JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA TITLE OF COURT : THE COURT OF APPEAL (WA) CITATION : ELWIN -v- ROBINSON [2014] WASCA 46 CORAM : PULLIN JA HEARD : 2 AUGUST 2013 DELIVERED : 28 FEBRUARY 2014 FILE NO/S : CACR 215 of 2012 BETWEEN : JASON CAMERON ELWIN Appellant
AND
EDWARD GEORGE ROBINSON
Respondent
ON APPEAL FROM: Jurisdiction : SUPREME COURT OF WESTERN AUSTRALIA Coram : McKECHNIE J
File No : SJA 1074 of 2011
Catchwords:
Criminal law - Police powers of arrest - Whether excessive force used in the arrest - Circumstances of violence and mayhem - Whether facts in substance justified the decision - Obstruction of police officer
Legislation:
Criminal Appeals Act 2004 (WA), s 14(3)
Criminal Code (WA), s 172(2), s 231, s 260Criminal Investigations Act 2006 (WA), s 16, s 128(3) Result:
Appeal dismissed
Category: B
Representation:
Counsel:
Appellant : Mr P Yovich
Respondent : Ms C Barbagallo
Solicitors:
Appellant : Terry Dobson Legal
Respondent : Director of Public Prosecutions (WA)
Case(s) referred to in judgment(s):Carmichael v McGowan [1967] WAR 11Elwin v Robinson [2012] WASC 311Hayward-Jackson v Mason-Walshaw [2012] WASC 107JRNT v The State of Western Australia [2011] WASCA 183M v The Queen (1994) 181 CLR 487McIntosh v Webster (1980) 43 FLR 1121 PULLIN JA: I agree with Mazza JA. 2 NEWNES JA: I agree with Mazza JA.
Introduction 3 The appellant was charged in the Magistrates Court with disorderly behaviour in public, obstructing a public officer in the performance of that officer's functions and refusing to supply personal details to a police officer. He was convicted after trial of the offence of obstructing a public officer in the performance of that officer's functions. This is an offence contrary to s 172(2) of the Criminal Code (WA). The appellant was acquitted of the other charges. He was fined $400 and given a spent conviction order.
4 The appellant appealed against his conviction. The appeal was heard by McKechnie J who dismissed it: Elwin v Robinson [2012] WASC 311. The appellant now appeals to this court against McKechnie J's decision on two grounds which I will set out later in these reasons. Leave to appeal has been granted in respect of these grounds.
5 An extension of time is required to bring this appeal. The appeal was filed approximately one week out of time. The reason for the delay has been adequately explained and the extension of time is not opposed. I would grant an extension of time.
An overview of the case
6 At about 4.40 am on New Years' Day 2010 a fight involving several men broke out on James Street, Northbridge, in the vicinity of the Paramount Nightclub. On the night there was a considerable police presence in the area. Within a short time of the commencement of the fight a large number of uniformed police officers with distinctive yellow fluorescent vests descended upon the scene, on bicycles and in police vehicles.
7 Senior Constable Robinson observed a person later identified as the appellant on top of a second male over a street barricade which they had knocked to the ground. Senior Constable Robinson testified that the appellant had the second male 'in some sort of grip with both hands up near his neck' (7/6/2011, page 7). In essence, the two men appeared to be fighting. Senior Constable Robinson grabbed the appellant from behind and pulled him off the second male. The learned magistrate found that at this point the appellant was unaware that this person was a police officer. However, when Senior Constable Robinson twisted the appellant around so that the two men faced each other, the appellant became aware that Senior Constable Robinson was a police officer. It is not disputed that Senior Constable Robinson told the appellant that he was under arrest.
8 Closed-circuit television (CCTV) footage of the incident taken by two cameras (exhibit 1) shows Senior Constable Robinson and another police officer, a female, dragging the appellant away from the second male and apparently trying to place him on the roadway. It is clear that the appellant physically resisted these efforts. The CCTV footage also shows Senior Constable Robinson and the other police officer pushing the appellant back onto the nearby footpath. It is obvious that the appellant was resisting this manoeuvre by moving his arms and legs.
9 The CCTV footage then shows the appellant and Senior Constable Robinson facing each other on the footpath, and the female officer kneeing the appellant in the leg, evidently to bring him to the ground. These measures were unsuccessful. It is accepted that Senior Constable Robinson directed the appellant to go to the ground but he refused to do so.
10 A group of officers then forcefully 'barrelled' the appellant to the footpath. One of the officers then deployed a taser to the appellant. The whole incident occurred in less than a minute.
11 No particulars were sought or given before the trial concerning the nature of the conduct said to constitute the obstruction. The police prosecutor did not make an opening statement except to inform the learned magistrate that the case was about an incident that occurred in Northbridge and to tender by consent exhibit 1. There was a brief defence opening. Defence counsel asserted that on the night the appellant was not fighting (in the sense that he was the aggressor) but was the victim of an assault. As to the charge of obstructing a public officer, defence counsel said this:
As to the obstruct [sic], your Honour, we will – in closing submissions I will be saying that the officers were not performing a function of their duty and in fact the officer who effected the arrest used far too much force. It was excessive force and therefore he was acting unlawfully your Honour (7/7/2011, page 5).
12 On behalf of the prosecution three police officers were called to give evidence namely, Senior Constable Edward Robinson, Constable Matthew Dwyer and First Class Constable Christopher Martin. The appellant gave evidence in his defence. It is necessary to summarise that evidence.Evidence of Senior Constable Robinson
13 Senior Constable Robinson testified that he was on bicycle patrol near the Paramount Nightclub. He saw two groups of males about 40 m from where he was. He saw a male throw a punch at another male, following which a fight broke out. He immediately went to the location shouting 'police stop'. He said he saw the appellant on top of a second male (who was later identified as Cody Shortland) and that both men were over a street barricade that had been knocked to the ground. He said that he saw that the appellant had Mr Shortland in a grip near his neck. He testified that he continued to shout 'police stop'. He said that he grasped the accused and pulled him from Mr Shortland using a neck restraint. He said that the appellant twisted to face him and that he told the appellant that he was under arrest and to get on the ground. He said he was being assisted by Constable Tomczak.
14 Senior Constable Robinson testified that as he was attempting to place the appellant on the ground the accused physically resisted, saying 'Okay, but I won't get on the ground'. Senior Constable Robinson said that he and Constable Tomczak continued to struggle with the appellant and the struggle moved them to the side of the road. He testified that 'another officer' came in and deployed a taser to overcome the appellant's resistance. Senior Constable Robinson then left the accused to be restrained by other officers.
15 In cross-examination, Senior Constable Robinson agreed that he used a head lock to drag the appellant away from Mr Shortland (7/6/2011, pages 18 and 26). He said he did so because he approached the appellant from behind and it was 'inappropriate' to grab his arms. He said that once he had dragged the appellant off Mr Shortland and tried to put him on the ground, he lost the grip around the appellant's neck and gripped the appellant's arm.
16 Senior Constable Robinson repeated that the appellant acknowledged that he was under arrest but would not get onto the ground (7/6/2011, page 30). He said, 'We were telling him "you are under arrest. Get on the ground" … he was agreeing that he was under arrest but he would not get onto the ground'.
17 In cross-examination Senior Constable Robinson explained why he wanted the appellant on the ground. He said:
Now, we like to have people on the floor [sic] because there is less chance of harm to everyone. There is less chance that someone is going to fall over, strike their head that sort of thing. So a good knee strike is either the leg collapses; the person goes down; maybe you cork the thigh; they then decide to stop struggling (7/6/2011, page 31).
18 Senior Constable Robinson explained his last memory of the incident in these terms:
My last memory of this incident was the police officers taking him [the appellant] out of my hands you have just seen in that sort of – that sort of ruck, for lack of a better word...(7/6/11, page 33).
19 In re-examination Senior Constable Robinson said that he chose to grab the accused in a head lock because he believed that it was 'the only option' (7/6/2011, page 41).Evidence of Constable Dwyer
20 Constable Dwyer testified that he saw two males 'punching each other' in the middle of James Street. He said that, as this was occurring, Senior Constable Robinson rode off towards them shouting 'police stop' and he ran behind him. He said that Senior Constable Robinson grabbed the appellant off the other male who he identified as Mr Shortland. Constable Dwyer then placed a handcuff on Mr Shortland.
21 Constable Dwyer said that he saw Senior Constable Robinson and Constable Tomczak dealing with the appellant. He said that he saw that the officers were holding him by each of his arms. He said that he saw Constable Tomczak knee the appellant three times to his right thigh. Constable Dwyer testified that he ran towards the group. He said that other police officers 'got involved' and that the appellant had 'sort of gone to the ground'. Constable Dwyer said that he deployed his taser on the appellant 'to prevent further injury' (7/6/2011, page 44).
22 In cross-examination Constable Dwyer explained that he tasered the appellant because:
[the appellant] was still continuing to struggle so to prevent injury I tasered him. From where he was originally grabbed, if the whole resisting is still there, I didn't want anyone to get injured so I tasered him (7/6/2011, page 63).
Evidence of Constable Christopher Martin 23 Constable Martin was on van patrol duties. He testified that he saw Senior Constable Robinson and another police officer attempting to restrain the appellant who was 'physically struggling' with Senior Constable Robinson (7/6/2011, page 71). He said that he heard Senior Constable Robinson tell the appellant to 'get on the floor'. Constable Martin said that he ran to assist his colleague who was still struggling with the appellant. Constable Martin said that he took hold of the appellant and brought him to the ground 'to try and control the situation'. At that point he saw a taser deployed. Constable Martin testified that shortly after this the appellant was handcuffed.
Evidence of the appellant
24 The appellant testified that he and a group of friends, including his brother, celebrated the new year in Northbridge. In the early hours of New Year's Day 2010 the appellant and his group were in the Paramount Nightclub. There, his brother was assaulted. The appellant did not see the assault, but believed the assailant had dreadlocks. The appellant testified that he left the nightclub and walked onto James Street looking for the assailant. The appellant said that he came upon a group of three people. He said that he was pushed, pulled and punched by them. The appellant said that one of them, Mr Shortland, put him in a headlock and hit him. The appellant said that Mr Shortland let go and at the same time he heard someone behind him yell 'Police. Stop'. He said that he stood completely still with his hands to his side 'to show as submissive a pose as possible' (8/6/2011, page 6). He said that all of a sudden he was grabbed from behind in what he described as a choke hold. He said that he assumed that it was one of the three men who had been attacking him. He said that he struggled to break the hold because he could hardly breathe, but eventually he was able to do so. He testified that he was being grabbed and that he repeated over and over 'please stop hitting me, what are you doing?' (8/6/2011, page 8). The appellant said that it felt like both his arms were being pulled and that someone was kneeing him.
25 The appellant testified that he then turned and realised that the police were behind him. He denied being told that he was under arrest. The appellant recalled being tasered. He asked one of the police officers why he had been tasered, to which the officer responded 'because you didn't get on the ground' (8/6/2011, page 9).
26 In cross-examination the appellant, in effect, did not dispute that he had struggled both to break free of the choke hold and to be otherwise restrained. He said that he was not aware that the police were involved in the physical confrontation with him until he had been tasered (8/6/2011, page 28).
The prosecutor's closing address
27 With respect to the charge of obstructing a public officer, the police prosecutor submitted that the CCTV footage revealed that Senior Constable Robinson had used reasonable force by placing him in a headlock in order to effect the appellant's arrest and prevent the appellant from committing further offences (8/6/2011, page 35). The prosecutor submitted that the appellant:
continued to struggle after that whereupon Constable Tomczak [tried] to get him onto ground to secure him for the safety of him and the officers... (8/6/2011, page 35).
28 It appears from the prosecutor's closing address that the prosecution case was that the appellant was aware of his arrest from the time the appellant had been placed in a headlock by Senior Constable Robinson and that from that point until he was tasered, he obstructed the police by resisting their efforts to put him to the ground.Defence counsel's closing address
29 Defence counsel submitted that Senior Constable Robinson's use of what defence counsel described as a head restraint constituted excessive force because there were other lesser force options available. Defence counsel submitted that from 'the moment [Senior Constable Robinson] used excessive force the police were acting unlawfully and if they are acting unlawfully then the obstruct police [charge] doesn't stand' (8/6/2011, page 49).
30 Defence counsel submitted that Senior Constable Robinson's evidence that he liked people who had been arrested in violent situations to be on the ground was an insufficient basis for the use of physical force (8/6/2011, page 52).
31 Defence counsel submitted that the appellant 'had no idea he was dealing with police until not long before he was tasered' (8/6/2011, page 51).
32 Defence counsel submitted that at the time the neck restraint was placed on the appellant, he was not resisting arrest and that from that point onwards 'panic set in' (8/6/2011, page 53). He submitted that Senior Constable Robinson acted unlawfully and that 'everything that followed is tainted by the manner in which he started that arrest' (8/6/2011, page 53).
The magistrate's reasons for decision
33 The learned magistrate's findings were based substantially on the CCTV footage. She found that Constable Robinson's use of a neck restraint in order to get the appellant off Mr Shortland was, in all the circumstances, a reasonable use of force. She further found that at this point the appellant did not realise that the person who had applied the restraint was a police officer and that his resistance at that point was not unlawful. However, once the appellant was upright and facing Constable Robinson, the learned magistrate found that the appellant was aware that his 'assailant' was a police officer and that he was engaged in what her Honour described as the 'process of arrest' (8/6/2011, page 64). None of these findings are challenged in this appeal.
34 Her Honour found that from that point the appellant was 'resisting or obstructing' the police officers in the performance of their function until he was subdued by the application of the taser, which her Honour said occurred 'at the end of the whole process of arrest' (8/6/2011, page 64).
The appeal to McKechnie J
35 As amended, the grounds of appeal that were pursued before McKechnie J were as follows:
1. The learned magistrate made an error of law in convicting the appellant based on a finding that 'he was resisting or obstructing the police officers in the performance of their functions'. 2. [Abandoned at the hearing].
3. A miscarriage of justice was occasioned by the failure of the learned magistrate to properly consider whether the prosecution had established that the applicant had obstructed a public officer contrary to s 172 of the Criminal Code.
4. There has been a miscarriage of justice as the verdict of guilty was unreasonable or cannot be supported having regard to the evidence.
McKechnie J's reasons 36 His Honour took ground 1 to be, in substance, a complaint that there was a lack of particularisation of the charge. His Honour's reasons on this ground read as a whole reveal that, while his Honour accepted that the charge had not been particularised and in that sense the ground was made out, it gave rise to no miscarriage of justice, let alone a substantial miscarriage of justice ([9] - [13] and [29]). The appellant does not challenge this decision and nothing more needs to be said about it.
37 His Honour dealt with grounds 3 and 4 together (describing them as grounds 2 and 3). He said that the crux of the appellant's argument in respect of these grounds was that the magistrate was obliged, but failed, to consider whether, at the point after the neck restraint had been released and the appellant was said to have submitted to the arrest, the police used excessive force to bring the appellant to the ground, thereby entitling him to resist that force ([14]).
38 His Honour then proceeded to summarise the evidence, witness by witness. It is apparent that his Honour misapprehended an aspect of the evidence. The evidence which his Honour said had been given by Constable Dwyer had in fact been given by Senior Constable Robinson. This misapprehension has no significance to the outcome of this appeal.
39 His Honour accepted that the learned magistrate should have identified as the issue for her determination, but failed to do so, whether the prosecution had established beyond reasonable doubt that the police officers' use of force to put the appellant on the ground was force that was reasonably necessary in the circumstances to exercise the power of arrest.