Jones v Brite Services

Case

[2013] FWC 3392

29 MAY 2013

No judgment structure available for this case.

[2013] FWC 3392

FAIR WORK COMMISSION

DECISION

Fair Work Act 2009
s.394—Unfair dismissal

Rebecca Jones
v
Brite Services
(U2013/6001)

DEPUTY PRESIDENT GOSTENCNIK

BRISBANE, 29 MAY 2013

Termination of employment - harsh, unjust or unreasonable.

Introduction

[1] Rebecca Jones (Applicant) has made an application under s.394 of the Fair Work Act 2009 (Act) for a remedy for unfair dismissal in which she alleges that on 17 January 2013 she was unfairly dismissed by her employer, Brite Services (Respondent). The Applicant was, until the termination of her employment, employed by the Respondent as the Manager, People and Culture.

[2] The Respondent is a registered company under the Corporations Act 2001 limited by guarantee. The Respondent is located in Broadmeadows, Victoria. It is governed by a Board of elected Directors. The Respondent provides training to and employment for people with a disability and derives its income primarily through government funding and charitable donations.    1 Approximately 150 of its employees have a disability and are the beneficiaries of the Respondent’s employment program. A further 25 employees provide supervision and assistance to the employees with a disability, or participate in the management of the Respondent’s organisation.2 The Respondent is not, and was not at the time it dismissed the Applicant, a “small business employer” to which the Small Business Fair Dismissal Code applied.

Factual context

Commencement and terms of employment

[3] The Applicant’s association with the Respondent began in October 2011 when she was assigned to provide human resources support services to the Respondent by a labour hire agency 3. Approximately four months into this assignment, the Applicant was offered direct employment with the Respondent in the position of acting Manager, People and Culture. The employment was for a fixed term of three months, with an option of a further three months employment.4 The option was exercised, at the conclusion of which, the Applicant was engaged as an on-going employee in the role of the Manager, People and Culture.5

[4] The terms of the Applicant’s on-going employment with the Respondent were not contained in any written instrument, although a draft executive contract had been prepared but not executed as the parties were awaiting the finalisation of the Respondent’s motor vehicle policy. 6 The hours of work for which the Applicant was employed increased from three days to four shortly after the on-going employment commenced.7 On 16 February 2013, the Respondent agreed to a request from the Applicant to alter her working days back to three days per week.8

The Chief Executive Officer

[5] During the Applicant’s employment, the Applicant reported to Ms Julie McKay, the Chief Executive Officer (CEO) of the Respondent. 9 Commencing on 14 December 2012 and during the whole of the period in which the events leading to the termination of the Applicant’s employment occurred, and to which I will return shortly, Ms McKay was absent from work because of ill health. Mr Paul Tant, the Manager of Finance and Corporate Service of the Respondent was Acting CEO for most of this period.10

[6] There is a dispute about the precise date on which Mr Tant became Acting CEO. The Applicant says that Mr Tant became Acting CEO on 21 December 2012. 11 The Respondent’s evidence is that Mr Tant was asked to act as CEO by Ms Beverley Lee, Vice Chairperson of the Board in the company of Ms Helena Gillies, the Chairperson, on 21 December 201212, however this was merely confirming an “unofficial understanding” that Mr Tant was acting CEO during Ms McKay’s absence between 14 and 20 December 2012.13 The Respondent relies upon the content of a document titled “Brite Services Position Description for Manager, Corporate Services”14 (Position Description) to support this later contention.

[7] The Position Description is document relevantly provides that the “CEO delegate’s (sic) appropriate and adequate authority to the Manager, Corporate Services to . . . Act in the Chief Executive Officer capacity as required”. 15 On a proper reading of the Position Description, Mr Tant, as the present occupant of the Manager, Corporate Services position, does not exercise delegated functions of the CEO whenever the CEO is absent. Rather, the delegation becomes operative only when he is required to so act. This rather begs the issue, required by whom? The answer must be, by either the Board or the CEO. So much is apparent from clause 2.10 of the Respondent’s policy on delegation of authority16 (Delegation Policy) which provides:

    “In the event the Chief Executive Officer is not available for an extended period, an alternative member of staff is to be authorised by the Board or the Chief Executive Officer to exercise the same powers conferred to the Executive Officer.” 17 (Emphasis added)

[8] There is little by way of probative evidence to support a conclusion that Mr Tant assumed the role of Acting CEO prior to being so appointed on 21 December 2012. Mr Tant’s evidence is he “acquiesced to taking on the role” during his meeting with Ms Gillies and Ms Lee on 21 December 2012. 18 The Respondent also relies on an email dated 18 December 2012 from Ms McKay to a number of staff of the Respondent including Mr Tant and the Applicant.19 The email advises the recipients of Ms McKay’s absence on sick leave and that if “there are pressing matters, please refer these to Paul Tant (thanks Paul) and if you need me to approve cheque runs, payroll, etc, please drop me an sms and I will do whatever I can.”.20

[9] The email is an indication that Mr Tant will be available to deal with pressing matters that might arise during Ms McKay’s sick leave absence. This is at best, a delegation of particular matters by the CEO to Mr Tant. It is clear that Ms McKay intended to carry out some of her duties and functions from home. The email is not authorisation by the CEO for Mr Tant to act as CEO as required by clause 2.10 of the Respondent’s Delegation Policy, nor was it a requirement that he act as CEO within the meaning of the Position Description.

[10] The Respondent’s suggestion, noted earlier above, that there was an “unofficial understanding” that Mr Tant was Acting CEO during Ms McKay’s absence between 14 and 20 December 2012, seems to run counter to the written procedures the Respondent had in place to deal with such an appointment. There is no evidence about how widely this “unofficial understanding” was communicated or understood. The “unofficial understanding” as described, is more consistent with Ms McKay’s email advising that Mr Tant is available to deal with pressing matters in the CEO’s absence, than with Mr Tant’s appointment as, or of him assuming the role of, Acting CEO. The relevant decision appointing Mr Tant as Acting CEO with effect from 21 December 2012 was not endorsed by the Board until 16 January 2013. 21 In the circumstances I am satisfied that Mr Tant became Acting CEO of the Respondent on 21 December 2012 and not before. Although the parties spent some time in evidence about this matter, in the context of the Applicant’s dismissal, this application and the matters that I am required to decide, I am not persuaded that anything material turns on this point.

The Board

[11] A newly elected board of directors of the Respondent met for the first time on 13 December 2012. 22 One of the items of business conducted at this meeting was the establishment of a sub-committee of the Board for the purpose of reviewing the performance of the CEO.23 The Board authorised the sub-committee to be given access to any information it required and directed the Respondent’s employees to co-operate in providing such information.24

[12] Two members of the sub-committee, Ms Gillies and Ms Lee visited the Broadmeadows workplace on 21 December 2012 for the purpose of obtaining employment contract related documents as part of the CEO’s performance review, to speak with Mr Tant about the CEO’s absence from work, and to speak with Mr Ben Kelly, a Nursery Manager employed by the Respondent. 25

[13] As noted above, Mr Tant was appointed Acting CEO during this visit.

Telephone conversation between the Applicant and Mr Kelly on 21 December 2012

[14] It is now not in dispute that sometime during the morning of 21 December 2012, the Applicant initiated a telephone call to, and spoke with Mr Kelly. 26 I use the word ‘now’, because it appears that until cross-examination of the Applicant by Ms Dastan, for the Respondent on 10 May 2013, the Applicant maintained that she had not spoken with Mr Kelly at all on 21 December 2012. This is evident from the Applicant’s own file note dated 15 January 2013 recording the Applicant’s version of her response to the Respondent when confronted with an allegation that she had telephoned Mr Kelly on 21 December 2012.27

[15] Moreover the fact that a conversation between Mr Kelly and the Applicant occurred at all on 21 December 2012 was certainly not part of the Applicant’s evidence in chief. The content of the telephone conversation remained in dispute.

[16] The substance of the allegation was that during the telephone discussion the Applicant told Mr Kelly that:

  • Beverley (Lee) and Helena (Gillies) were on the property asking questions about employment contracts and other matters the detail of which Mr Kelly could not recall;


  • She had spoken with Julie (McKay); and


  • Julie told her to call Ben (Kelly) straight away and let Ben know to tell them nothing. 28


[17] The Applicant gave evidence that on the morning of 21 December 2012 during the visit to the workplace by Ms Gillies and Ms Lee, she telephoned Mr Kelly. The Applicant’s version of the conversion is recorded in transcript as follows:

    “You did ring Ben Kelly?---I rang Ben Kelly. I said that, “I’ve noticed that Helena and Beverley are in with Paula. When they’ve finished you might want to see if Paula is okay and offer her some support.”

    So, “I noticed Helena and Beverley are in with Paula”?---“Once they’ve finished you might just want to see if she’s okay and offer some support.” I did not say to Ben, “Do not cooperate or speak to the board.” So I feel there has been some confusion around all of this.” 29

[18] The Applicant’s explanation of the inconsistency between her responses to the Respondent and her file note of 15 January 2013 on the one hand and her evidence on the other was that:

    “I didn’t make the correlation or the link. I didn’t think it was relevant to the context of the conversation. I was put on the spot. I was quite upset. I was quite anxious. I wasn’t sure why I was questioned on something that I felt I had not said.” 30

[19] In his oral evidence Mr Kelly agreed that during the telephone conversation with the Applicant on 21 December 2012, the Applicant had said to him that Helena and Bev were in the office with Paula, but did not recall the Applicant mentioning about support for Paula. 31 Mr Kelly’s evidence about the conversation and its immediate aftermath is that he received a telephone call in the morning of 21 December 2012 from the Applicant.32 At the time that he answered the telephone he was in the central work area of the nursery office building in the company of two other employees of the Respondent, James Clare and Stephanie Gravina.33

[20] During the telephone call, Mr Kelly says the follow was exchange occurred:

    “Rebecca said “Beverley and Helena were on the property asking questions about employment contracts.” Rebecca mentioned other things they had been asking about as well but I cannot recall precisely what those other things were.

    I said: “So what?”

    She said: “I spoke to Julie about it and she said to call you straight away and let you know to tell them nothing.”

    I said: “Why?”

    She said: “Julie said tell them nothing.”

    I said: “Thanks for that!” and ended the call.” 34

[21] The Applicant did not challenge Mr Kelly on his version of events during cross-examination of him. She did not put to him that he was not being truthful, or that he was mistaken, or that he had some ulterior motive for maintaining his version of the conversation. The Applicant did not put to Mr Kelly her version of the conversation, or that her version was more accurate than his. This was despite prompting and assistance from me. 35 However as the Applicant was unrepresented at the hearing I am prepared to accept that the Applicant sufficiently joined issue with Mr Kelly’s version of the telephone conversation by the totality of her evidence, and that the Respondent was on notice of this before Mr Kelly was called to give evidence. Therefore I do not draw any inference adverse to the Applicant’s case because of her failure to directly put such matters to Mr Kelly.

[22] Mr Kelly gave evidence that immediately after the conclusion of the telephone conversation he said to his colleagues, Mr Clark and Ms Gravina: “You will not believe that straight after Helena and Bev were here that Rebecca has called me and told me she has spoken to Julie and was (sic) to tell them nothing.” 36

[23] Ms Gravina and Mr Clark both gave evidence confirming that each had observed Mr Kelly answer the telephone on the morning of 21 December 2012, participate in a conversation with the caller and that at the end of the call, Mr Kelly relayed to them the message that he had received from the Applicant. 37 Whilst the words used by each witness to describe Mr Kelly’s recounting of his conversation with the Applicant differ from each other and from Mr Kelly’s own account, the substance of the conversation as disclosed by their evidence is consistent with Mr Kelly’s evidence. Neither Ms Gravina nor Mr Clark was challenged about the substance of their evidence by the Applicant.38 I accept their evidence as credible. I find that on 21 December 2012, shortly after concluding a telephone conversation with the applicant, Mr Kelly told Ms Gravina and Mr Clark that he had just received a call from that Applicant and that the substance of the conversation was that the Applicant had told him that Ms McKay had asked her to tell him to tell Helena and Bev nothing.

[24] The following facts are not disputed by the Applicant. After speaking to his colleagues, Mr Kelly proceeded to call Ms Lee, then Ms Gillies, and informed each of them about the conversation he said he had with the Applicant. 39 Later on 21 December 2012, Ms Gillies and Ms Lee returned to the workplace and informed Mr Tate of the information received by them from Mr Kelly.40 Subsequently, but still on 21 December 2012, Mr Kelly was asked to prepare a note about his conversation with the Applicant.41 On 21 December 2012 Mr Kelly prepared, signed and dated a note of his version of the conversation with the Applicant and gave it to Ms Gillies.42 A copy of the note appears as attachment BK1 to the statement of Ben Kelly.43

[25] The dispute about the substance of the telephone conversation between the Applicant and Mr Kelly on 21 December 2012 remains. I accept Mr Kelly’s version of events and reject the Applicant’s oral evidence about the conversation. I do so for the following reasons:

    ● Mr Kelly presented as a credible witness;


    ● Mr Kelly had no apparent reason to lie or to make up the substance of the conversation;


    ● Mr Kelly told his two colleagues, Mr Clark and Ms Gravina of the substance of the telephone conversation. This was a contemporaneous communication about the substance of the telephone discussion with the Applicant;


    ● Mr Kelly told Ms Lee and Ms Gillies about the substance of the conversation. These were also contemporaneous communications about the substance of the telephone discussion with the Applicant;


    ● Mr Kelly made a note of the conversation while its content was still fresh in his mind;


    ● The Applicant maintained initially that she had neither spoken to nor seen Mr Kelly on 21 December 2012 and only conceded that she had spoken to Mr Kelly during cross-examination;


    ● The Applicant’s version of her conversation, namely that she asked Mr Kelly to offer support to Paula, is difficult to accept and is unlikely when one considers the Applicant’s concession that as Manager, People and Culture, she did not offer any support to Paula; 44 ● The Applicant’s explanation for the inconsistency between her oral evidence and her file note of 15 January 2013, particularly relating to her view of its relevance, being put on the spot and not being sure of why she was being questioned, is difficult to accept and is also unlikely when one take into account the following:

    • the Applicant’s file note was written almost four weeks after the alleged conversation with Mr Kelly;


    • the meeting on 15 January 2013 was the second occasion that she had been spoken to by Ms Gillies about the alleged conversation with Mr Kelly;


    • the meeting with Ms Gillies and Mr Richard Duffy, another Director, occurred at approximately 1.15 pm on 15 January 2013. The note was completed at some time after 4.45 pm that day since it records that the Applicant “Phoned Paul Tant acting CEO 4.45pm to advise as to what happened”. 45 The note was sent to Mr Tant by email at 5.07 pm.46 The Applicant therefore had time to consider the content of the note, and was not “put on the spot” while she wrote it.


    ● Ms Kelly did not call Ms McKay to give evidence although she was given every opportunity to do so. 47 Ms McKay was relevant to the Applicant’s case in as much as she could have given evidence that she did not have a conversation with the Applicant on 21 December 2012.

Respondent’s ‘investigation’

[26] Ms Gillies gave evidence that after receiving the telephone call from Mr Kelly on 21 December 2012 during which Mr Kelly communicated the substance of the conversation he had had with the Applicant, Ms Gillies contacted the Respondent’s solicitors and was advised to obtain a written statement from Mr Kelly about the telephone conversation. 48 Ms Gillies, in the company of Ms Lee, then returned to the workplace at which time Ms Gillies informed Mr Tant of Mr Kelly’s allegations and asked Ms Lee to locate Mr Kelly so that a written statement might be obtained.49 None of this evidence is disputed by the Applicant.

[27] It is not disputed that shortly after Ms Gillies returned to the workplace, Ms Gillies initiated a discussion with the Applicant about Mr Kelly’s allegations, although Mr Kelly was not identified. 50 The discussion occurred in the staff lunchroom which also contains a photocopier, and the Applicant was not given notice of the discussion nor its proposed content.51

[28] Whilst the Applicant and Ms Gillies gave differing accounts of the precise words used during the discussion 52, the substance of the discussion is consistent. The Applicant made a file note of the conversation at some later point which she emailed to Mr Tant on 10 January 2013.53 Having regard to the totality of the evidence, I am satisfied that:

    ● During this conversation Ms Gillies asked whether, or alleged that, the Applicant had telephoned a member of staff and instructed him to tell Ms Gillies and Ms Lee nothing;

     
    ● Ms Gillies also told the Applicant that a staff member had alleged that the Applicant had made such a statement by telephone;


    ● The Applicant said that she did not know what Ms Gillies was talking about and she denied the allegation;


    ● The allegation as communicated by Ms Gillies to the Applicant was not precisely what Mr Kelly had told Ms Gillies. Mr Kelly told Ms Gillies that the Applicant had told him that Ms McKay had asked the Applicant to call Mr Kelly to tell him to “tell them nothing” 54 Ms Gillies said that she asked the Applicant: “Did you telephone any member of staff and tell them to ‘say nothing’ to me or Beverley.”55 No mention is made of Ms McKay’s instruction to the Applicant. This is understandable given the flurry of telephone calls and conversation to which Ms Gillies was a party on that day and the absence of a written statement from Mr Kelly at the time the conversation occurred;


    ● The substance of the allegation was clearly communicated by Ms Gillies to the Applicant;


    ● The Applicant was unprepared for the discussion and was caught by surprise;


    ● The Applicant sought to mislead the Respondent by her denial.

[29] I am also satisfied that the Applicant sought to mislead the Respondent when on 10 January 2013 she sent Mr Tant her file note of the conversation with Ms Gillies of 21 December 2012 in so far as the file note contained a denial of the allegation.

[30] As indicated earlier above, pursuant to a request from his employer, Mr Kelly prepared, signed and dated a note recording his recollection of the conversation with the Applicant. 56 The note was given to Ms Gillies.57 By this time, the Applicant had left the workplace, and as it was the final day of work before the Christmas break, Ms Gillies could not discuss the allegation further with the Applicant and decided to leave the matter until the business re-opened in January 2013.58

[31] Although the business re-opened on 7 January 2013, the Applicant was not spoken to until 15 January 2013 as Ms Gillies seemed to be under the impression that the Applicant had been away from work until that date. 59 After lunch on 15 January 2013, Ms Gillies approached the Applicant in the Applicant’s office and asked to meet with her in the lunchroom.60 Mr Duffy was already in the lunchroom.61

[32] The Applicant and Ms Gillies both gave evidence about what was said during this meeting. As with the earlier meeting, their accounts of the precise words used during the meeting differ, but the substance of their recollections of the discussion is consistent. 62 The Applicant says that she was denied a support person at this meeting, by which she means that as she did not receive notice of the meeting and she did not have an opportunity to arrange a support person to attend.63 It is clear however that the Applicant did not request a support person.64 Sometime after 4.30 pm on 15 January 2013 the Applicant made a note of the meeting and provided a copy to Mr Tant by email.65 Having regard to the totality of the evidence, I am satisfied that at the meeting on 15 January 2013:

    ● The Applicant did not request a support person either before or during the meeting;


    ● The allegation containing the substance of the telephone conversation with Mr Kelly on 21 December 2012 was put to the Applicant;


    ● Mr Kelly was identified as the employee who informed Ms Gillies of the substance of the telephone conversation;


    ● Ms Gillies told the Applicant that she had a written statement from Mr Kelly which contained the “tell them nothing” allegation;


    ● The Applicant denied making the statements as alleged;


    ● Ms Gillies offered Mr Kelly’s note to the Applicant to read, but the Applicant did not take up the opportunity;


    ● Mr Duffy told the Applicant that the allegation was a serious matter and if proven could have serious consequences for the Applicant’s employment; 66


    ● Mr Duffy asked the Applicant whether some other person had instructed the Applicant to issue the ‘instructions’ to Mr Kelly, as this would be a mitigating factor; 67


    ● Mr Duffy told the Applicant that she might wish to reconsider her denial, perhaps overnight, however the Applicant said she did not need to reconsider as the conversation as alleged by Mr Kelly did not happen. 68


    ● The Applicant sought to mislead the Respondent by her denial.

[33] I am also satisfied that the Applicant sought to mislead the Respondent when she sent Mr Tant her file note of the conversation with Ms Gillies and Mr Duffy on 15 January 2013 which recorded, amongst other things, that she “did not speak or see Ben on 21st Dec . . .”

[34] After meeting with the Applicant, Mr Duffy and Ms Gillies met with Mr Kelly to advise him of the Applicant’s denial. Mr Kelly said that “there were people there when I got the call from her.” 69 Statements from Mr Clark and Ms Gravina confirming Mr Kelly’s contemporaneous communication to them were given to the Respondent on 16 January 2013 and 17 January 2013 respectively.70 These statements were not shown to the Applicant.

[35] Ms McKay was not contacted by the Respondent about the matter because Ms McKay was on sick leave, the likely duration of which was then uncertain. 71

Respondent’s dismissal of the Applicant.

[36] The Respondent’s Board met on 16 January 2013. During the meeting the Board considered the allegation made against the Applicant. It was given copies of Mr Kelly’s note 72, the two file notes prepared by the Applicant73 and Mr Clark’s statement.74 The Applicant was not aware that the Board was considering the matter and she was not given an opportunity to address the Board. The Board determined that the Applicant’s employment should be terminated with effect from 17 January 2013.75

[37] On 17 January 2013, Mr Duffy and Ms Gillies met with Mr Tant. They informed him of the Board’s decision made the previous evening and requested him to prepare a termination of employment letter. 76 Mr Tant was invited to attend a meeting with the Applicant to inform her of the decision but he declined as he had not been involved in the decision.77

[38] Once the letter of termination 78 had been prepared, Ms Gillies met with the Applicant and told the Applicant that the Board had reviewed her actions of 21 December 2012 and that after careful consideration, it had decided to end her employment.79 Ms Gillies gave the termination letter to the Applicant and then gave her instructions about the return of company property.80 The letter of termination advised the Applicant that her employment was terminated with immediate effect and that she would be paid her entitlements and a further four weeks’ pay. The reason for the termination, as set out in the letter, was that “you unlawfully instructed another staff member to not cooperate with the Board and that this constitutes serious misconduct.”81

Information about the Applicant’s conduct acquired after the dismissal

[39] The Respondent led some evidence and made submissions about matters relating to the Applicant’s conduct during employment, which came to the Board’s attention after 17 January 2013. These matters concerned, amongst other things, unauthorised expenditure on a redundancy payment to a former employee and failing to keep proper records of grievances in order to meet one of the Applicant’s key performance indicators. For reasons that will become apparent, I have found it unnecessary to make findings about these matters.

Protection from Unfair Dismissal

[40] An order for reinstatement or compensation may only be made if I am satisfied the Applicant was, at the date of her dismissal, protected from unfair dismissal under the Act.

[41] Section 382 sets out the circumstances that must exist for the Applicant to be protected from unfair dismissal:

    “382 When a person is protected from unfair dismissal

    A person is protected from unfair dismissal at a time if, at that time:

      (a) the person is an employee who has completed a period of employment with his or her employer of at least the minimum employment period; and

      (b) one or more of the following apply:

        (i) a modern award covers the person;

        (ii) an enterprise agreement applies to the person in relation to the employment;

        (iii) the sum of the person’s annual rate of earnings, and such other amounts (if any) worked out in relation to the person in accordance with the regulations, is less than the high income threshold.

      Note: High income threshold indexed to $123,300 from 1 July 2012.”

[42] There is no dispute, and I am satisfied, the Applicant was, on 17 January 2013, protected from unfair dismissal within the meaning of s.382.

Was the dismissal unfair?

[43] The Applicant’s dismissal will have been unfair if I am satisfied, on the evidence, that all of the circumstances set out at s.385 of the Act existed. Section 385 provides:

    “385 What is an unfair dismissal

    A person has been unfairly dismissed if the FWC is satisfied that:

      (a) the person has been dismissed; and

      (b) the dismissal was harsh, unjust or unreasonable; and

      (c) the dismissal was not consistent with the Small Business Fair Dismissal Code; and

      (d) the dismissal was not a case of genuine redundancy.

    Note: For the definition of consistent with the Small Business Fair Dismissal Code: see section 388.”

[44] There is no dispute that the Applicant was dismissed at the Respondent’s initiative within the meaning of s.386 of the Act, that the Small Business Fair Dismissal Code did not apply to the Respondent or that the dismissal of the Applicant was not for reasons of redundancy and I am satisfied of these matters.

Harsh, unjust or unreasonable

[45] It remains therefore, for me to consider whether I am satisfied the Applicant’s dismissal was harsh, unjust or unreasonable. The matters I must take into account when assessing whether the dismissal was harsh, unjust or unreasonable are set out at s.387 of the Act:

    “387 Criteria for considering harshness etc.

    In considering whether it is satisfied that a dismissal was harsh, unjust or unreasonable, the FWC must take into account:

      (a) whether there was a valid reason for the dismissal related to the person’s capacity or conduct (including its effect on the safety and welfare of other employees); and

      (b) whether the person was notified of that reason; and

      (c) whether the person was given an opportunity to respond to any reason related to the capacity or conduct of the person; and

      (d) any unreasonable refusal by the employer to allow the person to have a support person present to assist at any discussions relating to dismissal; and

      (e) if the dismissal related to unsatisfactory performance by the person—whether the person had been warned about that unsatisfactory performance before the dismissal; and

      (f) the degree to which the size of the employer’s enterprise would be likely to impact on the procedures followed in effecting the dismissal; and

      (g) the degree to which the absence of dedicated human resource management specialists or expertise in the enterprise would be likely to impact on the procedures followed in effecting the dismissal; and

      (h) any other matters that the FWC considers relevant.”

[46] The ambit of the conduct that may fall within the words ‘harsh, unjust or unreasonable’ was explained in Byrne v Australian Airlines Ltd 82 by McHugh and Gummow JJ as follows:

    “.... It may be that the termination is harsh but not unjust or unreasonable, unjust but not harsh or unreasonable, or unreasonable but not harsh or unjust. In many cases the concepts will overlap. Thus, the one termination of employment may be unjust because the employee was not guilty of the misconduct on which the employer acted, may be unreasonable because it was decided upon inferences which could not reasonably have been drawn from the material before the employer, and may be harsh in its consequences for the personal and economic situation of the employee or because it is disproportionate to the gravity of the misconduct in respect of which the employer acted.”

[47] I am obliged to consider each of these matters in reaching my conclusion and I do so below. 83

[48] The substance of the Applicant’s argument that her dismissal was harsh, unjust or unreasonable is as follows:

  • There was no valid reason for the termination of her employment by the Respondent, because she did not have a conversation with Mr Kelly as alleged;


  • The Respondent did not make clear to the Applicant:


  • whether there was a grievance or complaint against her;


  • whether an investigation was taking place;


  • which policy of the Respondent, the Applicant had allegedly breached.


  • The Respondent denied the Applicant procedural fairness because:


  • it did not provide the Applicant with an opportunity to have a representative or support person present during the meetings on 21 December 2012, 15 and 17 January 2013;


  • it did not provide notice of any of the meetings or the subject matter of the meetings and therefore did not provide the Applicant with an opportunity to prepare for those meetings;


  • the allegation was not put to the Applicant in writing, nor was she notified of the allegation in advance of the meetings of 21 December 2012 and 15 January 2013.


  • Mr Kelly did not follow the grievance procedure of the Respondent and did not report the incident of 21 December 2012 to Mr Tant, the Acting CEO;


  • The Respondent did not clearly notify the Applicant of the reason because the allegations were not put to her in writing and the communication about them was “done verbally”;


  • The Respondent did not follow its performance counselling policy which provides for the termination of employment of an employee to be approved or endorsed by the Executive and this did not occur. Further the Delegation of Authority policy requires the termination of employment of an employee to be approved by the CEO and this did not happen;


  • The Applicant was never instructed about what she could or could not say to staff or members of the executive team;


  • The reason given for the termination of the Applicant’s employment was not ‘serious misconduct’ and did not justify summary dismissal.


[49] The Respondent submits the dismissal was not harsh, unjust or unreasonable. It’s argument is summarised below:

  • There was a valid reason related to the Applicant’s conduct, namely:


  • the Applicant’s conversation with Mr Kelly on 21 December 2012 was inappropriate and amounted to serious misconduct; and


  • the Applicant’s failure to honestly answer questions on 21 December 2012 and 15 January 2013 from the Respondent about the conversation with Mr Kelly.


  • The Applicant was told about the allegation made by Mr Kelly and given two opportunities to comment on the allegation. On each occasion the Applicant chose to deny the allegation. Each denial was dishonest. The Applicant compounded the dishonesty by forwarding two file notes to Mr Tant, the acting CEO, each containing the denial, and one suggesting that no contact at all occurred with Mr Kelly on 21 December 2012;


  • The seriousness of the Applicant’s conduct must be judged against the senior position that she occupied in the Respondent’s organisation. Given this, it would have been inappropriate to deal with the Applicant’s conduct by issuing a warning;


  • The Respondent conducted a fair process in the circumstances and gave the Applicant an appropriate opportunity to answer the allegations. The Respondent’s handing of the termination of employment must also be judged by taking into account that the Respondent could not access its human resources function as its Manager, People and Culture was the subject of the conduct under ‘investigation’;


  • The Applicant did not ask for a support person and given her position as Manager, People and Culture, she would have been aware of her right to request that a support person be present at meetings with the Respondent;


  • Given the Applicant’s conduct and dishonesty the Respondent was entitled to conclude that the relationship of trust and confidence has broken down and to bring the employment to an end.


  • After the termination of the Applicant’s employment the Respondent became aware of further misconduct of the Applicant, upon which it is now entitled to rely to justify the termination of the Applicant’s employment.


[50] I deal with the competing submissions in my consideration of each of the criteria at s.387 of the Act below.

Valid reason - s.387(a)

[51] There must have been a valid reason for the dismissal of the Applicant related to the Applicant’s capacity of conduct, although it need not be the reason given to the Applicant at the time of the dismissal. 84 The reason should be “sound, defensible and well founded”85 and should not be “capricious, fanciful, spiteful or prejudiced.”86 Where, as in the present case, the Respondent relies upon conduct of the Applicant to justify its decision to terminate her employment, I must be satisfied that the conduct as alleged by the Respondent occurred.87 A mere suspicion of conduct does not amount to a valid reason.88

[52] Earlier in this decision I concluded that I accept Mr Kelly’s version of events and reject the Applicant’s oral evidence about the conversation between the Applicant and Mr Kelly on 21 December 2012 and I outlined my reasons for doing so. It follows that I am satisfied that on 21 December 2012 the Applicant telephoned Mr Kelly and during the telephone discussion the Applicant told Mr Kelly that:

  • Beverley (Lee) and Helena (Gillies) were on the property asking questions about employment contracts and other matters the detail of which Mr Kelly could not recall;


  • She had spoken with Julie (McKay); and


  • Julie told her to call Ben (Kelly) straight away and let Ben know to tell them nothing. 89


[53] This conduct, engaged in by a senior member of the Respondent’s organisation, occupying as she did the position of Manager, People and Culture, is doubtless misconduct and a valid reason for dismissal. However as the Respondent summarily dismissed the Applicant for ‘serious misconduct’, a finding that the conduct was not serious misconduct may render a dismissal for valid reason, harsh. I will return to this issue later in these reasons.

[54] The Respondent also relies on the Applicant’s dishonesty during the course of the investigation as a reason for dismissal. During oral submissions, Ms Dastan for the Respondent put the argument this way:

    “Where the question put to Ms Jones was in the form of telling Mr Kelly not to cooperate or whether it was telling him not to talk is, in our submission, largely irrelevant. The substance of the question was to ask Ms Jones whether she had said anything to Mr Kelly to the effect that he ought not to provide information to the board members. The obligation that Ms Jones then had was to respond to that question in an informative manner due to her position as an executive officer of the company. In our submission, it’s obvious. If Ms Jones had said to Mr Kelly, “You ought not talk to the board,” then her response should have been to correct the questioner and indicate what it is she did in fact say. A broad denial is both misleading and, in our view, disingenuous.” 90

[55] The Respondent further submitted that as the Applicant’s dishonesty struck at the heart of the relationship of trust and confidence, the Respondent was entitled to conclude that that relationship had broken down and to bring the employment to an end.

[56] Earlier in this decision I concluded that the Applicant sought to mislead the Respondent by her denials at meetings with the Respondent on 21 December 2012 and 15 January 2013 and by her file notes sent to Mr Tant on 10 and 15 January 2013. The Respondent was entitled to ask the questions that it did of the Applicant. The Applicant was, in the circumstances, obliged to answer the questions honestly. I am satisfied that she did not.

[57] A failure by an employee to honestly answer reasonable questions put to the employee by the employer about alleged workplace or work related conduct will be a valid reason for dismissal if the failure to answer honestly destroys the relationship of trust and confidence between the employer and employee. 91

[58] The Applicant was given ample opportunity to give an honest response but chose not to do so. The Applicant compounded the dishonesty through her file notes sent to Mr Tant. The Applicant was a senior employee holding an important position in the organisation. The Board was entitled to expect honesty from the Applicant. The Applicant should have responded honestly, even though this may have placed her in a difficult position. In the circumstances the Applicant’s dishonesty meant that the Respondent could not be confident that the Applicant would be honest in the future. The important relationship of trust and confidence between the Respondent and the Applicant was therefore destroyed. I am satisfied that the Applicant’s dishonesty and its impact of the relationship of trust and confidence was a valid reason for dismissal of the Applicant.

Notification of the valid reason - s.387(b)

[59] Notification of a valid reason for termination should be given to an employee protected from unfair dismissal before the decision is made, 92 in explicit terms93 and in plain and clear terms.94 In Crozier v Palazzo Corporation Pty Ltd95 a Full Bench of the Australian Industrial Relations Commission dealing with a similar provision of the Workplace Relations Act 1996 stated the following:

    “As a matter of logic procedural fairness would require that an employee be notified of a valid reason for their termination before any decision is taken to terminate their employment in order to provide them with an opportunity to respond to the reason identified. Section 170CG(3)(b) and (c) would have very little (if any) practical effect if it was sufficient to notify employees and give them an opportunity to respond after a decision had been taken to terminate their employment. Much like shutting the stable door after the horse has bolted.” 96

[60] The requirement to notify of the reason together with the requirement to provide an opportunity to respond to the reason in s.387(c), involves consideration of whether procedural fairness was afforded the Applicant before her dismissal was effected.

[61] Satisfaction of the notification requirement will usually require a straightforward factual inquiry to be made, namely: what was the Applicant told about the reason for the dismissal, before the dismissal took place? As I have earlier concluded, at both the meetings on 21 December 2012 and 15 January 2013 the substance of the allegation made by Mr Kelly was clearly communicated to the Applicant. The Applicant’s own version of events and her file notes given to Mr Tant confirm this. The termination of employment letter given to the Applicant on 17 January 2013 confirms the reason. I am satisfied the Applicant was notified of this valid reason.

[62] It is also clear from the evidence and accepted by the Respondent, 97 that the Applicant was not notified of the reasons related to her failure to honestly answer questions from the Respondent, and I am so satisfied. However, it will likely have been clear to the Applicant, by the act of terminating her employment, that the Respondent did not believe her denials of the allegation.

Opportunity to respond - s.387(c)

[63] An employee protected from unfair dismissal should be given an opportunity to respond to any reason for dismissal relating to the conduct or capacity of the person. The consideration of whether and to what extent that opportunity was given is to be applied in a common sense way to ensure the employee is treated fairly and should not be burdened with formality. 98

[64] The Applicant argued that she was not notified in writing of the allegations and was not given notice of the meetings of 21 December 2012 or 15 January 2013, or the subject matter of the meetings. I accept this to be the case. The Applicant suggests this affected her capacity to be represented and to properly respond to the allegations. I disagree.

[65] First, absent some express term under her employment contract, an applicable modern award or enterprise agreement, there is no general right for an employee to be “represented” in a meeting with an employer to discuss allegations of misconduct. The Applicant does not allege such a term exists. The Respondent’s policy on performance management and disciplinary procedure does not confer such a right. 99

[66] Secondly, as I concluded earlier, at both the meetings on 21 December 2012 and 15 January 2013, the substance of the allegation made by Mr Kelly was clearly communicated to the Applicant, and the Applicant denied the allegation on both occasions. At the meeting on 15 January 2013, the Applicant was given an opportunity to reconsider her response, perhaps overnight, but declined to do so and said she did not need to reconsider because the conversation as alleged by Mr Kelly did not happen. 100 The Applicant’s own version of events and her file notes given to Mr Tant confirm the fact that the Applicant was given opportunities to respond and took those opportunities to deny the allegation. I am satisfied that the Applicant was given an opportunity to respond to this valid reason.

[67] As the Applicant was not notified of the reasons that related to her failure to honestly answer questions from the Respondent, it would be difficult to conclude that the Respondent gave the Applicant an opportunity to respond to that reason. Nevertheless, as is clear from the exchange reproduced from transcript below, the Respondent argues that the opportunity given to the Applicant during the meeting on 15 January 2013 to reconsider her denial, was implicitly such an opportunity:

    “THE DEPUTY PRESIDENT: Of course. While you’re doing that and since I’ve already interrupted you, I might raise a couple of other matters with you, if I may. Ms Dastan, do you accept that your client did not notify Ms Jones that one of the reasons that it was dismissing her was because she had been dishonest with them in the conduct of their investigation? Unless there’s some evidence that that was orally communicated to her, certainly in the letter of termination there's no indication of that - - -

    MS DASTAN: That’s right. However, it was communicated to her in her evidence. The file note which she made and gave to Mr Tant, Mr Duffy had warned her to reconsider her answer because this could lead to disciplinary process, including and up to termination.

    THE DEPUTY PRESIDENT: I do understand that, but as a reason for termination.

    MS DASTAN: No.

    THE DEPUTY PRESIDENT: Which is what is required.

    MS DASTAN: Yes.

    THE DEPUTY PRESIDENT: Whether the person was notified of that reason being the valid reason. You’d have to accept, wouldn’t you, that Ms Jones wasn’t advised of that?

    MS DASTAN: No. That’s right.

    THE DEPUTY PRESIDENT: Where I am required to take into account whether the employee was given an opportunity to respond to any reason relating to the person’s conduct or performance, even if I accept that in the course of the various discussions that Ms Jones had with the board members she was given an opportunity to comment about the instruction or conversation that she had with Mr Kelly, isn’t it the case that she wasn’t given an opportunity to comment on the reason relied upon by the employer that she had lied to the board? I accept that you say she was given an opportunity the day before the dismissal was effected to reconsider her answer.

    MS DASTAN: Yes.

    THE DEPUTY PRESIDENT: But that, on one view, doesn’t go so far as to say, “Well, we think that you’re lying to us. What do you say about that?” or, “We think you’re lying to us and that’s a ground for dismissal.”

    MS DASTAN: In Ms Gillies’ statement, she tried to give Mr Kelly’s written statement. She did not take it and Ms Jones’s own evidence was that she felt that it was a fait accompli, anyway; that they were out to get her and she didn’t feel like there was any use in responding. My submission is that she felt she wouldn’t be given an opportunity and didn’t want to respond, anyway. I make the point further that in any event we rely on termination on common law grounds for dishonesty.

    THE DEPUTY PRESIDENT: Yes, I accept that that’s relied upon.

    MS DASTAN: Yes.

    THE DEPUTY PRESIDENT: The point is that a factor I have to weigh up amongst all the factors is whether or not she was notified of that reason and whether or not she was given an opportunity respond to that reason which related to her conduct. It seems to me that she certainly wasn’t notified of the dishonesty to the board point as a reason for termination.

    MS DASTAN: Yes.

    THE DEPUTY PRESIDENT: And it’s probably the case that she wasn’t given an opportunity to respond to that reason in that sense.

    MS DASTAN: No, that’s right.

    THE DEPUTY PRESIDENT: I accept that she was given an opportunity to reconsider her position.

    MS DASTAN: That’s right.

    THE DEPUTY PRESIDENT: And implicit in that was that the board member, Mr Duffy, was saying, “Well, we have a different view.” I accept that.

    MS DASTAN: And implicit in that also was the evidence seemed to suggest that a phone call may have occurred.

    THE DEPUTY PRESIDENT: Yes.

    MS DASTAN: She didn’t then take it upon herself to explain that a phone call had been made. In fact she had not said that a phone call had been made until the commencement of this hearing last Friday.

    THE DEPUTY PRESIDENT: Yes.

    MS DASTAN: The implication is that the board suspected that her version of events may not have been correct and gave her the opportunity to correct that and, by not doing so, she then committed a further lie.” 101

[68] Whilst the proposition advanced by the Respondent is not without merit, I have great difficulty accepting it in this case. In my view, as a valid reason must be communicated in explicit terms 102 and in plain and clear terms,103 so too must the opportunity to respond to that reason. Logically one follows the other. A reason that is not clearly put does not clearly invite a response. In circumstances that might very well lead to the termination of employment an employee should not be left to read between the lines trying to discern whether in those spaces lurks the opportunity to respond. The opportunity to respond must be clear and not left to implication. I am satisfied that an opportunity to respond to this valid reason was not given. In many cases, this will be a serious omission. However, as this reason is closely linked to the allegation itself, and the investigation of the allegation, I do not regard the failure to give the Applicant an opportunity to respond to this reason as rendering the Respondent’s dismissal of the Applicant harsh, unjust or unreasonable.

Unreasonable refusal by the employer to allow a support person - s.387(d)

[69] If an employee protected from unfair dismissal has requested a support person be present to assist in discussions relating to the dismissal, the employer should not unreasonably refuse to allow that person to be present.

[70] The Applicant submits that she was not offered the opportunity to have a support person present. This submission is put on two bases. First, the Respondent made no such offer. Secondly, given the lack of notice of the meetings on 12 December 2012, 15 and 17 January 2013 and the subject matter of those meeting, the Applicant was effectively denied the opportunity to have a support person present.

[71] It is clear from the plain language of s.387(d) that this consideration is directed to an employer’s unreasonable refusal to allow a support person to be present. It is not concerned with whether an employer offered the employee such an opportunity. In most cases, the section will be engaged if the employee asks for a support person to be present and the employer refuses the request. 104 It may well be appropriate in some cases to consider the overall circumstances in which meetings to discuss an employee’s conduct and dismissal occurred to properly determine whether there was an unreasonable refusal by the employer to allow the employee to have a support person present. This is not such a case.

[72] The Applicant did not at any stage ask to have a support person present. The Applicant was the Manager, People and Culture. She was responsible for the Respondent’s human resources function and for maintaining its policy on performance management and disciplinary procedure. That policy deals with the issue of a support person. The Applicant was aware of her right to ask for a support person to be present. She did not ask for one. Given the Applicant’s position and knowledge, the circumstances in which the meetings occurred did not, in my view, impede her capacity to ask for a support person to be present. I am satisfied that the Respondent did not refuse to allow the Applicant to have a support person present at any of the meetings that occurred on 12 December 2012, 15 and 17 January 2013.

Warnings regarding unsatisfactory performance - s.387(e)

[73] If an employee protected from unfair dismissal is dismissed for the reason of unsatisfactory performance, the employer should warn the employer about the unsatisfactory performance before the dismissal. As the Applicant was dismissed for conduct rather than performance reasons, this matter does not arise for consideration. To the extent that it is relevant, it was not disputed, and I am satisfied that the Applicant was not given any previous warning relating to either her performance or her conduct.

Impact of the size of the Respondent on procedures followed - s.387(f)

[74] The size of the Respondent’s enterprise may impact on the procedures followed by the Respondent in effecting the dismissal. The Respondent is not a small business employer, nor a ‘small employer’ having regard to the size of its workforce. It had policies to deal with human resources related matters. 105 Although the Respondent did not refer to these policies in inquiring into the allegation made by Mr Kelly or in effecting the Applicant’s dismissal, it acted (with one exception) consistently with its policy on performance management and discipline.

[75] In the circumstances, I am satisfied the size of the employer’s enterprise did not impact on the procedures followed in effecting the dismissal or to the detriment of the Applicant.

Absence of dedicated human resources management specialist/expertise on procedures followed - s.387(g)

[76] The absence of dedicated human resource management or expertise in the Respondent’s enterprise may have impacted on the procedures followed by the Respondent in effecting the dismissal.

[77] The Respondent had a dedicated human resources function. Its difficulty was that the person responsible for administering that function was the subject of the allegation and the person to whom the Respondent’s procedures were to be applied. The CEO was also absent for the entire period. The Acting CEO was not consulted, but in evidence Mr Tant expressed the view that, in his opinion based on his knowledge of the facts now, the termination of the Applicant’s employment was warranted. 106

[78] The Applicant did not, during any of the meetings, raise the procedural concerns she now alleges occurred. As the Manager, People and Culture, she was better placed than most employees to do so.

[79] I find the absence of any such management and expertise did impact on the procedures followed by the Respondent in effecting the dismissal. No doubt a human resources professional would have advised that the Respondent should give notice of the various meetings and the general subject matter to be discussed at the meetings. This did not occur. However, given the Applicant’s position and experience I do not regard this matter as prejudicing the Applicant in any material way.

[80] No doubt also, had the Respondent had access to a human resources function, it would have been advised to put the content of the two corroborating statements to the Applicant and to seek a response. This might have caused the Applicant to admit the allegation. However by this stage, the damage to the relationship of trust and confidence had been done. In any event, the Applicant is now aware of the two statements, but maintains her denial. I therefore do not regard this matter as prejudicing the Applicant in any material way.

Other relevant matters - s.387(h)

[81] Section 387(h) provides the Commission with broad scope to consider any other matters it considers relevant. The following matters are relevant to the determination of whether the dismissal of the Applicant was harsh, unjust or unreasonable:

    (a) Respondent’s policy on performance management and discipline 107

    The Applicant submits that the Respondent did not adhere to its policy because it did not offer the Applicant a support person. This seems correct. In contrast to s.387(d) of the Act, the policy is couched in terms of an “opportunity of having a support person present.” 108 This suggests some obligation on the Respondent’s part to either offer to an employee the opportunity to have a support person present, or to give notice of a meeting or proposed discussion (and of the subject matter) so that an employee has the opportunity to arrange for a support person to be present. This did not occur. I am satisfied that the Respondent did not comply with its policy in this regard. However given the Applicant’s position in the organisation and her familiarity with the policy, the Applicant could have, but did not ask for a support person. The Applicant could have, but did not point out to the Respondent its obligation under the policy.

    The Respondent’s failure to comply in the circumstances did not render the dismissal harsh, unjust or unreasonable.

    (b) Summary dismissal

    The Respondent summarily dismissed the Applicant for serious misconduct. Relevantly, conduct will be ‘serious misconduct’ if it is such a serious breach of the contract of employment that it is in effect a repudiation, so that the employer is no longer bound to employ the employee. 109 In other words, it involves conduct that is inconsistent with the continuation of the contract of employment.

    The Applicant instructed or at least encouraged another employee, Mr Kelly, not to speak with particular Board members who were at the workplace on 21 December 2012. The Board members were entitled to be on site and were carrying out functions assigned to them by the Board. The Applicant’s conduct was akin to encouraging another employee to act dishonestly or to mislead members of the Board who had every right to engage with and expect cooperation and assistance from that employee. The Applicant was a senior member of the Respondent’s organisation and in a position of trust. A person in the position of the Manager, People and Culture would or should have known better. In my view, the conduct viewed in the circumstances of the Applicant’s position and seniority, was inconsistent with the continuation her contract of employment.

    If I am wrong in that conclusion, then the subsequent dishonest denials by the Applicant coupled with the earlier conduct involving Mr Kelly were together inconsistent with the continuation of the Applicant’s contract of employment. I am therefore satisfied that the Applicant engaged in serious misconduct and the Respondent was justified in summarily dismissing the Applicant.

    (c) Authority to dismiss

    The Applicant submits that the Board did not have authority to terminate the Applicant’s employment without prior approval by the CEO. This, it was submitted, is what is required as a consequence of the Respondent’s Delegation Policy. 110 It is not in dispute that the Acting CEO did not approve the termination of the Applicant’s employment. There are two answers to this submission. First, a delegation of power by the Board to the CEO does not remove the Board’s power to itself exercise the power of employment termination. Secondly, to the extent that the delegated power might otherwise be exercised by the CEO, that delegation (along with many others) was rescinded by resolution of the Board on 16 January 2013111, the day before the termination of the Applicant’s employment was effected.

Conclusion

[82] Having considered each of the matters specified in s.387, and taking into account the all of the evidence and submissions before me, I am satisfied the dismissal of the Applicant was not harsh, unjust or unreasonable. The application is dismissed.

DEPUTY PRESIDENT

Appearances:

R. Jones on her own behalf.

N. Dastan for Brite Services.

Hearing details:

2013.

Melbourne:

May 10, 17.

 1   Exhibit R6 at [1]

 2   Exhibit R6 at [1]

 3   Transcript PN59

 4   Transcript PN61 - PN62

 5   Transcript PN65 - PN66

 6   Transcript PN64; A copy of the draft executive contract is attachment “PT3” to Exhibit R8.

 7   Transcript PN67

 8   Exhibit R8 at [9]

 9   Transcript PN63, PN69

 10   Transcript PN63 - PN64; Exhibit R8 [3(g)]

 11   Transcript PN70

 12   Exhibit R6 [5]; Transcript PN730; Exhibit R8 [6]

 13   Transcript PN794

 14   Exhibit R10

 15   Exhibit R10, p5

 16   Exhibit A5

 17   Exhibit A5, cl 2.10

 18   Exhibit R8 [6]

 19   Exhibit R11

 20   Exhibit R11, p2

 21   Exhibit R9

 22   Exhibit R6 [3]

 23   Exhibit R6 [3]

 24   Exhibit R6 [3]

 25   Exhibit R6 [5]; Exhibit R7 [2]

 26   Exhibit R1 [2]; Transcript PN122 - PN124; PN134

 27   Exhibit A2

 28   Exhibit R1 [3] and attachment BK1 thereto

 29   Transcript PN123 - PN124

 30   Transcript PN135

 31   Transcript PN537 - PN541; PN548 - PN553

 32   Exhibit R1 at [2] - [3]

 33   Exhibit R1 at [3]

 34   Exhibit R1 at [3]; Attachment BK1 to Exhibit R1

 35   Transcript PN537 - PN566

 36   Exhibit R1 at [4]

 37   Exhibit R2 at [2] - [3]; Exhibit R3 at [2] - [5]

 38   See Transcript PN588 - PN592; PN619 - PN620

 39   Exhibit R1 at [5] - [7]; Exhibit R6 at [6] - [7]; Exhibit R7 at [5]

 40   Exhibit R6 at [9]; Exhibit R7 at [7]

 41   Exhibit R7 at [7]; Exhibit R1 at [7]; Transcript PN561 - PN562

 42   Transcript PN563; Exhibit R6 at [11]

 43   Exhibit R1

 44   Transcript PN244 - PN248

 45   Exhibit A2

 46   Exhibit A2

 47   Transcript PN438 - PN446

 48   Exhibit R6 at [8]

 49   Exhibit R6 at [9]

 50   Exhibit R6 at [10]; Exhibit A4 at [1]; Transcript PN67 - PN70

 51   Exhibit R6 at [10]; Exhibit A4 at [1]; Transcript PN70

 52   Exhibit R6 at [10]; c/f Transcript PN70 - PN71 and Exhibit A4 at [1]

 53   Exhibit A1; Transcript PN73 - PN75

 54   Exhibit R1 at [3] and attachment BK1 thereto

 55   Exhibit R6 at [10]

 56   Exhibit R1 at [7]; Attachment BK1 to Exhibit R1

 57   Exhibit R6 at [11]

 58   Exhibit R6 at [11]

 59   Exhibit R6 at [13]

 60   Exhibit R6 at [14]; Exhibit A4 at [3]; Transcript PN81

 61   Exhibit R6 at [14] - [15]

 62   Exhibit R6 at [15]; Transcript PN81 - PN83

 63   Transcript PN82

 64   Transcript PN280

 65   Exhibit A2; Transcript PN438 - PN446

 66   Exhibit R6 at [15]; Exhibit A2

 67   Exhibit R6 at [15]; Exhibit A2

 68   Exhibit R6 at [15]; Exhibit A2

 69   Exhibit R6 at [16]

 70   Exhibit R6 at [17] and [19] and Attachment HG3 thereto; Exhibit R3 and [6] - [7]; Exhibit R2 at [5] and Attachment SG1 thereto

 71   Transcript PN803 - PN805

 72   Attachment BK1 to Exhibit R1

 73   Exhibits A1 and A2

 74   Attachment JC1 to Exhibit R3

 75   Exhibit R9

 76   Exhibit R6 at [20]

 77   Exhibit R8 at [10]

 78   Exhibit A3

 79   Exhibit R6 at [22]

 80   Exhibit R6 at [22]

 81   Exhibit A3

 82   [1995] HCA 24; (1995) 185 CLR 410 at 465

 83   Sayer v Melsteel[2011] FWAFB 7498

 84   Shepherd v Felt & Textiles of Australia Ltd (1931) 45 CLR 359 at 373, 377-378

 85   Selvachandran v Peterson Plastics Pty Ltd (1995) 62 IR 371 at 373

 86   Selvachandran v Peterson Plastics Pty Ltd (1995) 62 IR 371 at 373

 87   King v Freshmore (Vic) Pty Ltd, Full Bench AIRC, 17 March 2000, (Print S4213)

 88   Australia Meat Holdings Pty Ltd v McLauchlan (1998) IR 1

 89   Exhibit R1 at [3] and attachment BK1 thereto

 90   Transcript PN1105

 91   Streeter v Telstra Corporation Ltd (2007-2008) 170 IR 1 at 11

 92   Chubb Security Australia Pty Ltd v Thomas Print S2679 at [41]

 93   Crozier v Palazzo Corporation Pty Ltd (2000) 98 IR 137 at 151

 94   Previsic v Australian Quarantine Inspection Services Print Q3730

 95 (2000) 98 IR 137

 96 (2000) 98 IR 137 at 151

 97   Transcript PN1168 - PN1186

 98   RMIT v Asher (2010) 194 IR 1 at 14-15

 99   See Exhibits A6 and A7

 100   Exhibit R6 at [15]; Exhibit A2

 101   Transcript PN1162 - PN1187

 102   Crozier v Palazzo Corporation Pty Ltd (2000) 98 IR 137 at151

 103   Previsic v Australian Quarantine Inspection Services Print Q3730

 104   See also Explanatory Memorandum to the Fair Work Bill 2008 at [1542]

 105   See for example Exhibits A6 and A7

 106   Transcript PN890 - PN891

 107   Exhibits A6 and A7

 108   Exhibit A7, p3

 109   North v Television Corporation Ltd (1976) 11 ALR 599

 110   Exhibit A5

 111   Exhibit R9

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