Rafferty v The King

Case [2024] NZCA 217


IN THE COURT OF APPEAL OF NEW ZEALAND

I TE KŌTI PĪRA O AOTEAROA

 CA341/2022
 [2024] NZCA 217

BETWEEN

RICKY JAMES NOLAN RAFFERTY
Appellant

AND

THE KING
Respondent

Hearing:

14 September 2023

Court:

Miller, Gilbert and Mallon JJ

Counsel:

P J Davey and A J Watt for Appellant
E J Hoskin and L C Hay for Respondent

Judgment:

10 June 2024 at 11.30 am

JUDGMENT OF THE COURT

The appeal is dismissed.

____________________________________________________________________

REASONS OF THE COURT

(Given by Gilbert J)

Table of Contents

Introduction  [1]
Was it necessary for the Judge to identify the specific act or
acts committed by the appellant that directly or indirectly
caused Ms Smith’s death?
Submissions  [9]
           Assessment  [11]
Did the Judge err in his assessment of the evidence?  [41]
           The finding that the appellant lied to the police  [42]
           Mr Heremaia’s impaired vision and small stature  [56]
           The bloody shoeprints  [61]
           The appellant’s DNA under Ms Smith’s fingernails  [66]
           The stomp imprints  [68]
           The appellant’s DNA on the knives  [69]
           The neighbours’ evidence  [82]
           Mr Heremaia’s DNA found on Ms Smith’s clothing  [95]
Conclusion  [97]
Result  [100]

Introduction

  1. The appellant, together with William Heremaia, was charged with the murder of Angela Smith.  Ms Smith died from multiple blunt and sharp force injuries having been cut, stabbed, and beaten in Mr Heremaia’s flat on the night of 13 May 2020.  Ms Smith’s flat was in the same residential complex as Mr Heremaia’s flat.  The appellant was a friend of Mr Heremaia’s and he lived in a separate dwelling nearby.

  2. The appellant is mentally impaired due to a traumatic brain injury and was found unfit to stand trial in terms of s 8A of the Criminal Procedure (Mentally Impaired Persons) Act 2003 (the Act).[1]  The High Court was therefore required to determine the appellant’s involvement in the offence in terms of s 10 of the Act, specifically, whether the Court was satisfied, on the balance of probabilities, that the evidence against him was sufficient to establish that he “caused the act or omission that forms the basis of the offence” of murder.

  3. Following a five-day hearing convened for this purpose, Wylie J was satisfied to the requisite standard that the evidence against the appellant was sufficient to establish that he was involved in the assault on Ms Smith that resulted in her death.[2]  The Judge noted that the Crown could not prove, as between the appellant and Mr Heremaia, who did what, but he considered this did not matter as long as both were involved.[3]

    [2]R v Rafferty [2022] NZHC 642 [High Court judgment] at [68].

    [3]At [15].

  4. The Judge summarised his findings to support his conclusion that the appellant was involved in the assault that caused Ms Smith’s death as follows:

    Conclusion

    [68]     In my view, the available evidence establishes the following on the balance of probabilities:

    (a)[the appellant] was present when Ms Smith was assaulted. He lied when he denied this;

    (b) during the…

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AGLC
Rafferty v The King [2024] NZCA 217
Case
[2024] NZCA 217
Decision Date

CaseChat Overview and Summary

Rafferty v The King is an appeal by the appellant against the determination of the Judge that he was involved in the assault that caused the death of Ms Smith. The appeal challenges the decision on two grounds: the Judge’s approach to determining the appellant’s role in the assault and the assessment of the evidence. The appellant argues that the Judge erred in not identifying his role when considering whether he had “caused the act or omission” that formed the basis of the offence of murder. The court had to decide whether the Judge’s approach to determining the appellant’s role was correct and whether there was a miscarriage of justice due to the assessment of the evidence. The Judge concluded that the evidence, when considered as a whole, pointed strongly to the appellant’s involvement in the assault that led to Ms Smith’s death. The Judge found that the appellant was present during the assault, that his DNA was found on the murder weapons and under the victim’s fingernails, and that his footprints were found inside and outside the unit. The Judge rejected the possibility of indirect transfer as an explanation for the presence of the appellant’s DNA on the knives and considered the totality of the evidence to support the conclusion of the appellant’s involvement. The appeal was dismissed, and the Judge’s determination of involvement was upheld. The Judge ordered that the appellant be detained in a hospital as a special patient for a maximum period of 10 years. The appellant’s condition will be subject to periodic reviews, and decisions about his day-to-day security will be made by the Minister of Health or the Director of Mental Health. If he is later assessed as being no longer unfit to stand trial, the Attorney-General may direct that he be brought back before the court.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

The Judge summarised his findings to support his conclusion that the appellant was involved in the assault that caused Ms Smith’s death as follows:Conclusion[68] In my view, the available evidence establishes the following on the balance of probabilities:(a)[the appellant] was present when Ms Smith was assaulted. He lied when he denied this;(b) during the assault, several kitchen knives were taken out and put on the kitchen bench and at least one of them was used to inflict various injuries to Ms Smith;(c) Ms Smith’s DNA was found on four of the knives and [the appellant’s] DNA on two of them. Mr Heremaia's DNA was not found on any of the knives;(d)the amount and quality of [the appellant’s] DNA on the knives suggests that indirect transfer is an unlikely explanation;(e) [the appellant’s] DNA was found under Ms Smith’s left-hand fingernails, indicating that he was in close personal contact with her at some stage;(f)Ms Smith’s blood was found on [the appellant’s] clothing; and(g)[the appellant’s] bloody footprints were found both inside and outside Mr Heremaia’s unit. While there are possible explanations for all or some of the available evidence, considered in the round and in totality, in my view, the evidence points strongly to [the appellant’s] involvement in the assault that killed Ms Smith. Notwithstanding the gravity of the finding for [the appellant], I am satisfied on the balance of probabilities that [the appellant] was involved in the assault on Ms Smith which resulted in her death. The Judge subsequently made an order pursuant to s 24(2)(a) of the Act that the appellant be detained in a hospital as a special patient for a maximum period of 10 years.[4] As the Judge explained, this means that his condition will be subject to periodic reviews to determine whether he should continue to be detained as a special patient and in the meantime decisions about his day-to-day security will be made by the Minister of Health or the Director of Mental Health.[5] If he is later assessed as being no longer unfit to stand trial, the Attorney-General may direct that he be brought back before the court.[6][4]R v Rafferty [2022] NZHC 1538. [5]At [40], citing the Mental Health (Compulsory Assessment and Treatment) Act 1992, ss 50–52A.[6]R v Rafferty, above n 4, at [40]; and Criminal Procedure (Mentally Impaired Persons) Act 2003, s 31(2)(a). The charge against Mr Heremaia proceeded to trial. Following the end of the Crown case, the trial Judge, Fitzgerald J, dismissed the murder charge against Mr Heremaia, leaving only the included charge of manslaughter with the jury. The jury found Mr Heremaia guilty of manslaughter. In sentencing him, Fitzgerald J found it had been proved beyond reasonable doubt that Mr Heremaia participated in the assault, but he did so “in a less dominant way” than the appellant.[7] [7]R v Heremaia [2022] NZHC 443 at [17]. The appellant appeals against the involvement determination made by Wylie J pursuant to s 10 of the Act, contending that the Judge erred in two key respects:(a)In finding it was unnecessary to identify the appellant’s role when considering whether he had “caused the act or omission” that formed the basis of the offence of murder.(b)In his assessment of the evidence, to the extent that a miscarriage of justice has occurred.

Ratio Decidendi

Legal Principle Established

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