Siemer v Auckland High Court

Case

[2013] NZHC 3540

7 May 2014

No judgment structure available for this case.

IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY

CIV-2013-404-3768 [2013] NZHC 3540

BETWEEN JANE CHAPMAN SIEMER Plaintiff

AND

AUCKLAND HIGH COURT First Defendant

AND

RODNEY HAROLD HANSEN Second Defendant

Hearing: 6 December 2013

Appearances:

No appearance by Plaintiff
D Baltakmens for Defendants

OriginalJudgment

20 December 2013

RecallJudgment:

7 May 2014

Replacement
Judgment:

7 May 2014

JUDGMENT (NO. 3) OF TOOGOOD J [Replacing recalled Judgment of 20 December 2013]

This judgment was delivered by me on 7 May 2014 at 4:30 pm

Pursuant to Rule 11.5 High Court Rules

Registrar/Deputy Registrar

SIEMER v AUCKLAND HIGH COURT [2013] NZHC 3540 [20 December 2013]

Introduction

[1]      The plaintiff  brings these proceedings against the first and second defendants seeking  financial  compensation  and  declaratory  relief  in   respect   of  alleged misconduct and breaches of her rights to natural justice and access to the Courts under the New Zealand Bill of Rights Act 1990 (“NZBORA”).  The defendants seek to have the proceedings struck out because the claim is barred by judicial immunity and amounts to an abuse of process.

Factual background

[2]      In 2003 the plaintiff, along with her husband and Paragon Oil Systems Ltd, commenced     a     proceeding     against     the     plaintiff’s     former     barrister, Mr Robert Fardell QC,  alleging  negligence  and  breach  of  fiduciary  duty.    The plaintiff rejected two settlement offers of $175,000 each tendered by Mr Fardell in February and June 2005.

[3]      Mr Fardell died in December 2005.  In 2008, both Paragon Oil Systems Ltd and the plaintiff’s husband were struck out as claimants.  The plaintiff retained her right to claim damages against Mr Fardell’s estate.  On 2 May 2008, Associate Judge Abbott ordered the plaintiff to pay $100,000 in security for costs before her claim

against Mr Fardell’s estate would be heard.1

[4]      On 2 October 2008, John Hansen J upheld Abbott AJ’s order for security.2

The security for costs was never paid and consequently, on 21 June 2010, Rodney Hansen J granted an application by Mr Fardell’s estate to strike out the plaintiff’s claim.3    In July 2010, the plaintiff filed an appeal in the Court of Appeal against Rodney Hansen J’s decision, seeking an order that security for the appeal be dispensed with.  The Registrar declined to make that order so the plaintiff sought a review  of  the  Registrar’s  decision,  which  was  dismissed  by  Chambers  J  on

3 December 2010.  The plaintiff then unsuccessfully sought leave to appeal to the

1      Siemer v Fardell HC Auckland CIV-2003-404-005782, 2 May 2008.

2      Siemer v Fardell HC Auckland CIV-2003-404-5782, 2 October 2008.

3      Siemer v Fardell HC Auckland CIV-2003-404-5782, 21 June 2010.

Supreme  Court  in  relation  to  Chambers  J’s  refusal  to  overturn  the  Registrar’s

decision.4

[5]      The plaintiff says that in May 2013, having been informed that no one would be able to take the claim against Mr Fardell’s estate to court, the estate nevertheless offered   a  $50,000   settlement   to   the  Official  Assignee  to   file  a  notice  of discontinuance  of  the  claim.    The  Official Assignee  accepted  this  offer  and  on

21 June 2013 a notice of discontinuance was filed despite, the plaintiff says, the bar of $100,000 security for costs imposed by Abbott AJ in the order remaining in force and unsatisfied.

The application and submissions

[6]

proc

The eeding

(a)

plaintiff advances two causes of action as the basis for her claims in this

:

First,  she  says  that  her  right  to  natural  justice  under  s  27  of the

NZBORA has been breached as officers of the first defendant, and the

second  defendant,  knew  or  ought  to  have  known  that  imposing

security for costs in the amount of $100,000 would prevent her claim

against Mr Fardell’s estate.  She also says that the second defendant

knew that striking out her claim left no one to pursue it.  The plaintiff

seeks costs and a declaration that the defendants acted with reckless

disregard for her rights in preventing her claim against Mr Fardell’s

estate to be heard by ordering her to pay a prohibitive amount as security for costs.

(b)

Second, the plaintiff alleges that the second defendant discriminated against her and acted with malice or reckless disregard for her right to

access  to  justice  under  the  NZBORA.   She  says  that  the  second

defendant’s actions have cost her $150,000, being the $50,000 offer accepted by the Official Assignee and the $100,000 security for costs

order (notwithstanding that security was never paid). The plaintiff

4      Siemer v Fardell [2011] NZSC 30.

seeks a declaration that the actions of the second defendant, by imposing the security for costs then denying her access to Court, were malicious and deliberately reckless.  She also seeks to recover the alleged deficit of $150,000 as well as $10,500 in legal fees.

[7]      The defendants apply to strike out the plaintiff’s claim.   They argue that although the Auckland High Court is named as the first defendant, the only proceeding in which a court can be named as a party to civil proceedings is in an application for judicial review, which this is not.  In any event, they say, the actions complained of are those of Judges of the High Court, not the Court itself.

[8]      Further,  the  defendants  say  the  plaintiff’s  claim  is  barred  by  judicial immunity. The defendants rely on the Supreme Court’s decision in Attorney-General v Chapman where it was held that the public policy reasons that supported personal judicial immunity also prevented claims against the Crown for judicial breaches of

the NZBORA.5   The defendants also cite more recent High Court authority6 that the

principles  on  which  the  majority  in  Chapman  founded  its  views  in  relation  to financial  compensation  in  respect  of  judicial  conduct  have  equal  application  to claims for declaratory relief.  Therefore, the defendants say, Chapman operates as a complete bar to the plaintiff’s claims for declaratory relief and financial compensation.

[9]      The defendants also submit that the plaintiff’s claim is an abuse of process as it is an attempt to relitigate matters which have already been decided.  The pleadings are also alleged to be inaccurate and non-compliant with the High Court Rules and, therefore, are defective.

[10]     In her written submissions in opposition to strike-out, the plaintiff argues that the defendants have waived the right to defend the claims on the merits.  She refers to r 5.47 of the High Court Rules which provides that a defendant who intends to

defend a proceeding must file a statement of defence.   The plaintiff says that the

5      Attorney-General v Chapman [2011] NZSC 110, [2012] 1 NZLR 462.

6      Siemer v Attorney-General [2013] NZHC 1111.

defendants do not therefore intend to defend the proceeding and lack standing to pursue a strike-out application.

[11]    The plaintiff also says that there is nothing in Chapman which negates a declaratory remedy. As to the issue of whether proceedings can be brought against the High Court itself, the plaintiff says that any jurisdictional impediment can be remedied by the High Court transferring the matter to the Court of Appeal.

Issues

[12]     In determining whether the proceeding should be struck out, the following issues arise:

(a)       When a party applies to strike out a proceeding, must that party first file a statement of defence?

(b)      Can this proceeding be brought against “the Auckland High Court”?

(c)       Applying the principles  in  Chapman,  is  the proceeding barred  by judicial immunity?

(d)      Is the plaintiff’s claim an abuse of process?

When a party applies to strike out a proceeding, must that party first file a statement of defence?

[13]    The plaintiff argues that, because the defendants did not file statements of defence, they lack standing to pursue a strike-out application. Arguing in reliance on r 5.47 of the High Court Rules, the plaintiff says that it is mandatory for the defendants to have filed a statement of defence if they wish to take some other step in the proceeding. The rule provides, so far as is relevant:

5.47     Filing and service of statement of defence

(1)      A defendant who intends to defend the proceeding must,—

(a)       within  the  number  of  working  days  stated  in  the notice of proceeding, file in the registry of the court

named in that notice a statement of defence to the plaintiff's claim; and

(b)       serve  a  copy  of  the  statement  of  defence  on  the plaintiff and any other party.

(2)      Unless otherwise ordered by the court,—

(a)       the place for filing the statement of defence must be the registry of the court in which the statement of claim was filed or into which it has been transferred:

(b)      the time within which the statement of defence is required to be filed is 25 working days after the day on which the statement of claim and notice of proceeding are served on the defendant.

....

[14]     The plaintiff says that her amended statement of claim was filed on or about

30 September 2013 and that under r 5.47(2)(b), the defendants are clearly in breach of the time limits.

[15]     There is no requirement in the Rules that a party who seeks to strike out a pleading must first file a statement of defence.7 A breach of the time limits for filing a statement of defence out of time does not render any action by a named defendant a nullity or otherwise automatically preclude the defendant from filing one.  First, as the learned authors of McGechan on Procedure say,8  a breach of the time limit for filing and/or service does not in itself preclude the defendant from belatedly filing and serving a defence.   Under both the former and present provisions of the High Court Rules, the Court does not refuse to accept a statement of defence for filing after the time limit expires, unless the proceeding has been set down for hearing.  In that event, leave is required first.  That practice appears to have originated from early authority that defences filed after the expiration of time allowed by the rules of court were not to be treated as nullities.9     The decisions implicitly recognise that if a

statement of defence irregularly tendered beyond time limits were to be ignored, and

7      Faloon  v  Commissioner  of  Inland  Revenue  [2012]  NZHC  1154  at  [5]  and  [6].  See  also Mawhinney v Nags Head Horse Hotel Ltd [2013] NZHC 369 where the defendant brought an application to strike out the claim rather than file a statement of defence but no issue was taken with this approach.

8      McGechan on Procedure (online looseleaf ed, Brookers) at [HR5.47.04].

9      Graves v Terry (1882) 9 QBD 170; Gill v Woodfin (1884) 25 Ch D 707 (CA); Gibbings v Strong (1884) 26 Ch D 66 (CA); Montagu v The Land Corp of England (1887) 56 LT 730; and Millar v Sutherland (1888) 6 NZLR 724 (SC).

judgment allowed in default of pleadings, the defendant concerned could always apply to set aside such judgment.  At that latter stage, the late statement of defence necessarily would come under consideration.

[16]     Furthermore,  the Court may, in its discretion, extend the time appointed by the Rules for doing any act or taking any proceeding or any step in a proceeding, on such terms (if any) as the court thinks just,10 even if  the application for the extension is not made until after the expiration of the time appointed.  It is often the case, therefore, that a defendant elects to file a strike-out application before going to the trouble and expense of pleading to a claim which the defendant considers does not

call for a response to the merits.  If the claim is not struck out, a prompt application for leave under r 1.19 to file a statement of defence out of time, if such is necessary, would almost certainly be granted.

[17]     Failing to file a statement of defence in accordance with the time limits in r 5.47(2)(b)  does  not  preclude  the  defendants  from  applying  to  strike  out  the proceeding.

Principles to apply on strike-out

[18]     The principles to be applied on an application to strike out a proceeding are well settled:11

(a)       Pleaded facts are assumed to be true.

(b)The cause of action must be clearly untenable. The Court must be certain that it cannot succeed.

(c)       The jurisdiction is to be exercised sparingly and only in clear cases, reflecting the Court's reluctance to terminate a claim short of trial.

10     High Court Rules, r 1.19(1).

11     Couch v A-G [2008] NZSC 45 at [33]. See also Attorney-General v Prince [1998] 1 NZLR 262 (CA).

h

(d) The  jurisdiction  is  not  excluded  by  the  need  to  decide  difficult questions of law, requiring extensive argument.

(e)

The court should be particularly slow to strike out a claim in any developing area of the law.

[19]

In t

is instance, therefore, I proceed on the basis that the plaintiff should be

 
permitted to pursue her claims unless they are clearly untenable.

Can this proceeding be brought against the Auckland High Court?

[20]     The Auckland High Court is listed as the first defendant.  There is no such entity, but there is this Court, a court of record established under the Judicature Act

1908 as the High Court of New Zealand.12     The Court is a single court having

registries in various centres throughout New Zealand, including Auckland.   For present purposes, I take it that the plaintiff intends that the High Court of New Zealand is the intended defendant.

[21]     The claims against the Court are founded on the following allegations:

(a)       A civil claim was lodged with the Court alleging negligence against

Mr Fardell.

(b)The plaintiff had to apply to the Court in 2004 for an order directing Mr Fardell to file and serve a statement of defence to the statement of claim.

(c)       The Court ordered Mr Fardell to file and serve a statement of defence.

(d)Mr  Fardell  admitted  to  the  Court  he  erased  documents  from  his computer relating to the plaintiff’s claim against him, which required the plaintiff to apply to the Court for a computer forensic expert to

search Mr Fardell’s computer.

12     Judicature Act 1908, s 3.

(e)

From 2004 to 2005 the plaintiff made repeated applications to the

Court for discovery from Mr Fardell.

(f)

“Associate Judge Abbott of the First Defendant” ordered the plaintiff to pay $100,000 in security for costs.

[22]

Pro

ceedings have been brought against the High Court as a party in several

cases.13    For various reasons, those claims were struck out.   In Rodley v Cuddon, Wild J said that “damaged defendants cannot sue the Court (or the Judge)”.14    In none of those cases, however, was the legal personality of the Court discussed.

[23]     The vast majority of cases in which the High Court of New Zealand (or a particular Registry of that Court) has been named as a party have been judicial review  proceedings.15    It  is  only  in  judicial  review  proceedings  that  there  is legislative authority for naming a Court as a party to a proceeding.  Section 9(4A) of the Judicature Amendment Act 1972 relevantly provides:16

(4A)     For the purposes of subsection (4) of this section, where the act or omission is that of a Judge, Registrar, or presiding officer of any Court or tribunal,—

(a)       That  Court  or  tribunal,  and  not  that  Judge,  Registrar,  or presiding officer, shall be cited as a respondent; but

(b)       That  Judge,  Registrar,  or  presiding  officer  may  file,  on behalf of that Court or tribunal, a statement of defence to the statement of claim.

[24]     But this is not a judicial review proceeding.  Furthermore, as the defendants point out, it is the conduct of individual Judges which is being called into question by the plaintiff.  In respect of the first cause of action, the pleadings allege breaches by “Officers acting for the First Defendant, and specifically the Second Defendant”.

Since the High Court is not capable of being sued in the capacity alleged by the

13     For example McVeagh v Attorney-General [2001] 3 NZLR 566 (HC) and Reid v Tararua District

Council CA452/09, 27 July 2010.

14     Rodley v Cuddon HC Blenheim CP3/99, 29 March 1999.

15     For example Young v Police [2007] NZCA 339; Terry v Greymouth High Court CA3/99, 24

March 1999.

16     For a discussion of the reasons underlying the introduction of the section in 1991, see the discussion by McGechan J in Tau v Durie (1996) 9 PRNZ 283 (HC) at 285 – 286.

plaintiff, any allegations against “Officers acting for the First Defendant” are better

considered under the issue of whether the claim is barred by judicial immunity.

[25]     The  plaintiff  says  that  any  difficulty  arising  from  the  naming  of  the “Auckland High Court” as a party can be resolved by the High Court transferring the proceeding to the Court of Appeal.  Section 64 of the Judicature Act 1908 permits the transfer of civil proceedings from the High Court to the Court of Appeal where the circumstances of a proceeding pending before the High Court “are exceptional”. However, before a proceeding is transferred to the Court of Appeal, it must be a validly constituted proceeding within the jurisdiction of the High Court; any invalidity cannot be cured by such a transfer

[26]     Moreover, an application for transfer must be made under r 7.19 of the High Court Rules.  Section 64(4) provides that the fact that parties to a proceeding agree to the transfer of the proceeding to the Court of Appeal “is not in itself a sufficient ground for an order transferring the proceeding”.  This process has not been agreed to  between  the  parties  and  no  such  application  has  been  made  in  this  case. Moreover, there is no purpose in considering this point further unless the claim survives the second ground for strike out.

Is the proceeding barred by judicial immunity?

The principle of judicial immunity

[27]     The  principle  of  judicial  immunity is  fundamental.  It  has  long  been  the position that judges are immune from civil suit in respect of acts or omissions occurring in the course of their judicial work.   In delivering the judgment of the Court in Nakhla v McCarthy, Woodhouse J said:17

An action complaining of the judicial work of a superior court judge is probably unique in New Zealand. In the United Kingdom the number of recorded attempts to bring a similar action during the past 150 years or more can be counted on the fingers of one hand. None has succeeded.

It is not necessary to search for the reason. It lies in the right of men and women to feel that when discharging his judicial responsibilities a judge will

17     Nakhla v McCarthy [1978] 1 NZLR 291 (CA) at 293 - 294.

have no more reason to be affected by fear than he will allow himself to be subjected to influences of favour. Thus he is surrounded with an absolute immunity from civil proceedings for acts done or words spoken in the exercise of his judicial office. But that immunity is in no sense a private right which might be regarded as having been conferred upon him and which he then might be said to enjoy. He is merely the repository of a public right which is designed to ensure that the administration of justice will be untrammelled  by  the  collateral  attacks  of  disappointed  or  disaffected litigants. That simple concept is gladly accepted, we believe, by the citizen and lawyer alike. And its strength extends to preventing civil proceedings against the judge in respect of his exercise of jurisdiction even though he may act with gross carelessness or be moved by reasons of actual malice or even hatred. …

A judge can, of course, be made to answer, and in a proper case pay dearly, for any criminal misconduct. Like any other citizen criminal proceedings may be brought against him. If the need arose steps could be taken in the Parliament to have him dismissed from office. If in the course of his work he should fall into error the matter can become the subject of appeal. If he should wrongly deprive a man of his freedom then altogether apart from appeal, there is the remedy of habeas corpus. But in relation to the performance of his judicial office the judge is immune from attack in civil proceedings.

[28]     In Gazley v Lord Cooke of Thorndon,18  Eichelbaum CJ and Henry J each

referred to Halsbury’s Laws of England, where it is said that:19

Persons exercising judicial functions in a Court are exempt from all civil liability whatsoever for anything done or said by them in their judicial capacity, nor can any action be brought against the Crown in respect of acts or omissions of persons discharging responsibilities of a judicial nature or in connection with the execution of judicial process … A superior court is protected even though the Judge has exceeded his jurisdiction, so long as he has acted judicially.

[29]    Judicial immunity was considered more recently by the Supreme Court in Attorney-General v Chapman.20   The principal judgment for the majority was written by McGrath and William Young JJ, with whom Gault J associated himself. They said:21

Allowing claims against judges would provide an opportunity for disappointed litigants to harass those who had decided cases against them. It would also provide an opportunity for such litigants to put in issue the correctness of, and thus collaterally attack, earlier judgments. Given that around  half  of  all  litigants  are  likely  to  be  dissatisfied  (and  sometimes

18     Gazley v Lorde Cooke of Thorndon [1992] 2 NZLR 668 (CA).

19     Halsbury’s Laws of England (4th ed, reissue, 1998) vol 1(1) at [212] – [216].

20     Attorney-General v Chapman, above n 5.

21 At [166].

irrationally)  with  decisions  made  by  judges,  there  would  be  many  who would take up such opportunities. In this context, allowing claims to be made against judges would:

(a)       have the tendency to distract judges from their duty to deal with cases dispassionately;

(b)      result  in  judges  spending  time  responding  to  suits  against  them, causing much wastage of judicial time;

(c)       discourage judicial recruitment; and

(d)       by permitting collateral attack, undermine the finality of judgments. The principles of judicial immunity are the result of a balancing exercise.

On the one hand there is the problem of a disappointed litigant with a

genuine  grievance  but  no  remedy.     On  the  other  hand  there  are  the undesirable consequences of permitting claims against judges.  The response

of the courts in cases such as Nakhla and Gazley has been to allow the latter

consideration to trump the former.

[30]    McGrath and William Young JJ also considered whether absolute judicial immunity should be qualified in some way but concluded it should not, even in cases where malice, bad faith, gross negligence or recklessness is alleged.22    They said23 that the need for an absolute rather than partial judicial immunity reflects the traditional view of the courts that general exposure of judges to the threat of lawsuits for judicial errors will create pressure for defensive judicial behaviour and in the

long run will be more harmful to independent adjudication than accepting that there will be very rare cases where no adequate remedy is available for judicial wrongdoing.

[31]     Chapman was a case involving a claim for financial relief.  The plaintiff in this case seeks two remedies:  the first is financial compensation and the second is declaratory relief.  I turn to those now.

Is a claim for financial compensation barred?

[32]     As to financial compensation, the majority in Chapman said:24

22     At [168] – [170].

23 At [172].

24 At [192].

All in all, allowing compensation claims for judicial breach of the Bill of Rights Act  would  be  as  inimical  to  judicial  independence  as  permitting claims to be advanced against judges personally.

[33] The allegations giving rise to the claims against the first defendant are summarised above at [21]. As that summary shows, the conduct complained of is generally that of judges or, by inference, officers of the civil registry. They do not relate to the conduct of the High Court as an entity in its own right. This is clarified in the first cause of action which refers to “Officers acting for the First Defendant”.

[34]     So far as the pleadings relate to conduct of judges “of the first defendant”, any relevant actions occurred in the exercise of judicial functions.  The judges are subject therefore to absolute judicial immunity and any claim for financial compensation against them cannot possibly succeed.

[35]     To the extent that the conduct complained of relates to other officers of the High Court, other than judges, it is arguable they too are protected so long as they are exercising judicial functions.  This point was not discussed in any detail in Chapman,25 but it does not need to be determined here because the pleading does not expressly bring a cause of action against any member of the Court’s staff.   Even if that might be implied, there is no allegation that they acted beyond their judicial

functions.

[36]    As McGechan J said in Crispin v Registrar of the District Court,26 the underlying policy is that those required to exercise judicial functions should have freedom to speak and act without fear of reprisal.  That will be subverted if, while the author is free from attack, his or her subordinates are not protected.

[37]     The  causes  of  action  relating  to  the  second  defendant,  Justice  Rodney

Hansen, are necessarily directed at his actions whilst exercising his judicial functions as a Judge of the High Court.  He is entitled to absolute immunity as a consequence.

25     See at [207] – [209].

26     Crispin v Registrar of the District Court [1986] 2 NZLR (HC) 246 at 252. Upheld on appeal: Crispin v Registrar of the District Court at Napier [1986] 2 NZLR 252 (CA). See also Young v Attorney-General [2003] NZAR 627 (HC).

[38]     Accordingly, the claims against the first and second defendants are protected by judicial immunity and so the causes of action pleaded by the plaintiff are untenable.

[39]     For completeness, I address the application of the principles in Chapman.

Is a claim for declaratory relief barred?

[40]     As  far  as  declaratory  relief  is  concerned,  the  plaintiff  says  that  there  is nothing in Chapman negating a declaratory remedy.

[41]     In Chapman it was held that the public policy reasons that supported personal judicial immunity also prevented claims against the Crown for judicial breaches of the NZBORA.   While Chapman does not go so far as to expressly exclude a declaratory remedy, I held in Siemer v Attorney-General27  that the principles upon which the majority in Chapman founded its views, in relation to claims for financial compensation in respect of judicial conduct, have equal application to claims for declaratory relief.  It is sufficient for the purposes of this case to repeat what is said in that judgment:

[44]      In  my  view,  the  constitutional  objection  to the  executive  branch acting as the defendant applies also where, as here, the claim is founded upon allegations that a judge or a court has acted improperly. In the present proceeding, Mr Siemer relies upon a direct attack on the Supreme Court, alleging that it violated his NZBORA rights. These allegations, if defended, would require the Attorney-General to explain and justify the actions of the Supreme Court in dealing with the proceedings in which Mr Siemer was formerly involved. As noted above, such a requirement would threaten the independence of the judiciary from the other branches of government.

[45]      Further, the executive government is not the general guarantor of the judiciary in respect of claims for non-monetary relief. As the majority in Chapman   observed,   declaratory   relief   against   the   Crown   would   be ineffective if a government had no power of control over the persons or body who  had  acted  in  breach  of  rights.  An  aggrieved  litigant’s  purpose  in applying for declaratory relief, if the proceeding is not to be wholly an academic exercise, is to alter rights or perceived rights and to effect consequential action. The point of Mr Siemer’s claims in the present case, if not to found subsequent claims by him to compensation must be, at least, to allow the prospect of further litigation in the proceedings which are the subject of his allegations, and to modify judicial conduct in the future.

27     Siemer v Attorney-General, above n 6, a proceeding brought by the present plaintiff ’s husband.

[46]      Whereas the executive branch has control over Ministers or public servants against whom declaratory relief is granted, and can give effect to the consequences of the declaration, the executive branch has no ability to control  the  future  conduct  of  the  judiciary.  Declarations  in  proceedings against the judiciary could therefore be ineffective, as the majority in Chapman noted.

[47]      There  is  also  the  inevitable  prospect  that,  in  order  to  defend allegations of the kind made here, albeit in the context of claims for declaratory relief, judges would have to give evidence concerning their conduct. This would “give rise to a perception that judges may come under pressure  in  their  decision-making  if  they  believe  that  they  may     be questioned concerning it at a later stage.”

[48]      The majority in Chapman held that “the extensive protection against judicial breach afforded by the justice system and in particular the current appellate process” also justified confining the scope of Crown liability for governmental breaches of the NZBORA to actions of the executive branch. At [195], the majority noted the extension of remedial protection for those aggrieved by judicial conduct included the establishment of the Supreme Court, and the creation of a regime for investigating complaints against judges by the enactment of the Judicial Conduct Commissioner and Judicial Conduct Panel Act 2004.

...

[50]      While I do not think it correct to say that Chapman in itself operates as a complete bar to the plaintiff’s case, I agree that the principles upon which the majority founded its views in relation to claims for financial compensation in respect of judicial conduct have equal application to claims for declaratory relief.

[42]     Nothing  in  the  present  plaintiff’s  submissions  persuades  me  that  this reasoning is wrong.   It applies to this case.  Accordingly, declaratory relief is not available to the plaintiff.

Is the plaintiff ’s claim an abuse of process?

[43]     The defendants also say the plaintiff’s claim should be struck out as an abuse of process because it amounts to an attempt to relitigate prior final decisions.28   This argument must rest on the proposition that the plaintiff could succeed in this proceeding only if the actions of the judicial officers about which she complains were unlawful.  Considering the lawfulness of those actions necessarily involves reviewing the basis for the decisions.  The plaintiff has previously had opportunities

to do so.

28     See Hunter v Chief Constable of the West Midlands Police [1982] AC 529 (HL) at 541.

[44]     On 2 May 2008, Associate Judge Abbott made an order for security for costs against the plaintiff.29    On 2 October 2008, John Hansen J declined her application for a review of that decision.30    The plaintiff then filed an application for special leave to appeal John Hansen J’s decision to the Court of Appeal, but did not pursue it.

[45]     The plaintiff had another opportunity to challenge the basis for Abbott AJ’s security for costs order when Rodney Hansen J heard the strike out application brought by the defendants in the Fardell proceeding.31   Rodney Hansen J upheld the Associate Judge’s previous security for costs order and ruled that the plaintiff’s claim would be struck out unless security for costs was paid.  The plaintiff appealed that decision also but the appeal was not pursued.

[46]     Thus, the subject matter of the present proceeding has been before the courts in the past.  The plaintiff has exhausted the proper means available to her for challenging those decisions, so any further attempt at having the issues heard, such as this proceeding, amounts to an attempt to relitigate the issues and is an abuse of process of the Court.

Result and costs

[47]     For the reasons given, and applying the acknowledged principles,32  I strike out the proceeding.

[48]     The defendant is entitled to costs calculated on a Category 2B basis. A claim for costs and disbursements totalling $11,958.83 has been made on behalf of the

defendants.

29     Siemer v Fardell, above n 1.

30     Siemer v Fardell, above n 2.

31     Siemer v Fardell, above n 3.

32 Noted at [18] above.

[49]     The  plaintiff  shall  have  until  21  May  2013  to  file  and  serve  any memorandum in opposition to a costs order in the amount sought and the application will then be dealt with on the papers.

..............................................

Toogood J

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Cases Citing This Decision

3

Siemer v Attorney-General [2018] NZHC 3406
Cases Cited

6

Statutory Material Cited

1

Siemer v Fardell [2011] NZSC 30
Attorney-General v Chapman [2011] NZSC 110
Siemer v Attorney-General [2013] NZHC 1111