Kaplan v State of Victoria (No 2)

Case [2022] FCA 679


FEDERAL COURT OF AUSTRALIA

Kaplan v State of Victoria (No 2) [2022] FCA 679

File number(s): VID 391 of 2021
Judgment of:: MORTIMER J
Date of judgment: 2 June 2022
Catchwords:

PRACTICE AND PROCEDURE – interlocutory application to amend defence – application filed close to trial – where amendments are relatively minor corrections and clarifications – where amendments are not seriously prejudicial – leave granted to file amended defence

PRACTICE AND PROCEDURE – interlocutory application to amend statement of claim – application filed immediately prior to trial – where amendments seek to plead new issue under Wrongs Act 1958 (Vic) s 28LC(2)(a) – whether informal assertion at case management hearing sufficient notice of new allegation – where new allegation does not have reasonable prospects of success as pleaded – consideration of impact on trial and prejudice to other parties if leave to amend granted – leave to file amended statement of claim refused

Legislation:

Wrongs Act 1958 (Vic) ss 28LC(2)(a), 28LE

Federal Court Rules 2011 (Cth) r 16.53

Cases cited:

Bellou v Victoria University [2018] FCA 1794

Jones v Dunkel (1959) 101 CLR 298

Snell v State of Victoria (Department of Education and Training) [2022] FCA 5
State of Victoria v Thompson [2019] VSCA 237

Division: General Division
Registry: Victoria
National Practice Area: Administrative and Constitutional Law and Human Rights
Number of paragraphs: 27
Date of hearing: 2 June 2022
Counsel for the Applicants: Mr A Butt with Mr C Dawlings and Mr A Marcou
Solicitor for the Applicants: Cornwalls
Counsel for the Respondents: Mr C Young QC with Mr T Jeffrie and Mr B House
Solicitor for the Respondents: MinterEllison

ORDERS

VID 391 of 2021
BETWEEN:

JOEL KAPLAN

First Applicant

JANET ABADEE AS REPRESENTATIVE OF MATT KAPLAN, A MINOR

Second Applicant

SARIT COHEN AS REPRESENTATIVE OF GUY COHEN, A MINOR (and others named in the Schedule)

Third Applicant

AND:

STATE OF VICTORIA

First Respondent

RICHARD MINAK

Second Respondent

PAUL VARNEY

Third Respondent

DEMI FLESSA

Fourth Respondent

ORDER MADE BY:

MORTIMER J

DATE OF ORDER:

2 JUNE 2022

THE COURT ORDERS THAT:

1.The respondents have leave to file an amended defence pursuant to rule 16.53 of the Federal Court Rules 2011 (Cth) in the form that is contained in annexure CI-1 to the affidavit of Caitlin Ible, affirmed 25 May 2022.

2.The applicants’ interlocutory application dated 1 June 2022 for leave to amend their statement of claim be refused.

Note:   Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.


REASONS FOR JUDGMENT
(Delivered ex tempore and revised)

MORTIMER J:

  1. I set out the applicable principles in relation to amendment of pleadings in Bellou v Victoria University [2018] FCA 1794 at [29] and the authorities there referred to. At [38] to [39] of that judgment, I also emphasised that the effects on other litigants and on the Court’s resources in general are relevant considerations, where proposed amendments may lead to adjournment of a trial that is fixed for hearing. I also emphasised that the…

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AGLC
Kaplan v State of Victoria (No 2) [2022] FCA 679
Case
[2022] FCA 679
Decision Date

CaseChat Overview and Summary

Kaplan v State of Victoria (No 2) involved the plaintiff, Mr Kaplan, who had brought an action against the State of Victoria. The nature of the dispute was not fully specified in the summary, but it involved an interlocutory application to amend both the defence and the statement of claim. The case was heard in the Federal Court of Australia.

The court was required to decide two primary legal issues. First, whether leave should be granted for the respondents to file an amended defence, considering that the application was filed close to the trial date and that the proposed amendments were relatively minor corrections and clarifications. Secondly, the court needed to determine if leave should be granted for the applicants to amend their statement of claim, particularly to plead a new issue under section 28LC(2)(a) of the Wrongs Act 1958 (Vic). This issue hinged on whether the informal assertion at a case management hearing provided sufficient notice of the new allegation and if the new allegation had reasonable prospects of success as pleaded.

In granting leave for the respondents to file an amended defence, the court found that the proposed amendments were not seriously prejudicial and therefore did not unduly delay the proceedings. Conversely, the court refused to grant leave for the applicants to amend their statement of claim. The court reasoned that the new allegation did not have reasonable prospects of success as pleaded and that granting leave would have a significant impact on the trial and cause prejudice to the other parties.

The court's final orders were that the respondents have leave to file an amended defence as per the affidavit of Caitlin Ible, and the interlocutory application to amend the statement of claim was refused. Entry of these orders is governed by Rule 39.32 of the Federal Court Rules 2011.

Orders

Orders of the court

1. The respondents have leave to file an amended defence pursuant to rule 16.53 of the Federal Court Rules 2011 (Cth) in the form that is contained in annexure CI-1 to the affidavit of Caitlin Ible, affirmed 25 May 2022.

2. The applicants’ interlocutory application dated 1 June 2022 for leave to amend their statement of claim be refused.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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