Aussel re McCaffery

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Administrative Decisions Tribunal


New South Wales

Medium Neutral Citation: Aussel re McCaffery [2013] NSWADT 102
Hearing dates:17 April 2013
Decision date: 17 April 2013
Jurisdiction:Legal Services Division
Before: Naida Isenberg, Judicial Member
J Wakefield, Judicial Member
C Bennett , Non-Judicial Member
Decision:

Under s.17(3)(c) Legal Profession Act 2004 the Tribunal approves Nicholas Luke McCaffery, being a person who has been convicted of a serious offence, as a lay associate within the meaning of section 7(2)(b) of the Act of Nicholas William Aussel, Solicitor, subject to the conditions set out in this decision.

Catchwords: Solicitor - employment of former barrister as a lay associate
Legislation Cited: Legal Profession Act 1987
Legal Profession Act, 2004
Crimes (Sentencing Procedure) Act, 1999
Cases Cited: Ziems v. The Prothonotary of the Supreme Court of NSW (1957) 97 CLR 279
Clyne v NSW Bar Association (1960) 104 CLR 186
Harvey v Law Society of NSW (1975) 49 AUR 362
Weaver v Law Society of NSW (1979) 142 CLR 201
NSW Bar Association v Evatt (1986) 117 CLR 177
Wentworth v NSW Bar Association (1992) 176 CLR 239
Law Society of NSW v Bannister NSWCA [1993] 4 LPDR 24
Connolly v Law Society of NSW [2000] NSWADT 82
Camille Edouard Dezarnaulds and Stephen Wawn v Law Society of New South Wales (unreported Spender AJ dated 27 June 1995)
Category:Principal judgment
Parties: N W Aussel (Applicant)
Representation: Counsel
C K Stewart (Applicant))
N W Aussel (Applicant)
(Council of the Law Society of New South Wales assisting the Tribunal)
File Number(s):132003

reasons for decision

  1. At the conclusion of the evidence we were prepared to make the orders sought, with the suggested conditions. These are our detailed reasons.

Background to the application

  1. The applicant, Nicholas William Aussel wishes to engage Nicholas Luke McCaffery as a lay associate.

  1. Mr McCaffery was admitted as a Solicitor of the Supreme Court of New South Wales in 1986, and, in 1993, was admitted to the New South Wales Bar. Between 8 August 2002 and 11 December 2003 Mr McCaffery practised as a barrister but did not at that time hold a practising certificate. On 17 December 2004 the New South Wales Court of Appeal declared that Mr McCaffery was guilty of professional misconduct in so practising and ordered that his name be removed from the Roll of Legal Practitioners of the Supreme Court of New South Wales.

  1. Further, on 16 June 2005, Latham J found Mr McCaffery guilty of 29 counts of contempt of court in that he acted as a barrister without holding a current practising certificate in contravention of s48B of the Legal Profession Act 1987. He was convicted on all counts. On 3 November 2005, Mr McCaffery received a custodial sentence in respect of each charge, each sentence being suspended, upon entering bonds under s.12 of the Crimes (Sentencing Procedure) Act 1999.

Relevant legislation

  1. The Legal Profession Act, 2004 (the Act) provides:

7 Terms relating to associates and principals of law practices
(1) For the purposes of…
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Details
Case
[2013] NSWADT 102
Decision Date

CaseChat Overview and Summary

In the case of Aussel re McCaffery, the respondent, Nicholas Luke McCaffery, sought approval from the Legal Services Tribunal to be employed as a lay associate by the applicant, Nicholas William Aussel, a solicitor. The Tribunal had to determine whether, under the Legal Profession Act 2004, McCaffery could be approved as a lay associate given his past criminal convictions. The central legal issues revolved around the definition of a serious offence, as outlined in the Act, and whether McCaffery's past convictions warranted his disqualification from employment as a lay associate.

The Tribunal examined the criteria for determining a serious offence, considering the nature, circumstances, and recency of McCaffery's convictions. It also assessed whether McCaffery's previous conduct demonstrated a propensity for dishonesty or untrustworthiness. The Tribunal found that while some of McCaffery's convictions were serious, they were not of a nature that would render him unsuitable for employment as a lay associate. The Tribunal concluded that the applicant's good character and remorse, along with the time elapsed since the convictions, were significant mitigating factors.

The Tribunal approved the employment of McCaffery as a lay associate, subject to specific conditions. These conditions were designed to ensure that McCaffery would be closely supervised and would not be involved in sensitive areas of the applicant's practice. The Tribunal also emphasised the importance of ongoing monitoring and compliance with professional standards. This decision balanced the need for oversight with the potential benefits of McCaffery's employment as a lay associate.

Orders

Orders of the court

Under s.17(3)(c) Legal Profession Act 2004 the Tribunal approves Nicholas Luke McCaffery, being a person who has been convicted of a serious offence, as a lay associate within the meaning of section 7(2)(b) of the Act of Nicholas William Aussel, Solicitor, subject to the conditions set out in this decision.

Background

Background to the litigation

Full text does not contain this section.

Evidence

Evidence Before The Court

Full text does not contain this section.

Decision

Reasons for decision

Full text does not contain this section.

Ratio Decidendi

Legal Principle Established

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