Attorney-General (Cth) v Ogawa

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FEDERAL COURT OF AUSTRALIA

Attorney-General (Cth) v Ogawa [2020] FCAFC 180

Appeal from: Ogawa v Attorney-General (No 2) [2019] FCA 1003
File number: QUD 455 of 2019
Judgment of: ALLSOP CJ, FLICK AND GRIFFITHS JJ
Date of judgment: 28 October 2020
Catchwords: ADMINISTRATIVE LAW – judicial review of executive power under s 61 of the Constitution – whether advice tendered by Attorney-General to Governor-General regarding petition for mercy is amenable to judicial review – whether Attorney-General’s power to refer a matter pursuant to s 672A of the Criminal Code 1899 (Qld) is amenable to judicial review
Legislation:

Constitution ss 61, 75

Administrative Decisions (Judicial Review) Act 1977 (Cth)

Criminal Code Act 1995 (Cth) ss 474.15, 474.17

Judiciary Act 1903 (Cth) ss 39B, 68, 71, 79

Criminal Code 1899 (Qld) Ch 67, s 672A

Judicial Review Act 1991 (Qld) s 7

Sentencing Act 1995 (WA) s 140

Australian Courts Act 1928 (Imp) s 5 

Cases cited:

Bartonv The Queen [1980] HCA 75; 147 CLR 75

Buck v Bavone (1976) 135 CLR 110

Clyne v Attorney-General (Cth) [No 2] (1984) 2 FCR 515

Eastman v Attorney-General (ACT) (2008) 227 FLR 262

Eastman v Attorney-General for the Australian Capital Territory [2007] ACTSC 28; 210 FLR 440

FAI Insurances Ltd v Winneke [1982] HCA 26; 151 CLR 342

Holzinger v Attorney-General (Qld) [2020] QCA 165

Horwitz v Connor [1908] HCA 33; 6 CLR 38

Lewis v Attorney-General of Jamaica [2001] 2 AC 50

Mallard v The Queen [2005] HCA 68; 224 CLR 125

Martens v Commonwealth of Australia [2009] FCA 207; 174 FCR 114

Maxwell v The Queen [1996] HCA 46; 184 CLR 501

Minister for Arts, Heritage and Environment v Peko-Wallsend (1987) 15 FCR 274

Monis v R [2013] HCA 4; 249 CLR 92

Mount Bruce Mining Pty Ltd v Wright Prospecting Pty Ltd [2015] HCA 37; 256 CLR 104

Ogawa v R [2010] HCASL 188

Osland v Secretary, Department of Justice (Vic) [2008] HCA 37; 234 CLR 275

Pape v Commissioner of Taxation [2009] HCA 23; 238 CLR 1

Pitman v State of Trinidad and Tobago [2018] AC 35

R (Bancoult) v Secretary of State for Foreign and Commonwealth Affairs [2008] UKHL 61; 3 WLR 955

R (on the application of Miller) v The Prime Minister [2019] UKSC 41

R v Ogawa [2011] 2 Qd R 350

R v Secretary of State for the Home Department; Ex parte Bentley [1994] QB 349

Re Ditford; Ex parte Deputy Commissioner of Taxation (1988) 19 FCR 347

Secretary, Department of Justice v Osland [2007] VSCA 96

Swan Hill Corporation v Bradbury [1937] HCA 15; 56 CLR 746

The Queen v Falzon [2018] HCA 29; 264 CLR 361

von Einem v Griffin (1998) 72 SASR 110

Water Conservation and Irrigation Commission (NSW) v Browning [1947] HCA 21; 74 CLR 492

Williams v Commonwealth (No 2) [2014] HCA 23; 252 CLR 416

Yasmin v Attorney-General (Cth) [2015] FCAFC 145; 236…

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Details
Case
[2020] FCAFC 180
Decision Date

CaseChat Overview and Summary

The case of Attorney-General (Cth) v Ogawa involved Dr Ogawa challenging the legality of the Attorney-General's advice to the Governor-General regarding a petition for mercy, as well as the Attorney-General's decision not to refer the matter under s 672A of the Criminal Code 1899 (Qld). The High Court of Australia was tasked with determining the extent to which the advice given by the Attorney-General and the decision to not refer a matter are subject to judicial review. The central issue before the Court was whether the advice tendered by the Attorney-General to the Governor-General regarding a petition for mercy is amenable to judicial review, as well as whether the Attorney-General's power to refer a matter under s 672A of the Criminal Code is subject to judicial review.

The Court considered the nature of the prerogative of mercy as part of the executive power of the Commonwealth under s 61 of the Constitution and found that such power is not subject to judicial review under the Administrative Decisions (Judicial Review) Act 1977 (Cth) (ADJR Act) or any other legislation. The Court held that the decision of a Vice-Regal officer in exercising the prerogative of mercy is not amenable to judicial review, as per the earlier judgment in Martens v Commonwealth of Australia. However, the Court found that the Attorney-General's recommendation to the Governor-General in relation to a petition for mercy is amenable to judicial review under s 39B of the Judiciary Act 1903 (Cth) (Judiciary Act), applying the decisions of the Privy Council in Pitman v State of Trinidad and Tobago and Lewis v Attorney-General of Jamaica.

The Court of Appeal in Holzinger, which was also considered in the case, held that the Attorney-General is not bound to refer a case if there is a reasonably arguable case of miscarriage. Instead, the Attorney-General must not refer a case unless satisfied that it is reasonably arguable. The Court examined the relevant authorities in overseas jurisdictions and Australian cases, such as Horwitz, Osland, Eastman, von Einem and Yasmin, to support its conclusion that the prerogative of mercy and statutory power of referral are not amenable to judicial review.

The Court allowed the appeal, set aside the orders dated 28 June 2019, and dismissed the amended originating application filed on 20 July 2018, the cross-appeal, and the notice of contention. There was no order as to costs. Entry of orders was dealt with in Rule 39.32 of the Federal Court Rules 2011.

Orders

Orders of the court

1. The appeal be allowed.

2. The orders dated 28 June 2019 be set aside, and in lieu thereof, the amended originating application filed on 20 July 2018 be dismissed.

3. The cross-appeal and notice of contention be dismissed.

4. There be no order as to costs.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

Full text does not contain this section.

Evidence

Evidence Before The Court

Full text does not contain this section.

Decision

Reasons for decision

It is desirable to summarise the primary judge’s reasons for judgment below, before returning to consider Holzinger at greater length. The primary judge’s reasons for judgment summarised Dr Ogawa did not seek to impugn the Governor-General’s decision not to grant her a pardon. Rather, she challenged the legality of the preceding step, namely the Attorney-General’s recommendation to the Governor-General that she not be granted a pardon. She also challenged by way of judicial review the Attorney-General’s decision not to make a referral under s 672A. It is desirable to summarise the primary judge’s reasons in respect of both these matters in turn. Before doing so, we will set out s 672A of the Queensland Criminal Code, which appears in Ch 67 (which deals with appeals and pardons):672A Pardoning power preservedNothing in sections 668 to 672 shall affect the pardoning power of the Governor on behalf of Her Majesty, but the Crown Law Officer, on the consideration of any petition for the exercise of the pardoning power having reference to the conviction of any person or to any sentence passed on a convicted person, may –(a)refer the whole case to the Court, and the case shall be heard and determined by the Court as in the case of an appeal by a person convicted; or(b)if the Crown Law Officer desires the assistance of the Court on any point arising in the case with a view to the determination of the petition, refer that point to the Court for its opinion thereon, and the Court shall consider the point so referred and furnish the Crown Law Officer with its opinion thereon accordingly. (a) The Governor-General’s power to pardon The primary judge discussed what he described as the “Royal Prerogative of Mercy”. Referring to s 61 of the Constitution, he said at [11] that this power “forms part of the executive power of the Commonwealth”. At [18] to [19], his Honour said that because the prerogative power was part of s 61 and is not statutory, the exercise of the power was not amenable to review under the Administrative Decisions (Judicial Review) Act 1977 (Cth) (ADJR Act), nor was the Attorney-General’s advice “conduct” for the purposes of that legislation. The primary judge adhered to the view he had expressed in an earlier judgment (Martens v Commonwealth of Australia [2009] FCA 207; 174 FCR 114) that, applying Horwitz v Connor [1908] HCA 33; 6 CLR 38, a decision made by a Vice-Regal officer in exercising the prerogative of mercy is not amenable to judicial review (see at [21] and [22] of the primary judge’s reasons for judgment). Presumably, his Honour also considered that such a decision was not reviewable under either s 75(v) of the Constitution or s 39B(1) of the Judiciary Act 1903 (Cth) (Judiciary Act). Noting that Dr Ogawa had not sought to challenge the Governor-General’s decision not to grant her a pardon, the primary judge then addressed whether the Attorney-General’s recommendation to the Governor-General in relation to that matter was amenable to judicial review under s 39B of the Judiciary Act. He held that it was, applying two decisions of the Privy Council (Pitman v State of Trinidad and Tobago [2018] AC 35 and Lewis v Attorney-General of Jamaica [2001] 2 AC 50).

Ratio Decidendi

Legal Principle Established

The Court of Appeal also accepted the Attorney-General’s submission in Holzinger to the effect that, having regard to what was said by Dixon J in Swan Hill Corporation v Bradbury [1937] HCA 15; 56 CLR 746 at 757-758 and Water Conservation and Irrigation Commission (NSW) v Browning [1947] HCA 21; 74 CLR 492 at 504 with respect to the well-established principle that whether or not a decision-maker is bound to take into account any particular matter turns on the subject matter, scope and purpose of the legislation, the applicant was wrong to contend that the Attorney-General was bound to refer a case once it was shown that there was a reasonably arguable case of miscarriage. Although the Court acknowledged that the existence of a reasonably arguable case is a necessary condition for the proper commencement of litigation, it added that “may not be a sufficient condition” (at [59]). Their Honours concluded at [60] that the correct proposition was not that the Attorney-General must refer a case if it is reasonably arguable; rather, the Attorney-General must not refer a case unless he or she is satisfied that it is reasonably arguable. From [67] to [74] the Court of Appeal considered authorities in overseas jurisdictions, including the United Kingdom and New Zealand, as to whether the prerogative of mercy and/or statutory power of referral are amenable to judicial review. Their Honours also discussed the relevance of Australian cases such as Horwitz, Osland, Eastman, von Einem and Yasmin. With reference to Horwitz, their Honours said that the High Court had “held that the exercise of the prerogative of mercy is not judicially reviewable” (at [75]). With respect to Eastman, their Honours noted Lander J’s view that he was not prevented by Horwitz from deciding that the processes which must be observed in deciding whether to exercise the prerogative of mercy are subject to judicial review (at [76]). Their Honours in Holzinger also noted however, that, on appeal from Lander J’s judgment, the Full Court of this Court “doubted that the exercise of the prerogative of mercy could be reviewed but did not decide the point” (at [76] with reference to Eastman v Attorney-General (ACT) (2008) 227 FLR 262 at [41]-[42] per Stone and Dowsett JJ, with Moore J agreeing). Even though Mr Holzinger did not directly challenge the Governor’s decision not to grant him a pardon, the Court of Appeal made various observations, properly regarded as obiter dicta, on that subject. With reference to the High Court’s decision in Osland, their Honours emphasised the majority’s observations in that case regarding the possibility of judicial review of a decision to refuse an executive pardon. Although it was unnecessary to determine the issue in Osland, the majority observed that a petitioner seeking a pardon had necessarily exhausted his or her legal rights, with the consequence that “… the petition is based, not upon a claim of legal right, but upon an appeal to an executive discretion originating in the royal prerogative” (Osland at [47] per Gleeson CJ, Gummow, Heydon and Kiefel JJ).