Kestel v Superannuation Complaints Tribunal

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FEDERAL COURT OF AUSTRALIA

Kestel v Superannuation Complaints Tribunal [2010] FCA 1300

Citation: Kestel v Superannuation Complaints Tribunal [2010] FCA 1300
Parties: DANNIIELLE ELIZABETH KESTEL v THE SUPERANNUATION COMPLAINTS TRIBUNAL and ASGARD CAPITAL MANAGEMENT LIMITED
File number(s): NSD 685 of 2010
Judge: JAGOT J
Date of judgment: 25 November 2010
Catchwords: AGENCY – whether solicitor had authority to receive documents – whether notice given within the meaning of s 14(3) of the Superannuation (Resolution of Complaints) Act 1993 (Cth)
Legislation: Superannuation (Resolution of Complaints) Act 1993 (Cth)
Cases cited: IVI Pty Ltd v Baycrown Pty Ltd [2005] QCA 205
Kent v Hogarth [1995] QCA 472
Kowalski v Superannuation Complaints Tribunal [2010] FCA 473
Magripilis & Anor v Baird & Anor [1926] St R Qd 89
Midland Bank plc v Serter [1995] 1 Fam Law R 1034
Ray v Superannuation Complaints Tribunal [2004] FCA 1120
Saffron Walden Second Benefit Building Society v Rayner (1880) 14 Ch D 406
Singer v Trustee of the property of Munro & Anor (bankrupts) [1981] 3 All ER 215
White v Illawarra Mutual Building Society Ltd [2002] NSWCA 164
Wright v Somerton [2004] QSC 231
Date of hearing: 16 November 2010
Place: Sydney
Division: GENERAL DIVISION
Category: Catchwords
Number of paragraphs: 23
Solicitor for the Applicant: Mr J Brent of John Brent & Co
Counsel for the Respondents: The Respondents did not appear

IN THE FEDERAL COURT OF AUSTRALIA

NEW SOUTH WALES DISTRICT REGISTRY

GENERAL DIVISION

NSD 685 of 2010

BETWEEN:

DANNIIELLE ELIZABETH KESTEL
Applicant

AND:

THE SUPERANNUATION COMPLAINTS TRIBUNAL
First Respondent

ASGARD CAPITAL MANAGEMENT LIMITED
Second Respondent

JUDGE:

JAGOT J

DATE OF ORDER:

25 NOVEMBER 2010

WHERE MADE:

SYDNEY

THE COURT ORDERS THAT:

1.The application filed on 2 November 2010 be dismissed.

2.Each party pay their own costs of the application.

Note:Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules.
The text of entered orders can be located using Federal Law Search on the Court’s website.


IN THE FEDERAL COURT OF AUSTRALIA

NEW SOUTH WALES DISTRICT REGISTRY

GENERAL DIVISION

NSD 685 of 2010

BETWEEN:

DANNIIELLE ELIZABETH KESTEL
Applicant

AND:

THE SUPERANNUATION COMPLAINTS TRIBUNAL
First Respondent

ASGARD CAPITAL MANAGEMENT LIMITED
Second Respondent

JUDGE:

JAGOT J

DATE:

25 NOVEMBER 2010

PLACE:

SYDNEY

REASONS FOR JUDGMENT

  1. This application concerns s 14(3) of the Superannuation (Resolution of Complaints) Act 1993 (Cth) (the Act). Section 14(3) is as follows:

    If a person has been given a written notice by the trustee of a fund setting out:

    (a)the trustee’s decision in relation to the person’s objection to the payment of a death benefit; and

    (b)the prescribed period within which the person must complain to the Tribunal about the decision;

    the person may only make a complaint under this section to the Tribunal within that period.

  2. The facts may be stated briefly.  The applicant is a person who has an interest in her husband’s death benefit.  The second respondent is the trustee of the fund from which that benefit is to be…

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Details
Case
[2010] FCA 1300
Decision Date

CaseChat Overview and Summary

Dannielle Elizabeth Kestel sought a declaration that the Superannuation Complaints Tribunal had jurisdiction to hear a complaint she sought to lodge concerning a decision of Asgard Capital Management Limited, the trustee of a superannuation fund, in relation to the payment of a death benefit. The Tribunal had determined that it lacked jurisdiction to hear the complaint as it was lodged out of time. The critical issue for determination was whether the solicitor acting for Ms Kestel had authority to receive a letter from Asgard Capital Management Limited containing the trustee's decision and the period within which Ms Kestel must complain to the Tribunal. If the solicitor had such authority, then the Tribunal was correct to find that it lacked jurisdiction. The Court found that the solicitor did have the requisite authority. The reasoning was that the solicitor had communicated with Asgard Capital Management Limited that he was acting for Ms Kestel in relation to the superannuation matter. All subsequent correspondence was conducted between the solicitor and Asgard Capital Management Limited. The Court concluded that, by virtue of the doctrine of agency, the solicitor was authorised to receive the notice from Asgard Capital Management Limited and thereby Ms Kestel was deemed to have been given notice of the trustee's decision. Since the complaint was lodged out of time, the Tribunal was correct to find that it lacked jurisdiction to hear the complaint.

The Court dismissed the application and ordered each party to pay their own costs.

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