Winter v Winter

Case [2023] NZHC 2673


IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY

I TE KŌTI MATUA O AOTEAROA TE WHANGANUI-A-TARA ROHE

D/453/47

[2023] NZHC 2673

UNDER the Senior Courts (Access to Court Documents) Rules 2017

IN THE MATTER OF

an application for access to the Court file in John Winter v Maureen Winter & William Lowery (R26090390) William Lowery v Gladys Lowery (R25797051

Hearing: On the papers

Judgment:

25 September 2023


JUDGMENT OF McQUEEN J

[Access to Court documents]


[1]                 Before me is an application to access historical court files that have been deposited with Archives New Zealand. The applicant, Ms Patricia Lowery, applies to access two divorce files.1 These are:

(a)John Winter v Maureen Winter & William Lowery (R26090390); and

(b)William Lowery v Gladys Lowery (R25797051).

[2]                 Ms Lowery’s  former  (and  deceased)  husband   is   Mr Kevin   Lowery.   Ms Lowery’s parents in law were Mr William Lowery and Ms Maureen Winter. However, it is said that Mr Kevin Lowery’s birth certificate records that his father is


1      Under s 21 of the Public Records Act 2005, public records held by every public office must be transferred to Archives New Zealand after 25 years. For the purpose of this request for access, the records have been returned to the Court pursuant to s 24 of that Act.

Winter v Winter & Lowery v Lowery [2023] NZHC 2673 [25 September 2023]

Mr John Winter. Mr William Lowery died in 1975. Ms Maureen Winter died in 1996. Ms Lowery has not been able to find any  information  regarding  the  deaths  of  John Winter and Gladys Lowery, but the historical documentation sought indicates that they (if alive) would both be well over the age of 100.

[3]                 Ms Lowery seeks access to the above files for family history research purposes. She would like scanned copies of all the documents on the court record. She is willing to abide by any conditions imposed by the court.

Legal framework for access to court documents

[4]                 Applications for access to court documents are assessed within the framework provided by the Senior Courts (Access to Court Documents) Rules 2017 (the Rules). The Rules apply to documents while they are in the custody and control of the court, including documents transferred from Archives New Zealand to the court.2

[5]                 Rule 8 provides that every person has the right to access the formal court record relating to a civil proceeding. The “formal court record” is defined in r 4 to include “a judgment, an order, or a minute of the court, including any record of the reasons given by a Judge”. It also includes the register of documents filed in the proceeding.3 Thus, these are documents to which Ms Lowery may have access without permission from the Court. To obtain such documents, r 10(1) requires Ms Lowery to ask the Registrar “for access to 1 or more documents”. If necessary, to first understand what documents are available, Ms Lowery can request the register of documents filed in the proceeding.

[6]                 Ms Lowery’s request for access goes beyond the formal court record, as she seeks all documents on the court files as described above. Although such a term is not particularly apt for archived documents, the court file is defined as “means a collection of documents in the custody or control of the court that relate to a civil proceeding or a criminal proceeding (including an interlocutory application associated with the proceeding) or  an  appeal”.  As  the  file  has  been  transferred  from  Archives  New Zealand, it is now in the custody and control of the court.


2      Senior Courts (Access to Court Documents) Rules, r 3(1)(b).

3      Fuji Xerox New Zealand Limited v Whittaker [2018] NZHC 1043 at [11]–[13].

[7]                 It is therefore necessary to consider whether I should allow access to other documents on the file under r 11.

  1. Rule 11(2) requires that a request for access to court documents:

(a)identify the person making the request and their address;

(b)sets out sufficient particulars of the document to enable the Registrar to identify it;

(c)gives reasons for asking to access the document, which must be set out the purpose for which the access is sought; and

(d)sets out any conditions of the right of access that the person proposes as conditions that he or she would be prepared to meet were a Judge to impose those conditions (for example, conditions that prevent or restrict the person from disclosing the document or contents of the document, or conditions that enable the person to view but not copy the document).

[9]                 Rule 11(3) requires the Registrar to promptly give a copy of the request to the parties or their lawyers, although under r 11(4), this may be dispensed with by a Judge if it is impractical to require notice to be served.

[10]              Rule 11(8) provides that a Judge may refuse a request for access under r 11 solely for the reason that the request does not comply with subcls (a) to (d) (as set out above).

[11]              In determining a request for access under r 11, a Judge must consider all the factors set out in r 12.

[12]              Rule 13 provides that when applying r 12, a Judge must have regard to the stage a proceeding has reached. Rule 13 provides that before the substantive hearing, the protection of confidentiality and privacy interests and the orderly and fair administration of justice may require that access to documents be limited. During the

substantive hearing stage, open justice has greater weight. After the hearing, open justice has greater weight in relation to documents that have been relied on in a determination, but the protection of confidentiality and privacy interests have greater weight than would be the case during the substantive hearing.

Discussion

[13]I am satisfied that:

(a)it is appropriate to dispense with the requirement that the Registrar serve the request on the parties to the proceeding, given the passage of time,  the   death   of   Maureen Winter,   William Lowery   and   Kevin Lowery, and the very likely  death  of  John Winter  and  Gladys Lowery; and

(b)having considered the matters contained in rr 11,  12, and 13, that    Ms Lowery should be granted access to the entire court files, for the purposes of family history research.

[14]              Accordingly, I direct the Registrar to provide Ms Lowery with scanned copies of the documents contained on the court file for both court files to which she seeks access. I do not consider it necessary to impose any conditions.

McQueen J

Details
AGLC
Winter v Winter [2023] NZHC 2673
Case
[2023] NZHC 2673
Decision Date

CaseChat Overview and Summary

This case involves an application by Ms Patricia Lowery to access historical court files deposited with Archives New Zealand. The files relate to two divorce proceedings: John Winter v Maureen Winter & William Lowery and William Lowery v Gladys Lowery. The applicants seek access to these files for family history research purposes. The legal framework governing access to court documents is provided by the Senior Courts (Access to Court Documents) Rules 2017. Under these rules, every person has the right to access the formal court record, which includes judgments, orders, minutes of the court, and the register of documents filed in the proceeding. However, Ms Lowery's request for access extends beyond the formal court record to include all documents on the court files. Therefore, it is necessary to consider whether access to these additional documents should be granted under Rule 11 of the Rules. The court must consider all the factors set out in Rule 12, including the stage of the proceeding, the protection of confidentiality and privacy interests, and the principle of open justice. In this case, given the passage of time and the deaths of the parties involved, the court is satisfied that it is appropriate to dispense with the requirement to serve notice of the request on the parties. The court also considers that Ms Lowery should be granted access to the entire court files for the purpose of family history research. The judge directs the Registrar to provide Ms Lowery with scanned copies of the documents contained on the court file for both court files to which she seeks access. The judge does not consider it necessary to impose any conditions.

The court's decision in this case highlights the importance of balancing the principle of open justice with the protection of confidentiality and privacy interests. While the principle of open justice is a fundamental tenet of the legal system, it must be balanced against the need to protect the privacy and confidentiality of individuals. In this case, the court considered the stage of the proceeding, the passage of time, and the deaths of the parties involved in determining whether to grant access to the historical court files. The court's decision also highlights the importance of the Senior Courts (Access to Court Documents) Rules 2017 in governing access to court documents. The Rules provide a framework for assessing applications for access to court documents, including the factors that must be considered in determining whether access should be granted. The court's decision in this case provides guidance on how these Rules should be applied in practice.

Orders

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Background

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Evidence

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