Winton v Winton

Case [2018] NZHC 486


IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY

I TE KŌTI MATUA O AOTEAROA TE WHANGANUI-Ā-TARA ROHE

CIV-2016-485-419

[2018] NZHC 486

BETWEEN

JAMES ANDREW WINTON

Plaintiff

AND

VIRGINIA RUTH WINTON

Defendant

Hearing: On the papers

Appearances:

J D Haig for the Plaintiff

C S Chapman for the Defendant

Judgment:

21 March 2018


JUDGMENT OF GRICE J

(Costs (interlocutory applications))


[1]    This is an application by the defendant for costs following the disposal of two interlocutory matters. These matters were applications by the defendant for particulars and an application by the plaintiff for standard and tailored discovery, with a cross- application by the defendant for tailored discovery.

Background

[2]    Associate Judge Smith partly heard the interlocutory applications on 14 August 2017, but the hearing was not completed. Associate Judge Smith is unavailable to deal with the costs matter. I have reviewed the file, including the Associate Judge’s relevant minutes, and I have the material upon which to determine the costs application.

[3]    The interlocutory matters were set down for hearing before Associate Judge Smith on 14 August 2017. The record indicates that part way through the hearing it

WINTON v WINTON [2018] NZHC 486 [21 March 2018]

became apparent that probate of the deceased’s estate which was the subject of the proceedings had been granted in Australia.

[4]    The Judge returned after the morning adjournment and was advised by counsel that the matter would not proceed as it appeared that the interlocutory applications would be resolved by consent. The Minute No. (2) of Associate Judge Smith on 14 August 2017 records that:

[1]        During the hearing today on the particulars and discovery applications, it became apparent that probate has fairly recently (30 June 2017) been issued by the Supreme Court of New South Wales in the estate of the late Mrs Rachel Winton. Mr Chapman told me that he has only fairly recently received a copy of the probate document, and he was able to supply me with a copy of the probate after the morning adjournment.

[2]        The probate document has annexed to it an “inventory of property”, which appears to list the assets in the late Mrs Winton’s estate.

[3]        Mr Haig had not seen the probate document or the inventory at all before this morning’s hearing, and he tells me that his client only saw it for the first time on Thursday or Friday of last week.

[4]        An important issue at the trial of this proceeding will be whether the assets in the late Mrs Winton’s estate have been preserved as required by the settlement agreement, and the plaintiff will clearly now at least have some details of the assets in the estate.

[5]        In those circumstances, counsel sensibly agreed that it would not serve a useful purpose to continue with the particulars and discovery applications before Mr Haig and his client have had an opportunity to consider the probate document and inventory, and make such amendments to the plaintiff’s pleadings as may then seem appropriate.

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Winton v Winton [2018] NZHC 486
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[2018] NZHC 486
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CaseChat Overview and Summary

The case of Winton v Winton was heard by Grice J in the High Court of New Zealand, Wellington Registry. The matter involved an application by the defendant, Virginia Ruth Winton, for costs following the withdrawal of two interlocutory applications: an application for particulars and an application for standard and tailored discovery, with a cross-application by the plaintiff for tailored discovery. The interlocutory applications were withdrawn by consent after the defendant provided the plaintiff with a grant of probate and an inventory of property in the estate of the deceased, Mrs Rachel Winton.

The key legal issues before the court were whether the interlocutory applications had been "determined" for the purposes of costs under Rule 14.8(1) of the High Court Rules 2016, and if so, whether the defendant was entitled to costs under the circumstances. The plaintiff argued that the applications were not determined and thus costs should not be fixed, relying on Rule 14.8(1) which mandates that costs must be fixed when the application is determined, unless there are special reasons to the contrary. The defendant, on the other hand, argued that the applications were determined by withdrawal by leave and that she was entitled to costs as she was ultimately successful in both applications.

Grice J held that the interlocutory applications were indeed "determined" for the purpose of the costs application, accepting the defendant's submission that the applications had been brought to an end by the withdrawal by leave. However, the court found that it was not appropriate to fix costs in favour of the defendant as the merits of the applications had not been decided by the court. The court noted that any conclusions about the merits of the applications would require an assessment that the court was not in a position to make. The court also highlighted the delay in the provision of the probate inventory by the defendant, which had likely assisted in the resolution of the interlocutory applications. Consequently, the defendant's application for costs was refused.

In conclusion, Grice J determined that the interlocutory applications were effectively determined by the parties' agreement, but declined to fix costs in favour of the defendant, leaving the matter to be assessed at the conclusion of the proceedings. The court's decision underscores the principle that the court will not generally assess the merits of the case on interlocutory applications and will only fix costs if there are special reasons to the contrary.

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Background

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