Alza Corporation

Case [2012] APO 70


IP AUSTRALIA

AUSTRALIAN PATENT OFFICE

Alza Corporation [2012] APO 70

Patent:774594

Title:Transparent transdermal nicotine delivery devices

Patentee:  Alza Corporation

Delegate:  Dr S.D.Barker

Decision Date:  21 June 2012

Hearing Date:  29 March 2012 in Canberra

Catchwords:  PATENTS – re-examination of patent on the ground of lack of novelty – inherency – features of opacity index, stability of nicotine and visibility of skin colour considered – certain claims found to lack novelty – patent revoked in relation to certain claims

Representation:  Patentee:  Shelston IP

IP AUSTRALIA

AUSTRALIAN PATENT OFFICE

Patent:774594

Title:Transparent transdermal nicotine delivery devices

Patentee:  Alza Corporation

Date of Decision:  21 June 2012

DECISION

Claims 1, 6 and 7 lack novelty in the light of the WO 1991/09592.

I revoke patent 774594 so far as it relates to claims 1, 6 and 7.

REASONS FOR DECISION

  1. Alza Corporation is the patentee in respect of Australian patent 774594.  The patent has an earliest priority date of 18 December 1998.  A request for re-examination was filed by LTS Lohman Therapie-Systeme AG.  The request identifies two documents that are asserted to be relevant to novelty and inventive step.  The Commissioner issued three adverse re-examination reports.  The last report indicated that in view of the fact that the issues had not been overcome, the Commissioner considered that the best way to progress the re-examination was by way of a hearing.  The matter was heard in Canberra on 29 March 2012.  The patentee appeared by telephone.

    The law on re-examination

  2. Section 97(2) of the Patents Act 1990 empowers the Commissioner to carry out re-examination:

    (2) Subject to this section and the regulations, where a patent has been granted, the Commissioner may, and must if asked to do so by the patentee or any other person, re-examine the complete specification."

  3. The manner in which re-examination occurs is governed by section 98:

    "(1) On re-examining a complete specification, the Commissioner must ascertain and report whether, to the best of his or her knowledge, the invention, so far as claimed in any claim and when compared with the prior art base as it existed before the priority date of that claim:
    (a) is not novel; and
    (b) does not involve an inventive step.

    (2) For the purposes of subsection (1), the prior art base is to be taken not to include information made publicly available only through the doing of an act (whether in or out of the patent area)."

  4. The way in which re-examination is carried out was considered by the Full Court of the Federal Court in Commissioner of Patents v Emperor Sports Pty Ltd [2006] FCAFC 26 at [24], (2006) 67 IPR 488 at 493:

    “The Commissioner is an administrative decision-maker equipped with technical expertise.  Subject to the rules of natural justice both common law and statutory (see e.g. s 101(2)), he or she is entitled to make use of that expertise, and draw inferences that may be rationally drawn from technical knowledge, including how skilled persons of various descriptions may act in their respective occupations:  

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Alza Corporation [2012] APO 70
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[2012] APO 70
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CaseChat Overview and Summary

Alza Corporation, the patentee of Australian patent 774594 for a transparent transdermal nicotine delivery device, faced a re-examination request from LTS Lohman Therapie-Systeme AG, alleging that certain claims of the patent lacked novelty. The dispute was heard on 29 March 2012, and the Delegate, Dr. S.D. Barker, issued a decision on 21 June 2012. The key issue was whether claims 1, 6, and 7 of the patent were anticipated by prior art, specifically the international patent application WO 1991/09592. The Delegate concluded that the devices described in the citation possessed all the features of the claimed invention, thereby lacking novelty. The Delegate found that the opacity index of the devices in the citation was less than 48.6%, the nicotine was substantially stable, and the skin colour of the wearer was visible through the device. Consequently, the Delegate revoked the patent in relation to claims 1, 6, and 7. The patentee has the right to appeal this decision to the Federal Court.

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Background

Background to the litigation

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Ratio Decidendi

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