Construction, Forestry, Mining and Energy Union; The Maritime Union of Australia and Textile, Clothing and Footwear Union of Australia
[2018] FWC 1017
•6 MARCH 2018
| [2018] FWC 1017 |
| FAIR WORK COMMISSION |
DECISION |
Fair Work (Registered Organisations) Act 2009
s.73 – Action to be taken after amalgamation ballot
Construction, Forestry, Mining and Energy Union; The Maritime Union of Australia and Textile, Clothing and Footwear Union of Australia
(D2017/5)
DEPUTY PRESIDENT GOSTENCNIK | MELBOURNE, 6 MARCH 2018 |
Action to be taken after ballot approval of proposed amalgamation – whether Commission is satisfied of matters in s.73(2) of the RO Act – meaning of “civil proceedings” – whether proceedings for the imposition of pecuniary penalty are “civil proceedings” – whether a proceeding to impose a punishment for breach or disobedience of a court order is a civil proceeding – meaning of “in relation to” considered – date on which amalgamation between CFMEU, MUA and TCFUA fixed.
CONTENTS
Heading | Page | Paragraph |
Introduction and Background | 6 | [1] |
Consideration | 11 | [7] |
Amalgamation ballot Court inquiry – s.73(2)(a) and (b) | 12 | [11] |
Proposed amalgamated organisation to fulfil any unfulfilled obligation of existing organisations – s.73(2)(d) | 12 | [13] |
Pending proceedings (other than civil proceedings) – s.73(2)(c) | 13 | [18] |
1. The construction issue 1. Background 7. Are there any relevant proceedings (other than civil proceedings) pending against any of the Applicant organisations? | 14 15 17 41 45 58 60 60 61 69 70 70 | [19] [22] [30] [111] [138] [199] [207] [209] [211] [232] [237] [240] |
Conclusion | 71 | [241] |
ABBREVIATIONS
Cases
Commonwealth of Australia v Director, Fair Work Building Industry Inspectorate (2015) 258 CLR 482 | Cth v FWBII |
Barbaro v The Queen (2014) 253 CLR 50 | Barbaro |
Fair Work Ombudsman v Quest South Perth Holdings Pty Ltd (2015) 256 CLR 137 | FWO v Quest |
CEO of Customs v Labrador Liquor Wholesale Pty Ltd (2003) 216 CLR 161 | Labrador |
Australian Building and Construction Commissioner v Hall [2017] FCA 274; (2017) 269 IR 28 | Hall |
BHP Coal Pty Ltd v CFMEU (2013) 239 IR 363 | BHP Coal |
ACCC v Australian Safeway Stores Pty Limited (No 3) [2002] FCA 1294 | Safeway Stores |
R v Federal Court of Australia; Ex parte PilkingtonA.C.I (Operations) Pty Limited (1978) 142 CLR 113 | ex Parte Pilkington |
Gapes v Commercial Bank of Australia Ltd (1979) 38 FLR 431 | Gapes |
Construction, Forestry, Mining and Energy Union v Grocon Contractors (Victoria) Pty Ltd & Ors 47 VR 527 | Grocon |
Witham v Holloway (1995) 183 CLR 525 | Witham |
Construction, Forestry, Mining and Energy Union and Others v Director, Fair Work Building Industry Inspectorate (2014) 225 FCR 210 | CFMEU v Director, FWBII |
Construction, Forestry, Mining and Energy Union v Boral Resources (Vic)Pty Ltd and Others (2015) 256 CLR 375 | Boral |
Legislation
Fair Work (Registered Organisations) Act 2009 | RO Act |
Fair Work Act 2009 | FW Act |
Building and Construction Industry Improvement Act 2005 | BCII Act 2005 |
Acts Interpretation Act 1901 | AI Act |
Fair Work (Building Industry) Act 2012 | FWBI Act |
Building and Construction Industry (Improving Productivity) Act 2016 | BCIIP Act |
Conciliation and Arbitration Act 1904 | C & A Act |
Industrial Relations Act 1988 | IR Act |
Industrial Relations Legislation Amendment Act 1991 | IR Amendment Act |
Workplace Relations and Other Legislation Amendment Act 1996 | WROLA Act |
WorkplaceRelations Act 1996 | WR Act |
Fair Work (Registered Organisations) Amendment Act 2016 | RO Amendment Act |
Bills
Industrial Relations Legislation Amendment Bill 1990 | IR Amendment Bill |
Other Miscellaneous Terms
Construction, Forestry, Mining and Energy Union, The Maritime Union of Australia and Textile, Clothing and Footwear Union of Australia | Applicant organisations |
Australian Mines and Metals Association and Master Builders Australia | Objectors |
Australian Electoral Commission | AEC |
Construction, Forestry, Mining and Energy Union | CFMEU |
The Maritime Union of Australia | MUA |
Textile, Clothing and Footwear Union of Australia | TCFUA |
Australian Mines and Metals Association | AMMA |
Master Builders Australia | MBA |
Australian Industrial Relations Commission | AIRC |
Australian Competition and Consumer Commission | ACCC |
Fair Work Commission | Commission or FWC |
Victorian International Containers Terminal Ltd | VICT |
Supreme Court (General Civil Procedure) Rules 2005 | SC Rules |
Introduction and Background
[1] Following the completion of ballots approving a proposed amalgamation between the Construction, Forestry, Mining and Energy Union (CFMEU), The Maritime Union of Australia (MUA) and the Textile, Clothing and Footwear Union of Australia (TCFUA) (collectively the “Applicant organisations”), consideration now needs to be given to whether, in accordance with s.73 of the Fair Work (Registered Organisations) Act 2009 (RO Act), a day should be fixed as the day on which the amalgamation is to take effect.
[2] By an application lodged on 20 June 2017, the Applicant organisations applied under s.44(1) of the RO Act for the approval for submission of a proposed amalgamation to ballot. Applications were also made by the CFMEU for an exemption from the requirement that a ballot be held and by the TCFUA for attendance ballots at a number of work places. On 31 August 2017 I determined the following in relation to the proposed amalgamation:
1. Pursuant to s.55 of the RO Act, to approve the submission of the proposed amalgamation to ballot.
2. Pursuant to s.63 of the RO Act, to exempt the CFMEU from the requirement that a ballot of its members be held in relation to the proposed amalgamation.
3. Pursuant to s.64 of the RO Act, to approve the proposal for submission of the proposed amalgamation to ballot not be conducted under s.65 of the RO Act insofar as there will instead be an attendance ballot to be held of members of the TCFUA employed at the twenty seven (27) workplaces listed in Annexure “MON1” to the statement of Michele O’Neil dated 20 June 2017 lodged in support of the TCFUA’s application.
4. Pursuant to s.58 of the RO Act, to fix Thursday, 28 September 2017 as the commencing day of the ballot and 10.00am on Thursday, 23 November 2017 as the closing day of the ballot. 1
[3] Subsequently, the Australian Electoral Commission (AEC) conducted ballots in accordance with my determination and on 28 November 2017 declared the results of the ballots. On 29 November 2017, the AEC issued amended reports of the ballot results. The reported results are as follows:
Amalgamation Post Ballot Report
Fair Work (Registered Organisations) Act 2009
MARITIME UNION OF AUSTRALIA, THE
BALLOT COVERED IN THIS REPORT
| Ballot Number: | D2017/5 |
RULES
Rules used for this ballot: | [182V: This Rulebook incorporates the alterations of 27/03/2017 in matter R2016/325 |
Rules difficult to apply/interpret: | Nil (in relation to the amalgamation ballot only) |
BALLOT
Total number of persons on the roll of voters: | 11,760 |
Total number of ballot paper issued: | 11,848 (includes all ballot papers issued as postal ballot and replacement ballot) |
Total number of ballot papers returned undelivered by close of ballot: | 166 |
Total number of ballot papers/envelopes returned for scrutiny: | 5,782 |
Total number of ballot papers/envelopes rejected at preliminary scrutiny: | 180 |
Total number of ballot papers admitted to scrutiny: | 5,602 |
Question for voters: Do you approve the proposed amalgamation of The Maritime Union of Australia (MUA) with the Construction, Forestry, Mining and Energy Union (CFMEU) and the Textile, Clothing and Footwear Union of Australia (TCFUA), in accordance with the scheme for amalgamation, a copy of the outline of which has been sent to you with this ballot paper?
| Total number of votes in favour of the question set out on the ballot paper: | 4,797 |
| Total number of voters not in favour of the question set out on the ballot paper: | 780 |
| Total number of informal ballot papers: | 25 |
Question for voters: If the proposed amalgamation in relation to which you have just recorded your vote does not take place, do you approve of the amalgamation of The Maritime Union of Australia (MUA) with the other organisation (Construction, Forestry, Mining and Energy Union (CFMEU)) involved in the alternative proposal for the amalgamation?
| Total number of votes in favour of the question set out on the ballot paper: | 4,824 |
| Total number of voters not in favour of the question set out on the ballot paper: | 727 |
| Total number of informal ballot papers: | 51 |
ROLL OF VOTERS
| Total number of voters on the roll: | 11,760 |
| Number of apparent workplace address: | Not provided |
| Number of non-current addresses: | 21 (on the original list only) |
| Other matters pertaining to the roll: | Nil |
IRREGULARITIES
| Details of written allegations of irregularities, and action taken by AEC: | Nil |
| Other irregularities identified, and action taken: | A total of 109 replacement ballot materials were issued for this ballot due to voters declaring they either lost or did not receive their ballot materials. Three of the voters returned both their original and replacement ballot papers. In one instance, both of the voter’s replacement and original ballot papers were admitted into the scrutiny in error resulting in one circumstance of multiple voting. This has not affected the result of the ballot for both ballot questions. |
Amalgamation Post Ballot Report
Fair Work (Registered Organisations) Act 2009
TEXTILE, CLOTHING AND FOOTWEAR UNION
OF AUSTRALIA
BALLOT COVERED IN THIS REPORT
Ballot Number: | D2017/5 |
RULES
Rules used for this ballot: | 125V: Incorporates alterations 20/02/2015 [R2015/11] (replaces rulebook dated 31/7/2014 [R2014/136] version) |
Rules difficult to apply/interpret: | Nil (in relation to the amalgamation ballot only) |
BALLOT
Total number of persons on the roll of voters: | 2,757 |
Total number of ballot paper issued: | 2,770 (includes all ballot papers issued at the attendance ballot, postal ballot, absent ballot and replacement ballot) |
Total number of ballot papers returned undelivered by close of ballot: | 53 |
Total number of ballot papers/envelopes returned for scrutiny: | 1,788 |
Total number of ballot papers/envelopes rejected at preliminary scrutiny: | 78 |
Total number of ballot papers admitted to scrutiny: | 1,710 |
Question for voters: Do you approve the proposed amalgamation of the Textile, Clothing and
Footwear Union of Australia (TCFUA) with the Construction, Forestry, Mining and Energy Union (CFMEU) and The Maritime Union of Australia (MUA), in accordance with the scheme for amalgamation, a copy of the outline of which has been sent to you with this ballot paper?
| Total number of votes in favour of the question set out on the ballot paper: | 1,659 |
| Total number of voters not in favour of the question set out on the ballot paper: | 45 |
| Total number of informal ballot papers: | 6 |
Question for voters: If the proposed amalgamation in relation to which you have just recorded your vote does not take place, do you approve of the amalgamation of the Textile, Clothing and Footwear Union of Australia (TCFUA) with the other organisation (Construction, Forestry, Mining and Energy Union (CFMEU)) involved in the alternative proposal for the amalgamation?
| Total number of votes in favour of the question set out on the ballot paper: | 1,654 |
| Total number of voters not in favour of the question set out on the ballot paper: | 49 |
| Total number of informal ballot papers: | 7 |
ROLL OF VOTERS
| Total number of voters on the roll: | 2,757 |
| Number of apparent workplace address: | 7 |
| Number of non-current addresses: | 77 (on the original list only) |
| Other matters pertaining to the roll: | Nil |
IRREGULARITIES
| Details of written allegations of irregularities, and action taken by AEC: | Nil |
| Other irregularities identified, and action taken: | A total of 54 replacement ballot materials were issued for this ballot due to voters declaring they either lost or did not receive their ballot materials. Six voters returned both their original and replacement ballot papers. In four instances, both of the voter’s replacement and original ballot papers were admitted into the scrutiny in error resulting in four circumstances of multiple voting. This has not affected the result of the ballot for both ballot questions. |
[4] In earlier proceedings for the approval for submission of a proposed amalgamation to ballot, the Australian Mines and Metals Association (AMMA) and Master Builders Australia (MBA) (together the “Objectors”) sought and were given leave to make submissions in opposition to the approval for submission of amalgamation to ballot on a number of grounds. The Australian Institute of Marine and Power Engineers (AIMPE) and the Australian Maritime Officers’ Union (AMOU) also sought and were given leave pursuant to s.54(3) of the Act to make submissions. I dealt with those grounds in my decision 2 to approve the submission of the proposed amalgamation to ballot. On 6 December 2017, I issued directions requiring any person who had appeared in the earlier proceeding and who wished to make a submission that the Commission is not able to be satisfied of any one or more of the matters outlined in s.73(2) of the RO Act to file and serve an outline of submissions and other materials by the date specified. The directions made allowance for the Applicant organisations to file materials in response. AMMA and MBA filed a joint outline of submissions together with affidavits of Peter John Cooke3 and Shaun Schmitke.4 The Applicant organisations also filed an outline of submissions together with a statement of Michael O’Connor.5 Neither AIMPE nor AMOU filed any material. Further submissions, an affidavit of Mr Michael Coonan6 and a witness statement of Mr Phillip Pasfield7 were filed dealing with a discrete matter concerning the MUA which had developed since initially reserving my decision on 2 February 2018. I deal with this matter later in this decision.
[5] The deponents, Mr O’Connor and Mr Pasfield were not required for cross-examination, however objection was taken by the Applicant organisations to the admissibility of much of the material contained in the first two affidavits filed on relevance grounds. 8 I will return to this issue later in these reasons.
[6] For the reasons which follow, I have decided to fix a day on which the amalgamation of the Applicant organisations will take effect. That day will be 21 days from the date of this decision.
Consideration
[7] Section 73 of RO Act deals with the action that is to be taken after an amalgamation ballot has approved a proposed amalgamation and relevantly provides the following:
73 action to be taken after ballot
(1) The scheme of a proposed amalgamation that is approved for the purposes of this part takes effect in accordance with this section.
(2) If the FWC is satisfied that:
(a) the period, or the latest of the periods, within which application may be made to the federal court under section 69 in relation to the amalgamation has ended; and
(b) any application to the federal court under section 69 has been disposed of, and the result of any fresh ballot ordered by the court has been declared; and
(c) there are no proceedings (other than civil proceedings) pending against any of the existing organisations concerned in the amalgamation in relation to:
(i) contraventions of this act, the fair work act or other commonwealth laws; or
(ii) breaches of modern awards or enterprise agreements; or
(iii) breaches of orders made under this act, the fair work act or other commonwealth laws; and
(d) any obligation that an existing organisation has under a law of the commonwealth that is not fulfilled by the time the amalgamation takes effect will be regarded by the proposed amalgamated organisation as an obligation it is bound to fulfil under the law concerned;
The FWC must, after consultation with the existing organisations, by notice published as prescribed, fix a day (in this division called the amalgamation day) as the day on which the amalgamation is to take effect.
[8] There is no dispute and I am satisfied based on the amended reports of the ballots prepared by the AEC, the proposed amalgamation has been approved for the purposes of Chapter 3, Part 2 of the RO Act. The scheme of the proposed amalgamation 9 therefore takes effect in accordance with s.73.
[9] As the terms of s.73 of the RO Act make clear, if satisfied as to the matters in s.73(2), I must, after consulting with the Applicant organisations, fix a day as the day on which the amalgamation is to take effect.
[10] Section 73(4) of the RO Act contemplates that an undertaking may be given to the Commission for the purposes of s.73(2)(d), that an amalgamated organisation will fulfil an obligation.
Amalgamation ballot Court inquiry – s.73(2)(a) and (b)
[11] Section 69 of RO Act deals with inquiries into irregularities in relation to an amalgamation approval ballot and allows for an application to be made to the Federal Court for an inquiry by the Court into alleged irregularities in relation to the ballot. Such an application is to be made no later than 30 days after the result of the ballot is declared. It is uncontroversial that there has not been any such application and the time within which such an application might have been made has passed.
[12] I am satisfied that the period within which an application or applications may be made to the Federal Court under s.69 of the RO Act in relation to the amalgamation has ended. No application has been made. The question whether any application to the Federal Court under s.69 has been disposed of, and the result of any fresh ballot ordered by the Court has been declared, does not, in the circumstances, arise. That disposes of the first two matters set out in s.73(2) about which I am required to be satisfied.
Proposed amalgamated organisation to fulfil any unfulfilled obligation of existing organisations – s.73(2(d)
[13] The proposed amalgamated organisation is the Construction, Forestry, Maritime, Mining and Energy Union (CFMMEU). The matter in s.73(2)(d) was put in issue by the Objectors in their written submission to the extent that, at the time of filing the submission, the Applicant organisations had not filed any evidence identifying their obligations under Commonwealth laws or demonstrating that the amalgamated organisation will regard itself as bound by such obligations. In this respect, the Applicant organisations rely on the statement of Mr O’Connor, which was filed after the Objectors’ written submissions. They also proffer an undertaking to the Commission in the following terms:
“Any obligation that the CFMEU, the MUA or the TCFUA have under a law of the Commonwealth that is not fulfilled by the time the amalgamation takes effect will be regarded by the Proposed Amalgamated Organisation as an obligation it is bound to fulfil under the law concerned” 10
[14] Mr O’Connor is the prospective National Secretary of the CFMMEU. His evidence, about which he was neither cross-examined nor otherwise challenged, is that any obligation that the CFMEU, the MUA or the TCFUA have under a law of the Commonwealth that is not fulfilled by the time the proposed amalgamation takes effect will be regarded by the proposed amalgamated organisation as an obligation it is bound to fulfil under the law concerned. 11 I accept that evidence. There is no suggestion that the existing relevant obligations of the CFMEU, the MUA or the TCFUA, whether individually or collectively are so great as to create doubt that they will not be fulfilled by the proposed amalgamated organisation. There is no suggestion that any existing organisation has not fulfilled any relevant obligations as and when the obligation became due. Nor is there any suggestion that the financial resources of the proposed amalgamated organisation will be insufficient to fulfil any and all unfulfilled obligations of the existing organisations under the relevant law.
[15] Further, the Scheme of Amalgamation 12 makes provision as follows:
“All existing arrangements, understandings and agreements binding on the MUA and TCFUA shall apply in the same terms upon the amalgamation on the proposed Amalgamated Organisation”
While this provision is not as broad as the statutory requirement, it nevertheless contemplates some of the obligations that might arise under a law of the Commonwealth, for example an obligation that the MUA or the TCFUA may have under one or more of the enterprise agreements which cover these organisations. It is not necessary plainly to make provision in the Scheme of Amalgamation for a similar obligation concerning the CFMEU since the CFMEU will continue to exist if an amalgamation date is fixed, albeit by its altered name.
[16] In addition, I will, if a date is fixed, ask that the undertaking proposed in the Applicant organisations’ outline of submissions 13 and confirmed by Counsel for the Applicant organisations’ during the hearing on 2 February 201814 be given in the terms set out within 7 days of the date of this decision. I will do so out of an abundance of caution noting the capacity for orders to be made in the event that the Commission determines at a later date that the amalgamated organisation has not complied with the undertaking. This is set out in s.73(4) of the RO Act.
[17] Accordingly, on the material, I am satisfied that any obligation that an existing organisation has, of the kind and at the time set out in s.73(2)(d), will be regarded by the proposed amalgamated organisation as an obligation that it is bound to fulfil under the law concerned.
Pending proceedings (other than civil proceedings) – s.73(2)(c)
[18] That leaves for consideration s.73(2)(c). Resolving the question whether there are any relevant proceedings pending against any existing organisation concerned in the amalgamation in relation to the laws and instruments therein set out, first involves undertaking an exercise of statutory construction to determine the meaning of the phrase “proceedings (other than civil proceedings)”. There is no question that there are a significant number of proceedings pending against two of the existing organisations, namely the CFMEU and the MUA. The vast preponderance of the pending proceedings are applications seeking the imposition of a pecuniary penalty or penalties on these organisations for contraventions of various Commonwealth laws, or appeals relating to such proceedings. These are set out the affidavit of Mr Cook at [15] and the attachment to which reference is made therein. 15 No objection was taken by the Applicant organisations in relation to that paragraph or the attachment and its content.16 There is also a proceeding pending against the MUA in which it is sought that the MUA be punished for breaching or disobeying an order of the Supreme Court of Victoria.17As will become apparent the Applicant organisations maintained that each pending proceeding is a civil proceeding within the meaning of s.73(2)(c) of the RO Act. The Objectors contend that the meaning of “civil proceeding” in s.73(2)(c) construed in context and having regard to the purpose of the provision and the RO Act does not include the pending proceedings because in each case a penalty is sought or some other punishment is sought to be imposed.
1. The construction issue
[19] Put simply, one way of resolving the issue requiring determination is to answer the question whether that phrase “other than civil proceedings” leaves only criminal proceedings that are pending against any of the Applicant organisations in relation to the enumerated matters, as the kind of pending proceedings the absence of which I must be satisfied. As the cases were argued, neither the Applicant organisations nor the Objectors suggested that, excepting the proceedings identified above, there is any other proceeding pending against any of the Applicant organisations, which is relevant, nor am I aware of any other relevant proceeding. It is therefore only necessary to determine whether the various pending proceedings identified and which are not in dispute are “civil proceedings” within the meaning of s.73(2)(c) of the RO Act. Save for the discrete matter against the MUA, there is also no contest that the extant proceedings identified are “in relation to” one or more of the matters in s.72(2)(c)(i)-(iii). However as the issues were fully ventilated I will nevertheless express a view about both issues.
[20] The Objectors argue the reference to “proceedings” in s.73(2)(c) is more nuanced, so as to require more than the application of an imprecise dichotomy between “civil proceedings” on the one hand and “criminal proceedings” on the other. The more nuanced construction would have the result that proceedings pending against any of the Applicant organisations which involved the imposition of a pecuniary penalty for a contravention of, for example, the RO Act, the Fair Work Act 2009 (FW Act) or other Commonwealth laws, would fall outside the description “civil proceedings”. The existence of such proceedings would be relevant for the purposes of attaining the requisite satisfaction of the matters in s.73(2)(c). For convenience, I will refer to this type of proceeding as “civil penalty proceedings” later in the decision. The Applicant organisations contend that, properly construed, the words “proceedings (other than civil proceedings)” in s.73(2)(c) do not include civil penalty proceedings. Indeed the Objectors contend that properly construed, the words “civil proceedings” in s.73(2)(c) do not include any proceeding in which a penalty is sought or some other punishment is sought to be imposed. 18
[21] As is apparent from the above there is no factual dispute about the types of proceedings pending against two of the Applicant organisations. There are a number of civil penalty proceedings pending against each of the CFMEU and the MUA in relation to contraventions of relevant laws. 19 There are no such proceedings pending against the TCFUA,20 nor are there any relevant criminal proceedings pending against any of the Applicant organisations.21 There is also a contempt proceeding pending against the MUA, the significance of which I will later deal.22
2. Statutory construction principles
[22] The task of ascribing meaning to the words of the statute is concerned with interpreting the relevant statutory provision(s) consistently with the intended purpose or objects of the legislature as disclosed by the text of the statute and begins with an examination of the ordinary grammatical meaning of the words used in the context of the statute as a whole in which they appear. This point was made clear in the joint judgment of McHugh, Gummow, Kirby and Hayne JJ in Project Blue Sky v Australian Broadcasting Authority 23 wherein their Honours said:
“The primary object of statutory construction is to construe the relevant provision so that it is consistent with the language and purpose of all the provisions of the statute. The meaning of the provision must be determined "by reference to the language of the instrument viewed as a whole". In Commissioner for Railways (NSW) v Agalianos, Dixon CJ pointed out that "the context, the general purpose and policy of a provision and its consistency and fairness are surer guides to its meaning than the logic with which it is constructed". Thus, the process of construction must always begin by examining the context of the provision that is being construed.” 24 [Footnotes omitted]
[23] The point was also made long ago, as is clear from the following passage of the judgment of Dixon J (as he was then) in R v Wilson; Ex parte Kisch: 25
“The rules of interpretation require us to take expressions in their context, and to construe them with proper regard the subject matter with which instrument deals and the objects it seeks to achieve, so as to arrive at the meaning attached to them by those who use them.” 26
[24] Section 15AA of the Acts Interpretation Act 1901 (AI Act) also makes it clear in interpreting a statute, regard must be had to the purpose or object underlying the statute (whether that purpose or object is expressly stated in the statute or not) and that a construction that would promote its underlying purpose or object is to be preferred to a construction that would not promote that purpose or object.
[25] The AI Act also deals, in s.15AB, with the extent and purpose to which extrinsic material may be called upon to aid the interpretation of a statute. In their joint judgment in CIC Insurance Ltd v Bankstown Football Club Ltd, 27 Brennan CJ and Dawson, Toohey and Gummow JJ observed:
“It is well settled that at common law, apart from any reliance upon s 15AB of the Acts Interpretation Act 1901 (Cth), the court may have regard to reports of law reform bodies to ascertain the mischief which a statute is intended to cure. Moreover, the modern approach to statutory interpretation (a) insists that the context be considered in the first instance, not merely at some later stage when ambiguity might be thought to arise, and (b) uses "context" in its widest sense to include such things as the existing state of the law and the mischief which, by legitimate means such as those just mentioned, one may discern the statute was intended to remedy. Instances of general words in a statute being so constrained by their context are numerous. In particular, as McHugh JA pointed out in Isherwood v Butler Pollnow Pty Ltd, if the apparently plain words of a provision are read in the light of the mischief which the statute was designed to overcome and of the objects of the legislation, they may wear a very different appearance. Further, inconvenience or improbability of result may assist the court in preferring to the literal meaning an alternative construction which, by the steps identified above, is reasonably open and more closely conforms to the legislative intent.” 28 [Footnotes omitted]
[26] A summary of the relevant principles is contained in the joint judgment of Hayne, Heydon, Crennan and Kiefel JJ in Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue 29 as follows:
“This court has stated on many occasions that the task of statutory construction must begin with a consideration of the text itself. Historical considerations and extrinsic materials cannot be relied on to displace the clear meaning of the text. The language which has actually been employed in the text of legislation is the surest guide to legislative intention. The meaning of the text may require consideration of the context, which includes the general purpose and policy of a provision, in particular the mischief it is seeking to remedy.” 30 [Footnotes omitted]
[27] Most recently the High Court has set out the approach to be applied to issues of statutory construction in SZTAL v Minister for Immigration and Border Protection. 31In their joint judgment Kiefel CJ, Nettle and Gordon JJ said:
“The starting point for the ascertainment of the meaning of a statutory provision is the text of the statute whilst, at the same time, regard is had to its context and purpose Context should be regarded at thisfirst stage and not at some later stage and it should be regarded in itswidest sense This is not to deny the importance of the natural and ordinary meaning of a word, namely how it is ordinarily understood in discourse, to the process of construction. Considerations of context and purpose simply recognise that, understood in its statutory, historical or other context, some other meaning of a word may be suggested, and so too, if its ordinary meaning is not consistent with the statutory purpose, that meaning must be rejected.” 32 [Footnotes omitted]
[28] In the same case Gageler J observed:
“Mason J said in K & S Lake City Freighters Pty Ltd v Gordon & Gotch Ltd ((1985) 157 CLR 309 at 315):
"Problems of legal interpretation are not solved satisfactorily by ritual incantations which emphasize the clarity of meaning which words have when viewed in isolation, divorced from their context. The modern approach to interpretation insists that the context be considered in the first instance, especially in the case of general words, and not merely at some later stage when ambiguity might be thought to arise."
Drawing on that statement, and its antecedents, Brennan CJ, Dawson, Toohey and Gummow JJ said in CIC Insurance Ltd v Bankstown Football Club Ltd (CLR 384 at 408):
"[t]he modern approach to statutory interpretation (a) insists that the context be considered in the first instance, not merely at some later stage when ambiguity might be thought to arise, and (b) uses 'context' in its widest sense to include such things as the existing state of the law and the mischief which, by legitimate means such as those just mentioned, one may discern the statute was intended to remedy."
Both of those passages have been "cited too often to be doubted". Their import has been reinforced, not superseded or contradicted, by more recent statements emphasising that statutory construction involves attribution of meaning to statutory text. The task of construction begins, as it ends, with the statutory text. But the statutory text from beginning to end is construed in context, and an understanding of context has utility "if, and in so far as, it assists in fixing the meaning of the statutory text".” 33 [Footnotes omitted]
[29] For the reasons which follow, I consider that both textual and contextual considerations lead clearly to a conclusion that the exclusionary words “other than civil proceedings” in s.73(2)(c) of the RO Act capture or include ‘civil penalty proceedings’ in relation to contraventions of the various laws in s.73(2)(c)(i) and breaches of the instruments and orders in ss. 73(2)(c)(ii) and (iii).
3. Section 73(2)(a) in the context of the RO Act and judicial consideration of civil penalty proceedings as “civil proceedings”
[30] Section 5 of the RO Act sets out that which is described as Parliament’s intention in enacting the RO Act as follows:
5 Parliament’s intention in enacting this act
(1) It is Parliament’s intention in enacting this act to enhance relations within workplaces between federal system employers and federal system employees and to reduce the adverse effects of industrial disputation.
(2) Parliament considers that those relations will be enhanced and those adverse effects will be reduced, if associations of employers and employees are required to meet the standards set out in this act in order to gain the rights and privileges accorded to associations under this Act and the Fair Work Act.
(3) The standards set out in this Act:
(a) Ensure that employer and employee organisations registered under this Act are representative of and accountable to their members, and are able to operate effectively; and
(b) Encourage members to participate in the affairs of organisations to which they belong; and
(c) Encourage the efficient management of organisations and high standards of accountability of organisations to their members; and
(d) Provide for the democratic functioning and control of organisations; and
(e) Facilitate the registration of a diverse range of employer and employee organisations.
(4) It is also Parliament’s intention in enacting this Act to assist employers and employees to promote and protect their economic and social interests through the formation of employer and employee organisations, by providing for the registration of those associations and according rights and privileges to them once registered.
(5) Parliament recognises and respects the role of employer and employee organisations in facilitating the operation of the workplace relations system.
Note: The Fair Work Act contains many provisions that affect the operation of this Act. For example, provisions of the Fair Work Act deal with some powers and functions of the Fair Work Commission and of the General Manager. Decisions made under this Act may be subject to procedures and rules (for example, about appeals) that are set out in the Fair Work Act.
[31] It appears to me that the reference to “associations of employers and employees” in s.5(2) is not a reference to organisations registered under the RO Act. It refers to “associations” before they become registered as organisations under the RO Act. Rather, the subsection is concerned with expressing the desirability of a scheme of regulation, registration and standards established by the RO Act operating as a condition precedent to obtaining the rights and privileges accorded by relevant federal industrial law, as a means by which to enhance the relations described and the reduction of the adverse effects of industrial disputation. This distinction between “associations” on the one hand, and “organisations” on the other, is apparent in s. 5(4) and as well is the scheme for registration of employer and employee associations found Chapter 2 of the RO Act .
[32] Associations of employers and employees once registered are required to meet such standards as are set out in the RO Act. Section 5(3) does not set these “standards”. Rather, the matters enumerated therein are concerned with describing that which the standards elsewhere in the RO Act ensure, encourage, provide or facilitate. It seems apparent from s.5(3) that apart from facilitating the registration of a diverse range of organisations, the standards set out in the RO Act are concerned with ensuring that organisations, once registered, are accountable to and representative of members, encourage member participation in the organisation’s affairs, are efficiently managed, have high standards of accountability to members, function and are controlled democratically.
[33] The furtherance of the Parliament’s intention vis-a-vis “associations” is reflected in the criteria for registration of an association in s.19 of the RO Act. Specifically, the Commission must only grant an application for registration made by an association, inter alia, if the registration of the association would further Parliament’s intention in enacting the RO Act as set out in s.5. 34
[34] The Objectors contended that the provisions to which reference is made above give a contextual clue to the purpose underlining s.73 of the RO Act. They contended that these provisions suggest that the purpose of s.73 is normative rather than remedial and that it is designed to encourage the setting and enforcement of standards. 35 I do not accept this contention. As the Applicant organisations point out36 s.5(2) is concerned with Parliament’s consideration that relations between federal system employers and federal system employees will be enhanced and that adverse effects of industrial disputation will be reduced if “associations of employers and employees” are required to meet the standards set out in the RO Act in order to gain the rights and privileges accorded under the RO Act and the FW Act. As I have already made it clear, I consider that this subsection is directed to the desirability of associations of employers and employees seeking to be registered as organisations and the reference to the rights and privileges in that subsection is to the rights and privileges that come with that registration under the RO Act.
[35] True it is that rights and privileges conferred by registration can be removed. But the mechanism for this is through the cancellation of an organisation’s registration under the RO Act.
[36] Chapter 2 of the RO Act contains provision for registration of a relevant association as an organisation (Part 2) and for cancellation of registration (Part 3).
[37] By s.19(1)(e), in addition to the matter to which reference has already been made, the Commission must only grant an application for registration made by an association if it is satisfied that the association would conduct its affairs in a way that meets the obligations of an organisation under RO Act and the FW Act . In this connection s.19(4) provides:
(4) In applying paragraph (1)(e), the FWC must have regard to whether any recent conduct by the association or its members would have provided grounds for an application under section 28 had the association been registered when the conduct occurred.
[38] Section 28 of the RO Act sets out the grounds on which an application may be made to the Federal Court for an order cancelling the registration of an organisation. Relevantly the grounds are:
(a) the conduct of:
(i) the organisation (in relation to its continued breach of a modern award, an order of the FWC or an enterprise agreement, or its continued failure to ensure that its members comply with and observe a modern award, an order of the FWC or an enterprise agreement, or in any other respect); or
(ii) a substantial number of the members of the organisation (in relation to their continued breach of a modern award, an order of the FWC or an enterprise agreement, or in any other respect);
has prevented or hindered the achievement of parliament’s intention in enacting this Act (see section 5) or of an object of this Act or the Fair Work Act; or
(b) the organisation, or a substantial number of the members of the organisation or of a section or class of members of the organisation, has engaged in industrial action (other than protected industrial action) that has prevented, hindered or interfered with:
(i) the activities of a federal system employer; or
(ii) the provision of any public service by the Commonwealth or a State or Territory or an authority of the Commonwealth or a State or Territory; or
(c) the organisation, or a substantial number of the members of the organisation or of a section or class of members of the organisation, has or have been, or is or are, engaged in industrial action (other than protected industrial action) that has had, is having or is likely to have a substantial adverse effect on the safety, health or welfare of the community or a part of the community; or
(d) the organisation, or a substantial number of the members of the organisation or of a section or class of members of the organisation, has or have failed to comply with:
(i) an injunction granted under subsection 421(3) of the Fair Work Act (which deals with orders to stop industrial action); or
(ii) an order made under the Fair Work Act in relation to a contravention of Part 3-1 of that Act (which deals with general protections); or
(iii) [Repealed]
(iv) an interim injunction granted under section 545 of the Fair Work Act so far as it relates to conduct or proposed conduct that could be the subject of an injunction or order under a provision of the Fair Work Act mentioned in subparagraphs (i) to (iii); or
(v) an order made under section 23 (which deals with contraventions of the employee associations provisions); or
(vi) an order made under subsection 131(2) (which deals with contraventions of the withdrawal from amalgamation provisions).
[39] It is apparent from these provisions that conduct of an association seeking registration which raises questions about its capacity to meet the obligations of an organisation under RO Act and the FW Act. Conduct that would provide grounds for an application for the cancellation of the registration of the association, if it were an organisation, are matters that are expressly relevant in assessing whether or not an application for registration as an organisation by an association should be granted. Arising from the consideration required by s.19(4) is the link to whether particular conduct has (or would have if the association were an organisation) prevented or hindered the achievement of Parliament’s intention in enacting the RO Act (s.5) or of an object of that Act or the FW Act. 37
[40] These issues similarly arise in connection with the grounds on which an application for the cancellation of the registration of an organisation may be made to the Court.
[41] It is to be noted that the scheme regulating the amalgamation of organisations contained in Chapter 3 of the RO Act does not contain any elaborate description of impugned conduct. Nor do the provisions expressly link, such matters as require consideration under s.73 to the Parliament’s intention as expressed in s.5. This stands in contradistinction to the registration and cancellation provisions of the RO Act. This points away from the normative purpose of the provisions as suggested by the Objectors.
[42] Section 73 is, as already noted, part of the scheme regulating the amalgamation of organisations registered under the RO Act. Part 1 of Chapter 3 contains a simplified outline of the chapter. There are no separate or additional objects or statements of parliamentary intent contained in the chapter. Part 2 of Chapter 3 contains the procedure for the amalgamation of organisations. The amalgamation procedure commences with the preparation of a scheme of amalgamation, or in the case of three or more organisations being concerned in a proposed amalgamation, a scheme and an alternative scheme of amalgamation. 38 The scheme and each alternative scheme must be approved by a resolution by the respective committees of management of the organisations concerned in the amalgamation.39
[43] Relevantly, organisations concerned in a proposed amalgamation must jointly lodge an application with the Commission for the approval for submission of the amalgamation to ballot. 40 Provision is also made for an application by the proposed amalgamated organisation to be made for exemption from the requirement that a ballot of its members be held in relation to an amalgamation.41 The “proposed amalgamated organisation” in relation to a proposed amalgamation is, relevantly, the organisation of which members of the proposed deregistering organisations are proposed to become members under Part 2 of Chapter 3.42 In the instant case, the CFMEU is the proposed amalgamated organisation and each of the MUA and the TCFUA is a proposed deregistering organisation43. I had in earlier proceedings considered and granted an application for exemption from ballot application made by the CFMEU.44
[44] Provision is also made for an organisation concerned in a proposed amalgamation, to apply to the Commission for the approval of a proposal for the submission of an amalgamation to a ballot of its members that is not conducted in accordance with the provisions for the conduct of secret postal ballots set out in s.65 of the RO Act. 45 Such an application was made by the TCFUA and I approved the proposal.46
[45] Organisations concerned in a proposed amalgamation may lodge a written statement in support of the proposed amalgamation and each proposed alternative amalgamation. 47 Sections 49 to 52 set out the role of the AEC in respect of the conduct of ballots for a proposed amalgamation.48
[46] Sections 53 to 72 deal with the procedure for the approval of a proposed amalgamation. Section 53 is concerned with the fixing of a time and place for hearing submissions, relevantly, in relation to the granting of an approval for submission of the amalgamation to ballot, the granting of an exemption application made under s.46 and the approval that a ballot in relation to an amalgamation not be conducted under s.65 in respect of an application lodged under s.47. Section 54 contains certain limits on submissions that may be made at amalgamation hearing. Section 55 contains provisions concerning the matters about which the Commission must be satisfied, and if satisfied, requires the Commission to approve the submission of the amalgamation to ballot. There is then provision concerning how the Commission is to deal with an amalgamation which involves an extension of eligibility rules. 49
[47] Provision is also made for the fixing of commencing and closing days of the ballot, the composition of the role of voters for a ballot and provision of “yes” and “no” cases. 50 Sections 61 to 62 make provision for the Commission to allow the organisations concerned in the amalgamation to alter the scheme of amalgamation at any time before commencing day of the ballot and allows for the Commission to approve an outline of the scheme for the proposed amalgamation.
[48] Sections 63 - 68 are concerned with exemptions from and the form and conduct of, the ballot and the reporting requirements of the AEC relation to the conduct of the ballot. Section 69 deals with inquiries into irregularities in relation to the ballot and provides that an application may be made to the Federal Court for an inquiry into alleged irregularities may be made no later than 30 days after the result of a ballot is declared. Section 70 is concerned with member approval of a proposed amalgamation, while s.71 provides that expenses of a ballot are to be borne by the Commonwealth.
[49] Offences in relation to a ballot are dealt with in s.72.
[50] It seems to me that these provisions are a manifestation of some of the standards noted in s.5(3) of the RO Act. Specifically, I consider that the aforementioned provisions are designed to ensure organisations participating in a proposed amalgamation are accountable to their members, 51 to encourage members of an organisation that is participating in the proposed amalgamation to participate in the affairs of that organisation52 and to provide for the democratic functioning and control of the organisations participating in a proposed amalgamation.53
[51] It is to be observed from the amalgamation provisions of the RO Act thus far discussed, that neither the existence of extant proceedings of any kind nor a history of contravening conduct involving an organisation that is participating in the proposed amalgamation present as a bar to an application in relation to a proposed amalgamation being made. Nor do such matters warrant any express consideration by the Commission before approval may be given for the submission of an amalgamation to ballot. The absence of any such bar or precondition also weighs against the normative purpose of the provisions suggested by the Objectors.
[52] Sections 73 to 87 are concerned with that which is to occur for the amalgamation that has been approved by ballot to take effect. As earlier noted, s.73 requires the Commission after consultation with the organisations concerned in the amalgamation, to fix an amalgamation day if satisfied of certain matters.
[53] Before turning to consider the contextual significance of the remainder of the provisions to which I have referred in the preceding paragraph, it is convenient to deal with some judicial observations made about the meaning of “civil proceedings” particularly as that description concerns civil penalty proceedings and the submissions relating to such observations.
[54] The nature of civil penalty proceedings was recently considered by the High Court in Commonwealth of Australia v Director, Fair Work Building Industry Inspectorate (Cth v FWBII). 54The issue before the Court concerned the fixing of civil penalties and whether the application of the decision in Barbaro v The Queen (Barbaro)55should properly be applied to civil penalty proceedings.
[55] As to the nature of a proceeding involving the recovery of a civil penalty under an enactment, French CJ, Kiefel, Bell, Nettle and Gordon JJ observed:
“In essence, civil penalty provisions are included as part of a statutory regime involving a specialist industry or activity regulator or a department or Minister of State of the Commonwealth ("the regulator") with the statutory function of securing compliance with provisions of the regime that have the statutory purpose of protecting or advancing particular aspects of the public interest. Typically, the legislation provides for a range of enforcement mechanisms, including injunctions, compensation orders, disqualification orders and civil penalties, with or, as in the BCII Act, without criminal offences. That necessitates the regulator choosing the enforcement mechanism or mechanisms which the regulator considers to be most conducive to securing compliance with the regulatory regime. In turn, that requires the regulator to balance the competing considerations of compensation, prevention and deterrence. And, finally, it requires the regulator, having made those choices, to pursue the chosen option or options as a civil litigant in civil proceedings.” 56
[56] In the same case, Justice Keane agreed with the plurality, but added the following observations concerning the nature of civil penalty proceedings:
“I agree that these appeals should be allowed for the reasons given by French CJ, Kiefel, Bell, Nettle and Gordon JJ. I seek only to make some additional observations upon the nature of proceedings for the recovery of a civil penalty under s 49 of the BCII Act and the reasons why this court's decision in Barbaro v The Queen does not affect the conduct of such proceedings.
. . .
The Full Court declined to ascribe any significance to the legislative descriptor "civil" in relation to penalty, save to accept a suggestion that it is apt to mislead by concealing or misrepresenting the punitive purpose for which a civil penalty may be imposed. But it is well settled that proceedings for the recovery of a civil penalty are civil proceedings even though "[t]he purposes of those proceedings include purposes of deterrence, and the consequences can be large and punishing." the legislative choice to designate proceedings for the recovery of a civil penalty may not be ignored by a court. The legislature has explicitly decided that a claim by an eligible person for the recovery of a pecuniary penalty for the contravention of a civil penalty provision is to be brought as a civil proceeding; and within the paradigm of civil proceedings, a regulator who brings such proceedings is to be viewed (like any other eligible person) not as a prosecutor but as a plaintiff.
In proceedings under s 49 of the BCII Act, as indeed in any civil proceedings, it is the right and duty of the plaintiff to mark out the extent of its claim against the defendant. The plaintiff's claim establishes the scope of the controversy to be resolved by the judgment of the court. When a plaintiff asserts a claim to the grant of a particular remedy, it is not proffering an opinion on a matter of fact or law; it is stating the basis on which a controversy between it and the defendant may be quelled by the exercise of judicial power. When a defendant agrees to a civil penalty in a particular amount, it is assenting to the grant of relief to that extent. And an agreement of the parties as to the basis on which they seek to resolve the controversy between them is not merely an opinion proffered by either or both of them as to how the proceedings should justly be resolved: it is a resolution of the controversy between them insofar as the quelling of that controversy is in their power.
In addition, as the Full Court rightly appreciated, a defendant's agreement to meet a plaintiff's claim for a penalty is relevant as an indication of the defendant's acceptance of responsibility, in a way which is meaningful to the fixing of a proper penalty, for its departure from legal norms which gave rise to the claim. It has significance, of such weight as the court considers appropriate, as an assurance that the defendant may be relied upon not to transgress in that way again. It is relevant to the court's assessment of what is required by way of specific deterrence to prevent departures by the defendant from those standards in the future. To accept that this is so, as the Full Court did, is to acknowledge a point of difference between this case and Barbaro. To acknowledge this difference is to acknowledge an indication that the considerations of principle which underpin the reasons in Barbaro do not apply to proceedings under s 49 of the BCII Act. That indication should have been heeded.
There are further points of contrast which may be noted between the considerations discussed in the passages cited from Barbaro and the considerations which arise under the BCII Act that are material to proceedings for the recovery of a civil penalty under that act. First, whether the plaintiff in proceedings for the recovery of a civil penalty is an agent of the state or not, a plaintiff in civil proceedings, unlike a prosecutor in a criminal trial, is not expected to be dispassionate in its submissions. Generally speaking, a plaintiff in a civil proceeding has an obvious interest in the outcome of proceedings. More particularly, under the BCII Act it is the Commissioner's direct, immediate and manifestly partisan interest which drives the proceeding as an aspect of the commissioner's role in relation to the enforcement of the BCII Act in accordance with the objective in s 3(2)(e).
Secondly, a plaintiff in proceedings for the recovery of a penalty under the BCII Act may or may not be an agent of the State. Any "eligible person" may make an application under s 49. No distinction is drawn by the BCII Act between "eligible persons" in relation to any constraints to which they might be subjected, in terms of their participation in proceedings under s 49. It would be a distinctly odd state of affairs if the Commissioner were not permitted to make submissions as to penalty but other eligible persons might do so. That state of affairs seems even more odd when one recalls that the Commissioner's role in the enforcement of the BCII Act includes an entitlement of the Commissioner to intervene, in the public interest, in civil proceedings commenced by others. An obvious, perhaps the most obvious, reason for an intervention by the Commissioner in the public interest in proceedings commenced by another eligible person would be to make submissions as to the appropriate penalty for a contravention of the Act. It would make little sense to hold that the Commissioner may intervene in proceedings to make submissions which the court is obliged steadfastly to ignore.
In addition, recovery of a penalty for breach of a civil penalty provision is only one aspect of the relief which may be granted under s 49 in relation to a contravention of a civil penalty provision. Submissions as to the various forms of relief sought by a plaintiff are a familiar part of civil proceedings. Nothing in the statute reveals an intention to preclude submissions as to civil penalty orders but not as to other forms of relief.” 57 [Footnotes omitted]
[57] It is plain that both the plurality and Keane J regarded civil penalty proceedings as “civil proceedings”, at the very least as concerns or concerned the Building and Construction Industry Improvement Act 2005 (BCII Act 2005).
[58] The Objectors contend that when read in isolation, the words "other than civil proceedings", do not necessarily exclude or include penalty proceedings. They could be read broadly (to include such proceedings) or narrowly (to exclude them). They say that the proper scope of the phrase is a question of statutory construction, which can only be answered by close consideration of the relevant statutory text and context and the question cannot be answered by plucking general observations from other cases that have been decided under different statutory schemes.
[59] This is undoubtedly correct. However, it is to be borne in mind that a proceeding pending against an existing organisation concerned in the amalgamation in relation to a contravention of the BCII Act 2005 (if it is not a civil proceeding), would fall within the description in s.73(2)(c)(i) of the RO Act. The observations of the High Court in Cth v FWBII describing the nature of proceedings involving the recovery of a civil penalty under the BCII Act 2005 as civil proceedings, therefore inform the meaning that is to be ascribed for the scope of proceedings that fall within the exclusionary words “other than civil proceedings” in s.73(2)(c)(i) of the RO Act. Moreover it is also relevant to observe that when the BCII Act 2005 was amended by the Building and Construction Industry Improvement Amendment (Transition to Fair Work) Act 2012 (Cth), the BCII Act 2005 became the Fair Work (Building Industry) Act 2012 (Cth)(FWBI Act), the civil penalty provisions were repealed, and most of the kinds of contravening conduct that would have attracted a civil penalty under the BCII Act 2005 in respect of a building industry participant became regulated by the FW Act and subject to a civil penalty under that Act, albeit at significantly reduced amounts.
[60] There is nothing to suppose that the analysis of the High Court in Cth v FWBII of the nature of proceedings involving recovery of a civil penalty under the BCII Act 2005 would not apply with equal force to proceedings involving recovery of a civil penalty under the FW Act. In this regard, the High Court in Fair Work Ombudsman v Quest South PerthHoldings Pty Ltd (FWO v Quest) 58 observed in connection with a matter concerning the proper construction of s.357 of the FW Act that:
“As a civil remedy provision within the meaning of Pt 4-1 of the Act, contravention of s 357(1) is not an offence, but can give rise to civil proceedings for pecuniary penalty orders and other orders. Those proceedings can be brought in the Federal Court of Australia or the Federal Circuit Court of Australia by a person affected by the contravention, by an industrial association or by a Fair Work Inspector.” 59
[61] I therefore consider that the analysis in Cth v FWBII informs the meaning of “civil proceedings” and therefore the types of proceedings that fall within the exclusionary words “other than civil proceedings” in s.73(2)(c)(i) of the RO Act.
[62] For completeness, the FWBI Act was repealed by the Building and Construction Industry (Consequential and Transitional Provisions) Act 2016 (Cth) on 2 December 2016. In its place, the Parliament enacted the Building and Construction Industry (Improving Productivity) Act 2016 (Cth) (BCIIP Act) which contains a range of provisions, a contravention of which attract various levels of civil penalties. There is nothing in the various provisions of the BCIIP Act to indicate that a different view should be taken about the nature of proceedings involving recovery of a civil penalty under that Act than that discussed by the High Court in Cth v FWBII. I will later deal with some relevant comparisons between provision of the RO Act, the FW Act and the BCIIP Act.
[63] Although the Bill which ultimately became the BCIIP Act was introduced into the Parliament before the judgment in Cth v FWBII in December 2015, the Bill was passed by both houses of the Parliament on 30 November 2016, it received royal assent on 1 December 2016 and its operative provisions came into effect on 2 December 2016. From this I infer that had the Parliament intended proceedings involving civil penalty provisions of the BCIIP Act to be of a different character to that discussed in Cth v FWBII, it had ample opportunity to give effect to that intention before enacting the BCIIP Act, but on my reading it did not do so. It follows on my analysis, that as the BCIIP Act is a Commonwealth law, the analysis in Cth v FWBII also informs the meaning that is to be ascribed for the scope of proceedings that fall within the exclusionary words “other than civil proceedings” in s.73(2)(c)(i) of the RO Act so far as it concerns proceedings involving a contravention of the BCIIP Act. I will return to Cth v FWBII later in this decision.
[64] The Objectors contend that the phrase "other than civil proceedings" is elastic, with no settled pre-determined meaning. They refer to the judgment of Gummow J in CEO of Customs v Labrador LiquorWholesale Pty Ltd (Labrador) 60 in which his Honour said that"there are dangers in enforcing a classification containing but two classes, civil and criminal".61 In Labrador, Hayne J explained that such a classification is, "at best, unstable" and "seeks to divide the litigious world into only two parts when, in truth, that world is more complex and varied than such a classification acknowledges" and observed that proceedings for a pecuniary penalty have "both criminal and civil characteristics".62 Also in Labrador, Kirby J observed that "a strict dichotomy between 'criminal' and 'civil' proceedings is not always observed in Australian legislation".63
[65] The Objectors contend that this is reflected in the RO Act itself, and in particular the definition of "proceedings" in s.6 of the RO Act.
[66] Section 6 of the RO Act contains definitions and relevantly provides that in “this Act, unless the contrary intention appears:
. . .
Proceeding means:
(a) a proceeding in a court; or
(b) a proceeding or hearing before, or an examination by or before, a tribunal;
Whether the proceeding, hearing or examination is of a civil, administrative, criminal, disciplinary or other nature.
[67] The Objectors therefore contend that not only is the distinction between civil and criminal proceeding "at best, unstable", but under the RO Act there are at least three other different ways in which a proceeding may be classified beyond that simple dichotomy.
[68] The Objectors contend that proceedings for the recovery of a pecuniary penalty are also for a public purpose, rather than for the vindication of any private right. They point out that the distinction between proceedings for the vindication of a private right and proceedings for the benefit of the public has been decisive of a question whether a proceeding ought to be characterised as a "civil or mixed matter". 64 They contend similarly that, disciplinary proceedings are also for the 'good of the public' and for that reason are sometimes regarded as neither civil nor criminal.65 That may be so, but that a proceeding may be characterised as for the “good of the public” and a “civil or mixed matter” does not have the result, for that reason alone, that the proceeding ceases to be a civil proceeding. .
[69] Although proceedings for a pecuniary penalty are not treated as criminal proceedings for the purposes of the 'Barbaro principle', and a breach of a pecuniary penalty provision is not a "criminal offence", 66 the Objectors contend that in some contexts, penalty proceedings have been regarded as 'quasi-criminal' in nature.67 They contend that this dual character distinguishes penalty proceedings from 'purely' civil proceedings, which have no quasi-criminal or protective purpose and that are simply inter partes litigation for the vindication of a private right.68
[70] The Objectors referred to Construction, Forestry, Mining and Energy Union v Grocon Constructors (Victoria) Pty Ltd & Ors (Grocon); Construction, Forestry, Mining and Energy Union v Boral Resources (Vic) Pty Ltd & Ors 69in whichthe Court of Appeal concluded that contempt proceedings are 'criminal' for some purposes but 'civil' for others and said:
“Putting authority to one side, it is clear that contempt proceedings are brought within the civil jurisdiction of the Court. At the very least, a number of the rules contained within ch 1 apply to such proceedings. Justice Hayne's observations in Labrador are particularly apposite in this regard. Contempt proceedings, like those for pecuniary penalties in Customs Act matters, have a certain chameleon-like quality. They take their character from their surrounding circumstances, and the context within which the analysis proceeds”. 70
[71] According to the Objectors, the foregoing demonstrates, that the classification of a proceeding, whether it be as "civil", "quasi-criminal", "mixed", "criminal", "disciplinary", "administrative" or of "some other nature" depends on the particular purpose for which that classification is undertaken and the terms of the relevant statutory scheme. Indeed, the same proceeding may be regarded "civil" for some purposes and not "civil" for others.
[72] The Objectors contend that in any given case, the answer must turn on careful analysis of the relevant statutory text and context.
[73] There can be no quarrel with this proposition. Indeed, this seems to me to be the very essence of the caution given in Ogden Industries Pty Ltd v Lucas, 71which was as follows:
“. . . Their Lordships must examine some of the cases. They desire to reiterate however what has so often been said before that in a common-law system of jurisprudence which depends largely upon judicial precedent and the earlier pronouncements of judges, the greatest possible care must be taken to relate the observation of a judge to the precise issues before him and to confine such observations, even though expressed in broad terms, to the general compass of the facts before him, unless he makes it clear that he intended his remarks to have a wider ambit. It is not possible for judges always to express their judgments so as to exclude entirely the risk that in some subsequent case their language may be misapplied and any attempt at such perfection of expression could only lead to the opposite result of uncertainty or even obscurity as regards the case in hand.
These general principles are particularly important when questions of construction of statutes are in issue.
It is quite clear that judicial statements as to the construction and intention of an act must never be allowed to supplant or supersede its proper construction and courts must beware of falling into the error of treating the law to be that laid down by the judge in construing the act rather than found in the words of the act itself.” 72
[74] However, the following may be observed about the remainder of the Objectors’ submissions summarised above.
[75] First, although Cth v FWBII was concerned with the application of the Barbaro principle to proceedings involving a recovery of a civil penalty under the BCII Act 2005, the observations in the judgment of the plurality and of Keane J, were not so confine. It is clear that when the plurality made observations about the various enforcement mechanisms available to the regulator, the considerations about the most conducive of those mechanisms to securing compliance faced by the regulator, the balancing of the competing considerations of compensation, prevention and deterrence, and “having made those choices, to pursue the chosen option or options as a civil litigant in civil proceedings”, 73 their Honours were speaking at a level of generality as to the nature of such proceedings. Further, the plurality, in considering the civil penalty scheme established by the BCII Act 2005 observed that:
“By providing for civil penalty proceedings, it implicitly assumes the application of the general practice and procedure regarding civil proceedings and eschews the application of criminal practice and procedure.” 74
[76] This observation seems to me, to apply with equal force to other Commonwealth enactments in which provision for civil penalties is made.
[77] Justice Keane was also dealing with the characterisation of such proceedings at a level of generality when his Honour observed that it “is well settled that proceedings for the recovery of a civil penalty are civil proceedings even though "[t]he purposes of those proceedings include purposes of deterrence, and the consequences can be large and punishing." 75
[78] Secondly, as I have already noted, that a proceeding may be characterised as for the “good of the public” and a “civil or mixed matter” does not have the result that the proceeding ceases to be a civil proceeding by that reason alone. Moreover, such descriptions are no answer to the observations made in Cth v FWBII.
[79] Thirdly, and as the Applicant organisations point out, the judgment in Labrador was concerned with the standard of proof applicable to proceedings under the Customs Act 1901 (Cth) and the Excise Act 1901 (Cth). The various passages of the judgments in Labrador are to be understood in that context. Strict adherence to the various observations without regard to the context in which those observations are made is misplaced. That this was the context in Labrador is illustrated in the judgment of Kirby J, in which his Honour said:
“In the end, what is necessary is a conclusion about the requirements of the statutes principally in question and how they are intended to operate. As Hayne J has demonstrated, the history of revenue statutes (of which the Customs Act and the Excise Act are modern examples) indicates that sometimes proceedings under themtake on features normal to the general rules governing criminal and sometimes civil trials.” 76
[80] Similarly, the observations in the separate judgments of Gummow J and Hayne J were made in the context of considering the applicable standard of proof in proceedings brought pursuant to the under the Customs Act 1901 (Cth) and the Excise Act 1901 (Cth).
[81] One cannot quarrel with the proposition that some proceedings will have both civil and criminal characteristics, but to my mind it must also be accepted that the presence these overlapping characteristics in a proceeding, does not for that reason alone, result in a proceeding ceasing to be a civil proceeding.
[82] A similar observation may be made about the Objectors’ reference to R v Marine Board; Exrel Medley, 77a that case concerned the operation of the Marine Act 1890 (Vic).The observations made therein were made under a very different statutory scheme. To that extent, the Objectors appear to be adopting an approach that in their submissions they caution against, namely “plucking general observations from other cases that have been decided under different statutory schemes” to answer statutory construction questions, which as the Objectors point out, should be answered by close consideration of the relevant statutory text and context.78 The observations in both Cth v FWBII and in FWC v Quest concerned proceedings which (putting the exception to one side) are “in relation to” the matters in s.73(2)(c)(i). It would be a strange result if the civil penalty proceedings were “civil proceedings” when pursued pursuant to the Statue under which the proceedings are commenced, but ceased to be “civil proceedings” in relation to contraventions of those statutes in the context of s.73(2)(c)(i) of the RO Act
[83] Fourthly, in Cth v FWBII Keane J gave consideration to Labrador and said the following:
“It must be acknowledged immediately that the distinction between criminal and civil cases does not hold for all purposes. As Hayne J, with whom Gleeson CJ and McHugh J agreed, said in Chief Executive Officer of Customs v Labrador Liquor Wholesale Pty Ltd, the classification of proceedings as "civil" or "criminal" is:
"…at best, unstable. It seeks to divide the litigious world into only two parts when, in truth, that world is more complex and varied than such a classification acknowledges. There are proceedings with both civil and criminal characteristics: for example, proceedings for a civil penalty under companies and trade practices legislation. The purposes of those proceedings include purposes of deterrence, and the consequences can be large and punishing."
But distinctions are regularly drawn for particular purposes between criminal proceedings and civil proceedings; and these distinctions have proved to be sufficiently stable to serve the purposes for which they have been drawn. For example, it is now well understood that the various procedural protections of the position of an accused, developed as aspects of "the accusatorial nature of a criminal trial in our system of criminal justice", are not equally applicable in civil proceedings. Further, it is not suggested that either the availability or the exercise of the power to award exemplary damages in proceedings for tort for the purpose of punishing the tortfeasor rather than compensating the victim alters the civil character of the proceedings. And, more importantly, for a court to ignore the legislature's designation of statutory proscriptions as civil penalty provisions on the basis of the court's view that it is a misleading label is distinctly inconsistent with the deference due by the judicial branch of government to the legislative branch under constitutional arrangements whereby the respective powers of those branches are separated.” 79
[84] Fifthly, the observation in the judgment of Flick J in Australian Building and Construction Commissioner v Hall 80(Hall) that civil remedy provisions of the FW Act are “properly to be regarded as “quasi-criminal”81 was made in the context of a consideration of which party bears the onus of proof in such proceeding. So much is clear when the observation made is read in context which is as follows:
“At least four matters need to be borne in mind when considering the question of who bears the onus of proof when contraventions of the Fair Work Act are alleged.
First, when making findings of fact, due regard must be had to the gravity of the matters alleged: Evidence Act, s 140(2). Section 140 provides as follows:
Civil proceedings - standard of proof
(1) In a civil proceeding, the court must find the case of a party proved if it is satisfied that the case has been proved on the balance of probabilities.
(2) Without limiting the matters that the court may take into account in deciding whether it is so satisfied, it is to take into account:
(a) the nature of the cause of action or defence; and
(b) the nature of the subject-matter of the proceeding; and
(c) the gravity of the matters alleged.
The contraventions alleged by the Director have to take into account the fact that the contraventions alleged are contraventions of civil remedy provisions of the Fair Work Act. They are, accordingly, properly to be regarded as “quasi-criminal”: Australian Competition and Consumer Commission vAustralian Safeway Stores Pty Ltd (No 3) [2002] ATPR 41-901 at [53] per Goldberg J; BHP Coal Pty Ltd v Construction, Forestry, Mining and EnergyUnion (2013) 239 IR 363 at [68]-[69] per Collier J.
The standard of proof referred to in s 140(2) is a re-statement of the standard of proof referred to by Dixon J in Briginshaw v Briginshaw (1938) 60 CLR 336: Liquor Hospitality and Miscellaneous Union v Arnotts Biscuits Ltd (2010) 188 FCR 221; 198 IR 143 at [13] per Logan J. When commenting upon the evidence required in a petition for divorce on the ground of adultery under the Marriage Act 1928 (Vic), Dixon J in Briginshaw observed (at 362):
But reasonable satisfaction is not a state of mind that is attained or established independently of the nature and consequence of the fact or facts to be proved. The seriousness of an allegation made, the inherent unlikelihood of an occurrence of a given description, or the gravity of the consequences flowing from a particular finding are considerations which must affect the answer to the question whether the issue has been proved to the reasonable satisfaction of the tribunal. In such matters “reasonable satisfaction” should not be produced by inexact proofs, indefinite testimony, or indirect inferences.
See also: at 347 per Latham CJ. See also: Communications, Electrical, Electronic, Energy, Information, Postal, Plumbing and Allied Services Union of Australia v Australian Competition and Consumer Commission (2007) 162 FCR466 at [29]-[32] per Weinberg, Bennett and Rares JJ; Darlaston v Parker (2010)189 FCR 1; 196 IR 307 at [17] per Flick J.
All such findings of fact as have been made in respect to the Director’s allegations as to contraventions have been made against the standard imposed by s 140(2) of the Evidence Act. Findings as to a contravention of the Fair WorkAct are not findings lightly to be made.
Second, ss 360 and 361 of the Fair Work Act are directed to those contraventions which require proof that a person takes action “for a particular reason” or “with a particular intent” — as is the case in respect to contraventions of ss 340, 343 and 355. Section 360 provides as follows:
Multiple reasons for action
For the purposes of this part, a person takes action for a particular reason if the reasons for the action include that reason.
Section 361 is the “reverse onus of proof” provision and is as follows:
Reason for action to be presumed unless proved otherwise
(1) If:
(a) in an application in relation to a contravention of this Part, it is alleged that a person took, or is taking, action for a particular reason or with a particular intent; and
(b) taking that action for that reason or with that intent would constitute a contravention of this Part;
it is presumed that the action was, or is being, taken for that reason or with that intent, unless the person proves otherwise.
And as already indicated, proceedings for breach of an order or undertaking have the effect of vindicating judicial authority as well as a remedial or coercive effect. Indeed, if the person in breach refuses to remedy the position, as is not unknown, their only effect will be the vindication of judicial authority. Given that purpose or object cannot readily be disentangled from effect and given, also, that a penal or disciplinary jurisdiction may be called into play in proceedings alleging breach of an order or undertaking, it is necessary to acknowledge, as it was in Mudginberri, that punitive and remedial objects are, in the words of Salmon LJ "inextricably intermixed".
Moreover and, perhaps, of more importance, nothing is achieved by describing some proceedings as "punitive" and others as "remedial or coercive". Punishment is punishment, whether it is imposed in vindication or for remedial or coercive purposes. And there can be no doubt that imprisonment and the imposition of fines, the usual sanctions for contempt, constitute punishment. And the same is true of a sequestration made in consequence of a company's failure to comply with an order or undertaking.” 134 [Footnotes omitted]
[213] The plurality concludes that:
“The differences upon which the distinction between civil and criminal contempt is based are, in significant respects, illusory. They certainly do not justify the allocation of different standards of proof for civil and criminal contempt. Rather, the illusory nature of those differences and the fact that the usual outcome of successful proceedings is punishment, no matter whether primarily for the vindication of judicial authority or primarily for the purpose of coercing obedience in the interest of the individual, make it clear as Deane J said in Hinch, that all proceedings for contempt "must realistically be seen as criminal in nature". The consequence is that all charges of contempt must be proved beyond reasonable doubt. The Court of Appeal erred in holding otherwise.” 135 [Footnotes omitted]
[214] Significantly however, although proceedings for contempt were criminal in nature, the plurality did not conclude that such proceedings were criminal proceedings. This much I think is clear from the following extract from the judgment:
“However, to say that proceedings for contempt are essentially criminal in nature is not to equate them with the trial of a criminal charge. There are clear procedural differences, the most obvious being that criminal charges ordinarily involve trial by jury, whereas charges of contempt do not. There is no basis, in our view, for importing into the law of contempt the 19th century rules which allowed a verdict of guilty, given in a jury trial, to be quashed on appeal, but did not permit of an order for retrial. Moreover, the issue, so far as contempt is concerned, is not whether there should be a retrial, but whether there should be a rehearing.” 136
[215] In a separate judgment delivered in Witham McHugh J said that the case for “abolishing the distinction between civil and criminal contempt’s is a strong one”. 137 But like the plurarity, McHugh J said that although the principal if not the sole objective of the instant proceedings was to punish the contemnor, “the proceedings were and remain civil and not criminal proceedings for contempt”.138
[216] In Louis Vuitton Malletier SA v Design Elegance Pty Ltd 139 Merkel J summarised the state of the law concerning a contempt of court as follows:
“Deliberate conduct which is in breach of a court order will constitute wilful disobedience of the order, and therefore a civil contempt, unless the conduct be casual, accidental or unintentional: see Australasian Meat Industry Employees’ Union v Mudginberri Station Pty Ltd [1986] HCA 46; (1986) 161 CLR 98 at 106-107 and 112-113. However, the disobedience will amount to a criminal contempt if it involves “deliberate defiance or, as it is sometimes said, if it is contumacious”: see Witham v Holloway (1995) 183 CLR 525 at 530. As is apparent from the Statement of Charge, Louis Vuitton is alleging both civil and criminal contempt. However, as all proceedings for contempt are now regarded as criminal in nature, all of the charges must be proved beyond reasonable doubt: see Witham at 534.” 140
[217] A Full Court of the Federal Court in Construction, Forestry, Mining and Energy Union and Others v Director, Fair Work Building Industry Inspectorate 141 (CFMEU v Director, FWBII) dealt with an appeal against a refusal by the primary judge to grant an interlocutory application to vacate hearing dates that had been set aside to determine an application by the Director of the Fair Work Building Industry Inspectorate seeking the imposition of pecuniary penalties and related orders against the CFMEU. In separate proceedings in the Supreme Court of Victoria the CFMEU had been convicted of five criminal contempts for conduct between 28 and 31 August 2012 at the Myer Emporium site located at Lonsdale Street, Melbourne. A fine of $1.05 million for the criminal contempts was imposed by the Supreme Court on the CFMEU. At the time of the proceeding before the Full Court, the CFMEU had appealed against the conviction to the Court of Appeal, which had reserved its judgment.
[218] The interlocutory application made by the CFMEU was on the ground that s.553(1) of the FW Act, to which earlier reference has been made and which provides that proceedings for a pecuniary penalty order against a person for a contravention of a civil remedy provision was stayed if criminal proceedings were commenced or had already commenced against the person for an offence and the offence was constituted by conduct that was substantially the same as the conduct in relation to which the order would be made. Section 553(2) of the FW Act to which earlier reference has also been made, provides that a proceeding for a pecuniary penalty order could be resumed if the person was not convicted of the offence but otherwise the proceedings for pecuniary penalty order were dismissed.
[219] The Full Court held that the contempt charges brought against the CFMEU in the Supreme Court for which it had been convicted were or are criminal proceedings for an offence. 142 Therefore the proceedings against the CFMEU stood dismissed by reason of s.553(2) of the FW Act (pecuniary penalty orders in relation to the conduct that is substantially the same as the conduct the subject of the contempt charges).143 The Full Court also held that if the CFMEU is subsequently “not convicted” by reason that its appeal to the Court of Appeal is upheld and the convictions quashed, the Director may resume that aspect of the proceedings to seek a pecuniary penalty order.144
[220] The Full Court said the following about the nature of contempt proceedings:
“Consistent with what the High Court said in Witham v Holloway, the CFMEU was charged with contempt in the SCV: see [12]-[13] above. The Attorney-General was joined as a plaintiff. At least from the time of the joinder of the Attorney-General, the “proceedings [were] in the public interest to vindicate judicial authority or maintain the integrity of the judicial process”: Witham v Holloway at 531. The proceedings were instituted to punish the CFMEU for failing to obey Court orders. The relief sought was that the CFMEU “be punished for contempt”: see [12]-[13] above. Under the Evidence Act 2008(Vic), proceedings are civil or criminal. A criminal proceeding is defined in that Act relevantly to mean the prosecution for an offence: sch 2 to the Evidence Act 2008(Vic). In the SCV, the CFMEU was prosecuted for an offence (that of contempt) and the SCV proceedings were conducted to the criminal standard: see [15] above and s 141 of the Evidence Act 2008(Vic). The CFMEU was convicted of five criminal contempts and was punished for that disobedience by the imposition of fines: see [16] above. The fact that contempt proceedings are, for reasons explained in the authorities, tried summarily and not before a jury is immaterial. So too is the fact that the proceedings were commenced in the civil jurisdiction of the SCV. The fact that different procedures have been adopted for trying contempt charges does not alter the essential characteristic of the proceedings as criminal proceedings. The Director’s submission that the contempt proceedings were civil proceedings when commenced because the charge did not plead that the conduct of the CFMEU was deliberate or contumacious should also be rejected. The proceedings were criminal because Grocon and the Attorney-General were seeking convictions and punishment for offences.” 145
[221] It will shortly be seen that the reasoning of the Full Court is no longer likely sustainable in light of the decision in Construction, Forestry, Mining and Energy Union v Boral resources (Vic) Pty Ltd and Others 146 (Boral).147
[222] In the Grocon litigation, Grocon had applied in the trial division of the Supreme Court pursuant to rule 75.06(2) of the Supreme Court (General Civil Procedure) Rules 2005 (SC Rules) that the CFMEU had acted in contempt by breaching orders restraining it from preventing, hindering or interfering with free access to, and three axis from the Myer Emporium construction site and another site in Footscray. The trial judge had concluded that all five contempts had been contumacious, thus also determining that the CFMEU was in criminal contempt. This was so even though the charges did not disclose any allegation that the breach of the orders alleged had been contumacious.
[223] In the Court of Appeal one of the issues that required determination was whether contumacy must be pleaded in a charge seeking punishment for contempt, that is, whether the contumacy is an element of a criminal contempt constituted by a breach of court orders and if so whether it must be pleaded in a charge. After an extensive review of relevant authorities, 148 the Court of Appeal held that contumacy is not an element of the offence of criminal contempt when constituted by a breach of court orders and that the usual practice is that contumacy is a circumstance of aggravation which is relevant only to penalty. When contumacy is treated in this way it is not necessary for it to be pleaded within the statement of charge.149
[224] Relevantly however, the Court of Appeal appears to have accepted that a contempt proceeding is not a criminal proceeding, at least in relation to the Boral matter before it, and that the actual status of such proceedings is more complex. So much is clear from the following passages of the judgment:
“500 As a matter of stare decisis, although not strictly bound by the decision of this Court in CFMEU v Boral Resources (Vic) Pty Ltd, we should, of course, as a matter of comity, accord appropriate weight to the reasoning in that case. There, as we have said, the Court concluded that the Boral proceedings, though capable of being described as ‘criminal’ in relation to the contempt alleged, did not attract the criminal jurisdiction of the Court. Rather, they were governed by the civil jurisdiction, and the rules ordinarily applicable in that jurisdiction.
501 Justice Digby accepted that a party charged with criminal contempt might properly be granted dispensation from some parts of the Rules to ensure that that party’s rights were adequately protected. In his Honour’s view, the appropriate mechanism for safeguarding those rights was the sound exercise of judicial discretion.
502 It must be remembered, however, that the Boral matter does not concern the rights of an individual. It concerns, instead, allegations of contempt against a legal entity that cannot, in law, claim any privilege in answer to an order for discovery. It is not for this Court to question what the High Court has said in that regard, still less, what the Legislature has, as a matter of policy, chosen to enact.
503 It does not follow that companies, and other like entities charged with having committed criminal offences are to be treated less fairly, in other respects, than individual accused. Nor does it follow, however, that such bodies have the same entitlement to immunity from discovery that individuals traditionally have had, that entitlement being in part at least based upon the right to invoke the privilege against self-incrimination. In the end, the most potent safeguard against abuse in such cases may well lie in the sound exercise of judicial discretion.
504 We see no error in Digby J’s conclusion that the Associate Justice against whose decision the appeal was brought, was wrong to refuse specific discovery simply on the basis that this was a criminal proceeding, and therefore the Rules had no application. The Boral matter should not have been so characterised. Its actual status was more complex than that. Once her Honour had characterised the matter as she did, it was not at all surprising that she did not go on to consider whether, in the proper exercise of discretion, specific discovery should be ordered. Nonetheless, her failure to have done so meant that the discretion had to be exercised afresh, whether by Digby J, or on remitter. 150 [Footnotes omitted]
[225] In Boral proceedings were commenced by summons pursuant to r 75.06 (2) of the SC Rules in the Supreme Court of Victoria against the CFMEU in which it was sought that the CFMEU be punished for contempt. The contempt proceeding alleged that the CFMEU had disobeyed orders made by the Supreme Court on 5 April 2013 by establishing a blockade of a construction site to which Boral supplied concrete. Order 29 of the SC rules made provision in relation to discovery and relevantly provided that the Court may at any stage order any party to make discovery of documents. Boral applied for discovery and an Associate Justice of the Supreme Court dismissed an application by Boral for discovery on the ground that the contempt proceeding was a criminal proceeding to which the SC rules did not apply. A judge of the Supreme Court allowed an appeal against that decision and made an order directed to the CFMEU to make discovery of the documents. As is evident from the passages earlier extracted in this decision, the Court of Appeal did not find any error in that decision and refused the CFMEU leave to appeal. In affirming the decision of the Court of Appeal the High Court gave consideration to the nature of a contempt proceeding. In so doing French CJ, Kiefel, Bell, Gageler and Keane JJ observed:
“To describe the contempt proceeding as "accusatory", in the sense that it charged the appellant with conduct warranting punishment, is not to take the proceedings out of the civil jurisdiction and the purview of the Rules. As Hayne J observed in Re Colina; Ex parte Torney, in Hinch Mason CJ, Wilson, Deane, Toohey and Gaudron JJ said:
"Notwithstanding that a contempt may be described as a criminal offence, the proceedings do not attract the criminal jurisdiction of the court to which the application is made. On the contrary, they proceed in the civil jurisdiction".
In Re Colina; Ex parte Torney, Hayne J described "the cardinal feature of the power to punish for contempt" as being that it "is an exercise of judicial power by the courts, to protect the due administration of justice." In this case, the contempt proceeding arose in the course of the civil proceeding between the Boral parties and the appellant.
The contempt proceeding was commenced and pursued under the Rules, which apply according to their tenor in relation to proceedings in the civil jurisdiction. In Witham v Holloway, Brennan, Deane, Toohey and Gaudron JJ considered the distinction made in the authorities between civil and criminal contempt, and concluded that the punitive effect of the usual sanctions for contempt meant the "differences upon which the distinction between civil and criminal contempt is based are, in significant respects, illusory", and an insufficient justification for the allocation of different standards of proof for civil and criminal contempt. Their Honours went on to say:
"[T]he illusory nature of those differences and the fact that the usual outcome of successful proceedings is punishment, no matter whether primarily for the vindication of judicial authority or primarily for the purpose of coercing obedience in the interest of the individual, make it clear as Deane J said in Hinch, that all proceedings for contempt 'must realistically be seen as criminal in nature'. The consequence is that all charges of contempt must be proved beyond reasonable doubt."
Their Honours were at pains to make it clear that this statement did not include the proposition that proceedings on a charge of contempt are, or are to be regarded as the equivalent of, a criminal trial. As their Honours said:
"[T]o say that proceedings for contempt are essentially criminal in nature is not to equate them with the trial of a criminal charge. There are clear procedural differences, the most obvious being that criminal charges ordinarily involve trial by jury, whereas charges of contempt do not."
There are other differences in addition to those referred to by their Honours, not the least important of which is that contempt proceedings are initiated, not by the executive government, but by private parties to an indisputably civil proceeding. A party to a civil proceeding who wishes to complain that the other party has breached an order of the court is not in the same position as a prosecuting authority, which can gather evidence by compulsory processes of search and seizure before making a decision to charge the defaulting party with contempt. Further, in the contempt proceeding, the spectre of oppression by the executive government in requiring the accused to assist it in the prosecution of a criminal charge against the accused, especially one launched without adequate investigation by the agents of the state, does not arise. In any case, where an application for discovery in contempt proceedings did give rise to such a concern, the more fundamental concern for the liberty of the subject would be a powerful consideration in the exercise of the discretion whether or not to make an order for discovery.
In Witham v Holloway, the plurality expressly noted that the process whereby a contempt proceeding is resolved is a civil "hearing" not a criminal "trial". McHugh J also expressed the view that proceedings for contempt of court to punish a respondent are "civil and not criminal proceedings".
These observations point to a significant deficit in the arguments advanced for the appellant: those arguments do not explain how the contempt proceeding has proceeded as a criminal proceeding without the engagement of any rules of criminal procedure. The progression of the matter through the various levels in the hierarchy of courts was at all times regulated by the laws relating to the civil jurisdiction including the Rules. The companion principle cannot be applied to usurp the authority of the Rules in this regard.
In summary then, it may be accepted that the companion principle is a fundamental aspect of a criminal trial, which is not to be "whittled down" by an expansive interpretation of legislation that is not clear in its intention. But no criminal trial is in prospect here, and so there is no reason why the language of r 29.07(2) should not be applied according to its tenor in the contempt proceeding.” 151 [Footnotes omitted]
[226] In a separate but concurring judgment Nettle J observed as follows:
“A proceeding for punishment for contempt constituted by disobedience of an injunction granted in a civil proceeding is not part of the criminal justice system in the sense essayed in Caltex, X7 or Lee v The Queen. Although "all proceedings for contempt 'must [now] realistically be seen as criminal in nature'", not all contempts are criminal. Failure to obey an injunction is not a criminal offence unless the failure to comply is defiant or contumacious. A proceeding for contempt is not a proceeding for criminal contempt if the proceeding appears clearly to be remedial or coercive in nature as opposed to punitive. A criminal contempt is a common law offence, albeit not part of the ordinary common law. But even a proceeding for criminal contempt is not a criminal proceeding.
The contempt alleged in this case is a criminal contempt. It is alleged that CFMEU is guilty of wilful and contumacious disobedience of an injunction. The relief which is sought is thus punitive, not coercive or remedial; and, therefore, the proceeding is a penal proceeding. Even so, it is a civil proceeding. It is tried by judge alone and, subject to the qualification explained below, the applicable rules of procedure are the rules of procedure which apply to other civil proceedings.
The qualification is that some of the safeguards applicable to criminal proceedings also apply to a civil proceeding for criminal contempt; including, in the case of a defendant who is a natural person, the privilege against self-incrimination and the privilege against self-exposure to penalty. Their application rests on "accepted notions of elementary justice" and reflects the fact that a proceeding for committal may result in "very serious interference with the liberty of the subject". But they do not prevent CFMEU being ordered to make discovery and give production of particular documents.” 152 [Footnotes omitted]
[227] It is to be observed that the contempt proceeding at issue in Boral were commenced in the same way as the Contempt Proceeding at issue here. It may be that the Contempt Proceeding results in an ultimate conclusion that the contempt was contumacious, thus a criminal contempt.
[228] It seems to me that the following summary propositions may be discerned from the authorities discussed above. First, although the differences upon which the distinction between civil and criminal contempt are based are in significant respects illusory, the distinction remains. Secondly, all contempt proceedings whether civil or criminal contempt are criminal in nature and the contempt alleged is to be proved beyond reasonable doubt. Thirdly, a proceeding seeking punishment for contempt by breach or disobedience of a Court order may result in the contemnor being convicted of a criminal offence if the breach or disobedience is contumacious. Fourthly, the question whether to record a criminal conviction for a contempt committed by breach or disobedience of a court order is determined after a breach or disobedience has been established, that is at the "penalty" stage of the proceeding at which time, a criminal conviction may be recorded if the Court concludes that the breach or disobedience was contumacious.
[229] All that said, although proceedings for contempt have variously been described as sui generis, quasi criminal, or criminal in nature, having regard to the weight of authority it cannot be said that a contempt proceeding for a breach or disobedience of a Court order, as is the case here, can properly be described as a criminal proceeding. In light of the analysis in Boral it must now be accepted that proceedings for contempt brought for breach or disobedience of a Court order whether the disobedience will later be determined as wilful and contumacious or otherwise, is a civil proceeding. Given my earlier rejection of the contention that the purpose or a purpose of s.73(2)(c) of the RO Act is normative and is designed to encourage the setting enforcement of standards, I see no good reason why I should construe the words “civil proceedings” in s.73(2)(c) as excluding the Contempt Proceedings in circumstances where the High Court in Boral has described relevantly the same kind of proceeding involving the CFMEU, though for criminal contempt, as nonetheless a civil proceeding. It follows that I am satisfied that the Contempt Proceeding is a civil proceeding and is caught by the exclusionary words “other than civil proceeding” in s.73(2)(c).
[230] Given my conclusion it is unnecessary for me to consider the second aspect of the argument, that is, if the Contempt Proceeding are not civil proceedings caught by the exclusion, whether there is the necessary connection between that proceeding and the contraventions and breaches enumerated in s.73(2)(c)(i) – (iii) of the RO Act. However since the issue was fully ventilated before me I will make the following observations. I consider that it is unlikely to be the case that the Contempt Proceeding will be in relation to one or more of the matters s.73(2)(c)(i) – (iii) unless in the Contempt Proceeding or in the substantive proceeding that gave rise to the order which is said to have been breached or disobeyed, it is alleged as part of the substratum of facts that particular conduct about which complaint is made in one or other of those proceedings is a contravention of an identified Commonwealth law s.73(2)(c)(i) or a breach of a relevant industrial instrument or a relevant order identified in s.73(2)(c)(ii) or (iii). In my opinion it would be insufficient to establish the relevant requisite connection to assert that particular conduct, identified in a writ or statement of claim about which complaint is made might also, for example, constitute a breach of a provision in a Commonwealth law even though no allegation of that kind is actually made. No such allegation that particular conduct is or was a contravention of any Commonwealth law or a breach of a relevant instrument or order of the kind is contained in the summons, the writ or the statement of claim. It is in my respectful opinion not to the point to suggest that some of the identified conduct is capable of constituting a relevant contravention without expressly making that allegation.
[231] Were it necessary for me to do so, I would conclude that if the Contempt Proceeding is not a “civil proceeding” within the meaning of s.73(2)(c) I am not persuaded that the Contempt Proceeding, though pending against the MUA, is “in relation to” any of the matters set out in s.73(2)(c)(i)(iii) of the RO Act.
7. Are there any relevant proceedings (other than civil proceedings) pending against any of the Applicant organisations?
[232] It is uncontroversial and I am satisfied that there are no criminal proceedings (noting the Objector’s contention as to the possible character of the Contempt Proceeding – which I have rejected) pending against any of the CFMEU, the MUA or the TCFUA in relation to contraventions of the RO Act, the FW Act, or other Commonwealth laws; or breaches of modern awards or enterprise agreements; or breaches of orders made under the RO Act, the FW Act, or other Commonwealth laws.
[233] As I had earlier noted, the Objectors sought to rely on certain material contained in the first two affidavits. 153 Objection was taken by the Applicant organisations to much of the affidavit material on relevance grounds. Dealing first with the affidavit material to which objection was not taken, having regard to my conclusion as to the proper construction of s.73(2)(c), I do not propose to take that material into account. It is material that goes to pending civil penalty proceedings against the Applicant organisations and is not relevant to any issue about which I must be satisfied under s.73 of the RO Act. The same must be said of the affidavit of Mr Coonan which deals with the Contempt Proceeding.
[234] As to the material to which objection was taken, it deals with the conduct of officials of the Applicant organisations, public statements made by them, and the conduct the Applicant organisations’ (and that of various officials), which has been found to have been contravening conduct attracting civil penalties in various civil penalty proceedings, is not relevant to any matter I must determine. I do not take it into account.
[235] That affidavit material does not disclose any criminal proceedings or any other relevant proceedings pending against any of the Applicant organisations.
[236] Therefore, for the reasons stated, I am satisfied that there are no proceedings (other than civil proceedings) pending against the CFMEU, the MUA or the TCFUA in relation to any matter identified in s.73(2)(c)(i)(ii) or (iii) of the RO Act.
What day should be fixed as amalgamation day?
[237] As to the fixing of an amalgamation day, after consulting the Applicant organisations, 154 I intend to fix an amalgamation day by causing to be published a notice as prescribed. The amalgamation day, that is the day on which the amalgamation will take effect, will be 21 days from the date of this decision, namely Tuesday 27 March 2018.
[238] Lest it be said that, by discharging my duties under statute which I am bound to do by my oath of office and by law, I condone any of the conduct for which any of the Applicant organisations or various of their officials have been held to account by the courts, nothing could be further from the truth. On no view can it be said that the conduct is acceptable and judicial officers have, particularly over recent years, been unanimous in the strong and unequivocal language used to describe and condemn some of the conduct.
[239] But if that is to be a bar to the fixing of an amalgamation day in connection with the amalgamation of organisations under the RO Act, then it is a matter for the Parliament to decide and legislate accordingly. On my reading of the statute it has not thus far done so.
Costs
[240] As foreshadowed in the Applicant organisations’ submissions dated 27 February 2018, 155 the Applicant organisations apply for costs in respect of the matters raised by the Objectors in connection with the Contempt Proceeding. If the Applicant organisations propose to press the application foreshadowed they should file and serve an application in accordance with form F6 and confer with the Objectors with a view to reaching agreement on directions for the filing of materials to ensure the efficient and expeditious determination of the application. This should be undertaken within the next 14 days. Absent such an agreement, each party should file with my chambers a proposal for directions within the next 14 days.
Conclusion
[241] For the reasons given above I am satisfied that:
1. The period, or the latest of the periods, within which an application may be made to the Federal Court under s.69 of the RO Act in relation to the amalgamation has ended;
2. There has been no application to the Federal Court under s.69 and so the consideration in s.73(2)(b) does not arise;
3. There are no proceedings (other than civil proceedings) pending against any of the CFMEU, MUA or TCFUA in relation to contraventions of the RO Act, the FW Act, or other Commonwealth laws; or breaches of modern awards or enterprise agreements; or breaches of orders made under the RO Act, the FW Act, or other Commonwealth laws; and
4. Any obligation that the CFMEU, MUA or TCFUA has under a law of the Commonwealth that is not fulfilled by the time the amalgamation takes effect will be regarded by the proposed amalgamated organisation, the CFMMEU, as an obligation it is bound to fulfil under the law concerned.
[242] In furtherance of 4 above the undertaking set out in [20] of the Applicant organisations’ outline of submissions dated 25 January 2018 is to be given in writing by 13 March 2018.
[243] I will cause a notice be published as prescribed in which I will fix a day on which the amalgamation is to take effect. That day will be 21 days from the date of this decision, namely Tuesday, 27 March 2018.
DEPUTY PRESIDENT
Appearances:
Mr H Borenstein QC with Mr Y Bakri of Counsel for the Construction, Forestry, Mining and Energy Union, The Maritime Union of Australia and the Textile, Clothing and Footwear Union of Australia
Mr S Wood QC with Mr B Jellis of Counsel for the Australian Mines and Metals Association and Master Builders Australia
Hearing details:
Melbourne.
2, 28 February.
2018.
<PR600464>
1 [2017] FWC 4353 at [62]
2 [2017] FWC 4353
3 Exhibit 19
4 Exhibit 20
5 Exhibit 18
6 Exhibit 21
7 Exhibit 22
8 Transcript dated 2 February 2018 at PN246 – PN261
9 Exhibit 1.
10 Exhibit 18 at [12]
11 Ibid
12 Exhibit 1
13 Outline of submissions of CFMEU, MUA and TCFUA, dated 25 January 2018 at [20]
14 Transcript at PN290
15 Exhibit 19, PC – 23
16 Outline of submissions of CFMEU, MUA and TCFUA at [122] and footnote 39
17 Exhibit 21
18 Transcript dated 28 February 2018 at PN718-PN719
19 Exhibit 18 at [6] - [7]; Exhibit 19 at [15], PC-23
20 Ibid at [8]
21 Ibid at [5]
22 Exhibit 14 and Exhibit 22
23 (1998) 194 CLR 355
24 Ibid at [69]
25 (1934) 52 CLR 234
26 Ibid at 244
27 (1997) 187 CLR 384
28 Ibid at 408
29 [2009] HCA 41; (2009) 239 CLR 27
30 Ibid at [47]; 46 – 47
31 [2017] HCA 34; (2017) 347 ALR 405
32 Ibid at [14]
33 Ibid at [35]-[37]
34 Fair Work (Registered Organisations) Act 2009 (Cth) s 19(1)(i)
35 Transcript dated 2 February 2018 at PN405
36 Ibid at PN479 – PN482
37 Fair Work (Registered Organisations) Act 2009 (Cth) s 28(1) (a)
38 Ibid ss 40 – 41
39 Ibid s 42
40 Ibid s 44
41 Ibid ss 46, 63
42 Ibid s 36
43 Exhibit 1
44 [2017] FWC 4353
45 Fair Work (Registered Organisations) Act 2009 (Cth) ss 47, 64
46 [2017] FWC 4353
47 Fair Work (Registered Organisations) Act 2009 (Cth) s 48
48 Ibid ss 49 – 52
49 Ibid ss 56 – 57
50 Ibid ss 58 – 60
51 Ibid s 5(3)(a)
52 Ibid s 5(3)(b)
53 Ibid s 5(3)(d)
54 (2015) 258 CLR 482
55 (2014) 253 CLR 58
56 (2015) 258 CLR 482 at [24]
57 Ibid [79], [102]-[107]
58 (2015) 256 CLR 137
59 Ibid at [4]
60 (2003) 216 CLR 161
61 Ibid at [29]
62 Ibid at [114]
63 Ibid at [52]
64 Re Medley (1902) 28 VLR 475
65 Attorney-General v Riach [1978] VR 301 at 309; Wentworth v New South Wales Bar Association (1992)176 CLR 239 at 250-1
66 Gapes v Commercial Bank of Australia (1979) 27 ALR 87 at 97 per JB Sweeney J (with whom Evatt Deane and Fisher JJ agreed) (his Honour concluded that such proceedings were not "criminal" but expressly left open the question whether the proceedings "can properly be characterised as civil or belong in a separate category of penal proceedings which are not criminal"
67 BHP Coal Pty Ltd v CFMEU (2013) 239 IR 363; ACCC v Australian Safeway Stores Pty Limited (No 3) [2002] FCA 1294 [53] per Goldberg J; Australian Building and Construction Commissioner v Hall [2017] FCA 274 at [18] per Flick J; R v Federal Court of Australia; ex parte Pilkington (1978) 142 CLR 113 at 138
68 See, for example, Isaacs J in National Mutual Life Association of Australasia v Godrich (1910) 10 CLR 1 at
33-34 that distinguishes between proceedings involving the "interests of the public at large" and proceedings where individual rights only are in controversy" in "setting private obligation against private obligation".
69 (2014) 47 VR 527; [2014] VSCA 261
70 Ibid at [498]
71 (1968) 118 CLR 32
72 Ibid at 39
73 (2015) 258 CLR 482 at [24]
74 Ibid
75 Ibid at [102]
76 [2003] 216 CLR 161, 52
77 (1902) 28 VLR 475
78 Outline of Submissions of AMMA & MBA, dated 12 January 2018 at [66]-[67]
79 (2015) 258 CLR 482 at [89]-[90]
80 [2017] FCA 274; (2017) 269 IR 28
81 Ibid at [18]
82 Ibid at [17] – [26]
83 (2013) 239 IR 363
84 Ibid at [69]
85 Ibid at [65] – [69]
86 [2002] FCA 1294
87 Ibid at [53]
88 Ibid at [51]-[55]
89 (1978) 142 CLR 113
90 Ibid at 138
91 Noting that legislation in operation in some States appears to delineate between a civil proceeding on the one hand and a criminal proceeding or quasi criminal proceeding on the other: see e.g definition of “civil proceeding” in s.3 of the Civil Proceeding Act 2010 (Vic)
92 [2002] FCA 1294 at [53]
93 (2007) 161 FCR 122
94 Ibid at [95] - [96], [98] and [101]
95 See definition of “civil proceeding” in s.6 of the Civil Procedure Act 2010 (Vic)
96 I gather this is a reference to the definition of "proceeding to which this Part applies" found in s 35 of the RO Act
97 Outline of submissions of CFMEU, MUA and TCFUA, dated 25 January 2018 at [90] and [92]
98 Fair Work (Registered Organisations) Act 2009 (Cth) s 35
99 Acts Interpretation Act 1901(Cth) as in force on 25 June 2009; Fair Work Act 2009 (Cth) s 40A
100 Ibid s 13(3)
101 Pearce DC and Geddes RS, Statutory Interpretation in Australia (Lexis Nexis Butterworths, 8th ed, 2014),
102 Ibid at [4.56], 202
103 Which by s. 81 (1) (a) means an order of a relevant court imposing a pecuniary penalty on a a person who has contravened a civil remedy provision.
104 (1979) 38 FLR 431
105 Ibid at 438-439
106 Conciliation and Arbitration Act 1904 (Cth) s 122
107 Explanatory Memorandum, Industrial Relations Legislation Amendment Bill 1990, 1-2
108 Ibid, 28
109 Ibid
110 Explanatory Memorandum, Workplace Relations (Registration and Accountability of Organisations) Bill 20023.151 –3.153
111 For example see WorkplaceRelations Act 1996 (Cth) ss 453(6), 486, 491 and 814-823
112 See WorkplaceRelations Act 1996 (Cth) Part 14
113 Explanatory memorandum to the Fair Work (Registered Organisations) Amendment Bill 2014 ,134
114 (2004) 218 CLR 216
115 Ibid at [103]
116 Acts Interpretation Act 1901(Cth) s 15AB
117 Industrial Relations Act 1988 (Cth) ss 314(2), 316, 319 -320
118 Ibid s 311
119 Ibid s 312
120 Explanatory Memorandum, Industrial Relations Legislation Amendment Bill 1990, 1-2
121 O’Grady v Northern Queensland Co Ltd (1990) 169 CLR 356 per McHugh J at 376
122 Fair Work Act 2009, s 550
123 The Applicant organisations point to the fact that the common law principle of vicarious liability and how a Union can be vicariously liable were considered in Hanley v AFMEP&KIU (2000) 100 FCR 530. They also cite Evenco Pty Ltd v Australian Building Construction Employees and Builders Labourers Federation (Qld Branch) [2000] QCA 108
124 See for example Brisbane City Council v Attorney-General (Qld) (1908) 5 CLR 695 at 720 per O’Connor J; Secretary, Department of Social Security v Rurak (1990) 26 FCR 1 at 12; Solution 6 Holdings Ltd v Industrial Relations Commission of New South Wales (2004) 60 NSWLR 558 at [74] – [75]; T v T (2008) 216 FLR 365 at [82]; Ajinomoto Co Inc v Nutrasweet Australia Pty Ltd (2008) 166 FCR 530 at [114]; Hughes v Hughes [2013] FamCAFA 146 at [35]
125 Australian Alliance Assurance Co Ltd v Attorney-General (Qld) [1916] St R Qd 135 at 161 per Cooper CJ and T v T (2008) 216 FLR 365 at [82]
126 See Taylor v Owners – Strata Plan 11564 (2014) 253 CLR 531 at [37] to [39] per French CJ, Crennan and Bell JJ and at [60] per Gageler and Keane JJ
127 [2017] VSC 762
128 [2014] 47 VR 527
129 Variously described as an ‘offence’, ‘Fence of a criminal character’, ‘criminal proceeding’, ‘criminal prosecution’, ‘criminal proceedings for an offence’ and ‘prosecution of an offence’; see CFMEU v Grocon 47 VR 527 at [126]
130 [2014] 47 VR 527 at [222]
131 (1995) 183 CLR 525
132 Ibid at 534
133 Ibid
134 Ibid at 531 – 534
135 Ibid at 534
136 Ibid
137 Ibid at 549
138 Ibid at 549
139 [2006] FCA 83; (2006) 149 FCR 494
140 Ibid at [6]; 497 – 498
141 (2014) 225 FCR 210
142 Ibid at [7]
143 Ibid
144 Ibid
145 Ibid at [39]
146 (2015) 256 CLR 375
147 See also Director of Fair Work Building Industry Inspectorate v Construction, Forestry, Mining and Energy Union [2015] FCA1213, particularly at [30] – [33]
148 (2014) 47 VR 527 at 584 – 598, [232] – [298]
149 Ibid at 598, [299]
150 ibid at [500] – [504]
151 (2015) 256 CLR 375 at [40] – [47]
152 Ibid at [65] – [67]
153 Exhibit 19 and 20
154 Transcript dated 2 February 2018 at PN376 – PN380
155 Further Outline of Submissions of CFMEU, MUA and TCFUA dated 27 February 2018
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