Nottingham v Real Estate Agents Authority

Case [2017] NZCA 145


IN THE COURT OF APPEAL OF NEW ZEALAND

CA437/2015
[2017] NZCA 145

BETWEEN

DERMOT GREGORY NOTTINGHAM, PHILLIP NOTTINGHAM AND ROBERT EARLE MCKINNEY
Appellant

AND

THE REAL ESTATE AGENTS AUTHORITY
First Respondent

AND

MARTIN RUSSELL HONEY
Second Respondent

Court:

Asher, Heath and Dobson JJ

Counsel:

P Nottingham and R E McKinney in Person
M J Hodge for First Respondent
D W Grove for Second Respondent

Judgment:

(On the papers)

28 April 2017 at 3 pm

JUDGMENT OF THE COURT

A        The application for recall is declined.

BThe appellants must pay the respondents costs for a standard application on a band A basis and usual disbursements.

____________________________________________________________________

REASONS OF THE COURT

(Given by Asher J)

  1. Mr D Nottingham, Mr P Nottingham and Mr McKinney (the appellants) seek an order recalling a judgment of this Court of 27 February 2017.[1] 

Background

  1. The appellants are engaged in a long and bitter dispute with Mr Honey and the Real Estate Agents Authority.  That dispute and its procedural history are set out in detail in the judgment sought to be recalled, and need not be repeated here.[2] 

    [2]At [1]–[11].

  2. For the purposes of the present application we note that shortly before the hearing in this Court we declined an application for an adjournment.   We provided the parties with our reasons for doing so.  In summary, these were:

    (a)this was the second application for an adjournment;

    (b)the lateness of the application was not explained;

    (c)we were not satisfied that the circumstances warranted a second adjournment; and

    (d)there was a need to achieve finality in proceedings that had already run for a long period.

  3. We allowed the appeal, but only to supplement the original order of Thomas J with a direction that the Tribunal panel re-hearing the complaint not include any members of the panel who originally considered the complaint.  We rejected the appellants’ claims of bias in the proceedings below.  In particular, we took judicial notice of the fact that the National Transcription Service (NTS) performs transcription services for all statutory tribunals administered by the Ministry of Justice, and that there is no opportunity for a judicial officer to interfere with the recording and retention of transcripts in that process. 

The application

  1. The appellants’ application for recall focuses on this Court’s response to the appellants’ allegation that the transcription of the proceeding in the Tribunal was doctored by members of that Tribunal to show themselves in a more favourable light.  There are two key complaints:

    (a)the Court should have allowed the second application for an adjournment.  The adjournment would have allowed Mr D Nottingham to give evidence, based on his own research, as to the possibility of transcription doctoring; and

    (b)the Court failed to properly investigate the allegation of transcription doctoring, and should not have taken judicial notice of the NTS process.

  2. The first and second respondents oppose the application for recall.  They submit that the application is unmeritorious and amounts to an attempt to relitigate matters that have already been concluded. 

The law

  1. The grounds upon which a judgment may be recalled are strictly limited.  The leading statement is that of Wild CJ in Horowhenua County v Nash (No 2):[3]

    Generally speaking, a judgment once delivered must stand for better or worse subject, of course, to appeal.  W ere it otherwise there would be great inconvenience and uncertainty.  There are, I think, three categories of cases in which a judgment not perfected may be recalled – first, where since the hearing there has been an amendment to a relevant statute or regulation or a new judicial decision of relevance and high authority: secondly, where counsel have failed to direct the Court’s attention to a legislative provision or authoritative decision of plain relevance; and thirdly, where for some other very special reason justice requires that the judgment be recalled.

    [3]Horowhenua County v Nash (No 2) [1968] NZLR 632 at 633 (SC).

  2. The only category in which the appellants’ complaints could conceivably fall is the third category articulated by Wild CJ.  This gives the Court the ability to recall a judgment for a very special reason to avoid an injustice.

  3. The third category is not defined with particularity in any judgments.  However, it is quite clear that the discretion to recall must be exercised with circumspection, and it must not in any way be seen as a substitute for appeal.[4]  In particular there are some things that it can be said the power to recall does not extend to.  It does not extend to a challenge of any substantive findings of fact and law in the judgment.  It does not extend to a party recasting arguments previously given, and re-presenting them in a new form.  It does not extend to putting forward further arguments that could have been raised at the earlier hearing but were not.  It does not extend to asking the Court to reverse interlocutory decisions such as adjournment decisions on the grounds they were wrongly decided.

    [4]Faloon v Commissioner of Inland Revenue (2006) NZTC 19,832 (HC) at [13].

  4. In Ngahuia Reihana Whanau Trust v Flight Anderson P commented:[5]

    It is becoming a matter of concern not just to this Court but to others in the western common law system that disaffected litigants, usually appearing in person, repeatedly make application for recall of judgments which they steadfastly refuse to accept.  It is timely to characterise plainly unmeritorious applications of that sort as an abuse of the Court’s process and to reaffirm the rarity of legal justification for recalling judgments.

Analysis

[5]Ngahuia Reihana Whanau Trust v Flight CA23/03, 26 July 2004 at [3].

  1. The appellants’ application for recall does not contain any of the rare circumstances in which recall might be justified.  Rather, it is an attempt to re-open substantive matters already decided.  Indeed much of the material filed in support of the application is irrelevant and relates to allegations of transcript tampering by other judicial officers in related proceedings. 

  2. Whilst the appellants no doubt believe that justice requires a recall, that claim must be viewed objectively.  The decision to deny an adjournment was reasoned and given after a hearing. The substantive judgment deals with all relevant issues after a one day hearing.  The appellants’ allegations of bias and conspiracy have been rejected by the High Court and Court of Appeal on the basis that they are not supported by the evidence.  Nevertheless, so steadfast are the appellants in these allegations that, despite the appellants having successfully sought a rehearing of their complaints in the Tribunal, they appealed to this Court.  They now seek to challenge this Court’s determination.  We adopt Anderson P’s observation that unmeritorious applications for recall of this kind are an abuse of the Court’s process.

  3. The threshold for recall is high.  This reflects the need for finality in litigation.  This is particularly important in a case such as the present, where there is a prolonged history of litigation in respect of the same dispute, and where a rehearing in the Tribunal has already been ordered. 

Result

  1. The application for recall is declined.

  2. The appellants must pay the respondents costs for a standard application on a band A basis and usual disbursements.

Solicitors:
Meredith Connell, Auckland for First Respondent
Foy & Halse, Auckland for Second Respondent 


Details
AGLC
Nottingham v Real Estate Agents Authority [2017] NZCA 145
Case
[2017] NZCA 145
Decision Date

CaseChat Overview and Summary

The Court of Appeal of New Zealand heard an application for recall from Dermot Gregory Nottingham, Phillip Nottingham, and Robert Earle McKinney, collectively known as the appellants, against the Real Estate Agents Authority and Martin Russell Honey, the respondents. The appellants sought to recall a previous judgment of the Court of Appeal dated 27 February 2017. This case is part of a protracted and contentious legal battle between the appellants and the respondents, which has seen numerous hearings and appeals. The appellants' primary grievances were the Court's refusal to grant a second adjournment and its failure to adequately investigate the claim that the transcript of a tribunal proceeding was altered. The appellants also sought to challenge the Court's rejection of their allegations of bias and conspiracy against the tribunal members and other judicial officers.

The appellants argued that the Court should have allowed their second application for an adjournment to enable Mr. Nottingham to testify about the alleged tampering of the transcript. Additionally, they contended that the Court had not properly investigated the transcription doctoring claim and should not have taken judicial notice of the National Transcription Service (NTS) process. The respondents, in turn, opposed the application, asserting that it was unmeritorious and an attempt to relitigate matters already decided. The legal principle governing the recall of judgments was articulated by Wild CJ in Horowhenua County v Nash (No 2), which outlined that recall is permissible only in exceptional circumstances, such as amendments to relevant statutes, new judicial decisions of high authority, or where justice requires it due to other special reasons. The Court of Appeal noted that the recall power is not meant to be a substitute for appeal and cannot be used to challenge substantive findings, recast arguments, or overturn interlocutory decisions.

The Court of Appeal concluded that the appellants' application did not meet any of the rare circumstances justifying recall. The application was essentially an attempt to reopen substantive matters already decided, with much of the supporting material being irrelevant. The Court emphasized the importance of finality in litigation, especially in cases with a prolonged history of disputes, as seen in this case. The Court found that the appellants' allegations of bias and conspiracy were unsupported by evidence and had been previously rejected by both the High Court and the Court of Appeal. The Court of Appeal declined the application for recall and ordered the appellants to pay the respondents' costs for the application, along with usual disbursements.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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