Webb v The Queen; Hay v The Queen
[1993] HCATrans 369
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No A28 of 1993 B e t w e e n -
MICHAEL PETER WEBB
Applicant
and
THE QUEEN
Respondent
Office of the Registry
Adelaide No A29 of 1993 B e t w e e n -
VERONICA JANE HAY
Applicant
and
THE QUEEN
Respondent
| Webb(2) | 1 | 8/12/93 |
MASON CJ
BRENNAN J
DEANE J
TOOHEY J
MCHUGH J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 8 DECEMBER 1993, AT 10.19.AM
Copyright in the High Court of Australia
| MR S.W. TILMOUTH, QC: | May it please the Court, I appear |
with my learned friend, MR N.M. VADASZ, for the
appellant, Webb, (instructed by Herman Bersee)
| MR P.N. WAYE: | May it please the Court, I appear with my |
learned friend, MS K.A. WHIMP, for the appellant,
Hay, (instructed by S.D. Saunders, Director,
Aboriginal Legal Rights Movement Inc, South
Australia)
| MS A.M. VANSTONE: | May it please the Court, I appear with |
MR P.B. SNOPEK, for the respondents. (instructed
by P.J.L. Rofe, QC, Director of Public
Prosecutions)
MASON CJ: Are you presenting your appeal first?
| MR TILMOUTH: | Yes, if that is convenient to the Court. | If |
the Court pleases. Your Honours received this morning a written outline, and also a chronology.
| MASON CJ: | We have received them, Mr Tilmouth, but as yet we |
have not read them, so that we will take the
opportunity of reading them now.
| MR TILMOUTH: | If the Court pleases, if I could deal with the |
chronology first. The chronology is an endeavour to bring together the brief history of the case
because what happened in the trial below is
scattered throughout the appeal books and is not
always readily evident what happened in the course
of proceedings. If I could fill in, if the Court
pleases, a few details and the bare bones of the
chronology.
The case started originally in early June 1992 when there was a jury panel summonsed.
The trial
commenced in the usual way, 12 jurors were
selected, but after the Crown opening in the late
afternoon of 10 June my client, Webb, pleaded
guilty and, since the jury had been empanelled, it
had to return a verdict accordingly, and the whole
jury was discharged even though Hay, of course, had still not been tried. Her plea was still one of
not guilty.
The situation was at that time, and references
to this are scattered in the books, that Webb
pleaded guilty against legal advice and under some
pressure. There had been some threats, apparently, to him in gaol. At all events, he entered the plea despite those factors and the jury returned the
verdict, as I have said. On 18 June - this is not
in Your Honours' chronology but it is a brief
detail - he applied for leave to appeal to the
Court of Criminal Appeal, virtually on the basis
that his guilty plea was entered when it ought not
| Webb(2) | 8/12/93 |
to have been and as a consequence, it seems, that
His Honour the learned trial judge,
Justice Debelle, who was still down at
Mount Gambier on circuit, learned of the appeal and
arranged a telephone conference on 19 June, the day
after the appeal was instituted, and invited an
application to change plea.
That application was heard in Mount Gambier at
the south eastern circuit on 22 June. There was
oral argument about jurisdiction and the
discretion, and in the end result the applicationto change the plea was granted. At that time, that
is to say on the 22nd, a fresh jury panel had been
summonsed; not the balance of the old jury panel,
but a completely fresh panel had been summonsed for
the purposes of a new trial, if one was to be
started. I am unable to tell Your Honours what the number of that panel was, but it was around 30 or
40, but His Honour had arranged for the original
panel of 12 jurors empanelled on the first trial to
be in the court building on 22 June.
Apparently, His Honour had some doubt about
whether the change of plea necessitated a change of
plea before the jury. At all events, it was
decided that jury need not be there and they were
discharged, so to speak, in the afternoon. There
were attempts made to segregate that jury, keep
those 12 jurors separate from the entirely new
panel, and it was on that basis, amongst other
things, that an application was then mounted for a
change of venue.
There had been some pre-trial publicity, there
was a problem with the new and the old jury being
around the building at the same time, and there was
some small amount of evidence that, in fact, there
was a little bit of local knowledge of the earlier
plea of guilty. There was a suggestion, and
His Honour accepted it, that the storekeeper, or
the shopkeeper - deli-keeper - nearby the court
knew about it. At all events, Your Honours, there was
argument on the afternoon of 22 June about, amongst
other things, applications for separate trials by
Mr Waye for Hay, applications by my learned junior
for a change of venue on the brief basis that I
have outlined. The trial was fixed by His Honour for the afternoon of 23 June to give Mr Vadasz
enough time to take further instructions.
Your Honours, on the morning of 23 June there
was what has been called in the chronology "a
general address to a new jury panel", and I should
explain what that is. In South Australia until
| Webb(2) | 3 | 8/12/93 |
some time between about five and ten years ago - we
have been unable to pinpoint the exact date - it
was conventional practice at the beginning of the
month for an entire jury panel, whether summonsed
at Adelaide or on one of the two circuits, to be present during the Crown prosecutor's opening in the first trial for the month, and the Crown
prosecutor on that occasion would enlarge the
normal opening to deal with general matters and
matters of decorum relating to jury trials. Such
matters included the onus of proof, presumption ofinnocence, the right of silence, the question of
whether a person could give evidence - in the
course of the trial - general procedural matters.
It was customary as well for the Crown prosecutor
to talk a little about jurors' contact with others
around the courtroom. The general effect of that opening would always be, "Stay away from people
around the courtroom. Don't speak to anybody about
the case. Only speak about it amongst yourselves".
About some time between five or ten years ago
as I have said, the practice changed. Again, I
cannot point to any formal document, but the
practice has become the law of the court. The practice is now that a judge sitting in the criminal sessions in Adelaide, or the judge on
circuit as here, will address before any trial
commences the whole summonsed panel of jurors about
these general matters.
Now, that happened in this case, Your Honours, on two occasions.
The first occasion was on
9 June, to the old panel, and the second occasion
was on 23 June in the morning before the trial was
due to commence that afternoon to enable, as I
said, Mr Vasasz to take instructions.
Your Honours, we have not been able to obtain a
copy of the general address which was given to the
new jury panel on the 23rd, but we have been able to obtain a copy of the one that was given by the
same judge, Justice Debelle, on 9 June to the first
jury panel, and I think Your Honours would have a copy of that in front of you.
| TOOHEY J: | Mr Tilmouth, when you say that the practice |
became law, do you mean it became incorporated in
the Juries Act or in some statutory provision?
| MR TILMOUTH: | No. | I meant to say that the practice of the |
court has become the law of the court. There is
nothing that we can find in the Juries Act, in
regulations, proclamations or, indeed, even in
practice directions. We have made inquiries through the Clerk of Arraigns and we can find no formal documentation, but all counsel at the bar
| Webb(2) | 4 | 8/12/93 |
table, I am sure, will agree that is the standard
practice.
By the way, the jury panel is addressed by the
trial judge, or the circuit judge, without the
presence of any counsel involved in any case for
that sittings, although you can obtain a copy of
the address, which is given on payment of the fee. But it not the practice for anybody to be present, apart from the judge, the sheriff probably, and a
few officials and the entire summons panel, and
that invariably occurs before any trial is
commenced. Indeed, in Adelaide, Your Honours, the
summons jurors are in the order, I think, 160to 180 people and it is conventional to divide them
into two; a district court gives the general
directions to one group and a supreme court judge
gives directions to the other. That may vary
according to availability, but that is generally
what happens.
But in the south eastern circuit and the northern circuit of Port Augusta, the circuit judge
gives the general directions on a convenient day,
usually the day the jurors are summonsed, in the afternoon. They are processed in the morning by the sheriff; in the afternoon, the directions are
given.
MASON CJ: What is the significance of this in this case?
| MR TILMOUTH: | The significance of this is, if the Court |
pleases, that although we cannot say categorically
that the second jury panel received these precise
directions, all factors indicate to the fact that
they were given general directions more or less
along the lines of these. These are fairlystandardized directions in a fairly common form.
It is true to say that some judges occasionally
vary a little and certainly, when on circuit, there
are occasionally slightly different factors. But in the end result, our contention is that in fact a
direction along the lines contained in this document was almost certainly given to the jury. In fact, as Your Honours will see when I come
to the question of this juror, she did say when she
handed the flowers to the woman outside the court,
"I'm not allowed to speak to you. These flowers
are for Mrs Patrick". That indicates
intrinsically, of course, that she realized she
should not be speaking with people in the courtroom
or around the courtroom.
In particular, Your Honours, it seems almost
certain that directions were given to this second
jury panel about jury decorum along the lines
| Webb(2) | 8/12/93 |
commencing at page 15 of this document, and if I
could read it, Your Honours. It is slightly
lengthy but it is important, in our submission,
because this juror gave over the flowers having had
a direction along these lines, on our submission.
Your Honours, at line 25, on page 15, the general direction continued.
I stress the importance of impartiality
and objectivity in the course of your
deliberations. You must not be affected by feelings of sympathy or prejudice one way or
the other. Any such feelings must be
completely put to one side. So, too, your
deliberations must not be affected by what you
might have read in the press or by what you
might have heard or might hear on television,
but what you have been told by the man in the
street or by any rumours that you might have
heard. You must, as I have said earlier, harken unto the evidence and to the evidence
alone. If you adhere to this advice, there
will be no risk of a miscarriage of justice in
any particular case. A verdict according to prejudices, idiosyncrasies or any external
influences, such as what you might read in themedia, would inevitably lead to a miscarriage of justice, and because justice must not only
be done, but to be seen to be done.
But I add a couple of little warnings about how you might conduct yourselves in the
next month. First, I warn you against
speaking to, or having any conversation with
anyone other than your fellow jurors while you
are engaged in a trial. Do not speak to counsel, do not speak to any witness, do not
speak to any other member of the public in and
about the courtroom.
And I leave a short passage, and go down to line 19:
The design of this building is such that
it is very easy for you to come into contact
with other jurors not involved in the case,
members of the public, witnesses, friends orpersons involved in the case, any manner of
persons attending the court. You must be careful not to get into conversations with
anyone, apart from jurors sitting in the case
with you. You must not allow them to get into conversation with you. If you say 'Sorry, I
am a juror, and the judge told me not to talk
to people' they will understand.
| Webb(2) | 6 | 8/12/93 |
And that, of course, on our case seems to be what happened here.
I mention this warning because you may find
yourself talking to someone who turns out to
have a special interest in the case. And if
you are only talking about something quite as
inconsequential as the weather, I might have
to discharge the jury and start all over
again, because, as I have said earlier,
justice must not only be done, but be seen to
be done. And if you were seen speaking, if a juror was seen speaking to a witness, someone
might get the wrong impression as to what they
were talking about.
And, there is a similar direction on the top of
page 17, Your Honours, and similarly in the middle
of page 18.
Now, if the Court pleases, as I have said we
cannot ascertain that this was precisely given by
His Honour. There is simply no record of what
His Honour said. It could even be the case thatHis Honour simply reread this to the second jury panel. But, it seems inevitable, if the Court
pleases, a direction along those lines must have
been given in this case because it customarily is,
and the juror's response, when questioned by
His Honour, conveyed the knowledge that she was not
supposed to speak to others apart from the jury.
So, Your Honours, moving from the chronology,
the situation was, as you can see, the trial
started on 24 and 25 June. There was some early
evidence, and then a voir dire was embarked upon.
It could not be begun, apparently, because a doctor
was called on the voir dire who was not available
early. Then after the voir dire intervened,
recommenced on 3 July and sat right through to
31 July and, indeed, to verdict on Saturday,
1 August.
Your Honours, the Crown case concluded on
24 July. Hay's case went from 24 to 28 July, I
think there was an intervening weekend. She gave evidence in her own case. Webb, my client, did
not. The Crown addressed on 28 and 29 July, counsel for Webb, my learned junior, addressed on
29 and 30, and Hay's address was on 30 and 31 July,
and the summing up commenced on the latter day, the
31st, late in the afternoon.
In other words, when the juror brought the
flowers on the morning of 31 July, the summing up
was due to commence some time that day but it was
during the course of the last address for the
| Webb(2) | 8/12/93 |
defence, the address by Mr Waye, for his client
Hay. Now, what happened, Your Honours, is scattered throughout the appeal books but the key
passages commence at 138. The fact that this happened - and I will explain precisely what
happened in a moment - did not come to the
attention of Mr Snopek who was prosecuting until
the following morning, the Saturday morning,
1 August, when of course His Honour's summing up
was due to continue and the jury due to retire.
| DEANE J: | What was the page, again? |
| MR TILMOUTH: 138, Your Honours. | The summing up, which |
precedes page 138, that is to say, from 121 to 138,
was in the late afternoon of Friday, 31 July.
Mr Snopek pointed out at the very beginning, quite
rightly, that he had received information, and I
read it, Your Honours, line 14:
It's been brought to my attention by
Mrs Patrick that she may very well have
received some flowers from one of the jurors
yesterday morning before the court started, inthe sense, although I haven't been able to
confirm this specifically, the person who was
given the flowers by the juror -
and then there is some other material. At line 21:
As I understand the message passed to
Mrs Patrick was in essence the person she
recognized as a juror gave her some flowers
and said would she give them to Mrs Patrick
because she's not allowed to speak or
communicate.
And at line 30, Mr Snopek referred to
Mrs Griffiths. Now what happened, Your Honours -
again this is scattered throughout the transcript
and it is easier to paraphrase it - the juror had,
in fact, picked two bunches of daffodils from her garden and brought them to court that Friday
morning, while Mr Waye was addressing. Her intention was, apparently, to give them to a fellow
juror who had a spouse, a wife, in hospital who was
ill. So her original intention was simply that neutral purpose. Apparently - and I will read the
passage in a moment - in a spur of the moment
decision, when she was in the courtroom building
she handed one of the bunches of daffodils to a
Mrs Griffiths - at line 30 - with the message that
I have just read, and I will read the juror's
statement about this in a moment. Now, Your Honours, Mrs Griffiths was the mother of a
Miss Griffiths, Miss Griffiths being a witness in
the early part of the case.
| Webb(2) | 8/12/93 |
Ms Griffiths gave evidence on 25 June, at the
start of the trial. She was the fiance of the deceased, the man with whom these two appellants
were charged with murdering. During the course of
her evidence, Mrs Griffiths, her mother, the person
to whom the flowers were handed much later, was in
the courtroom and seated with either Mrs Patrick orboth Mr and Mrs Patrick, the parents of the
deceased. Your Honours, a lot of this is either subtly contained in the transcript, or not at all.
Some of these courtroom dynamics do not appear in
the written word, but what I have said I have
discussed with my learned friends, and unless they
correct me I believe it is an agreed basis.
Ms Griffiths, Your Honours, gave relatively
formal evidence identifying a belt buckle, a coat,
and gave some evidence about boots that the
deceased Patrick might have been wearing. All of
that was relevant, in a way, to identify a
connection between the two appellants and the
deceased man by reason of clothing that they had
with them or was in the scene, associated with him.
Now, Your Honours, this does not appear in the
transcript but it is agreed all around that - - -
BRENNAN J: But was it before the Court of Criminal Appeal?
MR TILMOUTH: What? This relationship?
BRENNAN J: What you are about to say.
| MR TILMOUTH: | It was before the Court of Criminal Appeal in |
the sense that the question of who Mrs Griffiths
was was discussed and the general relationship ofher being associated with the Griffiths was also
discussed. Your Honours will see, in a moment, that His Honour the trial judge made a comment
arguendo that was obvious to everybody who the
Patricks were, and there is a similar passage in
His Honour's formal reasons. The page numbers, Your Honours, are 148 and 403 to 404 - I may read those later. The dynamics of the courtroom were such that this relationship became quite obvious,
and His Honour reflected that at those pages.
I should add, however, that Mrs Patrick was
never formally identified in any way in the
courtroom to the jurors, and nor, indeed, was
Mrs Griffiths. There is every reason to suppose
that the jury, and this particular juror might have
associated Mrs Griffiths with the Patrick group, so
to speak, but there is nothing to suggest that she
knew her name was Mrs Griffiths or that she was the
mother of the witness Ms Griffiths. It was the
physical relationship which might well have been
| Webb(2) | 9 | 8/12/93 |
way of name. known to the jury, not the precise particulars by
At all events, Your Honours, the juror -
continuing on with the appeal book at 138 - was
brought into the courtroom after this was raised
with the panel, the entire panel, and His Honour at
line 26 mentioned that the matter had been raised,
and the juror at line 35 said on page 139:
I plead guilty. I had beautiful daffodils in my garden. There was a lady I did not know at the door, I said, "I cannot talk to you, those
are for Mrs Patrick", that is all I said.
And the juror apologized at line 45. Now, Your Honours, I have already submitted that the
expression, "I cannot talk to you", is an implicit
recognition of the fact that this juror and this
spoken about. jury probably had the general directions I have The jury returned to the jury room. There was
then discussion about what should occur and, not
surprisingly, with respect, an application was made
for discharge. Mr Waye put it on the basis at 140, line 15: My argument is the jurors are supposed to
be completely impartial, not only impartial in
fact, but, appear to be impartial. It is a
situation, my experience, completely unique.
No accused, if convicted, could be satisfied
they received a fair trial from an unbiased
jury.
And so on. So an immediate application was made for discharge, in my submission, on proper grounds.
There was further discussion about it. Mr Vadasz, at 141, between lines 5 and 15, made the point that
the juror's conduct demonstrated that she had been
overwhelmed, line 9, by her feelings of sympathy and the point I would make there, with respect, was
overwhelmed to the point that she had apparently
not been able to heed the general directions which
must have been given to her. And, at 145, Your Honours, after some further discussion, the
question rose as to whether or not she had
discussed this with other jurors or they had beeninvolved. And so the jury again were brought back
into the courtroom, line 26 on 145, the whole
panel, that is to say - and by the way,
Your Honours, there were 11 jurors at this stage -
as Your Honours will see from the chronology one
had been excused, under section 57 of the Juries
Act, due to ill health. There must be a unanimous
verdict of a jury in a murder or treason case,
| Webb(2) | 10 | 8/12/93 |
section 56 of the Juries Act, and a jury cannot be
depleted to any less than 10 members. So, at this
stage, Your Honours, it is important to note that
there were 11 jurors and they had to come in with a
unanimous verdict. At all events the juror again
elaborated on the actual events and said this
at 31:
I had picked flowers yesterday morning
for George's wife who is sick.
George was a jury member, Your Honours.
I had two bunches of daffodils, one fully out and one that were not out, which I intended
keeping. At the last moment I thought, I'll
take the lot. As I left the car I saw a grey headed lady, who I had not seen before -
Mrs Griffiths -
outside the door of the court. It was a purely impulsive action, for which I really
sincerely apologize for, and I thought, oh
they won't keep that long in hospital in airconditioning, I whipped them out the jar and
just handed them to her, innocently, and said,
'could you give these to Mrs Patrick I cannot
talk to you', and I do apologize.t
And His Honours asked whether it was an action
alone, or in conjunction with other jury, and at
146 she said:
No one knew, I hadn't even told my husband
last night. The jury have just said, why did
I not tell them yesterday and they could have
told you yesterday. I didn't consider it of importance, I'm afraid I'm an impulsive
person.
And the jury retired.
So Your Honours can see that it was not in any
way done with the concurrence of the other jurors.
The significance perhaps of the expression at
line 3 that they did ask - this is obviously
apparently between the first time the jury was
appraised of the situation and when they had beenout while counsel had been discussing it, between
pages 139 and 145 that they had obviously discussed
it briefly - and apparently the other jurors, or
some of them had asked why she did not tell them
yesterday. Perhaps that is also an intrinsic clue, general direction in the terms I have suggested,
because Your Honours may remember that at page 17
| Webb(2) | 11 | 8/12/93 |
of that general direction, His Honour said to the jury, in effect, that any incident, no matter how apparently innocent, you should report it to me.
The other jurors' comments at line 3 may reflect that consideration.
Your Honours, I do not deal with the detailed
argument. At the bottom of page 146 the matter His Honour regarded as of very great moment and
caused him serious concern which, of course, with
respect, is obvious, His Honour discussed some
principles at page 147 referring to an English case
of Bliss, which is on our respective lists of
authorities, and posed this question, may it please
the Court, at 147 at line 11:
Is not the question that I have to consider
this: The question is, whether the act of the juror in giving the flowers shows such a
degree of prejudice as would suggest some
expression of bias either towards the
prosecution or the defence and would impingeupon her proper consideration of the evidence?
And there is further discussion. His Honour asked
at lines 26 and 27 whether anyone would dissent.
Mr Waye submitted that the word "may" instead of
"would" should be inserted, and His Honour applied
the less demanding "may" test in the end result.
His Honour then considered at 148 whether an
alternative course might be to discharge this juror
under section 56 of the Juries Act - that is at
line 21. It has been held, Your Honours, that in
South Australia the Court of Criminal Appeal in the
case of McDonald, 21 SASR 205 and 206, mentioned at
line 27, that it is proper to excuse a juror in
these circumstances even though the Juries Act has
an expression, "ill health or special urgency".
The Court of Criminal Appeal has held in McDonald
that that power under the Juries Act is very wide
and could be used in cases like this. Suffice it to say His Honour was therefore considering both an
application to discharge the whole jury which, of
course, was the primary submission of counsel, andthe alternative of discharging this juror. In the
end result he did neither.
There were further submissions, Your Honours,
in detail at 149 and in 150. At 149 at line 28,
His Honour said:
The fact that she knew that she should not
communicate with Mrs Patrick indicates that
she is alive to her obligations -
| Webb(2) | 12 | 8/12/93 |
again a suggestion, in my submission, that she had
the general direction as I have suggested.
At 150 His Honour said, at line 11:
I believe that she will be able to put expressions of sympathy to one side -
His Honour said it was:
a spur of the moment decision -
and considered at lines 30 to 35 applying the
earlier test that he had suggested at 147, that she
would be able to put her feelings aside and itwould not:
impair her proper consideration of the
evidence.
That is at lines 34 and 35 of 150. His Honour then
determined at 151 that he would not discharge the
jury or the juror, and at lines 13, 14, and 15
Your Honours can see that the reasons he had
expressed arguendo were his reasons for not doing
so, and he would:
publish more formal reasons later -
which, of course, he did, and those reasons are in the appeal book. I will come to those in a moment.
It is sufficient, if the Court pleases, for the current purpose to mention that His Honour gave
a relatively lengthy direction when the jury
returned, at 161. After speaking about the
incident at the bottom of 161, line 44, he said
this, at line 46:
As you all know and as indicated by what was
said by you when you did that, you were not
permitted to communicate with other persons -
again, the expression, as you all know, is an intrinsic reference to the general directions which
must have been given:
particularly relatives of the deceased.
page 162:
I appreciate that the flowers were given to
that person in that knowledge and with an
understanding that that is what had to be the
position.
| Webb(2) | 13 | 8/12/93 |
Again, an intrinsic reference to the fact that
general directions must have been given:
The difficulty that follows from you having
done that, is that it might appear that in
some way you had formed a view about the
issues in this case and were displaying some
kind, perhaps, bias towards the Crown case,or, alternatively the demonstration of your
sympathy in that way might cloud your proper
consideration of all of the evidence.
And, His Honour went on to talk about sympathy, at
line 30. He repeated a direction that he had given
earlier in the general directions earlier, they are
at pages 122 and 123 in conventional terms, to put
sympathy aside. He continued with that direction at 163, exhorting the jury at line 2:
you must consider the issues without any
feelings of sympathy or emotion towards the
relatives of either of the accused.
And so on. At line 19, the whole is important but
this is the gist of it:
Sift and weight each of the witnesses, all of the witnesses including Ms Hay without any feelings of emotion, any feelings of sympathy.
Just look at it, coldly, dispassionately and
above all, objectively and using your
commonsense. The trial will therefore continue with you all.
His Honour then went on to another direction which
is the subject of one of Mr Waye's grounds of
appeal, not ours. So, if the Court pleases, that
is what happened and that is the basis upon which
His Honour determined that the trial should go ahead with the jury as currently constituted, and
determined likewise not to discharge that juror or
the whole jury panel. Your Honours, the formal rulings are at 398. His Honour published a long judgment later - a
number of issues arose in this trial - and, in a
word, His Honour said in more formal language, and
by reference to authority what appears from the
transcript, but could I just point Your Honours to
some passages and reading only so much, or so
little as needs be. At 398 this whole topic isdealt with. His Honour has summarized at 398 the
circumstances of the giving of the flowers, as I
have explained them. I do not repeat that. He repeated that the submission was made at 398, at
the bottom, and 399 of the appearance of justice:
| Webb(2) | 14 | 8/12/93 |
must not only be impartial but appear to be
impartial.
The submission of Mr Waye that I referred
Your Honours to, at page 140. He then applied a test, what might be called in shorthand, a real
danger test, at page 400, line 25, and this is the
essence of the ruling:
The question which I had to determine was
whether there was a real danger that the
position of the accused had been or might have
been prejudiced by what had occurred:R v Sawyer (1980) 71 Cr App R 283, 285, a test
approved by The House of Lords in R v Spencer
(1987) AC 128, 144. See also R v Williams(1987) 84 Cr App R 274.
That test, of course, Your Honours, has recently
been approved by the House of Lords in Gough, which
I will come to in a moment. Gough was decided by
the House of Lords after this trial and after the
Court of Criminal Appeal, but it is against us if our primary submission is right, and it supports
the real danger test that His Honour applied.
Your Honours, if I could just briefly point
out some other pages in the formal reasons. If the after dealing with the authorities, whether there
was a real danger in the requisite sense - lines 10
and 11. Your Honours, the passages I mentioned earlier in answer to Your Honour Justice Brennan
about whether this was before the appellate court
appears at 403, at line 41, and this is areflection of what His Honour said, arguendo, at
148 - I did not read that because it - - -
| DEANE J: | Mr Tilmouth, there is a change between 400 and |
403. At 400, His Honour said:
a real danger that the position of the accused
had been or might have been -
which would make the question, "a real danger might
have been". At page 403, the "might have been"
disappeared. Does it come back in?
MR TILMOUTH: At this stage, it had certainly disappeared.
The test that His Honour was applying here is more
akin to an actual bias rather than imputed bias.
Of course, the test, one might say, at the trial
was slightly different again. But the case of Bliss, which was available to the trial judge, was
in that line of authorities which it talks about
the real danger. There were different words used
but they came - - -
| Webb(2) | 15 | 8/12/93 |
| DEANE J: | I was concentrating on the "might have been". |
MR TILMOUTH: | Yes. Your Honour rightly points out, the test is a | At this stage, at all events, as |
rather more demanding one if, in the end result,
His Honour came to that. His Honour finally ruled
that there was no danger. I will come to those passages. But, Your Honours, at the bottom of page 403
the relationship that I have endeavoured to outline
earlier of Mrs Patrick is dealt with, at 41:
The parents of the deceased Patrick were present for almost all of the trial and it
could be seen that Mrs Patrick was taking
extensive notes of the evidence and addresses.
Throughout the trial, relatives and family of
the accused Hay have also been present. Her
foster father and her uncle had, on occasions,
been identified by her counsel in the course
of the evidence. The members of the jury, as
much as anyone else, would have been aware of
the interested persons present and of the
identity of their particular interest.
So, that supports what I was putting earlier: it
does not go so far as to identify the relationship
of Mrs Griffiths to the Patricks but it is agreed,
Your Honours, that Mrs Griffiths sat with the
Patricks on many occasions throughout the trial.
Now, to complete this cycle, Your Honours, His Honour then dealt with the question of
whether - whatever test should apply. He discussed the circumstances at page 404, in effect there
saying that the circumstances of the case would
naturally excite sympathy because of the injuries.
This appears to be the essence of what His Honour
held, Your Honours, at the bottom of 404; held in the sense of summed up what the facts came to him.
At line 40 on 404, His Honour said: What this juror did was overtly to express what others in the Court and, in
particular, other members of the jury, might
inwardly have felt. The outward and visible
expression of the sympathy was done on the
spur of the moment. The fact that the juror
said that she was not allowed to communicate
with others is an indication that she was
alert to her obligations as a juror,
obligations which had been mentioned to her
earlier in the trial.
And, again, that seems to be a reference to the
general direction.
| Webb(2) | 16 | 8/12/93 |
May it please Your Honours, in the end result, after further analysing the issue, at 405 at the
bottom, His Honour concluded, line 46:
I do not think that an expression of sympathy necessarily points to bias or prejudice or any other incapacity on the part of a juror to
reach a decision with regard only to the
evidence led at the trial and putting feelings of sympathy to one side. The courts recognise
the capacity of juries to do so. Even if there is a risk of bias or prejudice, I think
that risk can, in this case, be met by anappropriate warning to the jury.
As Your Honours know, His Honour gave directions at
161 to 163 which I have adverted to.
So, in the end result, if the Court pleases,
in the formal reasons at 400 that there is a real
danger or might have been a prejudiced situation,
the actual finding is - there is the qualification
Your Honour Justice Deane has pointed out at 403,
and the finding is that the overt circumstances of
this situation, because it was just a spontaneous
expression of a natural feeling of sympathy was
excusable and could be met by an appropriate
warning.
Our simple submission is, if the Court
pleases, in the end result, that what, with
respect, was substantially overlooked, although it
was adverted to from time to time, was the
appearance of justice. Quite apart from what the
juror had stated, our submission is the appearance
of justice in this case dictated that this case
could not continue certainly with that juror being
present, if not a discharge of the whole jury
itself. And that, in essence, is our submission of
what went wrong, so to speak, at trial.
Your Honours, the Court of Criminal Appeal
simply endorsed and agreed with the approach taken by His Honour at trial. The relevant passages commence at 433, dealing with the question of
change of venue. I have dealt with that earlier. At 434: the pretrial publicity from the Border
Watch article, and 435, the critical passage so far
as the daffodils incident is concerned, and I
simply paraphrase it, Your Honours; the Court of
Criminal Appeal was of the view - this is per the
Chief Justice, but the other judges agreed,
Justices Cox and Matheson, that His Honour dealt
with it promptly and properly, line 15; that is was
bound to excite natural sympathy, line 25, and at
line 31 to 32:
| Webb(2) | 17 | 8/12/93 |
there was no basis for a reasonable suspicion of bias on the part of the jury or any member of it.
And that statement relates to a submission that was
made by both appellants, in the Court of Criminal
Appeal, that if the circumstances fell short of
actual or imputed demonstration of bias that
objectively viewed, the circumstances in any event
required a discharge of one sort or the other, and
there the Chief Justice is dealing with that
submission by saying that the circumstances were
not such as to raise "a reasonable suspicion of
bias on the part of the jury". So, with respect,
there was really just an endorsement of the
approach taken by the trial judge without any
further analysis.
| MASON CJ: | Was this point argued at length before the Court |
of Criminal Appeal?
MR TILMOUTH: It was certainly argued, at some length.
MASON CJ: With reference to the authorities?
| MR TILMOUTH: | In relation to some of the authorities, yes. |
It was not, it is fair to say, argued as lengthily
as it was proposed to be argued here, but the point
was made that if the judges were satisfied that
what happened was excusable, nevertheless theobjective circumstances were such that either the
parties or a reasonably objective observer could
not feel that the jury or the juror could bring an
impartial mind to bear on the resolution of the
case. Our strong argument in the Court of CriminalAppeal was the objective circumstances also had to be considered. His Honour did not, apparently,
consider those. He considered the more subjective type of consideration: was this juror
demonstrating bias, or might there have been bias
in the circumstances?
| MASON CJ: And you attack the test applied by - - -? |
MR TILMOUTH: Yes, we attack both, if the Court pleases. As
I have said, of course, there was not Gough's case
at that time in the House of Lords but that was
against us anyway. I have to deal with Gough, of course, in a moment. Now, Your Honours, the simple submission made
for the appellant is this, and it is dealt with in
the written outline. The submission is, if the Court pleases, that a long line of authorities,
commencing with Reg v Watson Ex parte Armstrong,
dictate a universal test which is applicable to
trial situations.
| Webb(2) | 18 | 8/12/93 |
It is true, of course, that - this is
paragraph 4.2 of our written outline, Your Honours,
and the cases and the pages are there. The authorities would be well known. I wish to go to one of them in a moment for a slightly different
reason. But, in our submission, in essence, thereis no reason to propound any different test for
trial judges or, indeed, members of tribunals
sitting in cases than there is for jury trials.
And, indeed, the House of Lords and the Court of
Appeal in Gough said as much, although they
preferred a different test.
Our submission is, when it is reduced to its
simplest form, simply that the long and established
line of authorities commencing in this Court and
detailed in paragraph 4.2 of our written outline,dictate the test that is to be applied. That test, of course, is where the parties or the public might
entertain a reasonable apprehension that the juror,
or jury in this case, might not bring an impartial
and unprejudiced mind to the resolution of the
case.
Our submission is simply that that is the
legal principle that should have dictated the
result here, and that principle, of course, is one
which is more concerned, for relevant purposes,
with the objective circumstances, apart from the
subjective considerations. The policy lying behind that test, in our submission is, quite simply, the
Sussex Justices case: that justice must be done,
and must be seen to be done.
The other point to make, if the Court pleases,
if I could go to a brief passage in Watson, an
important passage, is that, of course, the test
propounded in this Court in all of those cases is
one which attaches to the reasonable perspective of
an objective observer and to the parties. In this
case, of course, it is not only a question of what
an objective observer might feel about the daffodils being given over in sympathy for the
deceased's mother, but there is a very realconsideration in this case about how the accused
would feel.
If these principles apply they should, with
respect, apply with greater force in a criminal
case. The charge, of course, was - treason apart -the most serious in the criminal calendar and it is
very important, in our submission, in a trial like
this that there be every appearance of fairness
being accorded in the trial.
If the Court pleases, if I could go to
Reg v Watson; Ex parte Armstrong,
| Webb(2) | 19 | 8/12/93 |
(1936) 136 CLR 248, to demonstrate the policy that
underlies the rulings of this Court in that line of
cases. The passage I have in mind is at pages 262 to 263 and this catches the essence of our
point 7:
submission. At 262 in the joint judgment of four about
The view that a judge should not sit to
hear a case if in all the circumstances the
parties or the public might reasonably suspect
that he was not unprejudiced and impartial,
and that if a judge does sit in those
circumstances prohibition will lie, is not
only supported by the balance of authority as
it now stands, but is correct in principle.
It would be wrong to regard the observations
of Lord Hewart CJ in R v Sussex Justices; Ex
parte McCarthy as meaning that the appearanceof justice is of more importance than the
attainment of justice itself. However, his statement of principle, which was recently
reaffirmed in this Court in Stollery v
Greyhound Racing Control Board does go to the
heart of the matter. It is of fundamental
importance that the public should have
confidence in the administration of justice.
If fair-minded people reasonably apprehend or
suspect that the tribunal has prejudged the
case, they cannot have confidence in the
decision. To repeat the words of Lord Denning MR which have already been cited,
"Justice must be rooted in confidence: and
confidence is destroyed when right-minded
people go away thinking: "The judge was biased".
I make the appropriate adjustments for the fact
that this is a juror and, in my submission, thattest applies for the same policy reasons identified
in that case.
| DEANE J: | Mr Tilmouth, why would not any sane person be |
biased in favour of the mother of a young man who
had been killed in these circumstances? I mean, what does it have to do with who is guilty?
MR TILMOUTH: With respect, if the Court pleases, a sane
person probably would feel a great deal of
sympathy.
| DEANE J: | But you would be overcome with sympathy as you saw |
her sitting in court day after day listening to the
condition in which her son's body had been found,
and if you had a bunch of flowers you did not know
what to do with and you gave it to her, it strikes
| Webb(2) | 20 | 8/12/93 |
me as absurd to suggest that somehow you are
prejudiced about the outcome of the case.
| MR TILMOUTH: | With respect, one can readily understand being |
overcome by sympathy because of the nature of the
injuries, and because the trial went for so long
and the mother and the father at times had to gothrough the ordeal of the trial. I accept all of that, of course, and it is, with respect, obvious
and natural. But this jury, after all, was
empanelled to try the case impartially. It was, it
seems, given directions that it had to put - - -
| DEANE J: | Do not misunderstand me. | I am not suggesting |
there is not a problem in terms of communication,
but each time you talk about bias I find it hard to
follow because it seems to me the only bias thathas been displayed is the sort of bias that any
sane, feeling person would experience. I just do not see how talking about bias you can turn that
into bias against the accused.
| MR TILMOUTH: | Yes, perhaps I should have put it better this |
way. The juror is, at one sense, overtly expressing the natural feeling of sympathy,
although in our submission, in an impermissible
way. Now, the point there is, if the Court pleases, she has not been able to put her feelings
of sympathy aside to the point that she, eventhough it was on the spur of the moment, gave the
flowers over. Now, she had been directed to put her feelings of sympathy aside, "Don't speak with
people", and the point here is that her sympathy
has been engendered to such an extent that she has
not been able to pay regard to those very strongdirections and those directions, of course, showed
that even a small manner of indiscretion could leadto a miscarriage of justice and discharge of the
jury.
TOOHEY J: Say she had broken down in tears when she saw the
photograph of the deceased, or heard some evidence
relating to the condition of the deceased, what would you say about that in terms of the principles
upon which you rely?
MR TILMOUTH: That would have been again, perhaps natural,
and it may well have happened, but of course, the
chief feature of that, distinguishing it from this
case, would have been the wholly spontaneous nature
of simply crying when the dreadful details arebeing revealed in court. Of course, there are some
attributes of that here and, even though it was not
a considered judgment, the juror still did, in the
end result, the wrong thing. And also, if the Court pleases, the juror did not speak up about it
either. In the end result, the way it came out,
| Webb(2) | 21 | 8/12/93 |
t~e_juror ~at through that whole day, when Mr Waye
finished his ·address and when His Honour began
summing up, without saying a thing about it, and it
was only revealed because Mrs Patrick had told
Mr Snopek about the situation.
Now, of course, she said that it was innocent.
She did not really think there was much moment in it, but again His Honour had directed the jury, in the general directions, that any minor matter, no matter how apparently inconsequential, should be
brought to his attention. Now, this juror has been overcome by those natural feelings of sympathy to
the extent that she has put those very serious
directions on protocol to one side, her feelings
have overcome her.
TOOHEY J: But is it spontaneity which, as it were, excuses
the sort of display of emotion which you might wish
to convert into bias?
MR TILMOUTH: It might, with respect. There are other
cases; Your Honour Justice McHugh mentioned one in the special leave application; neither of us could remember the name, it is a case of Giles, 59 VR.
It is on our list but I do not intend to deal with
it, and a juror said, during the course of the
accused's evidence, I think the words were, "Youbastard" or "You dirty bastard", or something like
that. I do not need to go to the case, Your Honours, because there is no question of
principle there. My submission would be today that decision would be wrong. The trial judge, in his discretion, refused to discharge and the Court of
Criminal Appeal just said it was a discretionary
matter. There is no discussion of principle in
Giles.In my submission a spontaneous outpouring of that kind would clearly give rise to and probably
dictate that there should be a discharge.
Something of a lesser degree of culpability, so to
speak, may or may not: but then again, if the Court pleases, a situation where a juror, in the end
result, cries because of that natural sympathy,
that might be one thing, but doing this in spite of
those directions, even though with a degree of
spontaneity, is quite another, and no objectiveperson, quite apart from the parties, could feel
comfortable that this juror, in particular, had
brought an impartial mind to bear on the case.
That brings me back to Your Honour
Justice Deane: perhaps I should be focusing, not
on bias, but on the appearance of the fact that
this juror could not possibly, in those
| Webb(2) | 22 | 8/12/93 |
circumstances, bring an impartial mind to bear on
her consideration of the issues.
Your Honours, I am not referring to Giles. I
have mentioned the facts in my submission today at
least, or at least on the test we propound, that
decision could not stand. But, it is a factual
case, there is no discussion of the principles inGiles. So, if the Court pleases - - -
BRENNAN J: There are a number of cases, are there not,
which deal with communications by jurors with
persons outside the jury?
| MR TILMOUTH: | Yes. |
BRENNAN J: Are any of those relevant?
| MR TILMOUTH: | No, none of them on the facts are relevant. | I |
am coming to one or two in a moment because they
also deal with policy. The cases generally show, and are generally unhelpful because they are
usually dealing with the English-type test. This
point really has not arisen in Australia except ina case of Chaouk, and that supports us, if the
Court pleases, but the case - - -
| McHUGH J: | I must say, Mr Tilmouth - I may be right off beam |
here, but my impression is that the real issue in this case is the act of communication rather than
what you seek to get out of, or what inferences you
draw about the juror's own feelings about the
matter.
| MR TILMOUTH: | Yes. Perhaps I should have made that clearer, |
earlier. Although the juror said she did not know
the woman to whom she had given the flowers, it
seemed quite clear that she was associated with the
Patricks, and it seems that in her expression, "I
cannot speak with you, these are for Mrs Patrick,"
that it implies that the person to whom she hadgiven the flowers was somebody who was likely to
pass them on and, in that sense, it is only one step removed from a direct dealing with a person
who was obviously involved in the case. As His Honour mentioned it would have been known to
these jurors after this time who the Patricks were,
although not necessarily Mrs Griffiths, except that
she was associated with them.
It is the overt act, no matter how
spontaneously, of doing that which, in our
submission, demonstrates not only that cannot she
put the feeling of sympathy aside, but creates the
appearance, every appearance, that she would not
bring an impartial mind to bear in resolving thecase and, of course, in this case - - -
| Webb(2) | 23 | 8/ 12/93 |
DEANE J: Well, is it not really the same, if you come down
to the essence of it, as if the juror in question
had said to Mrs Patrick, "My heart absolutelybleeds for you, as you sit there during this
trial."?
MR TILMOUTH: If the Court pleases, I think I am driven to
submit that because of the nature of the jury
system and the importance of keeping the
fact-finding process quite free of any taint, that
jurors have to overcome some quite overwhelming
feelings at times, and appear to be doing all the
right things and, in the end result, anything that
transgresses those rules has the capacity to affect
the fair trial and, in fact, as Your Honours know
from our written outline, one of our prime
submissions, of course, is that a fair trial is an
essential element in the criminal justice process -
Dietrich's case and Jago's, that authority is well
established in this Court - and you cannot have a
fair trial, in our submission, where there is not
the appearance of there being a fair trial. The process is equally as important as the outcome.
McHUGH J: Well, what is the point at which you look at that
question? Is it in terms of the verdict? Do you
say that there has not been a fair verdict by
reason of the events that occurred over this flower
incident, or do you say that you look at in termsof the perception that would prevail at the time the flowers were given, or an acknowledge of it?
| MR TILMOUTH: | Both, if the Court pleases. |
| McHUGH J: | You will not get very different answers. |
MR TILMOUTH: That is true, because if you look at the
perception at the time it may well be a test which
is more directed to what was the actual consequence
rather than what was the appearance. Whereas, if
you regard the question of the verdict being the
key point in time, then the conduct which is involved must be something going to the root of the
trial. Now, our submission is, as Your Honours know from the written outline, that in a case like
this it is not a question of looking at the proviso
as the Court of Criminal Appeal did, it is a
question of viewing the conduct, and if the conduct
is such that it is not excusable, then there is no
question of analysing what the consequence was in
actuality. The simple fact of the matter is objectively viewed, the circumstances are such that
they go to the root of the trial, and in the end
result we are driven to argue Wilde's case. In
that sense, our submission both relates to the time
that this happened, but also the fact that it
| Webb(2) | 24 | 8/12/93 |
infected the verdict and it relates to that as
well.
In other words, the conduct here, if the Court
pleases, was sufficient for an objective person to
think that there may not have been a fair trial
and, because there must be a fair trial - that is
one of the prime considerations in a criminal
trial - the fact that this juror had acted in this
way vitiates the whole process. It is not quite a
venire de novo but it is akin to it. A venire de
novo is one step further where the trial just does
not get off the ground because somebody has been
denied a right of peremptory challenge, as in Johns
case, or insufficient jurors have been empanelled,
and so on.· It is not quite a venire do novo, butin our submission, it is akin to it.
| BRENNAN J: | What you are saying, in essence, is that the |
courtroom is a place of emotional sterility. The only thing which produces an infection in that atmosphere vitiates the fair trail?
| MR TILMOUTH: | Yes, driven to our extreme case, yes, and I |
can only repeat the jurors were directed to try and
do that. This case is not quite where a juror
might quite, beyond control, cry in the jury-box
because of dreadful circumstances, there is alittle bit more willfulness about this, although it
was fairly spontaneous, on the spur of the moment,
as the juror said. The fact that this had been done in the open, and there had been an approach to
a person interested in the case, directly
interested in the outcome of the case, namely
Mrs Patrick, which is quite different.
A juror crying might be crying for all sorts
of reasons: the hideous nature of the crime, it
might even be out of sympathy for accused people
getting this drunk and getting involved in these
things. Your Honours, in this case the parents of Ms Hay were throughout the trial, and no doubt there was sympathy for them as well. But crying in the box can be quite different. This conduct was,
as I think Your Honour Justice McHugh was
indicating, was rather more specific directed, it
was directed to an interested party in the case,
namely, Mrs Patrick.
Your Honours, before I come to one or two
Australian cases - and I only intend to refer to a
few - I should deal, as promised, with the House of
Lords because it is directly against us, and it is
recent, May of this year: it is (1993) AC 646. In
Gough, Your Honours, as I said, they applied the
real likelihood test of prejudice or bias.
Your Honours, if I can deal with it briefly, the
| Webb(2) | 8/12/93 |
case is important. The Court of Appeal, at 652, was bound by two conflicting lines of authority
which it summarized at 652, just above the letter D: The test according to the first line of
authorities, when considering whether a
conviction should be quashed on the grounds of
bias is posed in the following question: was
there a real danger that the accused may not
have had a fair trial? If this be the correct
question Mr Hytner concedes that he cannot
disturb this verdict, because the
circumstances of the case are such there there
was not such a danger.
I do not deal with the facts, Your Honours,
they are quite different.
He contends however that the proper test is:
would a reasonable and fair-minded person
sitting in the court and knowing all the
relevant facts have a reasonable suspicion
that a fair trial of the defendant was not
possible?
So there were two competing lines of
authority, one more subjective and more objective,
as it were. Those authorities are discussed in the
pages that follow and in the end result the courtcame to perhaps an incongruous conclusion at 655,
line 3, that they were bound to accept the
distinction that there was one test for jury cases,
the real danger test, and a different test for
magistrates and courts and inferior tribunals, and
at line 3 they ruled accordingly:
We feel we must accept this distinction because there is no other way of reconciling
most of the authorities, though it is
difficult to understand why the test of bias
should be any different in considering the position of a magistrate compared with that of a juror. The Court of Appeal certified a question and
decision in these appeals.
AT 3.38 PM THE MATTER WAS ADJOURNED SINE DIE
| Webb(2) | 76 | 8/12/93 |
12