Mason v The State of Western Australia
[2018] WASCA 43
•4 APRIL 2018
| [2018] WASCA 43 |
| JURISDICTION |
| : SUPREME COURT OF WESTERN AUSTRALIA |
| TITLE OF COURT : THE COURT OF APPEAL (WA) |
| CITATION CORAM |
| : MASON -v- THE STATE OF WESTERN AUSTRALIA [2018] WASCA 43 |
| : MAZZA JA BEECH JA |
| ALLANSON J |
| HEARD |
| : 16 MARCH 2018 : 4 APRIL 2018 |
| DELIVERED FILE NO/S BETWEEN |
| : CACR 158 of 2017 |
| : DAMON ROY MASON |
| Appellant |
| AND |
| THE STATE OF WESTERN AUSTRALIA Respondent |
ON APPEAL FROM: |
| Jurisdiction Coram |
| : DISTRICT COURT OF WESTERN AUSTRALIA : PARRY DCJ |
| File Number |
| : IND 14 of 2017 |
Catchwords: |
| Criminal law and sentencing - Offence of aggravated burglary - Mentally impaired offender - Sentence of conditionally suspended imprisonment - |
| Page 1 |
| [2018] WASCA 43 |
| Whether implied error - Whether open to conclude that no lesser sentence was appropriate |
Legislation: |
Criminal Code (WA), s 401 Result: |
| Appeal dismissed Category: D Representation: Counsel: |
| Appellant |
| : Ms N R Sinton |
| Respondent : Ms A L Forrester SC |
Solicitors: |
| Appellant |
| : Legal Aid (WA) |
| Respondent : Director of Public Prosecutions (WA) |
Case(s) referred to in decision(s): |
| AH v The State of Western Australia [2014] WASCA 228; (2014) 247 A Crim R 34 Churnside v The State of Western Australia [2016] WASCA 146 Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 Fogg v The State of Western Australia [2011] WASCA 11 Gok v The Queen [2010] WASCA 185 Hume v The State of Western Australia [2017] WASCA 205 Krijestorac v The State of Western Australia [2010] WASCA 35 McIntyre v The State of Western Australia [2016] WASCA 150 Moody-Jackamarra v The State of Western Australia [2007] WASCA 7 R v Tsiaras [1996] 1 VR 398 Squance v The State of Western Australia [2018] WASCA 25 The State of Western Australia v Malone [2015] WASCA 188 Thompson v The Queen [2005] WASCA 223; (2005) 157 A Crim R 385 |
| Page 2 |
| [2018] WASCA 43 |
| Wheeler v The Queen [No 2] [2010] WASCA 105 Williams v The State of Western Australia [2016] WASCA 232 |
| Page 3 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
JUDGMENT OF THE COURT: |
| 1 |
| The appellant appeals against the suspended term of imprisonment imposed upon him on his conviction, following his plea of guilty, of an offence of aggravated burglary. The appellant contends that it was not open to the sentencing judge to conclude that a sentence of imprisonment was the only appropriate sentencing decision. |
| 2 |
| In our opinion, for the reasons that follow, the appellant has not demonstrated error in the sentencing judge's decision. The appeal must be dismissed. |
| The facts |
| 3 4 |
| The facts were not, and are not, in dispute, and may be shortly stated. |
| At 3.30 am on Saturday 27 February 2016, the appellant entered a home in Gosnells without the consent of the owner. The owner lived there with her children. |
| 5 6 7 8 |
| While in the house, the appellant took a bottle of Powerade from the fridge and drank some of it. That amounted to stealing the contents. |
| The appellant went into the bedroom of the owner's 12-year-old daughter. She woke up and screamed. The appellant fled. |
| Police attended the home. The appellant's DNA was found on the Powerade bottle. |
| The appellant was interviewed and could not explain why his DNA was on the bottle. The judge accepted that the appellant did not recall these |
| events. |
| 1 |
| The appellant's personal circumstances |
| 9 |
| The appellant was 32 years old when he committed the offence and 33 at the time of sentencing. |
| 10 |
| The appellant was born in Thailand. He was abandoned when he was about 5 months old and was raised in an orphanage for girls until he |
| was adopted by Australian parents at the age of 7. |
| 2 |
| 1 2 |
| ts 38. ts 38. |
| Page 4 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| 11 |
| The appellant had what he described as a very supportive upbringing with his parents in Perth. The appellant has an older brother and two younger sisters. |
| 12 13 |
| The appellant's parents separated when he was in his late teens. |
| The appellant has maintained a strong and supportive relationship with his mother. |
| 14 |
| The appellant was diagnosed with ADHD at the age of 9 or 10 and prescribed dexamphetamine, which he took until the middle of high school. The appellant had significant difficulties in his schooling because of his intellectual disabilities. Nevertheless, he completed year 12. He obtained qualifications as a welder and also did a carpentry |
| apprenticeship. |
| 3 |
| 15 16 |
| The appellant led a relatively stable life from the ages of 18 to 24. |
| When he was 24 years of age he commenced a relationship in which he was introduced to methylamphetamine. In the years following this, his drug use escalated. The sentencing judge observed that this led to a downward spiral in his life that brought him to committing the offence |
| for which he was to be sentenced. |
| 4 |
| 17 |
| By the time of sentence, the appellant had been in a residential rehabilitation program to treat his methylamphetamine dependency for a period of about six weeks. |
| Reports |
| 18 19 |
| The sentencing judge had before him a neuropsychological report and a pre-sentence report. |
| The neuropsychological report included the following: |
| 1. |
| Developmental difficulties were noted from an early stage after the appellant's adoption. Despite being two years older than his peers, in year 2 he required 'extraordinary support' to cope with |
| a mainstream educational setting. |
| 5 |
| 3 4 5 |
| ts 39. ts 39. Report of Dr Vidovich, page 2. |
| Page 5 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| 2. 3. 4. 5. |
| The appellant's intellectual functioning, assessed by the Full Scale Intelligence Quotient, placed him in the extremely low |
| range. |
| 6 |
| The appellant disclosed having experienced auditory and visual hallucinations in the past, including voices telling him to be |
| violent. |
| 7 |
| Dr Vidovich described it as 'somewhat extraordinary' that the appellant has managed in the past to remain gainfully |
| employed. |
| 8 |
| In relation to the appellant's offending, the author expressed the view that: |
| 9 |
| notwithstanding the impact of any substance abuse on his thought processes and behaviour, his limited reasoning and problem solving would translate into difficulties generating solutions to situations, and reflecting on the consequences of potential outcomes. He is more susceptible to impulsive decision-making and behaviours. |
| 20 |
| The pre-sentence report included the following: |
| 1. |
| The appellant explained that when he committed the offences, he was transient, and was 'in a bad way and smoking meth'. |
| 10 |
| 2. |
| The appellant accepted responsibility for his actions and said that if he were to find himself in a similar situation in the future, he would avoid associating with negative peers who consume |
| illicit substances. |
| 11 |
| 3. 4. |
| The appellant demonstrated victim empathy during the interview, saying that the victim would have been shocked and |
| scared. |
| 12 |
| The appellant had been on conditional bail on two previous His compliance with reporting for supervision appointments was erratic due to poor timekeeping. |
| occasions. |
| 13 |
| 6 7 8 9 |
| Report of Dr Vidovich, page 7. Report of Dr Vidovich, page 5. Report of Dr Vidovich, page 10. Report of Dr Vidovich, page 10. |
| 10 11 12 13 |
| Pre-sentence report, page 1. Pre-sentence report, page 2. Pre-sentence report, page 2. Pre-sentence report, page 2. |
| Page 6 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| 5. |
| The appellant's illicit substance abuse was a direct pathway to the current offences as he was under the influence of methylamphetamine at the time he committed them. Rehabilitation of his substance abuse issues will reduce his risk |
| of reoffending. |
| 14 |
| Sentencing submissions |
| 21 |
| Written sentencing submissions were filed before the hearing on behalf of both the appellant and the State. The appellant's sentencing submissions emphasised the appellant's early plea of guilty, remorse and, in particular, his intellectual impairment. The submissions concluded by submitting that the court should impose a disposition |
| other than a term of immediate imprisonment. |
| 15 |
| 22 |
| The State's written submissions expressed their agreement with the submissions filed on behalf of the defence. The written submissions accepted that the appellant's intellectual and mental impairments, coupled with substance abuse, significantly impacted on the appellant's ability to appreciate the wrongfulness of his conduct and contributed |
| causally to the commission of the offence. that the offender was not an appropriate vehicle for general deterrence, and that specific deterrence would be difficult to achieve. |
| 16 Further, the State accepted |
| 17 |
| 23 |
| The State's submissions concluded by submitting that a community based disposition was appropriate. |
| 18 |
| 24 25 |
| The oral sentencing submissions included the following. In relation to general deterrence, defence counsel submitted:19 |
| Your Honour, the State, I understand, also agree that Mr Mason is someone who is not a suitable vehicle for general deterrence as a result of his intellectual disability, evidence of which has been provided to the court in the form of the neuropsychological report. |
| 14 15 16 17 |
| Pre-sentence report, page 4. White AB 63. White AB 57. White AB 57, referring to Thompson v The Queen [2005] WASCA 223; (2005) 157 A Crim R 385 |
| [53] - [55]. |
| 18 |
| White AB 58. ts 29. |
| 19 |
| Page 7 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| 26 |
| As to the appropriate disposition, defence counsel submitted:20 |
| Your Honour, the usual disposition, we accept, for offending of this nature is a term of imprisonment. However, in my submission, in this case, primarily because of Mr Mason's intellectual disability but also because of his lack of similar offending and his early plea of guilty, it is my submission that there are other options open to the court that will hopefully allow him to address his treatment needs and in doing so, to protect the community. |
| And I understand that the State agrees that some form of supervision in the community would be the appropriate disposition with Mr Mason, and perhaps the advantage of that sentencing approach would be that Community Corrections could oversee the process of this referral to the Disability Services Commission. |
| 27 |
| The sentencing judge responded:21 |
| Would that be not through a program requirement? I mean, if I were to impose a program requirement, that would give the authority to the State or a Community Corrections officer to take on board the referral to Disability Services and embrace that. … I don't want to set up Mr Mason to fail, which I accept, because of his disabilities, there has been a concern about compliance with the kind of strict regime of supervision in the community that is normally and understandably imposed and there is very little flexibility. |
| 28 |
| Invited to make submissions about program or supervision |
requirements, defence counsel said: |
| 22 |
| Could I just note for the record that I share your Honour's concern? And when I filed my written submissions, I was fairly open-ended as to disposition because I found it really difficult to contemplate the appropriate sentencing disposition for Mr Mason for that reason, because he is someone who, it seems, shouldn't be sentenced in the usual way because of his impairment. |
| But as your Honour has said, we don't want to set him up to fail and Dr Vidovich expresses that concern. What I wanted to say about that is of course it's entirely a matter for your Honour, that if your Honour imposes some form of community disposition, what form that takes. |
| But in my submission, I'd ask your Honour to consider imposing a less intensive form because the more frequent the sort of requirements and obligations that are placed on Mr Mason, the more difficult, in my submission, just sort of logically it would be for him to comply. |
| 20 21 22 |
| ts 33. ts 33. ts 34. |
| Page 8 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| … |
| So for that reason, I'd ask your Honour to consider imposing perhaps a less intensive form of supervision in the community. And I'd also ask your Honour to take that into account when considering the duration of any order because that compliance with an order of this kind is likely to be far more onerous for Mr Mason than for other offenders and he will need support to get through it. (emphasis added) |
| 29 |
| The sentencing judge then said:23 |
| I must say, I mean, subject to hearing the State's submissions, if there was already in place a program for the Disability Services Commission, then there would be a strong argument made if the appropriate disposition is a suspension to effectively embrace that. And my concern is I'm not quite sure whether I can dictate to the - if I impose a supervision requirement - - (emphasis added) |
| Counsel replied 'Right'.24 |
| The sentencing judge then discussed |
| 30 |
| supervision requirements, which he said should be 'as limited as possible' and program requirements, which he said would benefit the |
| appellant because of a 'mandatory element to that'. then said 'No, I mean that seems - think your Honour has identified the ideal outcome'. When called upon, counsel for the State submitted |
| 25 Defence counsel |
| 26 |
that: |
| 27 |
| [A] community based disposition is the most appropriate way of dealing with this matter … The State agree that at the very least there needs to be a program requirement on any order that would assist the Community Corrections officers to make appropriate referrals. |
| The State would submit a supervision order is also appropriate. |
| 31 |
| It can be seen from these exchanges that the sentencing judge mentioned that he was contemplating the imposition of a suspended term of imprisonment. Neither defence counsel nor counsel for the State made any submission to the contrary. However, the position was less than crystal clear. It may be that, in this respect, counsel and the judge were at cross-purposes. Counsel's reference to some form of supervision in the community may have been intended to refer to an intensive supervision order rather than to conditionally suspended imprisonment. |
| 23 24 25 26 27 |
| ts 35. ts 35. ts 25. ts 36 - 37. ts 36 - 37. |
| Page 9 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| Sentencing remarks |
| 32 |
| The sentencing judge recognised that the court could not impose imprisonment unless that was the only sentence that could be justified |
| or that the protection of the community required it. |
| 28 |
| 33 |
| The judge observed that the maximum penalty for the offence of aggravated burglary is 20 years' imprisonment because it is regarded as a very serious crime, not just because of the theft of property from people, but also because of the sense of violation that people have if |
| someone comes into their home. |
| 29 |
| 34 35 |
| The judge observed that the appellant's criminal history, which included traffic, property and illicit drug offences, meant that he did not have the benefit of the mitigation brought by good character. Nonetheless, he stated that the appellant did not have any previous conviction for |
| burglary. |
| 30 |
| The judge identified the following aggravating factors: |
| 1. |
| The appellant entered the complainant's home in the early hours of a Saturday morning when it was likely, and the appellant knew or ought to have known, that there would be people in the |
| house and that they would be asleep and vulnerable. |
| 31 |
| 2. 3. |
| Consequently, there was potential for confrontation with the home owner. |
| The appellant woke and, no doubt, terrified a 12-year-old girl. |
| 32 |
| 36 |
| The judge identified the following mitigating factors: |
| 1. 2. 3. |
| The appellant pleaded guilty at the first reasonable opportunity. The judge accepted that the plea reflected genuine remorse. |
| 33 |
| Generally, the appellant had exhibited genuine remorse and victim empathy. |
| 34 |
| The appellant cooperated with police by making admissions. |
| 35 |
| 28 29 30 31 32 33 34 |
| ts 37. |
| ts 38. ts 41. ts 42. ts 42. ts 41 - 42. ts 42. |
| Page 10 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| 4. |
| The appellant's significant intellectual disability, including his extremely low intellectual functioning and psychiatric |
| diagnoses. |
| 36 |
| 5. |
| The appellant left the house when the victim woke. |
| 37 |
| 37 |
| The judge referred to the State's acceptance that the appellant's intellectual impairments were causally relevant to the commission of the offence. The judge accepted Dr Vidovich's opinion that the appellant was more susceptible to impulsive decision-making and would have trouble initiating or sourcing assistance to manage complex |
| problems. |
| 38 |
| The judge also observed that the appellant's low mental functioning was relevant to his not appreciating, at the time, the wrongfulness of his conduct. |
| 39 |
| 38 |
| The judge then said as follows:40 |
| [G]enerally speaking, a term of imprisonment is imposed and, generally speaking, it is made immediate. The circumstances of your case, however, are exceptional. And I accept that. |
| Given the offence that you’ve committed, I must impose a term of imprisonment. However, for reasons to which I’ll come, I consider that that term of imprisonment should be suspended and you should be required to comply with program requirements and also some supervision requirements in the community. |
| But the seriousness of the crime means that a term of imprisonment must be imposed. |
| … |
| I also take into account that general deterrence - that is to say, deterring other people from committing this type of offence - is a very important sentencing consideration in this type of offending. And personal deterrence - that is, deterring the offender from doing this again - by the sentence I impose, is also an important sentencing consideration. |
| Generally speaking, personal matters, matters personal to an offender, carry less weight, they carry diminished weight, because of the dominant sentencing considerations of general deterrence, deterring |
| 35 36 37 38 39 40 |
| ts 42. ts 42. ts 42. ts 42 - 43. ts 43. ts 43 - 44. |
| Page 11 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| other people, and personal deterrence, deterring the offender from ever committing such an offence again. |
| This case, however, is exceptional. The State concedes, quite properly, that your - that this case does not provide an appropriate vehicle for general deterrence. That is because of your intellectual disability and other mental health considerations. |
| In addition, in terms of personal deterrence, I do not consider that a term of imprisonment is particularly beneficial, in terms of personally deterring you, given your mental health issues and your intellectual |
| disability. |
| Far more important, in terms of deterring you from |
| committing this offence again, is appropriate treatment mechanisms. The State has accepted that, and quite properly so. |
| 39 40 |
| The judge said that he gave the maximum 25% discount for the plea of guilty. He fixed the term of imprisonment as 12 months, observing that while this was a very low term for an offence of this kind, it reflected |
| all the circumstances of the case. |
| 41 |
| Turning to the question of whether the term of imprisonment should be |
| suspended, the judge said as follows: |
| 42 |
| Your lawyer has made a very strong submission that I should suspend that term, rather than make you go to prison today. The State has accepted that that is in the public interest. And I accept that, without any question. It would not be in the public interest to send you to prison today. |
| What I am going to do is suspend the term of imprisonment. |
| 41 42 |
| The judge concluded that it was appropriate to suspend the term of imprisonment. |
| The judge imposed a program requirement and a supervision |
| requirement. His Honour made the following additional observations: |
| 43 |
| However, I encourage the Community Corrections officer who sets that program to give careful consideration to your intellectual disability and to impose a program that is sufficiently flexible and sufficiently - and not onerous so that you are able to comply. |
| I would also urge the Community Corrections officer, if you do fail to comply, to give very careful consideration as to whether in fact there is a breach that is to be reported. It is not in the public interest for you to |
| 41 42 43 |
| ts 44 - 45. ts 45. ts 46. |
| Page 12 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| be reported for a breach of the supervision requirement and certainly not without considerable warning to you and support mechanisms to you. |
| Ground of appeal |
| 43 |
| The sole ground of appeal asserts implied error. The ground contends that, having regard to all the relevant circumstances, it was not the case that only a sentence of imprisonment could be justified. |
| 44 |
| Leave to appeal and an extension of time to appeal have both been |
| granted. |
| 44 |
| The appellant's submissions |
| 45 |
| In essence, the appellant submits that, having regard to all relevant sentencing factors, the appropriate disposition was not a sentence of |
| imprisonment, suspended or otherwise. that imprisonment is a sentence of last resort and cannot be imposed unless the court is satisfied that only imprisonment can be justified. He submits that this offence was towards the lower end of the scale, given the following features: |
| 45 |
| The appellant emphasises |
| 46 |
| 47 |
| (1) (2) (3) |
| he went through an open door, rather than breaking in; he stole only one item of very low value; and this was unplanned, opportunistic offending. |
| 46 47 |
| The appellant further emphasises his mental impairments which were accepted to have been causally relevant to his offence. The appellant submits that those impairments substantially limited the role of deterrence, both general and personal, such that imprisonment was not |
| justified. |
| 48 |
| The appellant pointed to some cases49 |
| in which sentences other than |
| imprisonment were imposed for one or more offences of aggravated |
| burglary. |
| 50 |
| 44 45 46 |
| Order of Mazza JA, 15 September 2017. Appellant's submissions [19]; appeal ts 50. Appellant's submissions [22] - [28], referring to the Sentencing Act 1995 (WA), s 6(4) and AH v The State |
| of Western Australia [2014] WASCA 228; (2014) 247 A Crim R 34 [125]. |
| 47 48 49 50 |
| Appeal ts 52. |
| Appellant's submissions [46] - [48]; appeal ts 53. AH and Churnside v The State of Western Australia [2016] WASCA 146. Appeal ts 53 - 54. |
| Page 13 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| Sentences of imprisonment: general principles |
| 48 |
| Two provisions of the Sentencing Act give statutory expression to the long-established precept that a sentence of imprisonment can only be imposed as a last resort. |
| 49 |
| Section 6(4) of the Sentencing Act provides that a court must not impose a sentence of imprisonment on an offender unless it decides that: |
| (a) |
| the seriousness of the offence is such that only imprisonment can be justified; or |
| (b) |
| the protection of the community requires it. |
| 50 |
| Section 39(2) provides that a court sentencing an offender may either impose no sentence and order the release of the offender or may impose any of seven forms of sentence, the last three of which are suspended imprisonment, conditional suspended imprisonment and a sentence of immediate imprisonment. Section 39(3) provides that a court must not use a sentencing option in subsection (2) unless satisfied, having regard to div 1 of pt 2, that it is not appropriate to use any of the options listed before that option. |
| 51 |
| Section 76 provides, so far as material, that: |
| 76. |
| When imprisonment may be suspended |
| (1) A court that sentences an offender to a term of imprisonment, or to an aggregate of terms of imprisonment, of 60 months or less |
| (2) Suspended imprisonment is not to be imposed unless imprisonment for a term or terms equal to that suspended would, |
| 52 |
| Section 81 provides, so far as material, that: |
| 81. |
| Certain courts may suspend imprisonment conditionally |
| (1) A prescribed court that sentences an offender to a term of imprisonment, or to an aggregate of terms of imprisonment, of |
| Page 14 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| (a) (b) |
| the standard obligations in section 83; and |
| one or more of the primary requirements in section 84, as decided by the court. |
| (2) CSI is not to be imposed unless imprisonment for a term or terms equal to that suspended would, if it were not possible to |
| CSI is the abbreviation used for 'conditional suspended imprisonment'. |
| 51 |
| 53 54 |
| It may be inferred from these sections that suspended imprisonment or conditional suspended imprisonment are only to be available where, first, the court has concluded that a sentence to a term of imprisonment |
| is warranted and the term imposed is not more than 5 years. injunction in s 6(4) applies to that first step. |
| 52 |
| The |
| 53 |
| Thus, a court cannot impose a suspended imprisonment unless it has first determined that none of the other less serious options provided for by the Sentencing Act is appropriate, and unless the requirements of s 6(4) are met. |
| The test for implied error |
| 55 |
| The appellant contends that the judge erred in concluding that none of the less serious sentencing options was appropriate. That gives rise to a question as to the proper approach for an appellate court to identify error in this context. The following observations by McLure P, made in the context of the question of whether the only appropriate disposition was a sentence of immediate imprisonment, apply equally to the present context. That is because her Honour's reasoning is founded on the evaluative character inherent in the term 'appropriate' in s 39(3). In |
| Fogg v The State of Western Australia, her Honour said as follows: |
| 54 |
| Section 39(2) of the Sentencing Act sets out the sentencing options. The ultimate option is a term of immediate imprisonment and the two preceding it are conditional suspended imprisonment and suspended imprisonment respectively. Under s 39(3) a court must not use a sentencing option in subs (2) unless satisfied that it is not appropriate to use any of the options listed before that option. Thus, a sentencing judge has to be positively satisfied that suspension of the term of imprisonment is not appropriate before a term of immediate |
| 51 52 53 54 |
| Sentencing Act, s 4(2). Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 [77] - [79], see also [15]. Dinsdale [77]. |
| Fogg v The State of Western Australia [2011] WASCA 11 [8] - [10]. |
| Page 15 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| imprisonment can be imposed. The term 'appropriate' in its statutory context signifies the conclusion reached by the decision-maker after the exercise of the sentencing discretion. The concept of a discretion is explained by the High Court in Coal and Allied Operations v Australian Industrial Relations Commission (2000) 203 CLR 194. Gleeson CJ, Gaudron and Hayne JJ said: |
| 'Discretion' is a notion that 'signifies a number of different legal |
| concepts'. |
| In general terms, it refers to a decision-making |
| process in which 'no one [consideration] and no combination of [considerations] is necessarily determinative of the result.' Rather, the decision-maker is allowed some latitude as to the choice of the decision to be made. The latitude may be considerable as, for example, where the relevant considerations are confined only by the subject matter and object of the legislation which confers the discretion. On the other hand, it may be quite narrow where, for example, the decision-maker is required to make a particular decision if he or she forms a particular opinion or value judgment [19]. |
| Reasonable people may legitimately differ as to what is an appropriate sentence within the sound discretionary range. In some (limited) circumstances such as in borderline cases, different types of sentence may be reasonably open. That can be so even though the actual decision-maker has to be positively satisfied that a lesser sentence is not appropriate. |
| In the absence of express error, the sentencing judge's latitude as to the choice of sentence is preserved from appellate intervention by the requirement that the outcome not be unreasonable or unjust. Thus the State is correct in its submission that the question for this court is whether the sentencing judge impliedly erred in concluding that a term of immediate imprisonment was the appropriate sentencing option. |
| 56 |
| In our view, the question is whether it was open to the sentencing judge to form the view that the only appropriate disposition was the imposition of a term of imprisonment (albeit suspended). In other words, the question is: was it open to the judge to find that the less serious sentencing option of an intensive supervision order was not appropriate? |
| The relevance of mental impairment: general principles |
| 57 58 |
| The general principles explaining the relevance of mental impairment to the sentencing process have been explained in many cases. |
| Mental impairment may be relevant to sentencing in a number of ways, |
as explained in R v Tsiaras: |
| 55 |
| Page 16 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| First, it may reduce the moral culpability of the offence, as distinct from the prisoner's legal responsibility. Where that is so, it affects the punishment that is just in all the circumstances and denunciation of the type of conduct in which the offender engaged is less likely to be a relevant sentencing objective. Second, the prisoner's illness may have a bearing on the kind of sentence that is imposed and the conditions in which it should be served. Third, a prisoner suffering from serious psychiatric illness is not an appropriate vehicle for general deterrence, whether or not the illness played a part in the commission of the offence. The illness may have supervened since that time. Fourth, specific deterrence may be more difficult to achieve and is often not worth pursing as such. Finally, psychiatric illness may mean that a given sentence will weigh more heavily on the prisoner than it would on a person in normal health. |
| 59 60 |
| Those principles apply to any offender who has, either at the time of offending or at sentence, a mental disorder, abnormality or impairment |
| of mental function. |
| 56 |
| If an offender contends that their moral culpability is lessened by mental impairment, the offender must prove, on the balance of probabilities, a causal connection between the impairment and the |
| commission of the offence. |
| 57 |
| 61 |
| Mental impairment that is not causative of the offence may still be relevant to issues such as the offender's rehabilitation, treatment, deterrence and the question of whether any sentence of immediate imprisonment would weigh more heavily on the offender than a person |
| in normal health. |
| 58 |
| 62 |
| Mental impairment which has a causal relationship to the offence can significantly affect considerations of personal and general deterrence, in addition to reducing the moral culpability of the offender, as explained by Mazza J, with whom McLure P and Buss JA agreed, in Gok v The |
Queen: |
| 59 |
| The impact of general deterrence is something which is often misunderstood. It is not the law that once it is demonstrated that an offender has a mental impairment that general deterrence is irrelevant. General deterrence still operates when a court is sentencing an offender |
| 55 56 |
| R v Tsiaras [1996] 1 VR 398, 400. Krijestorac v The State of Western Australia [2010] WASCA 35 [18]; Gok v The Queen [2010] WASCA |
| 185 [55]. |
| 57 |
| Wheeler v The Queen [No 2] [2010] WASCA 105 [59] - [60]; Gok [56]. |
| 58 |
| Wheeler [No 2] [6] - [7]; Gok [57]. Gok [59] - [61]. |
| 59 |
| Page 17 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| with a mental impairment but its effect is, to use a phrase sometimes used in the cases, 'sensibly moderated'. In many cases, general deterrence will be given less weight because the offender is simply an inappropriate medium for making an example to others. However, it is an extreme case where considerations of general deterrence are eliminated entirely … |
| The degree to which general deterrence is moderated very much depends on the facts of the case. At one end of the spectrum stands the case where the offender is so afflicted by his or her mental impairment or impairments that general deterrence plays virtually no part. At the other end are cases where the moderation of general deterrence is small because the offender knows what he or she is doing and appreciates the gravity of his or her actions. |
| With respect to personal deterrence, again much depends upon the circumstances. The law assumes that an offender has the intellectual capacity to be deterred from committing an offence by the prospect of being punished if the offence is committed and detected. Where an offender's mental impairment affects that person's ability to understand this, the effect of personal deterrence will be moderated. The extent to which it is moderated will depend upon the extent to which the offender has the ability to reason in the way I have described. In some cases … personal deterrence has little point whereas in other cases it would be more significant. (citations omitted) |
| 63 |
| The complex and, at times, conflicting manner in which mental impairment may influence the sentencing process was explained by Buss JA, with whom McLure P and Mazza JA agreed, in The State of |
Western Australia v Malone: |
| 60 |
| although a mental disorder, intellectual disability or psychological difficulties (falling short of insanity and which have not been self- induced) will often tend to diminish moral blameworthiness or culpability and, consequently, tend to diminish the otherwise appropriate sentence, it may in some circumstances have other effects. For example, the existence of a causal connection between the mental disorder, intellectual disability or psychological difficulties, on the one hand, and the offending behaviour, on the other, might reduce the importance of general deterrence but increase the importance of personal deterrence or the need to protect the public. A sentencing factor may be relevant in a number of respects and not affect the sentencing outcome because the factor weighs both positively and negatively in the balance. |
| 60 |
| The State of Western Australia v Malone [2015] WASCA 188 [74]. |
| Page 18 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| Disposition |
| 64 |
| As we have said, the question is not whether we would have imposed suspended imprisonment. It is whether it was open, on a proper exercise of the sentencing discretion, to do so. |
| 65 |
| The offence of aggravated burglary carries a maximum sentence of 20 years' imprisonment, reflecting its seriousness. Home burglaries are viewed as being particularly serious offences, and are generally seen as requiring substantial penalties in order to recognise considerations of personal and general deterrence, and to reflect the prevalence of the |
| offence. |
| 61 |
| Ordinarily, the offence of aggravated burglary attracts a term |
| of immediate imprisonment. |
| 62 |
| 66 |
| The appellant has pointed to cases in which sentences other than imprisonment were imposed for one or more offences of aggravated |
| burglary. |
| 63 |
| The circumstances of the offenders in those cases were |
| markedly different from the circumstances of the appellant. In any event, the fact that, as with many serious offences, examples can be found where a non-custodial sentence is imposed, does not demonstrate that the penalty of imprisonment in this case was outside the range of a sound sentencing discretion. |
| 67 |
| While considerably more serious examples of aggravated burglary can readily be imagined, the appellant's offence was not without serious features. He entered a home at 3.30 am when, as was to be expected, the occupants were sleeping. In doing so, the appellant created the real potential for confrontation and the possibility of unintended injury and damage. That was magnified by the fact that the appellant was under the influence of drugs when he committed the offence. Further, the appellant disturbed a 12-year-old girl who was asleep in her bedroom. |
| 61 |
| McIntyre v The State of Western Australia [2016] WASCA 150 [15]; Hume v The State of Western |
| Australia [2017] WASCA 205 [31]. |
| 62 63 |
| Moody-Jackamarra v The State of Western Australia [2007] WASCA 7 [14]. AH; Churnside. |
| Page 19 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| 68 |
| These features of the appellant's offence engage considerations that underpin the seriousness of home burglary offences in general, reflected in the maximum penalty. Home burglaries are apt to create a sense of intrusion and fear for people whose home is the subject of a burglary. Those responses are liable to be heightened where, as here, the occupants are present when the offence is committed. |
| 69 |
| We accept that the appellant had significant mitigating factors in his favour. These included his plea of guilty at the first reasonable opportunity, his remorse, his cooperation with the police, and his significant intellectual disability which was causally relevant to the offence. However, to our minds, it was open to the sentencing judge to form the view that, when these were weighed against the seriousness of the offence, a conditionally suspended imprisonment was the appropriate disposition. In other words, we think it was open to conclude, as the sentencing judge did, that any lesser option than imprisonment, including an intensive supervision order, would not have been commensurate with the seriousness of the offence. While the appellant's mental impairment meant that the significance of general deterrence was substantially reduced, it could not be said to be eliminated, particularly bearing in mind that the appellant was acting under the influence of prohibited drugs when he committed his offence. Moreover, the appellant's use of illicit drugs was relevant to his risk of |
| reoffending. |
| 64 |
| Further, we accept, as the respondent submits, that a |
| number of the appellant's answers in his video record of interview demonstrate that he understood that it was wrong to enter someone's house without consent. Personal deterrence was a material factor in the sentencing process. |
| 70 |
| For these reasons, we are not persuaded that the appellant has demonstrated error. Consequently, the appeal must be dismissed. |
| Conclusion |
| 71 |
| For the reasons we have given, we would dismiss the appeal. |
| 64 |
| Squance v The State of Western Australia [2018] WASCA 25 [48]; Williams v The State of Western |
| Australia [2016] WASCA 232 [39]. |
| Page 20 |
| [2018] WASCA 43 |
| JUDGMENT OF THE COURT |
| I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia. |
| LW RESEARCH ASSOCIATE/ORDERLY TO BEECH JA |
| 4 APRIL 2018 |
| Page 21 |
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