Cutting v Liu

Case [2014] NZHC 1063


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IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY

CIV-2013-404-004979 [2014] NZHC 1063

BETWEEN

DEREK EDWIN CUTTING

Appellant

AND

YIUCHUAN (JESSE) LIU KIN TO (STEVEN) LAU DINAH QIU

Respondents

Hearing: 8 April 2014

Appearances:

Simon Jefferson QC for the Appellant
Respondents in Person
Stephen Mills QC as Amicus Curiae

Judgment:

20 May 2014

RESERVED JUDGMENT OF MOORE J

This judgment was delivered by  on 20 May 2014 at 4:00pm pursuant to Rule 11.5 of the High Court Rules.

Registrar/ Deputy Registrar

Date:

CUTTING v LIU & ORS [2014] NZHC 1063 [20 May 2014]

Introduction

[1]      This is an appeal against the decision of Judge P A Cunningham delivered on

1 November 2013.  Her Honour refused the plaintiff’s application for leave to allow Mr Keene, an Auckland barrister, to appear as both counsel for the plaintiff and as a witness in a claim to recover his fees.

Factual background

[2]      The appellant, Mr Cutting, is an Auckland solicitor who, in 2008, briefed Mr Keene to act as counsel for the respondents in relation to a dispute they had with an Auckland secondary school.

[3]      Mr Keene filed the proceedings in the Auckland District Court.  However, by December 2008 the relationship between Mr Keene and the respondents soured. They expressed dissatisfaction in Mr Keene’s performance and terminated his engagement.

[4]      Although  substantial  fees  had  been  billed  for  and  paid,  approximately

$15,000 remained owed by the respondents for Mr Keene’s services.

[5]      The respondents refused to pay the amount outstanding although they did meet all of Mr Cutting’s fees.

[6] The respondents complained to the New Zealand Law Society about the quantum of the fee as well as aspects of Mr Keene’s performance. The filing of the complaint had the effect, through the operation of s 161 of the Lawyers and Conveyancers Act 2006, of effecting a temporary stay of the District Court proceedings until final disposition of the complaint.

[7]      The  costs  assessor  upheld  Mr  Keene’s  fee.    The  Standards  Committee resolved to take no further action, a decision which was later confirmed by the Legal Complaints Review Officer on 5 October 2010.

[8]      Mr Cutting’s action for the recovery of Mr Keene’s fees was reactivated on

14 October 2010 when the plaintiff successfully applied for judgment by default. Judgment was entered on 18 October 2010.

[9]      On 15 November 2010, the respondents applied to set aside the judgment. Their application was dismissed in the District Court on 20 January 2011.   They appealed to this Court.  Of the grounds on appeal, two have some relevance to the present appeal, namely:

(a)      Mr  Keene  could  not  appear  as  counsel  because  he  had  made  an affidavit containing controversial material; he was in any event conflicted; and his appearance at Court was in breach of the intervention rule;

(b)      Mr Keene did not competently carry out his task as counsel.

[10]     Williams J allowed the appeal, setting aside the judgment on the basis that the

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Cutting v Liu [2014] NZHC 1063
Case
[2014] NZHC 1063
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CaseChat Overview and Summary

This is an appeal against the decision of Judge P A Cunningham delivered on 1 November 2013. Her Honour refused the plaintiff's application for leave to allow Mr Keene, an Auckland barrister, to appear as both counsel for the plaintiff and as a witness in a claim to recover his fees. The plaintiff, Mr Cutting, an Auckland solicitor, appealed this decision. The central issue was whether the intervention rule and other rules of professional conduct could be circumvented by permitting Mr Keene to act as counsel and a witness in the same cause. The court considered the jurisdiction to regulate counsel's right to appear, the intervention rule and rule 14.4, rule 13.5.1, and section 57 of the District Courts Act 1947. The court concluded that the District Court decision was correct and dismissed the appeal. It found that the intervention rule and other rules of professional conduct applied, and that there were no special circumstances to permit Mr Keene to appear as counsel and a witness. The appeal is dismissed. Given that the respondents are self-represented, no order as to costs is made.

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Background

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