Commissioner of Police v Andrews

Case

[2015] NZHC 745

17 April 2015

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IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY

CIV 2014-485-11196 [2015] NZHC 745

IN THE MATTER OF

an appeal under s 123(2) of the Human

Rights Act 1993

BETWEEN

COMMISSIONER OF POLICE Appellant

AND

SHANNON RICHARD ANDREWS Respondent

AND

DIRECTOR OF HUMAN RIGHTS PROCEEDINGS

Intervener

Hearing:

3 February 2015 (further memorandum received 10 February

2015)

Appearances:

D J Perkins and E F Hockly for the Appellant
Respondent appearing in person
R W Kee and J V Emerson for the Intervener

Judgment:

17 April 2015

JUDGMENT OF MALLON J

Table of Contents

Introduction ................................................................................................................................................[1]

Background ................................................................................................................................................[5] Mr Andrews’ privacy complaint .............................................................................................................[12] The Commissioner of Police’s claim for costs ........................................................................................[20] The Tribunal’s costs decision ..................................................................................................................[22] The statutory framework ........................................................................................................................[25] The existing High Court authority .........................................................................................................[31] (1)     Haydock v Gilligan Sheppard .....................................................................................................[32]

(2)     Herron v Speirs Group Ltd..........................................................................................................[36] (3)     Reid v New Zealand Fire Services Commission ..........................................................................[41] (4)     Attorney-General v IDEA Services Ltd .......................................................................................[43]

Was it open to the Tribunal to take a view contrary to the existing authority? ..................................[47] Do the Tribunal’s reasons support a new approach? ............................................................................[59] Was there an error on the facts of this case? .........................................................................................[72]

Result ........................................................................................................................................................[81]

COMMISSIONER OF POLICE v ANDREWS [2015] NZHC 745 [17 April 2015]

Introduction

[1]      This appeal concerns the correct approach to costs in the Human Rights Review Tribunal.   Traditionally the Tribunal  has  taken  the view that  costs  will ordinarily follow the event.  Following the appointment of a new Chairperson to the Tribunal, it now considers that this approach  must be treated with considerable caution if not rejected altogether.

[2]      The  issue  has  arisen  in  the  context  of  Shannon  Andrews’ claim  in  the Tribunal against the Commissioner of Police for compensation for breach of privacy. Mr Andrews’ claim failed.  The Commissioner of Police sought costs.  The Tribunal dismissed the claim for costs, concluding that each party should bear their own costs.

[3]      The  Commissioner  of   Police  appeals   against   the  Tribunal’s   decision dismissing his application for costs.   He submits that the Tribunal erred by disregarding binding High Court authority, departing from its own well-established line of authority and taking into account the irrelevant consideration of whether Mr Andrews was likely to be able to satisfy an award of costs.

[4]      The Director of Human Rights Proceedings exercised his right to appear and be heard in respect of the appeal.1    Mr Andrews appeared in person.  The Director, who assumed the principal role in opposition, contends that the Tribunal’s decision was properly open to it under the broad statutory discretion conferred upon it.  Mr Andrews supports the Director’s position and provided some personal perspectives.

Background

[5]      Mr Andrews’ privacy complaint arose out of a criminal prosecution.  At the time he was 25 years old and living with his partner, with whom he had been in a relationship since he was about 14 years old.   They had two children living with them.  Mr Andrews is the natural father of the youngest of them, and he had also

assumed the father role for the older child.

1      Privacy Act 1993, s 86(1).   As a result I declined leave for the Privacy Commissioner to intervene: Commissioner of Police v Andrews [2014] NZHC 2534.

[6]      Mr Andrews was charged with a number of burglary offences.  His partner was charged with receiving property.  Their joint trial was scheduled for 28 March

2011.  Three days earlier, on 25 March 2011, a burglary occurred at an address in Hastings.  Mr Andrews, who was on bail at the time, was identified as one of the offenders.  He was initially apprehended by a member of the public but managed to escape.  He failed to appear for the trial on 28 March 2011.  His partner appeared and pleaded guilty to the receiving party charge.

[7]      Following  Mr  Andrews’  escape  from  the  scene  of  the  25  March  2011 burglary, the police made enquiries attempting to locate him.  This included making contact with his partner and conducting searches of her property.  This contact also included an inquiry of his partner on the afternoon of 30 March 2011.  At that time she advised the police that she had heard that Mr Andrews had gone to Wellington. The police located Mr Andrews on 31 March 2011. At that time he was with her.

[8]      The police charged Mr Andrews’ partner with being an accessory after the fact. That charge was later replaced with a charge of attempting to pervert the course of justice.  The charge was based on text messages between cell phones used by Mr Andrews and his partner’s cell phone.  The police obtained details of these messages via search warrants.   An analysis of the messages showed that from the time of Mr Andrews’ escape to his apprehension on 31 March 2011 he had been in contact with his partner.   The text messages included telling her where he was, making arrangements  for  her  to  pick him  up,  a plan to  shift  the police enquiries  from Hastings to Wellington and to delete all their texts.

[9]      The partner initially denied any contact with Mr Andrews over this period. At the time of her first appearance in the District Court on the then accessory after the fact charge, the officer in charge (Constable Potaka) made initial disclosure under the Criminal Disclosure Act 2008.  This included all the text data which the police then held in relation to two Telecom cell phone numbers used by Mr Andrews.2   The partner’s lawyer subsequently sought “continuing disclosure” and that he receive

“full and appropriate discovery”.  He did not provide any indication of her defence.3

2      The date range to which this disclosure related is not clear on the material before me.

3      I also infer that he did not provide any further detail as to the nature of the information he was seeking.

By way of further disclosure, her lawyer received printouts of all text messages sent from or received by three cell phones used by Mr Andrews for the period from

24 January 2011 to 22 April 2011, which the police had obtained.4

[10]     Included in the large number of text messages disclosed were texts between Mr Andrews and third parties.5   These included women with whom Mr Andrews was either having a relationship or with whom he hoped to establish a relationship.  A number of these texts were sexually explicit.   It is the disclosure of these text messages with other women that gave rise to Mr Andrews’ privacy complaint.

[11]     The partner pleaded guilty to the charge of perverting the course of justice. On 17 May 2012 she was sentenced to community detention for five months.  Mr Andrews  was  sentenced  to  six  years  imprisonment  for  burglary  and  receiving offences with a minimum non-parole period of three years.   At the time of the hearing before me he was in his sixth year of that sentence.

Mr Andrews’ privacy complaint

[12]     On  1  October  2011  Mr  Andrews  made  a  complaint  to  the  Privacy Commissioner.   He completed a privacy complaint form and supplemented that complaint with a letter providing further details of his complaint.   In essence his complaint was that the police ought not to have disclosed the text messages between him and other women to his partner.  He said that these were personal texts that did not have any relevance to the charge brought against her.  He said that, as a result of this disclosure, she terminated their relationship and he was now in a Family Court process to obtain visiting rights to his children.   As a result he was stressed and suffering depression.  He said that the disclosure breached his privacy and he sought compensation for that breach.

[13]     The Privacy Commissioner investigated Mr Andrews’ complaint.  By a letter

dated  1  March  2012  the  Privacy  Commissioner  advised  Mr  Andrews  that  she

4      He also received a summary of text messages between Mr Andrews and his partner on the two Telecom cell phone numbers.   The period to which this summary related is not clear on the material before me.

5      Again it is not clear on the material before me whether these messages were during the period that Mr Andrews was missing or after his apprehension on 31 March 2011.

considered that the police had not interfered with Mr Andrews’ privacy under the Privacy Act 1993.   This was because the police released the information to his partner under the Criminal Disclosure Act and this overrode principle 11 of the Privacy Act.6     Mr Andrews was advised that he had the right to take the matter further by taking a case to the Tribunal.  A certificate of investigation was provided which Mr Andrews was informed he would need to show to the Tribunal.7     Mr Andrews was also told that unsuccessful claimants in the Tribunal generally have costs awarded against them.

[14]     On 5 March 2012 Mr Andrews completed the Tribunal’s form for making a claim.  Mr Andrews stated that his claim was for breach of his privacy.  He noted that the officer was obliged only to  disclose “relevant” texts and that the texts between him and other women were irrelevant.  He felt that the officer had disclosed the irrelevant texts as a deliberate tactic in the hope that his partner would provide information about Mr Andrews’ criminal activity.   Mr Andrews supplemented his claim with written submissions.  These were consistent with his claim.  He sought compensation of $200,000 (being $10,000 for each month he had been emotionally affected by the privacy breach).

[15]     Mr Andrews’ compensation claim is best described in his own words as

follows:8

Expos[ing] all my personal private information … has caused and created a significant interference into my personal life and relationship with [my partner], not only that, it has also reflected on my relationship with my kids, as now [my partner] won’t let me see or hear from them, whatsoever and I am now in the process of going through the family court to see and hear how they are progressing.  It has caused significant frustration and depression, as well as stress and it has made me feel low in spirit, mind and body.  … I now sit in my room all day and cry and stress of what the interference has caused and it has caused a heavy toll on me and created an enormous impact for me also my kids …

6      Privacy Act 1993, s 6.

7      The issue of a  certificate is  a  practice that has developed to inform the Tribunal that the complaint  has  been  to  the  Privacy Commissioner and  can  therefore be  considered by the Tribunal.

8      This  is  from  one  of  Mr  Andrews’  letters  in  support  of  his  complaint  to  the  Privacy

Commissioner. His claim in the Tribunal was to similar effect.

[16]     A hearing before the Tribunal took place on 12 and 13 November 2012.  Mr Andrews represented himself.  The Commissioner of Police was represented by two counsel.  The Privacy Commissioner exercised her right to appear at the hearing and was represented by two counsel.9   In a written decision issued on 4 March 2013 the Tribunal dismissed Mr Andrews’ claim.10

[17]     In reaching this view the Tribunal noted that this was the first occasion on which it had been called upon to consider the relationship between the Criminal Disclosure Act and the Privacy Act.  The Tribunal considered two issues.  The first issue was whether a decision to make disclosure under the Criminal Disclosure Act is  reviewable under the  Privacy Act  at  all.   The Tribunal  accepted the Privacy Commissioner’s  submission  that  it  was.     It  considered  that  where  there  was disclosure of personal information which was clearly not “relevant” (as defined in the Criminal Disclosure Act), the Tribunal did have jurisdiction to grant one of the remedies available under the Privacy Act for the consequential interference with

privacy.11

[18]     The second issue was whether the text messages between Mr Andrews and other women were improperly disclosed to his partner.  That depended on whether they were relevant.  The Tribunal considered that they were relevant for two reasons. First, they were relevant in that the police had to establish that the cell phones were

in the possession of Mr Andrews and not some third party.12   Secondly, it was open

to Mr Andrews’ partner to contend that she was in a violent and dysfunctional

relationship and that her offending occurred under duress.

[19]     The Tribunal concluded its decision by stating that it “presume[d] that given Mr Andrews’ current circumstances no application for costs will be made.”13     It nonetheless  set  out  a  timetable  for  an  application  and  submissions  in  case  its

presumption was wrong.

9      Privacy Act 1993, s 86(5).

10     Andrews v Commissioner of Police [2013] NZHRRT 6.

11     Privacy Act 1993, s 85.

12     The Tribunal reasoned that the text messages tended to support the prosecution case in that regard, although some of them were potentially relevant to the defence in that Mr Andrews’ partner might have argued that those of a salacious nature were evidence of someone else using the phone.

13     Andrews v Commissioner of Police, above n 10, at [71].

The Commissioner of Police’s claim for costs

[20]     The Commissioner of Police made an application for costs.   He sought a costs order between $7,500 and $10,000 as a reasonable contribution towards actual costs incurred of $17,537.04 (exclusive of disbursements and legal costs incurred in seeking costs).

[21]     The submissions for the Commissioner of Police contended that there were no features of the proceeding which ought to displace the presumption that costs should follow the event.  It was submitted that, with reference to the average award in the Tribunal in 2011, an award of 30 per cent of actual costs incurred (amounting to $6,300) would be appropriate.  However, it was submitted that an uplift from that sum was appropriate because Mr Andrews made allegations of bad faith against the police officer concerned, he made over-inflated and unrealistic monetary claims, and because of the work involved in defending the matter, including that the legal issues were “of some novelty and complexity.”

The Tribunal’s costs decision

[22]     The Tribunal decision on costs was given on 5 August 2014.14   In dismissing the claim the Tribunal expressed its views about the approach taken by the Tribunal under its previous chairperson.   It considered that the High Court had taken the Tribunal’s “(then) jurisprudence … at face value” and that its view was that “an assumption  that  costs  follow  the  event  must  be  approached  with  considerable caution, if not rejected altogether.”15

[23]     The Tribunal went on to make the following comments:

(a)       The statutory discretion in respects of costs is conferred in broad terms and cannot be fettered by applying a presumption that costs are

to be awarded to the successful party.

14     Andrews v Commissioner of Police [2014] NZHRRT 31.

15 At [7].

(b)      Little or no attention has been given to s 105 of the Human Rights Act

1993.  Section 105 emphasises that a broad range of factors should be considered when determining an application for costs, including the human rights character of the jurisdiction and the particular circumstances  of the case.   This  jurisdiction  is different  from  the conventional civil regime in the Courts where costs usually follow the event.

(c)      It is “deeply problematical” to incorporate a civil litigation rule into this jurisdiction when it involves not the determination of disputes between citizen and citizen in relation to private law, but of quintessentially public law or constitutional issues.16

(d)As to those public law or constitutional issues, the State must expect and tolerate individuals to challenge the exercise of state power and such challenges should not be inhibited by the fear of potentially ruinous financial consequences.

[24]     In relation to Mr Andrews in particular, the Tribunal considered that his means were relevant.  As he was presently in prison and his rehabilitation on release was likely to be challenging, the Tribunal saw no sense in burdening him with an award of costs well beyond his means and which he was unlikely to pay.   Mr Andrews  sought  damages  at  an  unrealistic level  and  his  allegation  of bad  faith against the police officer was not made out.  However “as a self-represented litigant with a low level of education, these features … are not surprising or unique and

should not be used to disadvantage or punish him.”17   His case raised an “important

and novel point.”18   Even under the High Court Rules that would justify a refusal of costs.  One of the overarching purposes of human rights was to protect the powerless and vulnerable.   The prospect of a costs penalty should not discourage such individuals from accessing that protection.  It was fair and reasonable for each party

to bear his own costs.

16     At [7.3].

17 At [8].

18 At [9].

The statutory framework

[25]     The Tribunal has jurisdiction in respect of:

(a)       civil proceedings under Part 1A (discrimination by the Government)

and Part 2 (other unlawful discrimination) of the Human Rights Act;19

(b)      proceedings under the Privacy Act;20 and

(c)       proceedings  under  the  Health  and  Disability  Commissioner  Act

1994.21

[26]     The method by which  proceedings may come before the Tribunal is not completely identical in respect of each of these jurisdictions.  However in each case there is a prior process through which an issue may be resolved.  In the absence of resolution, the Director of Human Rights Proceedings (in respect of Human Rights or Privacy Act matters22) and the Director of Proceedings (in respect of the Health and Disability Commissioner Act) may bring or be involved in a proceeding before the Tribunal.  An aggrieved person may also bring a proceeding before the Tribunal directly without their involvement.

[27]     More specifically, in the case of the Privacy Act, a person may make a complaint to the Privacy Commissioner that there has been an interference with their privacy.23    The Privacy Commissioner may investigate the complaint or decide to take no further action.24     If the Privacy Commissioner decides to investigate the complaint they must inform the parties of the outcome of the investigation and what further action they propose to take.25   If they decide that the complaint has substance,

they endeavour to secure a settlement.26    If they are unable to secure a satisfactory

settlement they may refer the matter to the Director of Human Rights Proceedings

19     Human Rights Act 1993, s 94(a).

20     Human Rights Act 1993, s 94(b); Privacy Act 1993, ss 82 and 83.

21     Human Rights Act 1993, s 94(b); Health and Disability Commissioner Act 1994, ss 50 and 51.

22     The Director of Human Rights Proceedings will only become involved via a referral from the

Privacy Commissioner.

23     Privacy Act 1993, s 68.

24     Section 70.

25     Section 75.

26     Section 77(1).

for the purpose of deciding whether proceedings should be brought in the Tribunal.27

Irrespective of the Privacy Commissioner’s and the Director of Human Rights Proceeding’s view on the substance of the complaint, an aggrieved individual may themselves bring a proceeding in the Tribunal.28     Where an aggrieved individual brings a proceeding, the Director of Human Rights Proceedings may still appear and be heard.29   If the Director of Human Rights Proceedings does not do so, the Privacy

Commissioner may appear and be heard.30

[28]     In proceedings under the Privacy Act the Tribunal’s powers in relation to

costs are set out in s 85(2) of that Act.  It provides:

In any proceedings under section 82 or section 83, the Tribunal may award such costs against the defendant as the Tribunal thinks fit, whether or not the Tribunal makes any other order, or may award costs against the plaintiff, or may decline to award costs against either party.

[29]     The Tribunal’s power to award costs in respect of proceedings under the Health and Disability Commissioner Act is framed in identical terms.31   In respect of proceedings under the Human Rights Act 1993 it is in the following terms:

92L      Costs

(1)       In any proceedings under section 92B or section 92E or section 97, the Tribunal  may  make  any award  as  to  costs  that it  thinks  fit, whether or not it grants any other remedy.

(2)      Without limiting the matters that the Tribunal may consider in determining whether to make an award of costs under this section, the Tribunal may take into account whether, and to what extent, any party to the proceedings—

(a)      has participated in good faith in the process of information gathering by the Commission:

(b)      has   facilitated   or   obstructed   that   information-gathering process:

(c)      has acted in a manner that facilitated the resolution of the issues that were the subject of the proceedings.

27     Section 77(2).

28     Section 83.

29     Section 86(1).

30     Section 86(5).

31     Health and Disability Commissioner Act 1994, s 54(2).

[30]     There is a right of appeal to the High Court from decisions of the Tribunal.32

However, as an appeal from a costs decision is an appeal from the exercise of a discretion, this Court will interfere only if the Tribunal made an error of law or principle, took into account an irrelevant consideration, failed to take into account a relevant consideration, or made a plainly wrong decision.33

The existing High Court authority

[31]     The Commissioner of Police relies on four decision of the High Court as providing binding authority on the Tribunal which it failed to follow in this case.

(1)      Haydock v Gilligan Sheppard

[32]     The first of these is Haydock v Gilligan Sheppard.34    That case involved a claim for breach of privacy by a private individual against an accounting firm which had carried out a credit check on the individual.  The claim was dismissed and the Tribunal ordered the individual to pay costs to the firm of $20,000.  The individual appealed that costs order.  In dismissing that appeal the High Court Judge said this:35

[38]      Neither  Ms Haydock  nor  Mr  Stevens  challenges  the  principles formulated by the Tribunal for the purposes of determining costs (Herron v Speirs Group Ltd HRRT Decision 29/06; 4 August 2006) which was applied in Ms Haydock’s case.   Those principles are helpfully summarised by Mr Grace as follows:  (1) the Tribunal’s power under s 85(2) to award costs is largely unfettered but is to be exercised judicially; (2) reference to High Court or other costs scales are useful as a guide only; (3) an award of costs may be reduced in appropriate circumstances; (4) an assessment of costs takes account of the relevant features of each particular case; and (5) settlement offers are a relevant consideration.   I would add (6), and most importantly, that the Tribunal usually finds costs should follow the event and in  an  amount  reflecting  a  reasonable  contribution  to  the  costs  actually incurred by the successful party.   I am satisfied that these principles are consistent with the broad discretionary powers vested by the statute.

[33]     In dismissing the appeal the Judge noted that it was not disputed that it was open to the Tribunal to award costs in favour of the accounting firm.  The challenge was to whether there was a proper basis for determining a reasonable contribution to

32     Human Rights Act 1993, s 123.

33     May v May (1982) 1 NZFLR 165 (CA); Kacem v Bashir [2010] NZSC 112, [2011] 2 NZLR 1 at

[32].

34     Haydock v Gilligan Sheppard HC Auckland CIV-2007-404-2929, 22 September 2008.

35     Harrison J (now a Judge of the Court of Appeal).

the accounting firm’s costs and whether there were exceptional circumstances justifying an award of costs at a level above the contribution to the grant of legal aid she had received to bring the claim. The appeal on these grounds was unsuccessful.

[34]     The differences between that case and the present are evident in the reasons given by the Tribunal as to why there were exceptional circumstances.   The individual’s claim was regarded as making a “mountain out of a molehill” and being without any merit.36     She had unreasonably refused an offer of settlement, made allegations of professional misconduct which prolonged the substantive hearing significantly, acted uncooperatively during the hearing and provided inadequate discovery.  The High Court Judge did not revisit these findings but considered that the accounting firm could have made out “a very strong case” for an award of

solicitor/client costs given the Tribunal’s finding of the hopeless nature of [the]

claim” and the individual’s “conduct in its pursuit.”37

[35]     Given the nature of the grounds on which the costs appeal was argued, the High Court was not asked to and did not need to endorse the Tribunal’s principles for determining costs.  It would appear that there were no submissions on whether they were or were not appropriate principles.  The Judge nevertheless expressed the view that they were consistent with the broad statutory discretion conferred on the Tribunal.38    The Judge’s endorsement of the Tribunal’s principles was not in these circumstances binding authority on the Tribunal, although it was entitled to some weight.

(2)      Herron v Speirs Group Ltd

[36]     The second of the cases is Herron v Speirs Group Ltd.39   That case concerned a claim for breach of privacy made by an individual against a company in relation to the individual’s  credit  history.   The Tribunal  held  that  a breach  of privacy had

occurred and gave a declaration to that effect.  However, as the individual had not

36     Haydock v Gilligan Sheppard NZHRRT 02/04, 23 April 2007 at [37].

37     Haydock v Gilligan Sheppard, above n 34, at [36].

38     The Judge had earlier noted at [4] that the appeal “does not raise any important issues of principle and I have formed a view sufficient to enable delivery of judgment orally in the presence of the parties.”

39     Herron v Speirs Group Ltd (2008) 8 HRNZ 669 (HC).

suffered any harm from the breach, no other relief was appropriate.  The Tribunal ordered costs against the individual.  The amount set was $3,000 for the period up to the date at which an offer made by the defendant was available for acceptance. Thereafter the costs were set at the actual and reasonable solicitor/client costs of the defendant, being $32,503.82.

[37]     The individual appealed against the costs order.  The issues on appeal were whether the Tribunal was entitled to take into account the offer as a ground for awarding indemnity costs and whether the Tribunal had failed to take into account that the individual had partially succeeded by obtaining a declaration.   The High Court allowed the appeal but only to the extent of reducing the indemnity component of  the  costs  from  $32,503.82  to  $27,628  (being  85  per  cent  of  the  actual  and

reasonable solicitor/client costs of the defendant for that period).40

[38]     In reaching that view the High Court summarised the cost principles usually applied by the Tribunal as being that the discretion is largely unfettered but must be exercised judicially; costs will usually follow the event and will be fixed to reflect a reasonable contribution; the Tribunal’s approach is not much different from that which applies in the Courts, although scale costs in the Courts are no more than a guide; partial success may result in a reduction of costs; although costs must take into account the circumstances of the case there must be some consistency in the approach and assessment of costs; and that offers of settlement “without prejudice

except as to costs” are a relevant consideration.41   The High Court also noted that the

Tribunal expressly recognised that it was relevant that it exercises jurisdiction in part to protect access to justice for litigants who might otherwise be deterred by the costs and complexities of court proceedings.42

[39]     Counsel for the individual submitted that it was an error to hold that costs usually follow  the  event.    Section  85(2)  of  the  Privacy Act  contained  no  such presumption.   He submitted that costs orders should not exceed what would be

reasonable costs in the District Court so that access to the Tribunal for litigants is not

40     Andrews J sitting with two lay members.

41 At [14].

42 At [15].

deterred by costs orders.43   The High Court concluded “[w]e can find no error in the Tribunal’s general approach to costs.”44    The Court noted the endorsement of that approach in Haydock v Gilligan Sheppard and said “[w]ith respect, we agree.”45

[40]     This case therefore is High Court authority that the then Tribunal’s general approach to costs is correct in principle.  It did not involve a claim without all merit, in that a breach of privacy was found and a declaration to that effect was made.  Nor was it suggested that the proceeding was conducted in a way that caused additional costs to the defendant.  The only reasons for ordering costs at a high level (85 per cent of actual and reasonable costs) were the refusal to accept a settlement offer and the failure to obtain damages.   It  can therefore be viewed as a relatively stern approach to costs for an unsuccessful litigant.  There are however differences from the present case: it did not involve an individual against the state, it did not involve an important and novel point, and it did not involve a prisoner where issues of ability to pay and rehabilitation arise.

(3)      Reid v New Zealand Fire Services Commission

[41]     The third case is Reid v New Zealand Fire Services Commission.46   That case involved an appeal from an order against an individual to pay costs of $3,000 (a reasonable contribution to actual costs).  The individual had failed in the Tribunal in challenging a ruling of the Privacy Commissioner in relation to documents held by the Fire Service and the Crown Law Office.  The High Court referred to the nature of the costs discretion as discussed in Haydock v Gilligan Sheppard.47   The Court went on to say that the “basic principle” is that  “costs generally follow the ultimate outcome.”48 And further, the Court said that “[t]he other principle underpinning the approach to costs by Courts and Tribunals in New Zealand is that generally the losing party is to make a reasonable contribution, but not to indemnify the winning

party for all costs incurred …”.49

43 At [16].

44 At [19].

45 At [19].

46     Reid v New Zealand Fire Service Commission HC Wellington CIV-2008-485-2043, 21 April

2009.

47 Dobson J at [6].

48 At [9].

49 At [10].

[42]     The case, like Herron v Speirs Group Ltd, therefore endorses the approach in the Tribunal that costs usually follow the event and costs should usually be ordered on a reasonable contribution basis.  The particular feature of that case, which is not present here, is that it involved a very litigious individual.  The litigation against the Fire Service had an “extremely protracted history” and was unsuccessful.50   At that time the Attorney-General was seeking to have the individual declared a vexatious litigant.  That proceeding was withdrawn by the time of the High Court costs appeal but the Court nevertheless noted that “[t]his is but one of a substantial number of

chapters in Mr Reid’s litigious campaigns, and substantial judicial resources are being committed to considering and determining diverse propositions advanced by him in numerous proceedings.”51   Since then Mr Reid has been declared vexatious.52

(4)      Attorney-General v IDEA Services Ltd

[43]     The fourth case is Attorney-General v IDEA Services Ltd.53   This proceeding concerned a claim by a provider of disability support services that a decision of the Ministry of Health was an unjustified discrimination on the basis of age and thereby breached part 1A of the Human Rights Act 1993.  The Tribunal upheld the provider’s claim and ordered costs in its favour of $165,000.  The Attorney-General appealed against both the substantive finding and the costs order.

[44]     It was accepted by the Attorney-General, both in the Tribunal and on appeal, that an order for costs would be made against it. The issue was one of quantum. The submissions in the High Court proceeded on the basis that the relevant principles to the exercise of the costs discretion were those set out in Herron v Speirs Group Ltd.54

The principal submission for the Attorney-General on the appeal was that a costs

order at the level made was not consistent with previous costs orders of the Tribunal and it was not warranted by the circumstances of the case.  The High Court was not asked  to  reconsider  whether  the  principles  applied  by  the  Tribunal  should  be

revisited and the Court did not do so.55   The Court was satisfied that the order was

50 At [16].

51 At [5].

52     Attorney-General v Reid [2012] NZHC 2119, [2012] 3 NZLR 630.

53     Attorney-General v IDEA Services Ltd [2012] NZHC 3229, [2013] 2 NZLR 512.

54 At [240].

55     The Court was comprised of myself and two lay members.

consistent with previous costs orders.  With some adjustments for particular errors, the Tribunal’s order was a reasonable contribution to actual and reasonable costs and, given  the  complexities  of  the  case,  High  Court  category 3C  costs  provided  an appropriate guide.56

[45]     One of the submissions made for the Attorney-General was that an award at the level that the Tribunal ordered would have a chilling effect on the Director’s decision to represent complainants and potentially to affect the budget of the Office of Human Rights Proceedings.  In response to that submission the Court said:

[265]    The tribunal expressly considered this issue.  In the end it considered that  costs  awards should not  be tailored to  provide the  Director  with  a protection that the legislation did not confer.  It also considered that awards of costs against a government agency would not necessarily be the same as awards of costs against unsuccessful plaintiffs.  We see no error of principle in the tribunal’s approach on this topic.  Its view was not plainly wrong.  We agree that costs in a particular case will depend on its particular circumstances. The tribunal’s approach to costs in this case was appropriate.

[46]     The case is quite different from the present.  It involved complex litigation by a not for profit organisation against a government agency.  A substantial amount of funding was at issue.  A breach of Part 1A of the Human Rights Act was established. The  High  Court’s  focus  was  on  whether  the  costs  order  was  inconsistent  with previous orders of the Tribunal given the nature of the case.   The possibility of a different approach to costs for an unsuccessful plaintiff was noted.

Was it open to the Tribunal to take a view contrary to the existing authority?

[47]     These four cases proceed on the basis that the Tribunal’s approach was that costs will usually follow the event and that the approach to the amount of costs is guided by the approach in the civil courts.  This means that the unsuccessful party will usually be ordered to pay a reasonable contribution to the costs of the successful party, and this is usually assessed by way of a percentage on actual and reasonable

costs.

56     The order was reduced to $115,000 on account of the particular errors.

[48]     That approach was endorsed in the first three cases discussed above.57   In one of the cases the Court was asked to depart from that approach at least partly because of access to justice concerns.58  The fourth case proceeded on the basis that there was no  challenge to  the Tribunal’s  principles  for determining costs.   The issue was whether the amount ordered was a reasonable contribution.   In that case access to justice concerns were also raised, but by a government agency seeking to resist the substantial costs order made against it.59

[49]     The Tribunal departed from that approach to costs in the present case.  It did not set  out the principles  established in previous cases and  endeavour to apply them.60     Rather it set out reasons why it disagreed with the former approach.   It considered that it was not fair and reasonable to order costs because of the nature of the claim which was important and novel, that individuals (often self-represented, powerless and vulnerable) should not be deterred from accessing the Tribunal, and

there was no sense in burdening Mr Andrews with costs in view of his position and means.61

[50]     The Tribunal considered that the approach to costs had not been “interrogated to  any  degree”,  at  least  in  two  of  the  four  cases  discussed  above.62      There  is something in this point.  In all of these cases the Court was reviewing the exercise of the Tribunal’s discretion.  The Tribunal had itself set out the principles it considered relevant to the exercise of that discretion.  On the facts as they arose in each of three of those cases, the Court saw no error with that approach.  In the fourth, the approach was not an issue.63   None of the cases involved a person in a comparable position to

that  of  Mr Andrews  bringing  a  claim  against  a  government  agency.    The  only

57     Haydock v Gilligan Sheppard, above n 34; Herron v Speirs Group Ltd, above n 39; Reid v New

Zealand Fire Service Commission, above n 46.

58     Herron v Speirs Group Ltd, above n 39.

59     Attorney-General v IDEA Services Ltd, above n 53.

60     It did, nevertheless, comment that even under the High Court Rules a refusal to order costs would not be justified because this was a test case

61     Compare with, for example, CD v Hawkes Bay District Health Board NZHRRT 40/01, 29

October 2003, where the Tribunal under its former chairperson said at [18]: “In the absence of special circumstances, we do not think that financial difficulties facing a party against whom costs are awarded is something the Tribunal ought ordinarily to take into account in fixing the amount of the award of costs.”

62     Andrews v Commissioner of Police, above n 10, at [7], referring to Herron v Speirs Group Ltd, above n 39; and Attorney-General v IDEA Services Ltd, above n 53.  It did not refer to Haydock v Gilligan Sheppard, above n 34, or Reid v New Zealand Fire Service Commission, above n 46.

63     Attorney-General v IDEA Services Ltd, above n 53.

mention of a person in that position noted that a different approach to costs may be appropriate.64    The High Court decisions do not consider whether the then set of principles applied in the Tribunal were the only principles that might be consistent with the statutory discretion.

[51]     Since   these   decisions   were   heard   in   the   High   Court   the   Tribunal foreshadowed an intention to revisit its approach to costs.   It did so in Heather v IDEA Services.65   That was a claim for unlawful discrimination.  The complainants withdrew their claim following an apology from the Ministry of Health which the Tribunal considered was “a comprehensive admission of failings by the Ministry of Health and by IDEA Services Ltd” and “a vindication of the untiring efforts” of the complainants “to put right a grave injustice.”66   IDEA Services sought costs because of the discontinuance, relying on the position under the District and High Court Rules. The Tribunal rejected the claim.

[52]     In doing so it made the point that the application had proceeded on the:67

... mistaken assumption that the rules of civil procedure which apply in the District Court and High Court can be readily transplanted into the human rights jurisdiction of this Tribunal without regard to the specific statutory context in which the Tribunal works.

[53]     It noted that the Tribunal’s hitherto approach to costs may require revisiting. It referred to the object and purposes of the Tribunal’s jurisdiction and said that the costs discretion “must promote, not negate, these objects”.68    Individuals, who may be vulnerable and powerless, should not be discouraged from bringing claims before the Tribunal or “human rights protection in New Zealand might be weakened.”69   It regarded  the  Court  of  Appeal’s  decision  in  Attorney-General  v  Udompun  as

consistent with this view.70

64     Attorney-General v IDEA Services Ltd, above n 53.

65     Heather v IDEA Services Ltd [2012] NZHRRT 11.

66 At [8].

67 At [17].

68 At [14].

69 At [14].

70     Attorney-General v Udompun [2005] 3 NZLR 204 (CA).

[54]     Similarly the Tribunal signalled an intention to revisit the approach to costs in Holmes v Commissioner of Police.71   That was a claim under the Tribunal’s Privacy Act jurisdiction.  The claim was unsuccessful.  As to costs, the Tribunal in that case said this:

[38]      Should the Police again seek an award of costs against Mr Holmes that application will, of course, be addressed on its merits.  But the Tribunal as currently constituted may find it necessary to review the Tribunal’s previous jurisprudence on costs.   On one view, it could be said that the human rights dimension to the Tribunal’s jurisdiction may not in the past have received sufficient consideration.   There is an argument that the jurisdiction of the Tribunal under the Human Rights Act and Privacy Act may not necessarily be analogous to that of the civil jurisdiction of the High Court and District Court and that the rules relating to costs in civil proceedings  before  those  courts  cannot  be  readily  transplanted  into  the human rights context without substantial modification.72

[55]     The Commissioner of Police is concerned that the change in approach reflects the views of the presently constituted Tribunal rather than any error in the previously settled approach.  I consider that it was open to the Tribunal to revisit its previous approach to costs.  A statutory tribunal is not generally bound by its own decisions. This is explained in Wade and Forsyth’s Administrative Law as follows:73

In the use of its own precedents a tribunal is, as explained earlier, in a radically different position from a court of law.  Its duty is to reach the right decision in the circumstances of the moment, any discretion must be genuinely exercised, and there must be no blind following of its previous decisions.  This does not mean that discretion cannot be exercised according to some reasonable and consistent principle.  Nor does it mean that no regard may be had to previous decisions.   It is most desirable that the principles followed by tribunals should be known to the public, and for this purpose selected decisions of the more important tribunals are published.

[56]     Although the Tribunal is not bound, there must nevertheless be good reason to depart from a previously settled approach which is endorsed by the High Court as being  appropriate.     Good  reasons  should  be  present  for  reasons  of  comity,

consistency and certainty.74

71     Holmes v Commissioner of Police [2012] NZHRRT 17.

72     See also Sionepulu v Downer NZ Ltd & Anor [2012] NZHRRT 22 at [19]-[21]; Steele v Board of Trustees of Salisbury School [2012] NZHRRT 26; and Haupuni v SRCC Holdings Limited [2013] NZHRTT 23 at [16].

73     H W R Wade and C F Forsyth (eds) Administrative Law (11th  ed, Oxford University Press,

Oxford, 2014) at 778 (footnotes omitted).

74     See the explanation of these matters in Central Clerical IUOW v Victoria University Students’ Association (1990) ERNZ Sel Cas 767 (Labour Court, Wellington) at 775.  This decision was in the context of the Employment Court which does not regard itself as bound to follow its previous decisions.

[57]     The Tribunal is in an appropriate position to revisit the issue of costs.  It sees the range of litigants and the types of cases that come before it.  It is in a position to assess the importance of access to justice that its jurisdiction can provide and the consequences of adverse costs awards being made too readily.   To illustrate that point I refer to one such litigant (Mr Holmes) about whom the Tribunal said this:75

[39]      In particular when the Tribunal is confronted by an individual such as Mr Holmes (a beneficiary) it is difficult to be impervious to his poverty and to the very real consequences of a costs award.   There was no embellishment when he said he had suffered enormous stress and sleepless nights.   Even finding money for photocopying documents and postage for these proceedings has been a constant challenge.  His physical challenges are also daunting.   He cannot read without a large magnifying glass which he simultaneously holds close to his eyes and to the page.   He has faced a thirteen kilometre round trip on foot from his home to the hearing, a trip he has made many times previously for the purpose of attending to correspondence in the preparatory stages of this case.  The Tribunal knows that he went without food on the first day of the hearing and that he felt it undignified when the Tribunal offered him lunch.  He said he has only two sets of clothes.  One for summer and one for winter.  He describes himself as “up to [his] neck in debt”.  He feels humiliated and “left out of the system – everywhere I go I get the same treatment”.   His vocabulary of “collusion, corruption, deceit and lies” are expressions of frustration but are too often taken literally.  Asked to prove such allegations there is more frustration and more disbelief.

[58]     In any event, if the Tribunal could not depart from its previous approach because it is bound by the existing High Court authority, this Court is not bound by those decisions.  For reasons of comity, consistency and certainty, this Court should not do so without proper regard to those other decisions.  However those decisions must be considered in light of the Tribunal’s reasons for its concerns about the previous approach.

Do the Tribunal’s reasons support a new approach?

[59]     The Commissioner of Police submits that, even if it was open to the Tribunal to depart from its previous approach, the Tribunal’s former approach was the correct one.  An approach whereby costs usually follow the event provides a starting presumption only.   The Commissioner submits that this is the proper place from

which the costs discretion should start.   It leaves it open for a party to rebut that

75     Holmes v Commissioner of Police, above n 71.

presumption if the circumstances warrant that.  It promotes rule of law values and enables  parties  participating  in  the  process  to  do  so  with  some  degree  of predictability as to the benefits and costs.

[60]     I accept that the development of guiding principles for the exercise of the discretion which leaves room for cases to be assessed on their individual merits is not inconsistent with the broad statutory discretion provided.  Such principles assist in providing some degree of predictability as to the benefits and costs.  But that is not to say that the guiding principles previously developed should remain in place for the future.   The guiding principles that were adopted by the Tribunal are not specified in the legislation or in regulations, in contrast with the position under the

District and High Court Rules.76    Greater flexibility in approach is available.  New

guiding principles may develop which better reflect the jurisdiction in which the Tribunal operates.  If they are to be developed, it is appropriate that the Tribunal do so in the way that it did, by clearly signalling its intention to do so and the reasons why it wished to do so.

[61]   I consider the Tribunal is right to express caution about applying the conventional civil costs regime to its jurisdiction.  Statutory tribunals exist “in order to  provide  simpler,  speedier,  cheaper,  and  more  accessible  justice  than  do  the ordinary courts.”77   The imposition of large fees to bring a claim and the imposition of adverse costs orders “undermines the cheapness and accessibility long recognised as important advantages of tribunals over courts.”78

[62]     The  Tribunal  was  correct  to  regard  s  105  of  the  Human  Rights Act  as reflecting the different nature of its jurisdiction from that of the ordinary civil courts. The Tribunal “must act according to the substantial merits of the case, without regard

76     Those specific rules meant that a different general approach to costs on High Court appeals brought under the Health Practitioners Competence Assurance Act 2003 was not appropriate: Roberts v A Professional Conduct Committee of the Nursing Council of New Zealand [2014] NZCA 141.

77     Wade and Forsyth, above n 73, at 763.

78     At 783. The authors note that in the tribunal system in the United Kingdom, parties usually bear their own costs.

to technicalities.”79     Other provisions of the Human Rights Act also  reflect the different nature of the jurisdiction with a need for flexible, suitable procedures.80  As it was put in Alpine Energy Ltd v Human Rights Review Tribunal: 81

These sections and regulations taken together endow the Tribunal with very broad powers to do justice, even if that means that the full rigour, and associated rigidity, of procedures governing proceedings in what might be termed Courts proper ...

[63]     Moreover,  as  the  Tribunal  recognised,  the  particular  character  of  the jurisdiction is highly relevant.   Public or constitutional issues arise.   The Tribunal provides a forum through which individuals, who are potentially vulnerable, can challenge the exercise of state power over them.  The Tribunal noted in Heather that the long title to the Human Rights Act states that it is to “provide better protection for human rights in New Zealand” and that the discretion to award costs should promote, not negate, this purpose.   Access to the Tribunal should not be unduly deterred.

[64]     The submissions for the Commissioner of Police accept that costs orders should  not  have  the  effect  of  deterring  claims  involving  human  rights.    It  is submitted, however, that litigants already have other avenues for redress prior to the Tribunal stage where costs are not ordered.   It is submitted that at some stage the financial consequences of bringing an unsuccessful claim should “bite”.   It is submitted that it is not unreasonable that they do so at the Tribunal stage, and that they do so by way of a rebuttable presumption that costs will usually follow the event.

[65]     I accept that some claims in the Tribunal should have costs consequences. However it does not follow that the costs consequences in respect of all claims in the

79     Human  Rights  Act  1993,  s 105(1).    This  gives  effect  to  the  principle  that  despite  their resemblance to courts of law, statutory tribunals are “not allowed to ‘pursue consistency at the expense of the merits of the individual cases’.” See Wade and Forsyth, above n 77, at 272. This is regarded as an aspect of the general principle that an authority cannot fetter a statutory discretion by applying a policy without considering an individual case on its merits.   For an endorsement of this principle in New Zealand see Whiting v Archer [1964] NZLR 742 (SC) at

746: “As Jenkins L.J., as he then was, pointed out in R. v. Flintshire County Council, County Licensing (Stage Plays) Committee, Ex parte Barrett [1957] 1 Q.B. 350, 368, a tribunal must not wrongly pursue consistency at the expense of the merits of individual cases …”.

80     See Human Rights Act 1993, ss 75, 104, and 106.

81     Alpine Energy Limited v Human Rights Review Tribunal [2014] NZHC 2792 at [25].

Tribunal should be those that apply in civil litigation in the Courts.   The other avenues  for  redress  are  more  informal  and  are  aimed  at  achieving  an  agreed outcome.  The Director of Human Rights Proceedings points out that in this area it is often difficult for claimants to understand the merits of their claim in any legal sense. There is a wider interest in allowing them access to a determination before the Tribunal  even  if  the  claim  is  without  merit  in  a  legal  sense.    The  legislation recognises the importance of this access by enabling them to bring a claim regardless of whether the Privacy Commissioner or the Director of Human Rights Proceedings considers the matter should proceed to the Tribunal.  It might be said that the point at which the usual civil litigation costs regime should apply is when the claims are before the Courts.  Even at that stage, the human rights dimension they entail may lead to a different approach to costs.

[66]     In  Heather  the Tribunal  saw  support  for  its  view  in  Attorney-General  v Udompun.82     That  case  concerned  a  Thai  national  detained  by  immigration authorities when seeking to enter New Zealand.   She claimed that the detention breached her rights under the New Zealand Bill of Rights Act 1990.   That claim partly succeeded and damages were awarded.  In the majority judgment the Court of Appeal said that the High Court Judge had not been wrong in principle to award

indemnity costs in the plaintiff’s favour.   Applying the normal costs rules in this context was seen as potentially “weakening BORA protections”.83     Similarly, Hammond J commented that where there is a government agency involved “in a case involving fundamental human rights, that may be a circumstance to alter the usual exercise of the costs discretion.”84   I agree with the Tribunal that these comments do support  its  view  that  a  different  approach  to  costs  in  its  jurisdiction  may  be

appropriate in cases of this kind.85

82     Attorney-General v Udompun, above n 70.

83 At [186].

84 At [224]. See also Wong v Registrar of the Auckland High Court (2008) 19 PRNZ 32 at [24] and [25].  I am informed by counsel that different cost regimes also apply in employment processes that precede the Employment Court, and also in the Environment Court.

85     The Director of Human Rights Proceedings provided information about the number of cases it

receives.  In each of the last three years, a government entity is the defendant in approximately one half of the cases determined.  Privacy Act claims are somewhere between a third to one half of all the cases determined.   Fewer claims under the Human Rights Act are generally made, although  in  2014  there  were  nine  such  claims  compared  with  seven  Privacy Act  claims determined that same year.

[67]     It appears that the Tribunal’s past approach to costs was the same regardless of the type of proceeding before it.  The costs provisions are not the same for each kind of proceeding.   In relation to the Privacy Act and the Health and Disability Commissioners  Act,  no  factors  relevant  to  the  exercise  of  the  discretion  are specified.   In respect of proceedings under the Human Rights Act three relevant factors are specified: whether a party has participated in good faith in the process of information  gathering  by  the  Commission;  whether  they  have  facilitated  or obstructed that information-gathering process; and whether they have acted in a manner that  facilitated the resolution  of the issues that  were the subject  of the

proceedings.86

[68]     These specified factors indicate an intent that the motivations and behaviour of the parties are particularly important factors in deciding whether there should be any costs award in its Human Rights Act jurisdiction.  It is not clear that the Tribunal considered this when adopting an approach that costs will usually follow the event. When the High Court endorsed this approach as consistent with the statutory discretion, the proceedings in those cases were under the Tribunal’s Privacy Act

jurisdiction.87   If these specified factors are given weight, a different usual approach

to costs may be available.  For example, in a case of an individual asserting a breach of important rights by a state agency, a possible starting point might be that no costs are to be ordered unless the claim (or the conduct of it) is frivolous or vexatious or was activated by improper motives.

[69]     The Commissioner of Police seeks to draw a distinction between  claims under the Tribunal’s Part 1A jurisdiction and Privacy Act claims.  This is because Parliament did not choose to affirm the right to privacy in the New Zealand Bill of Rights Act  1990.   As  the  Director  of  Human  Rights  Proceedings  submits,  this distinction does not hold.   Article 17 of the International Covenant on Civil and

Political Rights provides the right not to be subject to unlawful interference with

86 Human Rights Act 1993, s 92L, set out at [29] above.

87     See Haydock v Gilligan Sheppard, above n 34; Herron v Speirs Group Ltd, above n 39; and Reid v New Zealand Fire Service Commission, above n 46.  Attorney-General v IDEA Services Ltd, above n 53, was under the Tribunal’s Human Rights Act jurisdiction but, as discussed, the Court was not asked to consider the relevant principles.

privacy.  Parliament has enacted the Privacy Act “to promote and protect individual privacy”.88

[70]     There is academic writing calling for a revisiting of the approach to costs in public litigation (and discussion about how that might be defined).   The principle that a successful defendant, absent special circumstances, has a reasonable expectation of obtaining an order for costs in its favour, derives from disputes over private interests at a time when public and administrative law was not really part of

the litigation landscape.89  As one commentator puts it:90

... the advent of public law and human rights frameworks and their inherent provision for the legal accountability of public bodies provides an almost unassailable suggestion that some litigation may be brought and indeed decided in the wider public interest. ...

[71]     The Tribunal is the appropriate body to develop its approach to costs.  The broad discretion provided enables it to do so.   In deciding to revisit its previous approach it has made no error and it is not plainly wrong.   I decline therefore to interfere with the decision it has made in the present case, on the basis that it erred by not following High Court authority or its own earlier authority.  In my view no such error was made.

Was there an error on the facts of this case?

[72]     The Commissioner of Police submits that the Tribunal was wrong to take into account whether Mr Andrews could meet an award of costs.  In the first place it is submitted that, as had been the Tribunal’s previous approach, this is relevant to enforcement rather than to whether a costs order should be made.  Secondly it is said that the Tribunal did not have sufficient information on which to conclude that Mr

Andrews did not have the means to meet a costs order.

88     Privacy Act 1993, long title.

89     Gary Cazalet “Unresolved issues:  costs in public interest litigation in Australia” (2010) 29(1)

CJQ 108 at 109.

90     Shami Chakrabarti “Whose cost the public interest?” [2003] PL 697 at 697.  The author notes at

700 that if judicial review is simply a  mechanism to vindicate the rights and interests of individuals against the state it might be said that no special costs protection should be given. However, if the action is viewed as “a mechanism for the scrutiny and accountability of public administration, preserving rather than frustrating democracy”, then it might be seen as furthering the public interest.  See also J Robert and S Prichard “A Systemic Approach to Comparative Law” (1988) 17(2) JLS 451 which argues that costs rules can influence the development of the substantive law.

[73]     In my view there was no error made by the Tribunal in taking into account Mr Andrews’ means.   The Tribunal noted that Mr Andrews’ rehabilitation on his release from prison was likely to be challenging.  It saw no sense in burdening Mr Andrews with an order for costs in those circumstances.   I consider that there are parallels with orders for reparations.  The factors the Tribunal referred to here are factors that are relevant to the Court’s decision as to whether to make an order for reparation and, if so, the amount.  I consider the Tribunal was correct to have regard to these matters.

[74]     I also consider there was sufficient information before the Tribunal for it to conclude that a costs order was unlikely to be beyond Mr Andrews’ means.  He was a relatively young man, with some history through the courts, who was serving a six year sentence.   Mr Andrews did not provide information to the Tribunal about that when he had the opportunity to do so.  However that should not count too heavily against him. As Mr Andrews explained, once the Tribunal found against his claim he felt he “just had to suck it in and carry on” and he saw the whole thing as a waste of time.  It was a reasonable inference that someone in Mr Andrews’ position did not

have much money.91

[75]     The Commissioner of Police submits that the Tribunal overstated the novelty of the claim.  It is said that while the interaction between the Privacy Act and the Criminal  Disclosure Act  had  not  been  considered  previously,  the  common  law obligations of disclosure were similar.   However the Commissioner of Police had sought costs in the Tribunal above a 30 per cent contribution to actual and reasonable costs in part because it was required to prepare written submissions “on legal issues

of some novelty and complexity.”92   Moreover, the Privacy Commissioner elected to

appear before the Tribunal and made submissions on how the legislation should interact.  The important point of principle addressed by the Privacy Commissioner and  considered  by  the  Tribunal  was  whether  disclosure  under  the  Criminal Disclosure Act was reviewable under the Privacy Act.   This does not therefore

provide a basis to interfere with the Tribunal’s decision on costs in this case.

91     Mr Andrews informally advised me at the hearing that he has no money.  He receives $2.70 a week in prison and has outstanding reparations and bills.

92     These words appear in the Commissioner of Police’s submissions to the Tribunal seeking costs.

[76]     The Commissioner of Police notes that Mr Andrews made allegations of bad faith against the police officer involved which were not made out.  These allegations caused additional expense in the proceeding.  However there is no suggestion that Mr Andrews was not genuine in bringing his complaint.  As he said in his written submissions to this court “I truly believe that my Privacy was breached and that it did cause significant emotional damage to me and my relationship at the time.”  Mr Andrews had particular views about the officer involved as a result of other dealings between them.   Although unfounded, as the Tribunal said, Mr Andrews’ views in light of his position “are not surprising or unique.”

[77]     Importantly, Mr Andrews was a person in a vulnerable position as against the state.   The police were in possession of his personal information because he was charged with criminal offending, suspected of further criminal offending, and had gone missing.   He considered that the state had wrongly disclosed his personal information with devastating consequences for his family situation.  At the time he took steps in relation to that disclosure, he was in prison serving a six year sentence.

[78]     It  is  not  difficult  to  see why Mr Andrews  should  feel  aggrieved  by the disclosure of his text communications with other women.  Taken at face value, they have nothing to do with whether his partner was assisting him in hiding from the police.  His submissions about that are logical.  There were enough texts between himself and his partner to establish that she had been assisting him.   For reasons which the Tribunal explained, however, it considered that they nevertheless met the test of “relevance” under the Criminal Disclosure Act.

[79]     Mr Andrews complained to the officer about that disclosure.  His letter to the Privacy Commissioner explained why he felt aggrieved by the officer ’s response to his concerns.   It seems that Mr Andrews may also have made a complaint to the Independent Police Conduct Authority.   He says that he learned of the ability to complain to the Privacy Commissioner through a notice at the prison.  An associate assisted him in making his complaint.  He says that he wanted to make the complaint because he wanted someone independent to consider it.  He did not regard the police processes as being independent.

[80]     In these circumstances I see no error in the Tribunal’s conclusion that Mr Andrews should not be punished by way of an order for costs, for bringing a claim that was important to him and about which he was genuine.  His claim was one that was appropriately tested through the Tribunal’s processes.  Such claims should not be unduly discouraged.

Result

[81]     The appeal is dismissed.   Although this case has been about costs, I am unclear if any costs order is sought in respect of this appeal.  My inclination is that no costs order should be made.   If there is any issue about that the parties may submit brief memoranda.   They should do so within 30 days of the date of this judgment.

Mallon J

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