiorari, removing into this Court the decision of
the respondent, made on 22 January 2004, to suspend the applicant from office as a
Commissioner of the Aboriginal and Torres Strait Islander Commission, for the
purpose of quashing the decision.
3. The decision of the respondent, made on 22 January 2004, to suspend the applicant
from office as a Commissioner of the Aboriginal and Torres Strait Islander
Commission, be quashed.
4. The application be otherwise dismissed.
5. The respondent pay the applicant’s costs of the proceeding.
Note: Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
VICTORIA DISTRICT REGISTRY
V 17 of 2004
BETWEEN:
GEOFF CLARK
APPLICANTAND:
THE HONOURABLE AMANDA VANSTONE (IN HER CAPACITY AS MINISTER FOR IMMIGRATION AND MULTICULTURAL AND INDIGENOUS AFFAIRS)
RESPONDENT
JUDGE:
GRAY J
DATE:
27 AUGUST 2004
PLACE:
MELBOURNE
REASONS FOR JUDGMENT
The nature of the proceeding
This case is concerned with the process of removal of a person from a statutory elected office, on the ground of misbehaviour. The proceeding is in the form of an application, pursuant to s 39B of the Judiciary Act 1903 (Cth), to review two decisions of the respondent, the Minister for Immigration and Multicultural and Indigenous Affairs (‘the Minister’). The first decision, made on 23 December 2003, was to give notice to the applicant that the Minister was considering suspending him from office as a Commissioner of the Aboriginal and Torres Strait Islander Commission (‘ATSIC’ or ‘the Commission’), pursuant to s 40(1) of the Aboriginal and Torres Strait Islander Commission Act 1989 (Cth) (‘the ATSIC Act’). The second decision, made on 22 January 2004, was to suspend the applicant from office for misbehaviour, pursuant to s 40(1) of the ATSIC Act.
The proceeding raises questions about the meaning of the word ‘misbehaviour’ in the context of its application to a person holding an elected office under the ATSIC Act, and of the validity of the Aboriginal and Torres Strait Islander Commission (Misbehaviour) Determination 2002 (Cth) (‘the 2002 Misbehaviour Determination’), to the extent that it prescribed as misbehaviour for the purposes of the ATSIC Act a conviction, or a finding of guilt without conviction, for any offence for which a term of imprisonment might have been imposed.
The application to the Court was amended once before the hearing of the proceeding on 29 and 30 April 2004. At the hearing, counsel for the applicant sought to rely on an argument that was outside the terms of the amended application. At the conclusion of the hearing, I directed that the applicant file and serve any proposed further amended application on or before 3 May 2004. I made directions as to the filing and service by the respondent of written submissions in relation to the new point, and for the applicant to file and serve written submissions in reply. I reserved the question of leave to further amend the application.
Before considering the grounds raised by the application, and the question of possible further amendment, it is necessary to refer to significant parts of the relevant legislation, and to the history of steps taken to suspend the applicant from his office.
The ATSIC Act – the structures
The objects expressed in s 3 of the ATSIC Act are as follows:
‘The objects of this Act are, in recognition of the past dispossession and dispersal of the Aboriginal and Torres Strait Islander peoples and their present disadvantaged position in Australian society:
(a) to ensure maximum participation of Aboriginal persons and Torres
Strait Islanders in the formulation and implementation of government
policies that affect them;(b) to promote the development of self-management and self-sufficiency
among Aboriginal persons and Torres Strait Islanders;(c) to further the economic, social and cultural development of Aboriginal
persons and Torres Strait Islanders; and(d) to ensure co-ordination in the formulation and implementation of
policies affecting Aboriginal persons and Torres Strait Islanders by
the Commonwealth, State, Territory and local governments, without
detracting from the responsibilities of State, Territory and local
governments to provide services to their Aboriginal and Torres Strait
Islander residents.’Section 6 of the ATSIC Act establishes the Commission as a body corporate. Section 7(1) confers on it a number of functions, including:
‘(a) to formulate and implement programs for Aboriginal persons and
Torres Strait Islanders;(b) to monitor the effectiveness of programs for Aboriginal persons and
Torres Strait Islanders, including programs conducted by bodies other
than the Commission;(c) to develop policy proposals to meet national, State, Territory and
regional needs and priorities of Aboriginal persons and Torres Strait
Islanders;...
(e) to advise the Minister on:
(i) matters relating to Aboriginal and Torres Strait Islander
affairs, including the administration of legislation; and(ii) the co-ordination of the activities of other Commonwealth
bodies that affect Aboriginal persons or Torres Strait
Islanders’.Section 8 authorises the Prime Minister to confer on ATSIC a function that has previously been performed by a Department of State of the Commonwealth. Section 10 confers on ATSIC powers, including power to do all things necessary or convenient for or in connection with the performance of its functions. Among other things, ATSIC is empowered to make grants or loans of money or grants of interests in property (s 14) and to guarantee loans (s 15).
By s 27 of the ATSIC Act, the Commission consists of members appointed by the Minister. The Minister is obliged to appoint as members of the Commission the persons elected under Div 7 of Pt 3 of the ATSIC Act to represent the several zones. Section 4(1) contains a definition of the word ‘Commissioner’ in the ATSIC Act; it means a member of the Commission. By s 30(1), Commissioners hold office on a full-time basis. Section 30(2) permits a Commissioner to hold office as a member of a Regional Council on a part-time basis.
Section 31A of the ATSIC Act provides for the election of a Chairperson of the Commission from among the zone representatives. By s 31A(3), a Commissioner who is elected as Chairperson ceases to hold office as a zone representative and ceases to hold office as a Regional Councillor. Section 31A came into its present form as a result of amendment by item 29 in Sch 1 to the Aboriginal and Torres Strait Islander Commission Amendment Act (No 1) 1999 (Cth). The amendment came into operation on 7 December 1999.
Section 31 of the ATSIC Act provides as follows:
‘(1) A person is not qualified to be appointed as a Commissioner unless
the person is an Aboriginal person or a Torres Strait Islander.(2) Subject to subsection (3), a person is not qualified to be appointed as
a Commissioner if he or she:(a) has been convicted of an offence against a Commonwealth,
State or Territory law and sentenced to imprisonment for one
year or longer; or(aa) has been convicted of 2 or more offences against a
Commonwealth, State or Territory law and sentenced in
respect of all the offences to a single penalty of imprisonment
for one year or longer; or(b) has been convicted of an offence against a Commonwealth,
State or Territory law involving dishonesty and sentenced to
imprisonment for 3 months or longer; or(c) has been convicted of 2 or more offences against a
Commonwealth, State or Territory law involving dishonesty and sentenced in respect of all the offences to a single penalty
of imprisonment for 3 months or longer.(3) Subsection (2) does not disqualify a person from being appointed as a
Commissioner if:(a) where the person was never actually imprisoned for the
offence—at least 2 years have elapsed since the person was
convicted;(b) where the person served a term of imprisonment for the
offence—at least 2 years have elapsed since the person was
released from prison; or(c) in any case—the Federal Court of Australia, on application by
the person, declares that in spite of the person’s conviction, he
or she ought not to be disqualified from being appointed as a
Commissioner.(4) The Federal Court of Australia has jurisdiction with respect to matters
arising under subsection (3).’By s 33(1), the Chairperson holds office as Chairperson until he or she ceases to be a Commissioner or another person is elected as Chairperson. Section 34 entitles a Commissioner to remuneration and allowances, fixed by the Remuneration Tribunal pursuant to s 194. By s 38, a Commissioner who is not a Regional Councillor must comply with s 119A, which requires disclosure of direct or indirect pecuniary interests by means of a register. Section 39 makes provision for a Commissioner to resign in writing.
Section 44 contains a number of obligations of the Chairperson:
‘(1) The Commission Chairperson shall convene at least 4 meetings of
the Commission in each calendar year, and may convene such other
meetings of the Commission as, in the Chairperson’s opinion, are
necessary for the efficient performance of its functions....
(3) The Commission Chairperson shall convene a meeting of the
Commission upon receipt of a written request for a meeting signed by
at least 7 Commissioners....
(5A) If the Chairperson is not a Commissioner, then he or she is not entitled
to participate in any meeting of the Commission and is treated, for the
purposes of this section, as not being present at any such meeting.(6) The Commission Chairperson shall preside at all meetings of the
Commission at which he or she is present.’Section 46 makes provision for appointment by the Minister of a Chief Executive Officer of ATSIC. Section 55 provides for the engagement of staff of ATSIC, pursuant to the Public Service Act 1999 (Cth) (‘the Public Service Act’). The Chief Executive Officer is the head of a statutory agency, for the purposes of the Public Service Act, constituted by the Chief Executive Officer and Australian Public Service employees assisting him or her. Section 56 provides for engagement by ATSIC of consultants.
Division 8 of Pt 2 of the ATSIC Act makes it clear that ATSIC has substantial responsibility for the management and expenditure of money appropriated by Parliament from time to time. Division 9 of Pt 2 deals with the Office of Evaluation and Audit (‘the OEA’). Section 75 establishes the OEA within ATSIC. By s 76, the OEA is given many functions of evaluation and audit of ATSIC itself, and of other bodies established by the ATSIC Act and other legislation. Section 77 creates the office of Director of Evaluation and Audit, the holder of which is appointed by the Minister, after consulting the Commission.
Part 3 of the ATSIC Act deals with regions and zones. Pursuant to s 91, so much of Australia as does not consist of the Torres Strait area is divided into 35 regions, the boundaries of which are determined from time to time by the Minister. Section 92 establishes a Regional Council for each region, as a body corporate. Section 94 confers functions, and s 95 confers powers on Regional Councils. The functions referred to in s 94(1) include:
‘(e) to represent Aboriginal and Torres Strait Islander residents of the
region and to act as an advocate of their interests’.The provisions of s 97, relating to the preparation of draft budgets, make it clear that a Regional Council has some financial responsibilities.
Division 4 of Pt 3 of the ATSIC Act makes provision for the election of Regional Councils. The combined effect of ss 101 and 102 is that those elected to Regional Councils are required to be Aboriginal people or Torres Strait Islanders and to be elected by Aboriginal people and Torres Strait Islanders.
Sections 123 and 123A provide for the removal of members of a Regional Council from office and the appointment of an administrator in certain circumstances. Section 127 provides for the election of a Chairperson and a Deputy Chairperson of each Regional Council.
Division 7 of Pt 3 of the ATSIC Act provides for zones. By s 130, regions are grouped into zones and the Torres Strait area is itself a zone. Section 131 provides for members of Regional Councils to elect one of their number to represent the zone.
Part 3A of the ATSIC Act makes specific provision for a Torres Strait Regional Authority (‘the TSRA’). By s 142A, the TSRA is given functions similar to those of ATSIC in relation to Aboriginal people and Torres Strait Islanders living in the Torres Strait area. By s 142R, the members of the TSRA are elected. By s 143L, the TSRA must elect from among its members a Chairperson and a Deputy Chairperson. By s 144G, the Minister may appoint a General Manager of the TSRA. Division 9 of Pt 3A makes it clear that the TSRA has responsibility for finances. Division 11 makes provision for the appointment of an Administrator of the TSRA.
Part 4 of the ATSIC Act establishes a body corporate called Indigenous Business Australia (‘IBA’). By s 147, the functions of IBA include engaging in commercial activities and promoting and encouraging Aboriginal and Torres Strait Islander self-management and economic self-sufficiency. By s 155, there is to be a Board of Directors of IBA, consisting of a Chairperson, a Deputy Chairperson and seven other members. By s 157, all are appointed by the Minister.
Part 4A of the ATSIC Act establishes the Indigenous Land Corporation (‘the ILC’) and the Aboriginal and Torres Strait Islander Land Fund. By s 191A, the ILC is a body corporate. By s 191B, the purpose of the ILC is to assist Aboriginal and Torres Strait Islander persons to acquire land and to manage indigenous-held land, so as to provide economic, environmental, social or cultural benefits for them. The functions of acquiring land and managing land, conferred by ss 191D and 191E respectively, are such as to make it clear that the ILC has significant financial responsibilities. Section 191V provides for a Board of Directors of the ILC, consisting of a Chairperson, a Deputy Chairperson, the ATSIC Chairperson and four other members. By s 191X, all except the ATSIC Chairperson are appointed to the Board of the ILC by the Minister. The ILC Chairperson and at least four other Directors must be Aboriginal persons or Torres Strait Islanders. At least one appointed ILC Director must be a Commissioner of ATSIC.
The ATSIC Act - Removal from office
Crucial to the present case are the terms of s 40 of the ATSIC Act:
‘(1) Subject to subsection (2), the Minister may suspend a Commissioner
from office because of misbehaviour or physical or mental incapacity.(2) The Minister must not suspend a Commissioner from office unless the
Minister has, by written notice served on the Commissioner, given the
Commissioner 7 days within which to show cause why the
Commissioner should not be suspended.(3) The Minister shall cause a statement identifying the Commissioner and
setting out the ground of the suspension to be laid before each House
of the Parliament within 7 sitting days of that House after the
suspension.(4) Where such a statement has been laid before a House of the
Parliament, that House may, within 15 sitting days of that House after
the day on which the statement has been laid before it, by resolution,
declare that the Commissioner ought to be restored to office and, if
each House so passes such a resolution, the Minister shall terminate
the suspension.(5) If, at the expiration of 15 sitting days of a House of the Parliament
after the day on which the statement has been laid before that House,
that House has not passed such a resolution, the Minister may
terminate the appointment of the Commissioner.(6) The Minister may terminate the appointment of a Commissioner if:
(a) in the case of a Commissioner elected by members of Regional
Councils—he or she ceases to be a member of a Regional
Council otherwise than by resigning from the Regional
Council; or(b) in the case of a Commissioner elected by the members of the
TSRA—he or she ceases to be a member of the TSRA otherwise
than by resigning from the TSRA.(6A) If a person who is a Commissioner is, because of a decision or order
of the Federal Court of Australia, taken not to have been duly elected
as a member of a Regional Council, the person ceases, as a result of
the decision or order, to be a Commissioner.(7) If a Commissioner:
(a) is convicted of an offence against a Commonwealth, State or
Territory law and sentenced to imprisonment for one year or
longer; or(aa) is convicted of 2 or more offences against a Commonwealth,
State or Territory law and sentenced in respect of all the
offences to a single penalty of imprisonment for one year or
longer; or(b) is convicted of an offence against a Commonwealth, State or
Territory law involving dishonesty and sentenced to
imprisonment for 3 months or longer; or(ba) is convicted of 2 or more offences against a Commonwealth,
State or Territory law involving dishonesty and sentenced in
respect of all the offences to a single penalty of imprisonment
for 3 months or longer; or(c) is absent from duty, except on leave of absence, for 14
consecutive days or for 28 days in any period of 12 months; or(e) fails, without reasonable excuse, to comply with section 27F or
27J of the Commonwealth Authorities and Companies Act
1997;the Minister shall terminate the appointment of that Commissioner.
(8) If the Minister terminates the appointment of a Commissioner, the
Minister must cause to be laid before each House of the Parliament,
within 7 sitting days of that House after the termination, a statement:(a) identifying the Commissioner;
(b) stating that his or her appointment has been terminated; and
(c) setting out the ground of the termination.
(9) Without limiting the generality of this section, a Commissioner shall be
taken to have been guilty of misbehaviour if he or she has knowingly
voted in favour of, or knowingly participated in, a contravention of a
lawful direction given by the Minister to the Commission, whether
under section 12 or 74 or any other provision of this Act.’There are various provisions for suspension and termination of appointment of other office-holders under the ATSIC Act, to which reference should also be made. Section 53 makes provision for the termination by the Minister of the appointment of the Chief Executive Officer of ATSIC, because of ‘incompetence, misbehaviour or physical or mental incapacity’. There are also mandatory provisions for the termination of the appointment of the Chief Executive Officer for unauthorised absence from duty, bankruptcy or composition with creditors, failure to comply with the requirements for disclosure of interests and engagement in unauthorised outside paid employment. Similar provisions apply to the Director of Evaluation and Audit pursuant to s 77G of the ATSIC Act.
In relation to Regional Councillors, s 122 provides for their removal from office by ATSIC itself as follows:
‘(1) Where the Commission is satisfied that a member of a Regional
Council, since becoming, or last becoming, a member of the Regional
Council:(a) has been convicted of an offence against a Commonwealth,
State or Territory law and sentenced in respect of the offence
to imprisonment for one year or longer; or(aa) has been convicted of 2 or more offences against a
Commonwealth, State or Territory law and sentenced inrespect of all the offences to a single penalty of imprisonment
for one year or longer; or(b) has been convicted of an offence against a Commonwealth,
State or Territory law involving dishonesty and sentenced in
respect of the offence to imprisonment for 3 months or longer;
or(ba) has been convicted of 2 or more offences against a
Commonwealth, State or Territory law involving dishonesty
and sentenced in respect of all the offences to a single penalty
of imprisonment for 3 months or longer; or(c) has failed, without reasonable excuse, to comply with section
119 or 119A; or(d) has been absent from 3 consecutive meetings of the Council
without leave of the Council and without reasonable excuse; or(e) has become bankrupt; or
(f) has applied to take the benefit of any law for the relief of
bankrupt or insolvent debtors; or(g) has compounded with his or her creditors; or
(h) has made an assignment of his or her remuneration for the
benefit of his or her creditors;the Commission shall, in writing, declare that it is so satisfied.
(2) Where the Commission makes a declaration under subsection (1)
about a member of a Regional Council, the member ceases to be a
member of the Regional Council on the date of the declaration.’Section 122A provides:
‘Commission may suspend a Regional Councillor
(1) Subject to subsection (2), the Commission may suspend a Regional
Councillor from office because of misbehaviour or physical or mental
incapacity.Commission must give Regional Councillor notice before suspension
(2) The Commission must not suspend the Regional Councillor from office
unless the Commission has, by written notice served on the Regional
Councillor, given the Regional Councillor 30 days within which to
show cause why he or she should not be suspended.Statement to be laid before each House of the Parliament
(3) The Commission must cause a statement identifying the Regional
Councillor and setting out the ground of the suspension to be laid
before each House of the Parliament within 7 sitting days of that
House after the suspension.Regional Councillor must be restored to office if declaration made by
both Houses of Parliament(4) If such a statement has been laid before a House of the Parliament,
that House may, within 15 sitting days of that House after the day on
which the statement has been laid before it, by resolution, declare that
the Regional Councillor ought to be restored to office. If each House
so passes such a resolution, the Commission must terminate the
suspension.Commission may remove Regional Councillor from office if no
declaration(5) If, at the end of 15 sitting days of a House of the Parliament after the
day on which the statement has been laid before that House, that
House has not passed such a resolution, the Commission may remove
the Regional Councillor from office.Statement to be laid before Parliament if Regional Councillor removed
from office(6) If the Commission removes a Regional Councillor from office, the
Commission must cause to be laid before each House of the
Parliament, within 7 sitting days of that House after the removal, a
statement:(a) identifying the Regional Councillor; and
(b) stating that he or she has been removed from office; and
(c) setting out the ground of the removal from office.’
There are also provisions in s 123 for the Commission, on receipt of a petition, to remove the members of a Regional Council from office and appoint an Administrator. Section 123A contains specific powers for ATSIC to remove Regional Councillors from office if a Regional Council fails to comply with certain of its statutory obligations.
If an Administrator has been appointed to a Regional Council, s 124F provides for the Commission to terminate the Administrator’s appointment, because of ‘misbehaviour or physical or mental incapacity’. The Commission must terminate the Administrator’s appointment if the Administrator is convicted of an offence and sentenced to imprisonment for one year or longer, is convicted of an offence involving dishonesty and sentenced to imprisonment for three months or longer, fails to comply with the disclosure of interests requirements, is absent from duty without leave, becomes bankrupt, applies to take the benefit of any law for the relief of bankrupt or insolvent debtors or compounds with creditors or assigns remuneration for the benefit of creditors.
By s 127C, the Minister has a specific power in relation to the Chairperson of a Regional Council, to suspend from office and to terminate, because of ‘misbehaviour or physical or mental incapacity’. The provisions follow the form of those in s 40, requiring notice of intention to suspend and the laying of a statement before Parliament. Section 127C(7) also contains provisions for mandatory removal of the Chairperson of a Regional Council from office, for reasons similar to those found in s 40(7) in relation to the Chairperson of the Commission. Section 127G contains provisions for the Minister to suspend and remove from office a Deputy Chairperson of a Regional Council. The provisions are similar in form to those in s 40.
Similar provisions for the suspension and removal from office, on the ground of ‘misbehaviour or physical or mental incapacity’, are found in relation to members of the TSRA in s 143S, the Chairperson of the TSRA in s 143Y, and the Deputy Chairperson of the TSRA in s 144B. The provisions for the termination of the appointment of the TSRA General Manager are found in s 144P. The Minister may, with the TSRA’s agreement, terminate the appointment of the TSRA General Manager because of ‘incompetence, misbehaviour or physical or mental incapacity’. There are provisions for mandatory termination on similar grounds to those relating to the Director of Evaluation and Audit in s 77G. Similar provisions are also found in relation to a TSRA Administrator, in s 144ZN.
By s 165 of the ATSIC Act, the Minister may, after consulting ATSIC and IBA, terminate the appointment of an IBA Director because of ‘misbehaviour or physical or mental incapacity’. There are also mandatory provisions for the termination of an IBA Director’s appointment on the ground of unauthorised absence, bankruptcy or any similar situation, and failure to comply with s 27F or s 27J of the Commonwealth Authorities and Companies Act 1997 (Cth). In addition, if three of the IBA Directors are Commissioners and a fourth IBA Director becomes a Commissioner, the fourth IBA Director ceases to be an IBA Director.
By s 192H of the ATSIC Act, the Minister may, after consulting ATSIC, terminate the appointment of an ILC Director because of ‘misbehaviour or physical or mental incapacity’. There are also provisions for mandatory termination, on similar grounds to those already referred to.
The word ‘misbehaviour’ appears in the interpretation section of the ATSIC Act, s 4(1) as follows:
‘misbehaviour has a meaning affected by section 4A.’
Section 4A provides:
‘(1) The Minister may make a written determination providing that
specified behaviour is taken to be misbehaviour for the purposes of
this Act.(2) The Minister may make a written determination providing that
specified behaviour is taken not to be misbehaviour for the purposes of
this Act.(3) A determination under this section is a disallowable instrument for the
purposes of section 46A of the Acts Interpretation Act 1901.’The Misbehaviour Determinations
In the Commonwealth of Australia Gazette number S347, dated 28 September 1994, the then Minister for Aboriginal and Torres Strait Islander Affairs published a determination pursuant to s 4A(1) of the ATSIC Act, entitled the ATSIC (Misbehaviour) Determination No. 2 (Cth) (‘the 1994 Misbehaviour Determination’). The relevant provisions of the 1994 Misbehaviour Determination were as follows:
‘Interpretation
2. In this Determination, unless the contrary intention appears:
“Aboriginal body” means a body established by the Act;
“Act” means the Aboriginal and Torres Strait Islander Commission Act 1989.
Behaviour taken to be misbehaviour for the purposes of the Act.
3. (1) For the purposes of subsection 4A (1) of the Act, the following behaviour is taken to be misbehaviour for the purposes of the Act:
(a) behaviour of a person at a meeting of an Aboriginal body that:
(i) has a seriously disruptive effect on the meeting; and
(ii) continues after the person who is presiding at the
meeting requests the first-mentioned person to refrain
from the behaviour;(b) contravention of subsection 90 (2) of the Act;
(c) provision of incorrect or misleading information for the
purposes of, or that results in, the payment of remuneration or
allowances under a law of the Commonwealth;(d) harassment or intimidation of, or interference with:
(i) a member, or an employee, of an Aboriginal body in
relation to the performance of the duties of the member
or employee; or(ii) another person in relation to the performance of the
duties of a member, or an employee, of an Aboriginal
body;(e) behaviour that is found under the Sex Discrimination Act 1984
to be sexual harassment within the meaning of Division 3 of
Part II of that Act;(f) behaviour of a member of an Aboriginal body in the capacity of
member of that body that brings the body, or another
Aboriginal body into public disrepute;(g) bribery or attempted bribery;
(h) behaviour of a member of an Aboriginal body for the purposes
of, or that results in, influencing another member, or an
employee, of the body or another Aboriginal body in the
performance of his or her duties to gain an improper
advantage;(i) serious misuse of the facilities, funds or equipment of an
Aboriginal body;(j) commission of an offence (for which a person may, on
conviction, be imprisoned) that results in a conviction.(2) For the purposes of paragraph (1) (j), a person is taken to have been convicted of an offence if:
(a) the person has been convicted, whether summarily or on
indictment, of the offence; or(b) the person has been charged with, and found guilty of, the
offence but discharged without conviction.’On 14 November 2002, the then Minister made the 2002 Misbehaviour Determination pursuant to s 4A(1) of the ATSIC Act. The 2002 Misbehaviour Determination is in the following terms:
‘1 Name of Determination
This Determination is the Aboriginal and Torres Strait Islander
Commission (Misbehaviour) Determination 2002.2 Commencement
This Determination commences on gazettal.
3 Definitions
In this Determination:
Aboriginal body means:
(a) a body that is established by or under the Act; or
(b) an Aboriginal or Torres Strait Islander corporation.
Note Aboriginal or Torres Strait Islander corporation is defined in
section 4 of the Act as meaning:(a) an Aboriginal association incorporated under Part IV of the
Aboriginal Councils and Associations Act 1976; or(b) a body corporate where either of the following conditions is
satisfied:(i) all the members of the body corporate are Aboriginal
persons or Torres Strait Islanders, or both;(ii) a controlling interest in the body corporate is held by
Aboriginal persons or Torres Strait Islanders, or both.Act means the Aboriginal and Torres Strait Islander Commission Act 1989.
Administrator of a Regional Council
means an Administrator
appointed under section 115, 123, 123A or 124J of the Act to
administer the affairs of a Regional Council.duties includes obligations under the following Acts:
(a) Commonwealth Authorities and Companies Act 1997;
(b) Public Service Act 1999;
(c) Financial Management and Accountability Act 1997;
(d) any other Act that:
(i)
imposes obligations or duties on a person
holding an office or position; or
(ii)
requires the person to comply with a code of
conduct.
…
4 Application of Determination
This Determination applies in relation to the behaviour of a
person holding or occupying one or more of the following offices or positions:(a)
Commissioner (includes Chairperson and Deputy
Chairperson of ATSIC) (section 40 of the Act);
(b)Regional Councillor (section 122A of the Act);
(c)
Chairperson of a Regional Council (section 127C of the
Act);
(d)Deputy Chairperson of a Regional Council (section 127G of the Act);
(e)
Chief Executive Officer (of ATSIC) (section 53 of the
Act);
(f)
Director of Evaluation and Audit (of ATSIC) (section
77G of the Act);
(g)
Administrator of a Regional Council (section 124F of
the Act);
(h) Chairperson of the TSRA (section 143Y of the Act);
(i) Deputy Chairperson of the TSRA (s 144B of the Act);
(j) member of the TSRA (section 143S of the Act);
(k) TSRA General Manager (section 144P of the Act);
(l) TSRA Administrator (section 144ZN of the Act);
(m)
Indigenous Business Australia Director (includes
Chairperson and Deputy Chairperson of the Indigenous Business Australia Board) (section 165 of the Act);
(n)
appointed Indigenous Land Corporation Director
(includes Chairperson and Deputy Chairperson of the
Indigenous Land Corporation) (section 192H of the Act).
…
5Behaviour taken to be misbehaviour for the purposes of the Act
(1)For subsection 4A (1) of the Act, the behaviour of a person in each of the following circumstances is taken to be misbehaviour:
(a) the person, at a meeting of an Aboriginal body:
(i) behaves in a way that has a seriously disruptive
effect on the meeting; and(ii) continues to do so after the person who is
presiding at the meeting requests the person to
refrain from the behaviour;(b) the person contravenes subsection 90 (2) of the Act;
(c) the person gives incorrect or misleading information,
or fails to disclose relevant information, with the
intention or result that the person is paid remuneration
or allowances by an Aboriginal body or under a law of
the Commonwealth;(d) the person sexually harasses another person within the
meaning of Division 3 of Part II of the Sex
Discrimination Act 1984;(e) the person harasses, intimidates or interferes with:
(i) a member or an employee of an Aboriginal
body; or(ii) another person in relation to a member or an
employee of an Aboriginal body;with the intention or result that the member or
employee breaches a code of conduct applicable to him
or her, or otherwise fails in his or her duties;(f) the person influences or attempts to influence a member
or an employee of an Aboriginal body in the
performance of his or her duties with the intention or
result that the person or another person gains an
improper advantage;(g) the person dishonestly or improperly seeks a benefit
from an Aboriginal body to which the person is not
entitled;(h) the person behaves in a way that brings the integrity
and public reputation of an Aboriginal body into public
disrepute;(i) the person bribes or attempts to bribe another person;
(j) the person seriously misuses the facilities, funds or
equipment of an Aboriginal body;(k) the person is convicted of an offence for which there is
a penalty of imprisonment.(2) Behaviour mentioned in paragraphs (1) (a) to (k) includes
behaviour of the person whether or not the person is
performing duties or functions as the holder or occupier of an
office or position mentioned in section 4.(3) For paragraph (1) (e), a person is not taken to interfere with a
member or employee of an Aboriginal body if the person is
acting:(a) in good faith; and
(b) in the performance of his or her own duties or
functions, whether as the holder or occupier of:(i) an office or position mentioned in section 4; or
(ii) another office or position.
(4) Behaviour mentioned in paragraph (1) (h) includes behaviour
of the person that:(a) occurred after the commencement of this Determination
and before the person held or occupied the office or
position; and(b) becomes public knowledge after that time.
(5) For paragraph (1) (k), a person is taken to be convicted of an
offence if:(a) the person is convicted, whether summarily or on
indictment, of the offence; or(b) the person is charged with, and found guilty of, the
offence but discharged without a conviction being
recorded.6 Determination not exhaustive
(1) Section 5 is not intended to limit the kinds of behaviour that
are misbehaviour for the Act.(2) Any behaviour that is misbehaviour within the general meaning
of the Act does not cease to be misbehaviour because of
anything in this Determination.7 Revocation
The ATSIC (Misbehaviour) Determination No. 2 is revoked.’
The facts
The applicant is the Chairperson of the Commission. He is the first Chairperson to have been elected to that office since s 31A replaced the power of the Minister to appoint the Chairperson.
On 2 May 2002, the applicant was present at the bar of a hotel in Warrnambool, at which a number of other Aboriginal people were also present. The publican wished to effect the removal of an Aboriginal man from the premises. The applicant and a number of other Aboriginal people did not wish to see the man removed from the premises. The publican called the police, who came to the premises. In consequence of what then occurred, on 28 March 2003, the Magistrates’ Court at Warrnambool convicted the applicant of two offences: obstructing police, contrary to s 52(1) of the Summary Offences Act 1966 (Vic) (‘the Victorian Summary Offences Act’); and behaving in a riotous manner in a public place, contrary to s 17(1)(d) of the Victorian Summary Offences Act. The Magistrates’ Court fined the applicant an aggregate sum of $2000. The applicant exercised his right to appeal to the County Court against both convictions and the aggregate penalty. Such an appeal is determined by the County Court after a complete rehearing of the charges, and not by way of review or reconsideration of the Magistrate’s decision.
On 13 August 2003, the Hon Phillip Ruddock, who was then the Minister, wrote to the applicant, advising him that he had suspended the applicant from the office of Commissioner, on the basis that he considered that the commission of the offences on 2 May 2002, and the convictions on 28 March 2003, constituted misbehaviour within the meaning of s 40(1) of the ATSIC Act. The Minister had previously given notice to the applicant, in accordance with s 40(2), giving the applicant seven days within which to show cause why he should not be suspended.
On 9 September 2003, the applicant filed an application in this Court, seeking to set aside the Minister’s decision to suspend him. The proceeding was number V858 of 2003.
On 3 December 2003, the County Court gave judgment on the applicant’s appeal, after a hearing lasting several days. The County Court allowed the applicant’s appeal in respect of the charge of behaving in a riotous manner in a public place, and dismissed that charge. On the charge of obstructing police, the appeal against conviction was dismissed, but the appeal against sentence was allowed. The applicant was convicted on the charge of obstructing police and ordered to pay a fine of $750.
By letter dated 4 December 2003, solicitors acting on behalf of the applicant advised the Minister of the result of the appeal, and made submissions in relation to its effect. By a letter dated 11 December 2003, the applicant’s solicitors made a further submission, to the effect that the Minister should consider the whole of the transcript of the County Court proceeding, in making any determination about the applicant’s position. With a further letter dated 19 December 2003, the applicant’s solicitors made extensive written submissions to the Minister on the applicant’s behalf.
Also on 19 December 2003, pursuant to leave granted on 15 December 2003, the applicant filed an amended application in proceeding number V858 of 2003.
By 23 December 2003, Mr Ruddock had ceased to be the Minister. The respondent to the present proceeding, Senator the Hon Amanda Vanstone, had become the Minister. On 23 December 2003, the Minister sent by facsimile to the applicant’s solicitors two letters of that date. One letter advised the applicant that the Minister was considering whether to terminate his appointment as a Commissioner of ATSIC on the basis of Mr Ruddock’s earlier suspension of him, or whether to revoke that earlier suspension. The Minister advised that, in making that decision, she would take into account the applicant’s solicitors’ letters of 4 December 2003 and 19 December 2003, and invited further written submissions before 16 January 2004. The second letter was in the following terms:
‘I am writing to you in relation to a matter which gives rise to questions of misbehaviour under section 40 of the Aboriginal and Torres Strait Islander Commission Act 1989.
On 2 May 2002 you were involved in events at the Criterion Hotel in Warrnambool that led to you being charged with offences under the Summary Offences Act 1966 (Vic). On 28 March 2003 you were convicted in the Magistrates’ Court of Victoria sitting at Warrnambool of the offences of obstructing police under section 52(1) of the Summary Offences Act 1966, and behaving in a riotous manner in a public place under section 17(1)(d) of the Summary Offences Act 1966. On 28 March 2003 you appealed this finding to the County Court of Victoria. On December 3 2003 Judge White of the County Court of Victoria found you not guilty of the offence of behaving in a riotous manner in a public place but found you guilty of the offence of obstructing police. He fined you $750 for this offence.
The evidence for this is the transcript of the judgment of Judge White in relation to the findings of guilt on the charge of obstructing police of 3 December 2003, and the transcript of the judgment of Judge White in relation to sentencing of 4 December 2003. I enclose a copy of this transcript.
I consider that your conduct in, and/or commission of and/or conviction for the offence of, obstructing police may constitute misbehaviour within the meaning of section 40(1) of the Aboriginal and Torres Strait Islander Commission Act 1989. This is on the basis that these matters may amount to:
· general misbehaviour; and/or
· misbehaviour under paragraph 3(1)(j) of the ATSIC (Misbehaviour) Determination No 2 dated 21 September 1994, namely commission of an offence (for which a person may, on conviction, be imprisoned) that results in a conviction; and/or
· misbehaviour under paragraph 5(1)(k) of the Aboriginal and Torres Strait Islander Commission (Misbehaviour) Determination 2002 dated 14 November 2002, namely conviction of an offence for which there is a penalty of imprisonment.
I enclose copies of the two Determinations.
I am therefore considering whether to suspend you from office as a Commissioner of the Aboriginal and Torres Strait Islander Commission (ATSIC) on this basis. I would only do so after revoking your current suspension.
Pursuant to section 40(2) of the Aboriginal and Torres Strait Islander Commission Act 1989, I hereby furnish notice that you have till 16 January 2004 to “show cause” to me as to why you should not be suspended from office if I form the view that your conduct in, and/or commission of and/or conviction for the offence of, obstructing police constitute/s misbehaviour as described in paragraph 4 of this letter.
If you fail to “show cause” to my satisfaction by 16 January 2004 as to why you should not be suspended from office in relation to these matters. I may suspend your appointment as an ATSIC Commissioner. You would therefore also be suspended from your position as Chairperson of ATSIC. You would continue to receive remuneration during any such period of suspension. In making my decision I will also have regard to the submissions put by your lawyers, Coadys, in their letter dated 19 December 2003.’
There followed correspondence between the applicant’s solicitors and the Minister’s solicitors, as to whether the suspension effected by Mr Ruddock was invalid. The Minister’s solicitors indicated that they did not regard the suspension as invalid, but would only move to suspend the applicant under the ‘show cause’ notice of 23 December 2003 after revoking the earlier suspension.
The applicant applied unsuccessfully to the Supreme Court of Victoria, seeking to review the judgment of the County Court.
The applicant filed his application to commence this proceeding on 8 January 2004. He applied for interlocutory orders. His application for interlocutory orders was adjourned on 15 January 2004 until 28 January 2004. On the latter date, the application for interlocutory orders was dismissed with costs. I also gave leave to the applicant to discontinue proceeding number V858 of 2003, but reserved the question of the costs of that
proceeding. The question of the costs of that proceeding was subsequently resolved by consent on the basis that no order as to costs should be made.
On 16 January 2004, the applicant’s solicitors sent two sets of submissions to the Minister, one relating to the suspension effected by Mr Ruddock and the other to the question whether a further suspension should be imposed. Both submissions made extensive reference to particular items of evidence in the transcript of proceedings in the County Court.
By letter dated 22 January 2004, the Minister advised the applicant in the following terms:
‘Revocation of suspension
On 23 December 2003 I sent you a letter referring to the decision of my predecessor, Mr Ruddock, to suspend you from the office of Commissioner and also Chairperson of the Aboriginal and Torres Strait Islander Commission (ATSIC), and informing you that I was considering whether to terminate your appointment as a Commissioner or revoke the suspension. I stated that in making this decision I would take into account the letters from your solicitors, Coadys, dated 4 December 2003 and 19 December 2003, and I advised that you had until 16 January 2004 to make further written submissions to me on this matter.I have received and considered your further written submissions. I have also considered the letters from your solicitors dated 4 December 2003 and 19 December 2003 and accompanying submissions. I have decided to revoke your suspension from office.
New suspension
On 23 December 2003 I sent you a separate letter asking you to show cause to me why you should not be suspended from your office as a Commissioner of ATSIC.On 2 May 2002 you were involved in events at the Criterion Hotel in Warrnambool which lead to you being charged with the offence of obstructing police under section 52(1) of the Summary Offences Act 1966 (Vic). On 3 December 2003 Judge White of the County Court of Victoria found you guilty of the offence of obstructing police.
As I outlined in that letter, I considered that your conduct in, and/or commission of and/or conviction for the offence of, obstructing police may
constitute misbehaviour within the meaning of section 40(1) of the Aboriginal and Torres Strait Islander Commission Act 1989 (ATSIC Act).I have received and considered your submissions to me dated 16 January 2004 on this matter. I have also considered your letter and submissions dated 19 December 2003, all correspondence from your solicitors in relation to why you should not be suspended, the Notice to Certain Officials of a County Court’s Appeal Decision, the transcript of the judgment of his Honour Judge White of the County Court of Victoria on 3 December 2003, and his Honour’s sentencing remarks on 4 December 2003.
I consider that your conduct in, and/or commission of and/or conviction for the offence of, obstructing police constitutes misbehaviour within the meaning of section 40(1) of the ATSIC Act.
This is on the basis that your conviction by the County Court of Victoria amounts to misbehaviour under section 40(1) of the ATSIC Act by reason of paragraph 5(1)(k) of the Aboriginal and Torres Strait Islander Commission (Misbehaviour) Determination 2002 dated 14 November 2002, namely conviction of an offence for which there is a penalty of imprisonment.
This is also on the basis that your conduct in obstructing police, and/or your commission of the offence of obstructing police, and/or your conviction for the offence of obstructing police by the County Court of Victoria, are within the general concept of misbehaviour in section 40(1) of the ATSIC Act.
I consider that each of these grounds warrants suspension.
I am therefore suspending you from office as a Commissioner of ATSIC under section 40(1) of the ATSIC Act effective from the date of this letter, for this misbehaviour. You are therefore also suspended from your position as Chairperson of ATSIC.
You will continue to receive remuneration while you are suspended, however, the suspension will have the effect of also suspending your access to non-remuneration based entitlements, facilities and administrative support associated with the positions of Commissioner and Chairperson.
Section 40(3) of the ATSIC Act requires me to cause a statement to be laid before each House of Parliament within 7 sitting days after the date of this letter. Those statements will identify you and will set out the grounds on which I have suspended you from office.
When those statements have been laid before the Houses of Parliament, each House may, within 15 sitting days of the statement being laid before it, pass a resolution declaring that you should be restored to office. If both Houses pass such a resolution within 15 sitting days, I will terminate your suspension in accordance with section 40(4) of the ATSIC Act.
If 15 sitting days pass and both Houses of Parliament have not passed a resolution declaring that you should be restored to office, under section 40(5) of the ATSIC Act I will then consider whether to terminate your appointment as a Commissioner of ATSIC.
Your solicitors have foreshadowed that you will seek judicial review of the County Court conviction, and that you will lodge your application by 18 February 2004. In the event that this application is lodged within that time, and is accepted by the Court, and is progressed expeditiously, I am prepared to await the outcome of that review before I consider proceeding to termination.’
By letter dated 23 January 2004, the applicant’s solicitors requested a statement of the Minister’s reasons for her decision to suspend the applicant, pursuant to s 13 of the Administrative Decisions (Judicial Review) Act 1977 (Cth).
Pursuant to s 40(3) of the ATSIC Act, on 12 February 2004, the Minister laid before both the House of Representatives and the Senate a statement identifying the applicant and setting out the ground of the suspension. No issue arises in the present proceeding as to the form of that statement.
Together with a letter dated 19 February 2004, the Minister forwarded to the applicant’s solicitors her statement of reasons for the suspension of the applicant as a Commissioner of ATSIC. The statement of reasons was as follows:
‘1. By letter dated 22 January 2004 I, Amanda Vanstone, Minister for Immigration and Multicultural and Indigenous Affairs, advised Mr Geoff Clark of my decision to suspend him from office as a Commissioner of the Aboriginal and Torres Strait Islander Commission (ATSIC) for misbehaviour pursuant to subsection 40(1) of the Aboriginal and Torres Strait Islander Commission Act 1989 (the Act). Mr Clark has consequently also been suspended from his position as Chairperson of ATSIC.
FINDINGS ON MATERIAL QUESTIONS OF FACT
2. My decision was made on the basis of the facts that on 2 May 2002, Mr Clark engaged in conduct that led to his conviction for the offence of obstructing police under subsection 52(1) of the Summary Offences Act 1966 (Vic). This offence has a maximum penalty of six months imprisonment. On 3 December 2003 his Honour Judge White of the County Court of Victoria found Mr Clark guilty of the offence. On 4 December 2003 his Honour recorded a conviction and ordered that Mr Clark be fined $750.
3. I considered that Mr Clark’s conduct in, and/or commission of and/or conviction for the offence of, obstructing police constitutes misbehaviour within the meaning of subsection 40(1) of the Act.
EVIDENCE ON WHICH FINDINGS WERE BASED
4. The material, which I took into account in making my decision, is as follows:
· Section 40 of the Act;
· Aboriginal and Torres Strait Islander Commission (Misbehaviour) Determination 2002 dated 14 November 2002 (the 2002 Determination);
· ATSIC (Misbehaviour) Determination No. 2 dated 21 September 1994 (the 1994 Determination);
· Notice to Certain Officials of a County Court Appeal Decision dated 4 December 2003;
· Letter from Mr Clark’s solicitors (Coadys) to me dated 4 December 2003;
· Letter from Coadys to my lawyers, the Australian Government Solicitor (AGS), dated 11 December 2003;
· Letter from Coadys to me dated 19 December 2003, and accompanying submissions;
· Letter from me to Mr Clark dated 23 December 2003 asking him to show cause why he should not be suspended;
· Letter from Coadys to me dated 24 December 2003;
· Letter from Coadys to AGS dated 6 January 2004;
· The affidavit of Mark Andrew Yorston, a partner with Coadys, sworn on 8 January 2004;
· Article published by The Age on 6 December 2002 “ATSIC Board calls for Clark reinstatement” attached to Mr Yorston’s affidavit;
· Letter from Marjorie Woodrow and Des Donely to Mr Clark, attached to Mr Yorston’s affidavit;
· Submissions of 16 January 2004 titled “The Show Cause Notice”;
· County Court Transcript of Judgments and Sentencing Comments dated 3 and 4 December 2003;
· Transcript of Federal Court hearing dated 15 January 2004; and
· Brief from my Department dated 21 January 2004.
REASONS FOR DECISION
Legal authority for the decision
5. The legal basis of my decision is as follows.
6. Subsections 40(1) and (2) of the Act provide:
“(1) Subject to subsection (2), the Minister may suspend a
Commissioner from office because of misbehaviour or physical
or mental incapacity.(2) The Minister must not suspend a Commissioner from office
unless the Minister has, by written notice served on the
Commissioner, given the Commissioner 7 days within which to
show cause why the Commissioner should not be suspended.”The term “misbehaviour” is not defined in the Act. In section 40(1) misbehaviour has its general meaning, subject to section 4A of the Act.
7. Subsection 4A(1) of the Act provides:
“(1) The Minister may make a written determination providing that
specified behaviour is taken to be misbehaviour for the
purposes of this Act.”8. On 14 November 2002, the former Minister for Immigration and Multicultural and Indigenous Affairs, the Hon Philip Ruddock MP, made a Determination under subsection 4A(1) of the Act. That Aboriginal and Torres Strait Islander (Misbehaviour) Determination 2002 provides in paragraph 5(1)(k) that where a person “is convicted of an offence for which there is a penalty of imprisonment” the behaviour is taken to be misbehaviour for the purposes of the Act. Paragraph 5(5)(a) provides that a person is taken to be convicted of an offence if “the person is convicted, whether summarily or on indictment, of the offence”.
Submissions
9. On 23 December 2003 I wrote to Mr Clark, pursuant to subsection 40(2) of the Act, asking him to “show cause” why he should not be suspended as a Commissioner of ATSIC for misbehaviour. The basis of the potential misbehaviour was stated to be: the conduct in, and/or commission of and/or commission of and/or conviction for the offence of, obstructing police as found by his Honour Judge White of the County Court.
10. On 16 January 2004 Mr Clark responded to my letter through his lawyers. Mr Clark and his solicitors made extensive submissions in relation to the areas of concern raised in my “show cause” notice. It was also submitted that, for various legal reasons, I was not able to suspend Mr Clark on the basis stated in my “show cause” notice. Mr Clark had made earlier submissions on these matters. I carefully considered each of these submissions.
11. The principal submissions made and my views on them are as follows.
Misbehaviour
12. In their response of 16 January 2004 to my “show cause” letter, solicitors for Mr Clark made a number of submissions regarding the application and scope of “general misbehaviour”, the 1994 Determination and the 2002 Determination. It was submitted that the term “general misbehaviour” adds nothing to assist in defining “misbehaviour” and that reference to the term suggests that something beyond that envisaged in the Determinations was being considered. It was also submitted that the 1994 Determination does not apply because it was revoked by the 2002 Determination at a time when Mr Clark did not have a conviction. It was also submitted that the 2002 Determination does not apply retrospectively and therefore the Determination cannot apply to Mr Clark’s conduct on 2 May 2002. It was also submitted that in so far as both Determinations purported to apply in circumstances where a person has been convicted but not sentenced to a period of imprisonment, they would be invalid and unauthorised because they are inconsistent with, or disproportionate to, the objectives of the Act. A similar submission was made by Mr Clark’s solicitors in their submissions to me dated 19 December 2003.
13. I took the view that the conviction occurred when the 2002 Determination was in operation and that this conviction amounted to misbehaviour for the purposes of that Determination. The Act allowed for the Determination to be made, and allowed me to rely on it in considering suspension.
14. I also took the view that Mr Clark’s conduct in obstructing police, which amounted to commission of the offence of obstructing police, and the conviction for the offence of obstructing police, fell within the general concept of misbehaviour and would support the suspension independently of the 2002 Determination.
15. Whilst the offence occurred when the 1994 Determination was in operation, the conviction by the County Court occurred after the repeal of that Determination. I therefore took the view that regard should not be had to that Determination.
Unlawful and improper exercise of powers under section 40 of the Act
16. Solicitors for Mr Clark alleged, in their Federal Court interlocutory application of 8 January 2004, that I could not make a second suspension proposal (ie. send my “show cause” letter) while Mr Clark was still suspended by the decision of former Minister Ruddock. In summary, they also alleged that a fair-minded observer might infer that I had prejudged my exercise of power under section 40(1) of the Act because I intended to suspend Mr Clark; that nothing Mr Clark said or did would change my view; and that I intended to ensure that Mr Clark was not restored to his position for any period of time before I suspended him on the basis of my show cause letter. Accordingly they submitted that there would be a denial of natural justice because I was not bringing an impartial mind to the question of whether to suspend Mr Clark.
17. Some of these allegations were also raised in a letter from Mr Clark’s solicitors to AGS dated 6 January 2004.
18. I was of the view that all of these claims were unsustainable. Firstly, the fact that Mr Clark was suspended did not prevent the issuing of a show cause notice. Further, as my intention at all times was to ensure that I acted in accordance with due and proper process I did not accept the allegations that I acted improperly or unlawfully. Further, Mr Clark’s conviction by the County Court was a serious matter which warranted the issue of a show cause notice, and my consideration of whether he should be suspended on that basis. I did not decide to suspend Mr Clark until after I had received his response to the show cause notice, and had carefully considered the materials noted above.
Appeal of conviction
19. Solicitors for Mr Clark submitted, in their letter to me dated 4 December 2003 and submissions dated 16 January 2004, that I should put little weight on the judgment of the County Court regarding the conviction for obstructing police. They claimed that Mr Clark would lodge an application for judicial review of the conviction in the Supreme Court of Victoria, based on grounds alleging certain errors of law, and that Mr Clark had received legal advice that he has good prospects of having the County Court conviction set aside.
20. I considered these submissions, but took the view that I was entitled to act on the conduct in, and/or commission of and/or conviction for, the offence. I also informed Mr Clark that provided any such application for judicial review was proceeded with expeditiously, it was not my intention to consider termination of his appointment until the outcome of that application was determined.
Submissions regarding whether suspension is warranted
21. A number of submissions were made by Mr Clark’s solicitors regarding whether I should suspend Mr Clark on the basis of the County Court conviction. These submissions included:
· that Mr Clark is a democratically elected Commissioner and Chairperson;
· that the ATSIC Board remains fully supportive of Mr Clark and unanimously called for his reinstatement after the County Court appeal;
· that interference with elected office holders should be reserved for occasions where a person has engaged in extremely serious behaviour or conduct which directly affects the person’s capacity for office, and that such is not the case for Mr Clark;
· that Mr Clark’s conduct is no more serious than the kinds of convictions which have not led to a disqualification of a member of Parliament from office;
· that given the racial tensions which existed at the relevant time, Mr Clark’s conduct is even more understandable; and
· that there should be proportionality between the conviction and fine and action taken by the Minister, which is explicable as against the behaviour of other elected representatives.
22. Some of these submissions were also made by Mr Mark Yorston, Mr Clark’s solicitor, in his affidavit sworn on 8 January 2004. Mr Yorston’s affidavit attached a letter from an Aboriginal elder, which was also signed by another Indigenous Australian, expressing their concern about Mr Clark’s suspension and support for his reinstatement.
23. Mr Yorston also swore that: Mr Clark and his family had suffered as a result of the suspension; that Indigenous representatives and individuals had continued to direct a large number of inquiries to Mr Clark requesting his assistance for which he was not being reimbursed; that unless Mr Clark was reinstated he would not be able to attend to important tasks over the next few weeks, including the restructure of ATSIC and a meeting on reconciliation; and that Australian Indigenous people would only benefit from Mr Clark’s expertise in upcoming international fora if he was reinstated.
24. Mr Clark’s solicitors also submitted, in their letter and submissions to me dated 19 December 2003, that I should not find that the County Court’s finding of guilt and conviction constitute misbehaviour within the meaning of section 40(1) of the Act, on the basis of the judgments and sentencing remarks of his Honour Judge White regarding the nature and relative severity of the finding of obstructing police (for example, his Honour’s finding that the obstruction was “not at the high end of the scale” for the offence of obstructing police). Similar submissions were made by Mr Clark’s solicitors in their letter to AGS dated 11 December 2003. It was also submitted that I should consider the entire proceedings of the County Court, rather than just the judgments and sentencing remarks (letter to AGS dated 11 December 2003).
25. I considered all of these submissions, including the findings of his Honour Judge White in relation to the circumstances of the offence, as set out in his Honour’s judgment and sentencing remarks. I also considered the particular circumstances of this matter in the context of the relevant legislative scheme. I concluded that Mr Clark’s behaviour was sufficiently serious to warrant suspension.
CONCLUSIONS
26. In summary, I considered that Mr Clark’s conduct in, and/or commission of and/or conviction by the County Court for the offence of, obstructing police under subsection 52(1) of the Summary Offences Act 1966 amounted to misbehaviour within the meaning of subsection 40(1) of the Act.
27. This was on the basis that the conviction by the County Court amounted to misbehaviour under subsection 40(1) of the Act by reason of paragraph 5(1)(k) of the 2002 Determination, namely conviction of an offence for which there is a penalty of imprisonment.
28. This was also on the basis that Mr Clark’s conduct in obstructing police, and/or his commission of the offence of obstructing police, and/or his conviction for the offence of obstructing police by the County Court of Victoria, were within the general concept of misbehaviour in subsection 40(1) of the Act.
29. I considered that each of these grounds warranted suspension. I therefore suspended Mr Clark from office as Commissioner of ATSIC on 22 January 2004 under subsection 40(1) of the Act.
30. As required by subsection 40(3) of the Act, I then tabled a statement before both Houses of Parliament.
31. At the conclusion of the statutory period for consideration by the House, and by the Senate, I will make a decision as to whether Mr Clark’s suspension will be lifted or whether he will remain suspended from office. If both Houses of Parliament pass a resolution declaring that Mr Clark be restored to office I must lift the suspension. If both Houses of Parliament do not pass such a resolution, I will have to decide whether to terminate Mr Clark’s appointment under subsection 40(5) of the Act. However it is not my intention to consider the termination of Mr Clark’s appointment until such time as his foreshadowed application to the Supreme Court of Victoria seeking judicial review of his County Court conviction is determined, provided any such application for judicial review is proceeded with expeditiously.’
The applicant’s case
As I have already said, in this proceeding, the applicant challenged both the decision to give him a ‘show cause’ notice on 23 December 2003, and the decision to suspend him on 22 January 2004. He did so on a number of grounds. These may be summarised as follows:
· While the applicant was already suspended pursuant to s 40(1) of the ATSIC Act, there was no power to put in train a second process leading to possible suspension, particularly if that second process were based, wholly or partly, on the same conduct as the existing suspension.
· Clauses 5(1)(k) and 5(5) of the 2002 Misbehaviour Determination, which purport to define misbehaviour by reference to a conviction, or a finding of guilt, of any offence for which a term of imprisonment may be imposed, are invalid as exceeding the power to define misbehaviour, expressed in s 4A of the ATSIC Act and as contravening s 10(1) of the Racial Discrimination Act 1975 (Cth) (‘the Racial Discrimination Act’).
· The power to suspend based on a conviction could not be exercised until the conviction became final, ie until all avenues of appeal had been exhausted.
· To the extent to which the decision to suspend was based on the concept of misbehaviour in a general sense, the Minister failed to take into account relevant considerations, because she had not considered the whole of the evidence given in the County Court and determined for herself what the applicant’s conduct had been.
At the trial, counsel for the applicant also argued that, if the Minister were to suspend the applicant by reason of a finding of misbehaviour in its general sense, as distinct from as defined by a determination pursuant to s 4A of the ATSIC Act, it was necessary for the Minister to make findings about, and to have regard to, the nature of the office concerned and how the conduct in question bore upon the capacity of the applicant to hold that office. As these arguments appeared to travel beyond the scope of the amended application as it then stood, at the end of the trial, I ordered the applicant to file and serve any proposed further amended application within a short period, and received written submissions from both parties in relation to the proposed amendment. I reserved the question of leave to further amend the application.
Counsel for the applicant conceded that the applicant is a ‘Commissioner’, for the purposes of the exercise of the powers in s 40 of the ATSIC Act. Although s 31A(3)(a) provides that a Commissioner who is elected as the Commission Chairperson ceases to hold office as an elected zone representative, it appears that the Chairperson remains a member of the Commission, and therefore falls within the definition of ‘Commissioner’ in s 4(1) of the ATSIC Act. There is no power to deal with the Chairperson as Chairperson pursuant to s 40; the only power is to deal with the Chairperson as a Commissioner. By s 33(1)(a), the Chairperson ceases to hold office as Chairperson if he or she ceases to be a Commissioner.
Three of the applicant’s propositions can be dealt with briefly. I deal with them first. It is necessary to deal with the other two at some length. There are some specific issues relevant to both of those arguments, and some relevant only to one. I propose to discuss the issues relevant to the two major issues separately, and then to deal with the applicant’s arguments on the basis of my determination of those issues.
Suspension when already suspended
The submission that the Minister could not suspend the applicant a second time, while the suspension imposed by the previous Minister remained in effect was said by counsel for the applicant to be a matter of construction of s 40 of the ATSIC Act. The proposition put was that, once the power of suspension had been exercised, it was spent, unless and until the first suspension was revoked. The section contemplates an entire process, to be embarked upon and completed as one process.
A question of construction of an Act of Parliament invites assistance, where it is available, from the Acts Interpretation Act 1901 (Cth) (‘the Acts Interpretation Act’). Section 33(1) of the Acts Interpretation Act provides that, where an Act confers a power or imposes a duty, then, unless the contrary intention appears, the power may be exercised and the duty shall be performed from time to time as the occasion requires.
The application of s 33(1) of the Acts Interpretation Act to s 40 of the ATSIC Act prompts two questions. Does the contrary intention appear? Does the occasion require the exercise of the power when there has already been an exercise of it? As Gummow J said in Minister for Immigration and Ethnic Affairs v Kurtovic (1990) 21 FCR 193 at 211, after referring to s 33(1) of the Acts Interpretation Act:
‘But in any given case, a discretionary power reposed by statute in the decision maker may, upon a proper construction, be of such a character that it is not exercisable from time to time and it will be spent by the taking of the steps or the making of the statements or representations in question, treating them as a substantive exercise of the power. The result is that when the decision maker attempts to resile from his earlier position, he is prevented from doing so not from any doctrine of estoppel, but because his power to do so is spent and the proposed second decision would be ultra vires. The matter is one of interpretation of the statute conferring the particular power in issue.’
There is nothing on the face of s 40 of the ATSIC Act to suggest that the powers granted by it are exercisable only on a once-at-a-time basis. Those powers are not inherently incapable of exercise on more than one occasion, even though the events brought about by an earlier exercise are still in progress. Indeed, the scheme of the section suggests that multiple exercise may be at least very desirable, if not necessary. The power of termination, given by subs (5), is certainly exercisable only on the basis of the material on which the power to suspend, given by subs (1), was based. If new material, suggesting instances of misbehaviour or incapacity not dealt with in a notice given pursuant to subs (2), and therefore not dealt with in a statement to Parliament pursuant to subs (3), were to come to light at any time during the process, there is every reason why the Minister ought to be able to begin the process again, based on that new matter. If the circumstances relating to the allegations against a Commissioner change, as they did in the present case by reason of the appeal to the County Court, there is every reason why the Minister should be able to take account of the changed circumstances. If, as occurred in the present case, the Commissioner concerned contends that the initial suspension is invalid, and commences a legal proceeding seeking to establish that proposition, there is no particular reason why the Minister should be compelled to await the outcome of the legal proceeding before exercising the suspension power again. To begin the process again might be the most efficient and sensible way of overcoming defects or inadequacies in the first process. It is unlikely that Parliament intended to exclude that possibility. If it had done so, it might have led to absurd results.
Undoubtedly, there would be inconvenience to a Commissioner the subject of repeated exercises of the power. The purpose of s 40 is the protection of ATSIC. The power to initiate the suspension process can only be exercised on the basis of specific material that has come to the notice of the Minister and can form the basis of the notice pursuant to subs (2). In these circumstances, there is no particular reason why Parliament would have regarded the interests of an individual Commissioner as paramount. This is the case particularly because a once-only power would have the potential to place in the hands of a Commissioner who ought to be removed from office the capacity to delay the process of his or her removal.
For these reasons, I am of the view that s 40 of the ATSIC Act does not exhibit a contrary intention, such as to oust the provision of s 33(1) of the Acts Interpretation Act to the effect that a statutory power may be exercised from time to time as the occasion requires.
I am also of the view that the fact that there had been an earlier exercise of the power to suspend cannot lead to the conclusion that the occasion did not require the further exercise of the power to give a notice pursuant to s 40(2). As I have said, two events supervened the first suspension. One was that the applicant’s appeal to the County Court had been successful in part, so that the material on which the first suspension had been based had ceased to be available, in part, to support a possible termination. The second was that the applicant had commenced his proceeding, contending that the first suspension was invalid. The question whether the occasion for the exercise of the power under s 40(2) required its exercise was essentially one for the Minister. Only if it were not open to the Minister to reach the view that the occasion required the exercise of the power could the Court intervene. In the
circumstances, it was open to the Minister to take the view that the occasion required a second exercise of the power.
Premature exercise of the power
The argument that the power to suspend on the basis of a conviction can only be exercised when all avenues of appeal from the conviction have been exhausted also depends on the construction of s 40. Counsel for the applicant submitted that the phrase ‘is convicted’ in cl 5(1)(k) of the 2002 Misbehaviour Determination should be construed as having the same meaning as the same phrase in s 40(7)(a), (aa), (b) and (ba). The problem with this argument is that the two uses of the phrase serve different purposes. Section 40(7) is directed to compelling the Minister to terminate the appointment of a Commissioner in certain defined circumstances. It is easy to see that the Minister is not required, or empowered, to perform this duty while the question whether the Commissioner has been convicted of the relevant offence remains undetermined. Clause 5(1)(k) of the 2002 Misbehaviour Determination is part of a legislative scheme relating to removal from office of a number of office-holders under the ATSIC Act. In the case of a Commissioner, the process involves suspension, followed by parliamentary scrutiny and possible termination by the Minister as a matter of discretion. Again, it can be accepted that the Minister cannot terminate the appointment of a Commissioner in the exercise of the discretion under s 40(5) on the basis that the Commissioner has been convicted while there is an appeal pending, which might lead to an acquittal. It is much more difficult to accept that the Minister cannot commence the process by giving the Commissioner notice pursuant to s 40(2), and proceeding to suspend him or her, just because the conviction might be overturned on appeal.
Counsel for the applicant cited no authority for the proposition that the phrase ‘is convicted’ should have words ‘and no possibility of appeal remains’ notionally inserted into it. On the face of cl 5(1)(k), such a construction appears unnatural. In the context of s 40, for reasons I have given in the previous paragraph, such a limitation would appear to be unnecessary and even artificial. The argument was based on the effects of a suspension on the person suspended, particularly on the effects on his or her employment and standing in both the indigenous community and the wider community. Counsel for the applicant also called in aid the right of people to be represented by a person of their choice, characterising it as a fundamental right that should not be regarded as abrogated without clear legislative expression of intention to that effect.
It is true that the power to suspend, pursuant to the process established by s 40 of the ATSIC Act, is a power interfering with the choice of electors in the zone for which the Commissioner concerned was elected as the representative. It is also true that the power to suspend is exercisable on the basis of material unknown to those electors, because it has occurred after the election of the Commissioner. One of the matters that the Minister might be required to consider in determining whether to suspend a Commissioner is the impact of a suspension on the representation of the indigenous people in the Commissioner’s zone. This is not to say that the consideration is paramount, nor that it should govern the construction of the phrase ‘is convicted’.
The powers given to the Minister by s 40 are intended to be protective of ATSIC, and of the rights of representation of indigenous people. The powers are intended to secure the end that those chosen to represent the interests of indigenous people should continue to be persons of standing and propriety, so that they may have credibility in continuing to represent those interests and the deliberations of the Commission may continue to be respected. Again, it can be accepted that the Minister has no power to proceed to terminate the appointment of a Commissioner on the basis of a conviction on which there is an appeal pending. That is not to say that initiation of the suspension process, and even suspension, is impossible while an appeal is pending. Indeed, the protective nature of the powers in s 40 suggests strongly that there might be circumstances demonstrating a need to remove a Commissioner from the deliberations of the Commission, and from the performance of the Commissioner’s other functions. For example, a conviction for a serious offence might well warrant suspension of the Commissioner from office pending an appeal, even though it might turn out that the conviction is set aside on appeal. The offence might be of so grave a nature that it would give rise to a serious risk of bringing ATSIC into disrepute if the person were to continue to exercise the functions of a Commissioner before the appeal is determined.
Failure to take into account the evidence in the County Court
Counsel for the applicant argued that, in deciding whether to suspend the applicant, the Minister was required to take into account the whole of the evidence that was before the County Court, and to make her own findings on that evidence, particularly as she chose to rely on the facts underlying the conviction, as distinct from the conviction itself, as constituting misbehaviour. If she did not make her own findings of fact, it was argued, she could not determine whether the applicant’s conduct, as distinct from the fact of his conviction, constituted misbehaviour for the purposes of s 40 of the ATSIC Act. By not doing so, the Minister failed to take into account relevant considerations, so that her decision was affected by jurisdictional error.
The classic statement of the obligation of an administrative decision-maker to take into account relevant considerations is found in Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 at 39 – 40 per Mason J, with whom Gibbs CJ and Dawson J agreed. It is clear from that passage that the ground of failure to take into account a relevant consideration can only be made out if a decision-maker fails to take into account a consideration which he or she is bound to take into account. What factors a decision-maker is bound to consider will be determined by construction of the statute conferring the power. In the absence of an exhaustive express statement of the considerations required to be taken into account, it will be necessary to determine by implication from the subject-matter, scope and purpose of the legislation what the considerations are. Thus, in the present case, it is necessary to look at s 40 of the ATSIC Act, in the context of the whole of the ATSIC Act, to determine whether the Minister was obliged to take into account the circumstances of the offence. It is easy to answer this proposition in the affirmative. If the Minister chooses to consider whether the conduct of a Commissioner, leading to a conviction, as distinct from the fact of the conviction itself, is misbehaviour, she could hardly do so without taking into account the actual conduct. This conclusion is insufficient, however, for the applicant to succeed on this argument.
The Minister had before her the substantial extracts from the transcript of proceedings in the County Court, with the submissions about various factual issues, and the submission from the solicitors for the applicant that she should obtain and read a copy of the transcript. It does not appear that she obtained and read the transcript. Her reasons for decision suggest that she relied on the findings of the County Court judge in relation to the circumstances of the offence, expressed in his Honour’s judgment and sentencing remarks. The true question is, therefore, not whether the Minister failed to take into account relevant considerations, but whether the manner in which she chose to inform herself about the content of those considerations was open to her. The question is whether the Minister was entitled to use his Honour’s findings as to the circumstances of the offence, or was obliged to undertake her own investigation of the evidence and make her own findings.
The Minister was not determining the issues before her in the manner in which a judge would determine issues. She did not have the benefit that the County Court judge had of being able to hear oral evidence, and to form her own views about the credit of the witnesses. For her to undertake a detailed examination of the transcript of evidence given over several days, and to resolve conflicts in it, would have been a daunting task. In my view, the Minister was not obliged to perform that task. It was open to her to take the view that the County Court judge was in a better position to make findings on the evidence than she was, and to accept his Honour’s express findings as her findings as to the circumstances of the offence. Indeed, for the Minister to disregard the judge’s findings and to form her own view of the facts directly from the transcript of evidence might itself have been an error.
There is nothing to suggest that the Minister did not give consideration to the extracts from the transcript supplied to her on behalf of the applicant. She was entitled to decline to accept the submission that these extracts should cause her to take a different view of the circumstances of the offence from that expressed by the County Court judge in his judgment and sentencing remarks. This was a matter of the weight of the evidence, and the view that the Minister should defer to the judge’s conclusions on the facts was a sensible one. The Minister was not obliged to make her own findings, by going to evidence herself.
The meaning of misbehaviour
There can be no doubt that the word ‘misbehaviour’ is a word of imprecise meaning. The Macquarie Dictionary does not provide a separate definition from ‘misbehave’, which it defines as ‘to behave badly’. The Oxford Dictionary defines ‘misbehaviour’ as ‘bad behaviour, improper conduct’. These definitions say little, if anything, about the meaning to be given to the word in a particular situation. In Re Kuzma; Ex parte The Public Trustee as Executor and Trustee of the Estate of Stanislav Kuzma [2002] WASC 303, McKechnie J said that the word ‘misbehaves’ in a condition subsequent to a gift in a will was ‘impossibly wide and can bear no realistic meaning’. His Honour held that the expression ‘misbehaves’ in that context was uncertain and, as a consequence, the condition was void.
There is surprisingly little judicial exposition of the meaning of the word ‘misbehaviour’ when it is used in a statutory context. For instance, the expression ‘gross misbehaviour’, now found in s 141(1)(c)(iii) of Sch 1B to the Workplace Relations Act 1996 (Cth), has appeared in similar provisions restricting the content of rules of organisations registered under that Act for some three decades. The phrase has been mentioned in numerous judgments, but does not appear to have been the subject of explanation as to what ‘misbehaviour’ might mean.
As I have said, the plain purpose of s 4A(1) of the ATSIC Act is to authorise the Minister, by determination, to specify behaviour that is taken to be misbehaviour for the purposes of the ATSIC Act. The significance of the section is that what is specified to be misbehaviour in the exercise of the power will amount to misbehaviour for all purposes of the ATSIC Act. There can be no doubt that the power is to be read in the context of the ATSIC Act, and is to be construed as limited by the legislative purpose. The considerations I have discussed so far tend to suggest that the power does not extend so far as to authorise a determination in the terms of cl 5(1)(k) of the 2002 Misbehaviour Determination, particularly when read together with cl 5(5)(b). There are considerations pointing in the other direction, which need to be considered.
The first such consideration is a general one. Section 4A(3) provides that a determination is a disallowable instrument for the purposes of s 46A of the Acts Interpretation Act. This means that the determination has been laid before both Houses of Parliament and has not been disallowed by either House, in the exercise of the power given by s 48(4) of the Acts Interpretation Act. It appears that the 2002 Misbehaviour Determination was not the subject of a motion for disallowance in either House of Parliament. There is apparently no record of any discussion of the terms of the 2002 Misbehaviour Determination, but there is a record of remarks made in the Senate with respect to the 1994 Misbehaviour Determination. On 30 May 1994, Senator Colston gave notice that he proposed to move that the 1994 Misbehaviour Determination be disallowed. He referred particularly to cll 3(1)(j) and 3(2), which are in terms identical to cll 5(1)(k) and 5(5) of the 2002 Misbehaviour Determination. Senator Colston indicated that the Standing Committee on Regulations and Ordinances had written to the Minister seeking advice on whether cll 3(1)(j) and 3(2) ‘may operate harshly and breach the personal rights of those affected’. On 29 June 1994, Senator Colston gave notice of intention to withdraw the motion for disallowance. He did so on the basis that the then Minister for Aboriginal and Torres Strait Islander Affairs had provided information meeting the concerns of the Standing Committee on Regulations and Ordinances. Correspondence read into the record indicated that the then Minister persuaded the committee that there were sufficient safeguards. It is no doubt a weighty matter that Parliament had the power to disallow the 2002 Misbehaviour Determination if it thought fit. It is a matter that goes to the construction of the power in s 4A(1) of the ATSIC Act, suggesting that it should be read more generously than might otherwise be the case. Parliament cannot widen the power, however, by refraining from disallowing something that goes beyond it. Without legislating further, Parliament cannot extend a power already given in legislation. The question therefore remains whether the extent of the power in s 4A(1) has been exceeded.
The other considerations tending to support the validity of cll 5(1)(k) and 5(5)(b) of the 2002 Misbehaviour Determination are perhaps of less general significance. One is that loss of office on the ground of misbehaviour is a matter of the exercise of a discretion. It might be supposed that there is no harm in a specification of misbehaviour that includes a finding of guilt of any offence for which a sentence of imprisonment might be imposed, when the Minister exercising the power can in any event ignore findings in respect of offences that do not bear upon fitness to hold the office concerned. It is true that the fact that termination of the office is discretionary is something of a safeguard. The problem is that exercises of discretion are just that. The ATSIC Act operates in an area capable of generating political antagonisms and emotions to a high degree. There is no guarantee that, just because a Minister has the ability to decide not to dismiss from office a Commissioner or other officer whose conduct is not serious or is unrelated to the expectations of performance of the office concerned, the discretion will always be exercised favourably to the office-holder.
The remaining consideration is peculiar to those who can only be dismissed from their offices after the procedure laid down in s 40(3) – (5) of the ATSIC Act, or its equivalent, has been followed. These provide for the possible disallowance by Parliament of a suspension. Again, there is something of a safeguard in this, but the question is as to its adequacy. Issues such as the representation of the interests of indigenous people and the rights of office-holders may not occupy the primary place in the minds of all members of Parliament when political issues intervene. Party loyalty and other considerations might override those of justice. There is no guarantee that the safeguard will operate in all cases in which it should.
My conclusion is that cl 5(1)(k) of the 2002 Misbehaviour Determination, both by itself and in conjunction with cl 5(5)(b), exceeds the power given to the Minister by s 4A(1) of the ATSIC Act to specify behaviour that amounts to ‘misbehaviour’ for the purposes of the ATSIC Act. Clause 5(1)(k), whether read alone or in conjunction with cl 5(5)(b), extends to conduct not capable of having any rational connection with the continued holding of each of the offices in ATSIC to which the 2002 Misbehaviour Determination relates. The specification of any conviction, or any finding of guilt, in respect of any offence punishable by imprisonment extends to include not only conduct that would not impair the ability of the person who engaged in it to continue to hold any of the relevant offices, but to conduct that indigenous people are more likely than non-indigenous people to be found to have engaged in. The clause is discriminatory against indigenous people, and among them on the basis of variations in the laws of the States and Territories of Australia. It imposes a higher standard of behaviour on those holding office under the ATSIC Act than is otherwise imposed by the law on those elected or appointed to similar offices under other legislation and is thereby racially discriminatory.
The power in s 4A(1) must therefore be read down so as to avoid conflict with the objects and purpose of the ATSIC Act, and so as to avoid racial discrimination, which would place Australia in breach of its international obligations and would bring into operation s 10(1) of the Racial Discrimination Act. Clauses 5(1)(k) and 5(5)(b) are not saved by the fact that they appear in a disallowable instrument but have not been disallowed by Parliament, by the fact that the processes that would be based on any finding of misbehaviour of the specified kind are discretionary, or on the basis that those processes are subject to parliamentary scrutiny.
The conclusion that cll 5(1)(k) and 5(5)(b) of the 2002 Misbehaviour Determination exceed the power given to the Minister by s 4A(1) of the ATSIC Act requires an examination of the question whether the clauses are wholly invalid, or can be saved by being read down in accordance with s 46(1)(b) of the Acts Interpretation Act.
Reading Down
Section 46(1)(b) of the Acts Interpretation Act provides:
‘Where an Act confers upon any authority power to make, grant or issue any instrument (including rules, regulations or by-laws), then:
...
(b) any instrument so made, granted or issued shall be read and construed
subject to the Act under which it was made, granted or issued, and so
as not to exceed the power of that authority, to the intent that where
any such instrument would, but for this section, have been construed
as being in excess of the power conferred upon that authority, it shall
nevertheless be a valid instrument to the extent to which it is not in
excess of that power.’In Harrington v Lowe (1996) 190 CLR 311 at 323, Brennan CJ, Dawson, Toohey, Gaudron, McHugh and Gummow JJ said of s 46(1)(b) of the Acts Interpretation Act:
‘This is a reading down provision in relation to rules, regulations and by-laws, which corresponds to the provision, as regards statutes, made in s 15A of the Interpretation Act.’
In Re Dingjan; Ex parte Wagner (1995) 183 CLR 323 at 347-8, Dawson J said in relation to s 15A of the Acts Interpretation Act:
‘The effect of s 15A is to reverse the presumption that an enactment is intended to operate as a whole. Under s 15A each provision is to be read upon the basis that it was the intention of the legislature that it should be given effect to the extent that it is not in excess of legislative power. That process is, of course, most conveniently carried out where the statute is organised so that its various applications are separately expressed, thus enabling the valid portions to be simply severed from the invalid. Even then, s 15A will not operate to save the remaining provisions if, after severance, they have a different operation or effect from that which they had before severance, for the intention of Parliament is to be discerned by reading the statute as a whole and that intention is not to be displaced as a result of a reading down process under s 15A. It is one thing to give that which remains the operation which it was always intended to have. It is another thing to give it a different operation as a result of severing the invalid from the valid.’ [Footnotes omitted.]
In the same case at 335, Mason CJ referred to s 15A of the Acts Interpretation Act as requiring ‘that the provision be applied distributively so that it is read as covering those applications within power’.
In the present case, severance of cll 5(1)(k) and 5(5)(b) from the rest of the 2002 Misbehaviour Determination would be possible. The question, however, is whether it is possible to read down those clauses so that they apply only to the extent of the power given by s 4A(1) of the ATSIC Act, when that power itself is read down in the manner I have described.
The first question is whether the determination is an ‘instrument’, for the purposes of s 46(1)(b). I am of the view that it is. Although the majority of the High Court in Harrington referred to s 46(1)(b) as operating ‘in relation to rules, regulations and by-laws’, their Honours were not intending to confine the provision in that way. Indeed, to do so would be to ignore the text of s 46(1)(b) itself. Section 46(1) makes it clear that ‘instrument’ is to be broader than those specific items that are included, namely rules, regulations and by-laws. Even if the word ‘instrument’ is to take on a meaning restricted by the category of included items, it is still sufficiently broad to include a determination pursuant to s 4A(1) of the ATSIC Act. Such a determination is in the nature of a rule or by-law. The fact that Parliament has expressly made it a disallowable instrument, by s 4A(3) of the ATSIC Act, supports this view.
Counsel for the applicant attempted to argue that the 2002 Misbehaviour Determination was not an ‘instrument’ for the purposes of s 46(1)(b) of the Acts Interpretation Act because it did not ‘specify’ anything, and therefore did not exercise the power in s 4A(1) of the ATSIC Act at all. She relied on the view I expressed as to an altogether different document in Evans v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 276 (2003) 78 ALD 65 at [29]. That case is readily distinguishable. Taking into account the power given by s 46(2) of the Acts Interpretation Act, to specify by identifying by reference to a class or classes, there can be little doubt that cl 5(1)(k) specifies. It simply specifies a class of offences broader than that permitted by s 4A(1) of the ATSIC Act, when the power to specify in that provision is construed correctly.
Once this is accepted, there is no difficulty in applying s 46(1)(b), so as to read down s 5(1)(k) and, if necessary, cl 5(5)(b) of the 2002 Misbehaviour Determination so as to apply to a narrower class of offences than the class to which those clauses apply in their express terms. The definition of the narrower class cannot be precise, but need not be. It is enough to say that the power in s 4A(1) can only be exercised validly to specify offences of sufficient seriousness and of such a character as to render a person convicted or found guilty of one of them impaired in continuing to hold the relevant office under the ATSIC Act. In other words, to determine whether a particular offence falls within the more restricted class, it is necessary to ask whether the offence is of such a kind that a finding that a person has committed it renders it inappropriate that the person continue to hold the office which he or she holds in ATSIC.
For the decision of the Minister to suspend the applicant from the office of Commissioner to be valid, the Minister would have to have considered the impact of the applicant’s conviction upon his capacity to continue to hold the office of Commissioner. This is exactly the same issue that, as I have already held, the Minister was obliged to consider in determining whether the applicant was to be found guilty of misbehaviour within the general meaning of that word in the context of the ATSIC Act, without resort to the 2002 Misbehaviour Determination. It is therefore necessary to turn to the Minister’s reasons, for the purpose of seeing whether she did consider this essential issue.
The Minister’s reasons
In approaching the Minister’s reasons for her suspension decision, I am conscious that:
‘the reasons of an administrative decision-maker are meant to inform and not to be scrutinized upon over-zealous judicial review by seeking to discern whether some inadequacy may be gleaned from the way in which the reasons are expressed.’
See Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 272 per Brennan CJ, Toohey, McHugh and Gummow JJ. The Minister is not a professional decision-maker, accustomed to writing reasons.
The Minister’s reasons do show that she acted on the assumption that it was appropriate to make a finding of misbehaviour on the basis that the applicant had been convicted of an offence falling within the literal terms of cl 5(1)(k) of the 2002 Misbehaviour Determination. It is plain that she did not consider the necessity to read down the words of cl 5(1)(k), so that they would include only those offences bearing upon the capacity of the applicant to continue to hold the office of Commissioner. In this respect, it is plain that the Minister not only misdirected herself in law. She failed to take into account a relevant consideration, namely the impact of the conviction on the capacity of the applicant to continue to hold the office of Commissioner.
As to the Minister’s finding that the applicant’s conduct in obstructing police, which amounted to commission of the offence of obstructing police, and the conviction for the offence of obstructing police, fell within the ‘general concept of misbehaviour’, the situation is less clear. The Minister’s reasons contain no discussion of the relationship between the concept of ‘misbehaviour’ and the duties and requirements of the holder of the office of Commissioner, in the light of the protective function of the power given by s 40 of the ATSIC Act and the need for the maintenance of the integrity of the Commission. Nowhere in the Minister’s reasons are there expressed any findings of fact on these questions. From the structure of the reasons, it seems clear that the Minister did not take the view that she was required to consider issues of that kind before deciding whether to make a finding of misbehaviour. Rather, the Minister appears to have assumed that it was only necessary to consider issues of that kind once she had made a finding of misbehaviour, and then only in relation to the question whether that misbehaviour warranted suspension of the applicant. Even then, the Minister made no positive findings about matters such as capacity for office or the significance of the unanimous expression by the board of ATSIC of support for the applicant as a person who should continue in the office of Chairperson. All that the Minister did was to summarise the submissions made on behalf of the applicant and to reject them.
There is nothing that indicates any awareness on the part of the Minister of the need to consider whether a finding of misbehaviour, other than by application of the 2002 Misbehaviour Determination, could be made on any basis other than that she was entitled to disprove of the applicant’s conduct. I am therefore of the view that, in deciding whether to suspend the applicant on the ground of the ‘general concept of misbehaviour’, the Minister’s reasons demonstrate that she failed to take into account the same relevant consideration as in the case of misbehaviour as defined by cl 5(1)(k) of the 2002 Misbehaviour Determination. In each case, for the reasons that I have given above, s 40(1) of the ATSIC Act required that the Minister take into account as misbehaviour only such behaviour as bore upon the capacity of the applicant to continue to hold the office of Commissioner. By failing to take this into account, the Minister failed to take into account a relevant consideration.
The effect on the two decisions
It is now well established that a failure to take into account a relevant consideration, of a kind that is required to be taken into account by the nature of the relevant legislative scheme, in a way which affects the exercise of a decision-making power is to be regarded as a jurisdictional error. See Craig v State of South Australia (1995) 184 CLR 163 at 179 and Minister for Immigration and Multicultural Affairs v Yusuf [2001] HCA 30 (2001) 206 CLR 323 at [82] per McHugh, Gummow and Hayne JJ, with whom Gleeson CJ agreed. There can be no doubt that the failure to consider the limitations on the meaning of ‘misbehaviour’ in the context of the ATSIC Act, and on cl 5(1)(k) of the 2002 Misbehaviour Determination, which led to the failure to consider the effect of the applicant’s conduct on his capacity to continue to hold the office of Commissioner, affected the exercise of the power to suspend in the applicant’s case. Indeed, on the face of it, it is difficult to see how the Minister could reasonably have taken the view that the applicant’s conviction for obstructing police, or his conduct leading to that conviction, could have affected his capacity to represent the interests of indigenous people or to be engaged in the variety of administrative, managerial and financial tasks required of a Commissioner. Only by assuming that misbehaviour had been established and by treating those considerations as relevant only to the question whether a suspension decision ought to be made could the Minister have arrived at the conclusion that she reached.
It follows from this that the suspension decision must be set aside. It does not necessarily follow that the decision to provide the applicant with a notice pursuant to s 40(2) of the ATSIC Act was also flawed. The provisions of s 40 do not contain any indication of any particular jurisdictional fact upon which a decision to give a notice under s 40(2) should hinge. Section 40(2) itself is in the form of a negative provision, constraining the exercise of the power to suspend under s 40(1) unless the notice has first been given. There is no reason, therefore, to suppose that the Minister is obliged to form any sort of concluded view as to the relationship between a conviction, or the conduct leading to it, and the statutory meaning of ‘misbehaviour’ or the restricted extent of cl 5(1)(k) of the 2002 Misbehaviour Determination, before giving the notice. At that stage of the process, it is likely that the Minister will not have access to as much information about the nature and circumstances of a conviction as she will have when she comes to consider whether to suspend the recipient of the notice. Indeed, the Minister will certainly not have whatever information and submissions the recipient of the notice provides for the purpose of consideration at the stage of deciding whether to suspend. Circumstances might arise in which the need to protect the interests of ATSIC require swift action on the part of the Minister to give notice. For instance, a conviction for a really serious offence, demonstrating that great harm would be done to ATSIC if the offender were to continue in office, might suggest that the notice should be given as quickly as possible, and without the need to take time to decide whether a suspension could, in any event, result. It might be said that, in the case of a really serious offence of such a kind, the notice is so obviously justified and little thought is required to reach this conclusion. Undoubtedly, that is so, but cases close to the borderline might be much more difficult.
It is true that the giving of notice compels the recipient of it to respond, or to take the risk that a decision to suspend might be made. The disadvantage to the recipient of the notice in being called upon to respond to it is relatively small, however, compared to the interest of the protection of the integrity of ATSIC.
It seems to me that the better view is that, in order to give notice pursuant to s 40(2) of the ATSIC Act, it is only necessary for the Minister to form the view that suspension might be a possible outcome. This is necessarily a low threshold. Only if no reasonable Minister could take the view that the conviction or conduct in a particular case could be sufficiently related to the holding of office could it be said that a decision to give a notice pursuant to s 40(2) was invalid. At least, in all but cases in which the conduct concerned could not conceivably amount to misbehaviour of a relevant kind, the notice will be valid if it specifies the conduct that has come to the Minister’s notice.
In the present case, the connection between the offence of which the applicant has been convicted (or his conduct in obstructing police, on which the conviction is based) and his capacity to hold the office of Commissioner in ATSIC is far from obvious. Despite this, counsel for the applicant did not make the submission that no reasonable Minister could have taken the view that the conviction, and the facts on which the conviction was based, had the relevant connection. Because no such submission was made, I do not determine that issue. I therefore proceed on the basis that the notice in the Minister’s letter dated 23 December 2003 was a valid notice pursuant to s 40(2) of the ATSIC Act, calling upon the applicant to show cause why he should not be suspended from the office of Commissioner.
Conclusion
It follows from this reasoning that the decision to suspend the applicant from his office as a Commissioner of ATSIC is subject to jurisdictional error and should be set aside. The decision to give him a notice pursuant to s 40(2) of the ATSIC Act is not so subject and remains alive.
I have found in favour of the applicant on the additional ground that he sought to raise at the hearing, which was beyond the terms of the amended application as it then stood. It follows that I should grant leave to the applicant to amend the application, in the form of the further amended application, filed on 3 May 2004.
In the further amended application, the applicant sought an order in the nature of certiorari, quashing the decision of the Minister of 22 January 2004 to suspend the applicant from office as a Commissioner of ATSIC. Certiorari is a discretionary remedy, but counsel for the Minister did not suggest that, if the decision were subject to jurisdictional error, I should exercise any discretion against making an order that would have the effect of setting aside the decision. There should therefore be an order in the nature of certiorari, removing into this Court the decision of 22 January 2004, for the purpose of quashing it, and quashing that decision.
The applicant sought a declaration to the effect that the Minister was not entitled to suspend him while the first suspension was in force. He has failed to establish the grounds for such a declaration. He also sought a declaration that the notice given by the Minister to the applicant on 23 December 2003 was invalid and of no effect. He has failed to establish the ground for this relief. Two further declarations were sought, relating to the meaning and effect of cll 5(1)(k) and 5(5) of the 2002 Misbehaviour Determination. Because of the view that I have taken, that those clauses require to be read down so as to fall within the limits of the power given by s 4A(1) of the ATSIC Act, a declaration as to invalidity would be inappropriate. A declaration as to the meaning could not be framed precisely. It seems to me that no declaration of any kind should be made. Accordingly, apart from the question of costs, the application should be dismissed other than for the order quashing the suspension decision.
As to costs, the applicant has failed on several grounds, and has failed to have one of the decisions challenged set aside. He has been successful, however, with respect to a major part of the case. It could not be said that the arguments in respect of which the applicant did not succeed extended the case to a significant degree, either as to the material canvassed, or as to the time occupied. Accordingly, I see no reason why the applicant should not have his costs of the proceeding, on the basis that they follow the event.
I certify that the preceding one hundred and forty-six (146) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Gray. Associate:
Dated: 27 August 2004
Counsel for the Applicant: D Mortimer SC Solicitor for the Applicant: Coadys Counsel for the Respondent: R Orr QC and C Horan Solicitor for the Respondent: Australian Government Solicitor Date of Hearing: 29 and 30 April 2004 Date of Judgment: 27 August 2004
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