Blackler v Tiger Lilly Productions Limited HC Wellington CIV 2009-485-1599

Case

[2010] NZHC 343

23 March 2010

No judgment structure available for this case.

IN THE HIGH COURT OF NEW ZEALAND

WELLINGTON REGISTRY

CIV-2009-485-1599

IN THE MATTER OF     an appeal pursuant to s 72 of the District

Courts Act 1947

BETWEEN  SEAN ANTHONY BLACKLER Appellant

ANDTIGER LILLY PRODUCTIONS LIMITED

Respondent

Hearing:         17 February 2010

Appearances:  The appellant in person, with his McKenzie friend M Papadopoulos

M J Moohan for the respondent

Judgment:      23 March 2010 at 4.00pm

JUDGMENT OF CLIFFORD J

Introduction

[1]      The appellant, Mr Blackler, was the sole shareholder in Blackrocks Café and Bar Ltd, now in liquidation (“Blackrocks”).   Mr Blackler was also the manager of that company’s business, the Blackrocks Café and Bar (“the Café”) which operated from premises at 163 The Parade, Island Bay (“the Café Premises”)

[2]       In September 2007 Mr Blackler agreed to sell the chattels associated with the Café (“the  Chattels”)  and  the  lease  to  the  Café  Premises  (“the  Lease”)  to  the respondent, Tiger Lilly Productions Ltd (“Tiger Lilly”), for $90,000.00.

[3]      Tiger Lilly never performed that contract.   Rather, Tiger Lilly dealt directly with Blackrocks’ landlord to obtain a lease to the Café Premises.

BLACKLER V TIGER LILLY PRODUCTIONS LIMITED HC WN CIV-2009-485-1599  23 March 2010

[4]      Mr  Blackler  and  Blackrocks  subsequently  sued  Tiger  Lilly  for  breach  of contract.

[5]      In  the  District  Court  at  Wellington  Judge  Broadmore  dismissed  that  claim. Mr Blackler now appeals that decision.

Mr Blackler’s status to bring this appeal

[6]      Mr Blackler brings this appeal in his  own  name,  not  in  the  name  of

Blackrocks.  The Court has received a letter from the liquidators of Blackrocks dated

29 January 2010 disowning the appeal on behalf of Blackrocks.   According to that letter, Blackrocks was placed in liquidation on 26 March 2008.  The letter states:

As liquidators we advise that the company wishes to have no involvement in the  appeal  as  an  appellant,  and  Mr  Blackler  has  no  authority  to  make  the appeal  on  behalf  of  the  company  or  make  submissions  on  behalf  of  the company for the appeal.

[7]      Notwithstanding  that  letter,  Mr  Moohan,  counsel  for  Tiger  Lilly,  informed me that Tiger Lilly accepted that Mr Blackler had had assigned to him the benefit of Blackrocks’  relevant  rights  and,  moreover,  that  Tiger  Lilly  acknowledged  that  the liquidators  were  in  no  way  involved  in  these  proceedings. Tiger  Lilly  accepted Mr Blackler’s status to bring the claim accordingly.

[8]      On  7  September  2009,  shortly  after  filing  his  appeal,  Mr  Blackler  filed  a “conference   memorandum”   in   which   he   advised   that   he   had   been   assigned Blackrocks’ cause of action against Tiger  Lilly and was bringing the appeal in his own  name  but  asserting  Blackrocks’  rights.   He  appended  an  unsigned  form  of  a deed  of  assignment  between  him  and  Blackrocks. That  unsigned  deed  records, amongst  other  things,  that  Mr  Blackler  paid  $1  for  the  assignment  and  agreed  to share  any proceeds  of  the  litigation  on  a  50:50  basis  with  the  company.   It  would appear  that  Mr  Blackler  and  Blackrocks  filed  proceedings  as  joint  plaintiffs  in  the District Court on 28 February 2008, therefore shortly before Blackrocks was placed in  liquidation. I  have  not  been  advised  of  the  date  upon  which  the  deed  of assignment is said to have been executed.

[9]      Given the terms of the liquidators’ letter, which does not refer to, let alone acknowledge  the  validity  of,  the  assignment  of  Blackrocks’  cause  of  action,  this remains a somewhat unsatisfactory position.

[10]     In order, however, to bring some finality to these matters, and on the basis of

Tiger Lilly’s acceptance that the liquidators have no liability for any costs, I accept –

as did the District Court - that Mr Blackler has status to bring these proceedings on behalf of Blackrocks, as I do not think it is suggested that at any relevant time he was contracting  on  his  own  behalf.  What  is  less  clear  is  what  the  position  would  be between Mr Blackler and the liquidators were this appeal to succeed in whole or in part.  Given the terms of the liquidator’s letter, I am not in a position to make further comment on that matter.

Background

[11]     On  or  about  28  September  2007  Mr  Blackler  and  Tiger  Lilly  signed  two copies of a document entitled “Conditional Offer for Sale and Purchase”.   The two documents were, in large measure, identical.

[12]     Each  document  comprises  two  printed  pages. The  first  page  of  each document   is   headed   up   “Conditional   offer   for   sale   and   purchase”,   the   word “conditional” originally reading “unconditional”, with “un” having been crossed out. One copy is dated 28 September 2007, one is undated.

[13]     At the foot of the first page of each of the documents, which otherwise record the names of the parties, slightly different wording has been added.  On the first page

of the first document the additional wording reads:

*     Condition

*     agreement with landlord regarding changes.

On the first page of the second document the additional wording reads:

*     Condition 1. of agreement with landlord with transfer of the lease.

[14]     The second page comprises the body of the document.  In both cases it reads

as follows:

1.    Background:   The  Purchaser  has  made  the  Vendor  an  unconditional offer to purchase the “Business” (hereinafter defined).   The purpose of this  agreement  is  to  record  in  writing,  the  understanding  reached between Parties in respect of the Purchaser’s “Unconditional Offer”.

2.    Definitions:  In this agreement the following definitions apply:

a)“Lease”  means  the  rental  agreement  in  respect  of  the  163  The Parade, Island Bay, Wellington, as attached in “Schedule 1” of this Agreement.

b)    “Chattels”   means   freehold   title   to,   by   the   Vendor,   to   the

Purchaser, all chattels listed in Schedule 2” of this Agreement.

c)“The  Business”  means  unconditional  assignment  of  all  rights resting with the Vendor in respect of the “Lease” and “Chattels”.

3.    Agreement:  The Purchaser “unconditionally” agrees to pay the vendor

$NZ90,000.00 (exc. GST) for the purchase of the “Business”.

4.    Term:  The Parties agree this offer expires on 2007.

[15]     One  copy of  the  document  is  signed  by Mr  Blackler  (for  and  on  behalf  of himself) and for and on behalf of Tiger Lilly Ltd by a Ms Aoyama, whose signature was witnessed by a Mr Te Awa, both directors of Tiger Lilly.  The other copy of the document  was  not  signed  by  Mr  Blackler  but  was,  as  before,  signed  for  and  on behalf of Tiger Lilly Ltd by those two directors.

[16]     At the time that document was signed, a Mrs Saker, the landlady of the Café

Premises, had obtained judgment against Blackrocks and Mr Blackler (as guarantor)

for arrears of rent, termination of the Lease and an associated order that Blackrocks vacate the Café Premises by noon on 5 October 2007.

[17]     Blackrocks originally entered into the Lease for the Premises on 3 December

2004. The Lease was for a term of two years with two rights of renewal, taking it through to a final expiry date of 31 July 2010. On 22 June 2007 Mrs Saker  gave notice to Blackrocks that, based on unpaid rent, she would terminate the Lease and

re-enter.  Blackrocks admitted owing rent but asserted that breaches of the Lease by

Mrs Saker prevented her from taking those steps.

[18]     On 3 August 2007 Mrs Saker applied to the District Court at Wellington for:

a)        summary  judgment  against  Blackrocks  and  Mr  Blackler  for  rent arrears; and

b)        an order that Blackrocks and Mr Blackler deliver up possession.

[19]     In  a  judgment  given  on  24  September  2007,  Judge  Broadmore  found  in favour of Mrs Saker as regards that part of the Café Premises used for commercial purposes and for associated rental arrears.  The Judge concluded:[1]

… Mrs Saker is therefore entitled to judgment on that part of her claim, but I will defer entering judgment until her counsel has provided the calculations referred to in paragraph [35] above. At that point, I will issue an addendum

to this judgment dealing with the date on which an order for possession is to take effect, quantum, interest and costs.

[1] Saker v Blackrocks Café & Bar Ltd, DC Wellington CIV-2007-085-915, 24 September 2007 at [36].

[20]     On 28 September, the same day as  the  “conditional  offer”  document  was signed, the Judge issued an addendum to his judgment formally entering judgment in favour of Mrs Saker against Blackrocks and Mr Blackler for rental arrears of some

$20,000  and  $11,000  respectively.   At  the  same  time,  Blackrocks  was  ordered  to give up possession of the Café Premises by noon on 5 October at the latest.

[21]     That same day, and in my judgement probably after the release of the Judge’s order, Mr Blackler spoke to Mrs Saker. Mr Blackler’s evidence was that Mrs Saker agreed she would not interfere with the sale that Mr Blackler was trying to organise. Mrs Saker’s evidence was broadly similar.  As she put it in her written brief:

I  recall  receiving  a  phone  call  from  Mr  Blackler  asking  me  if  I  would support a sale of the business and I said that I would because it was in my interests to do so.   Mr Blackler told me he would pay me back all he and Blackrocks  owed  me,  so  I  was  happy  to  support  the  sale  of  the  business. Apart  from  the  fact  that  he  was  attempting  to  sell  the  business,  I have  no knowledge of the terms of that sale or what it entailed.

As landlord I would vet the prospective new tenant since I would need to be satisfied so as to sign a new lease with them.   I presumed that Mr Blackler would inform them that he had no lease to assign and that a new lease would be entered into.

[22]     On 1 October 2007, Mr Blackler, Mrs Saker, Ms Aoyama and Mr Te Awa, the directors of Tiger Lilly, met.   This was the first time Mrs Saker had met Tiger Lilly’s  directors. The  purpose  of  that  meeting  is  disputed. The  evidence  in  the District Court from Tiger Lilly’s directors and Mrs Saker was that the meeting was for  the  purpose  of  Mrs  Saker  meeting  Tiger  Lilly’s  directors,  and  assessing  their business plan, before later approving them as tenants.   Mr Blackler’s evidence was that the meeting was for the sole purpose of Mrs Saker advising whether Tiger Lilly could have a new lease.

[23]     After that meeting, Tiger Lilly went into occupation of the Café Premises on

or about 3 October 2007 and began cleaning and redecorating.

[24]     On or about 4 October 2007, $2,000 was paid by Tiger Lilly to Mr Blackler. Around that date, Ms Aoyama provided an Auckland District Law Society standard form Agreement for Sale and  Purchase  of  Business  to  Mr  Blackler. Although unsigned,  various  details  had  been  inserted  in  the  copy  of  the  document  that  was produced for the purposes of the trial. There was some dispute as to who inserted those  details,  but  Ms  Aoyama  acknowledged  that  the  handwriting  appeared  to  be hers. In a box headed “Lease Details” a reference to a term of 3 x 3 x 3 years, and rights of renewal in 2010, 2013 and 2016 were inserted.

[25]     Around 6 October 2007, a sign was  placed  in  the  window  of  the  Café

Premises advising the public that the business had been sold.

[26]     On 9 October 2007, Mrs Saker met separately with Tiger Lilly’s directors to discuss lease arrangements.   The evidence of Tiger Lilly’s directors was that it was

at that meeting that, for the first time, they became aware of the true state of affairs

as regards Blackrocks’ lease of the Café Premises.   That is, it was at that meeting they were made aware that the Lease had been terminated.

[27]     Immediately after that  meeting   Tiger   Lilly   advised   Blackrocks   and

Mr Blackler that the agreement to purchase the Chattels and the Lease was at an end

as there was no lease to be acquired.  Mr Blackler acknowledged removing “some of the Chattels” that evening.   He says he removed some $6,000 worth of Chattels.   It

was Ms Aoyama’s and Mr Te Awa’s  evidence  that  he  removed,  if  not  all  the

Chattels, then by far the greatest part of them.

[28]     Later that day, and on the morning  of  10  October,  a  proposal  was  put  to

Mr Blackler.   In general terms, the proposal was for Tiger Lilly to pay Blackrocks

$30,000,  and  for  Blackrocks  to  return  the  Chattels  that  had  been  removed  and otherwise co-operate in vacating the Café Premises and handing them over to Tiger Lilly. That  proposal  as  put  in  writing,  called  a  “Monetary  Agreement”,  read  as follows:

This is to formally acknowledge that the sum of $30,000 (thirty thousand dollars) is a full and final settlement that has been paid as a gift to Sean Blackler for –

·the Blackrock Café and Bar assets as listed on the appendix attached and

·clearance of debt associated with the business commonly known as Blackrocks Café and Bar Island Bay, Wellington; in particular business equity and rent arrears.

Both parties acknowledge the confidentiality of this settlement and Mr

Blackler will, prior to signing this document, agree to the following:

·return to the premises prior to receiving payment the double-door fridge listed as an asset

·not pursue any litigation against the property owner and his former landlord Ms Stacey

·    ensure vacant occupation of the on-premises flat is available within

48 hours of this agreement document date

·    accept this is a full and final monetary settlement for the assets

·    hand-over all keys and vacate the premises immediately

[29]     Mr Blackler did not agree to that proposal.

[30]     Tiger Lilly eventually entered into a  separate  lease  with  Mrs  Saker  for  the

Café Premises towards the end of October 2007.

[31]     Mr Blackler and Blackrocks, as first and second plaintiffs respectively, subsequently commenced proceedings in the District Court against Tiger Lilly seeking the agreed  purchase  price  of  $90,000  together with some $21,000 of consequential losses, based on breach of contract. They argued that as Tiger Lilly had obtained a lease to the Café Premises in the  course  of  negotiations  with

Mrs Saker, Blackrocks and Mr Blackler, the contract terms had been met.   That is, the  contract  was  only conditional  on  Mrs  Saker  approving Tiger  Lilly as  a  lessee. That  is  what  had  happened.  Moreover,  Tiger  Lilly  had  got  the  revised  lease  it wanted,  namely a  lease  for  an  initial  period  of  three  years,  with  two  further  three year rights of renewal.  It did not matter that Blackrocks itself did not have a lease to transfer to Tiger Lilly.

[32]     Tiger Lilly defended that claim on a number of bases.  Tiger Lilly first argued there   had   been   no   concluded   contract.   Alternatively,   if   a   contract   had   been concluded, it was conditional on the assignment of the Lease.  That condition had not and could not have been satisfied.   Moreover, Mr Blackler had misrepresented the position as regards the Lease so that Tiger Lilly was entitled to cancel the contract for breach of representation.

[33]     The case was heard over some three days in the District Court at Wellington. Judge Broadmore gave judgment orally in favour of Tiger Lilly at the close of the case.  In his written reasons, delivered some time later, he held that:

a)        There  was  a  binding  agreement  for  sale  and  purchase  signed  on  or about 28 September 2007 (“the Agreement”).

b)        The Agreement was conditional on Mrs Saker subsequently agreeing

to an assignment of the Lease to Tiger Lilly.

c)        The  Agreement  never  became  unconditional  because  the  condition that the Lease be assigned to Tiger Lilly was incapable of fulfilment.

d)Mr  Blackler  very  probably  knew  that  the  Lease  had  been  cancelled when  he  entered  into  the  Agreement,  but  even  if  he  did  not  know about the earlier District Court judgment, he still made a misrepresentation because he was wrong in respect of the Lease being current. For  the  purposes  of  s 7  of  the  Contractual  Remedies  Act 1979, the rights of cancellation arise equally on an innocent as on a fraudulent misrepresentation.

e)        Tiger Lilly was therefore entitled to cancel the contract represented by the Agreement pursuant to s 7(4)(b)(iii) of the Contractual Remedies Act.

[34]     On that basis the Judge dismissed Mr Blackler and Blackrocks’ claim.

This appeal

[35]     This is an appeal by way of re-hearing pursuant to s 72 of the District Courts

Act 1947.

[36]     As an appeal by way of re-hearing, not from the exercise of a discretion, the Austin,  Nichols  &  Co  Ltd  v  Stichting  Lodestar  approach  applies.[2] Under  that approach the appellant court is required to come to its own conclusion on the merits and,  if  that  conclusion  differs  from  that  in  the  court  appealed  from,  substitute  its decision for that of the court appealed from.   There were no issues in this case on which the court appealed from had particular expertise.  However, the court appealed from did have the benefit of hearing the evidence in person, and issues of credibility are  relevant  in  this  case.   I  will  take  those  matters  into  account  in  considering  its conclusion on the merits.

[2] Austin, Nichols & Co Ltd v Stichting Lodestar [2007] NZSC 103, [2008] 2 NZLR 41

[37]     Mr Blacker brings his appeal on two basic grounds.  In doing so, he relies on similar arguments to those he made in the District Court.

[38]     First,  he  says  that  the  Judge  erred  in  fact  and  law  in  finding  that  the Agreement was not a binding unconditional contract for the sale and purchase of the business of Blackrocks as:

a)        the Agreement was subject  only to  the  landlord’s  approval  of  Tiger

Lilly as purchaser, which approval was given on or about 1 October

2007;

b)Tiger  Lilly  duly  paid  a  deposit  of  $2,000  on  3  October  2007, demonstrating that the Agreement was unconditional; and

c)        following  payment  of  the  deposit,  Tiger  Lilly  moved  into  the  Café Premises,  began  renovations  and  put  up  a  sign  saying  the  business “had been sold”.

[39]     Second, he says that the Judge was wrong in fact and law in finding there had been a misrepresentation as to the status of the Lease which justified Tiger Lilly’s cancellation of the agreement because:

a)        any misrepresentation made was to law, not fact, and therefore not an actionable representation; and

b)        cancellation was not pleaded by Tiger Lilly in the District Court and,

if misrepresentation was found, it related to the quantum of damages rather than cancellation.

[40]     By way of relief, Mr Blackler seeks judgment for the original $90,000 agreed purchase  price  less  $2,000  for  the  deposit  paid.   Alternatively,  he  seeks  damages representing the value of the Chattels which he said Tiger Lilly took possession of.

[41]     In responding to this appeal, Tiger Lilly did not contest Judge Broadmore’s decision that the Agreement was a binding contract.   Rather, Tiger Lilly supported the Judge’s decision that the Agreement had never become unconditional but, if it had, Tiger Lilly was justified in cancelling for misrepresentation.

Relevant legal principles

[42]     This appeal, and Blackrocks’ and the applicant’s original case against Tiger Lilly,  raise  questions  of  contract  interpretation.                   I  therefore  remind  myself  of  the relevant legal principles.

[43]     The established approach to contract interpretation in New Zealand requires a

Court to ascertain objectively the meaning the parties intended the contact to bear.

In  order  to  do  this  the  Court  looks  for  the  meaning  the  document  would  have conveyed to a reasonable person having all the background knowledge which would reasonably have been available to the parties in the situation in which they were at the time of the contract.[3]    Consistent with this approach, the Court is not required to settle  on  a  meaning that  the  parties  could  not  have  intended.   It  is  implicit  in  this approach that material extrinsic to the contract will ordinarily be referenced in the course of interpretation of a contract, without any ambiguity being required.[4]    There are  two  categories  of  extrinsic  evidence,  however,  to  which  special  rules  have traditionally applied  and  which are relevant here.   These  are  previous negotiations and post-contractual conduct.

[3] Boat Park Ltd v Hutchinson  [1999] 2 NZLR 74 at 82 adopting the statements of Lord Hoffman in Investors Compensation Scheme Ltd v West Bromwich Building Society [1998] 1 All ER 98 (HL) at 114-115. This was affirmed by the Supreme Court in Vector Gas Ltd v Bay of Plenty Energy Ltd [2010] NZSC 5 at [19] Tipping J, [61]-[64] McGrath J, supported by Blanchard J and Gault J.

[4] Vector Gas Ltd v Bay of Plenty Energy Ltd [2010] NZSC 5 at [4] Blanchard J, [22] Tipping J [62] McGrath J, [150]-[151] Gault J. Wilson J dissented on this point, stating that extrinsic evidence is not generally admissible, with three exception, one of which being where there is an ambiguity in the words of the contract. However, he acknowledged that his approach would probably lead to the same result as that of the majority at [127]-[128].

[44]     The  Supreme  Court  in  Vector  Gas  Ltd  v  Bay  of  Plenty  Energy  Ltd  has recently  confirmed  that  evidence  of  previous  negotiations  is  admissible  where  it tends  to  establish the  parties’  knowledge  of  relevant  circumstances,  including “the genesis  of  the  transaction,  the  background,  the  contract,  the  market  in  which  the parties are operating, [and] the subject matter of the intended contract.”[5]   Evidence of previous negotiations may also be used, once the meaning of the contract has been settled, to establish convention estoppel.  Although the Court was clear that evidence of  previous  negotiations  is  not  admissible  where  it  is  evidence  of  subjective intention, it was divided as to whether such evidence was otherwise, where relevant, generally admissible.

[5] Vector Gas Ltd v Bay of Plenty Energy Ltd [2010] NZSC 5 at [13] per Blanchard J. See also at [29] Tipping J, [73] McGrath J, [129] Wilson J and Gault J’s judgment at [157]-[158] where he considered previous negotiations.

[45]     The Supreme Court has also recently held that, in appropriate circumstances, evidence of the post-contractual conduct of the parties is now admissible.[6]   This is subject to the condition that such conduct be share or mutual.[7]  However, this area appears  still  to  be  under  development  –  see  the  further  comments  of  Tipping  and Wilson JJ in Vector Gas as to the mutuality requirement.[8]

[6] Gibbons Holdings Ltd v Wholesale Distributors Ltd [2007] NZSC 37, [2008] 1 NZLR 277 at [7] Elias J, [52] Tipping J, [73]-[74] Anderson J and [111] and [122] Thomas J. Blanchard J reserved his judgement on this point at [27]-[28].

[7] Gibbons Holdings Ltd v  Wholesale  Distributors Ltd [2007] NZSC 37, [2008] 1 NZLR 277 at [52] Tipping J, [73]-[74] Anderson J.

[8] Vector Gas Ltd v Bay of Plenty Energy Ltd [2010] NZSC 5 at [30]-[31] Tipping J, and at [122] Wilson J.

Discussion

significance not only
Mr Blackler and Tiger
 
[46]     As can be seen from Judge Broadmore’s decision, and as is confirmed by my review of the transcript of the evidence the  Judge  heard  and  of  the  written submissions of counsel at the trial, much of the evidence and argument related to the

Of pre-contractual negotiations between Blackrocks,

Lilly, but also “pre-contractual” discussions between Mr Blackler and Mrs Saker   (who  is  not  a  party  to  the  contract). There  was  also considerable attention paid to conduct subsequent to the signing of the Agreement, and in particular what happened at and after the meetings on 1 and 9 October. In light of the various views expressed by the Supreme Court in Vector Gas, an analysis

of the proper relevance, from a legal perspective, of that range of material extrinsic

to the written contract represented by the Agreement is not straightforward.

[47]     However,  in  my  judgement  it  is  possible  to  consider  the  original  dispute between the parties and this appeal in fairly straightforward terms.

[48]     Tiger Lilly contracted with Blackrocks and Mr Blackler to acquire the Lease and the Chattels.

[49]     As regards the Lease, by Judge Broadmore’s decision of 24 September 2007

Mrs Saker had been found to be entitled to judgment for cancellation.   All that was required   to   give   effect   to   that   judgment   was   confirmation   of   rental   arrears calculations.  That judgment was perfected on 28 September.  By that judgment, the Lease  was  deemed  to  have  been  determined  as  of  the  date  of  the  service  of  the statement of claim on Blackrocks, sometime in August.   Therefore, at or about the time of the contract, the Lease was no longer in existence.   That Mr Blackler may have negotiated to remain in possession of the Café Premises to conclude a sale of the  Café  Business,  does  not  alter  that  conclusion. Neither  Blackrocks  nor  Mr Blackler was capable of giving effect to the Agreement, to the extent that it called for the transfer to Tiger Lilly of the right to the premises represented by the Lease.

[50]     Looked   at   from   this   perspective,   in   my  judgement,   perhaps   the   more appropriate assessment of the status of the Agreement is that – given the substantial importance  of  the  transfer  of  the  benefits  provided  by  the  Lease  to  the  contract overall – the Agreement never came into existence because it was a condition to it coming into existence that the subject matter exist.  In many ways, Judge Broadmore himself recognised that basic reality in his judgment where, as he said at [51]:

Another analysis is the simple fact that Mr Blackler contracted for the sale of something he did not have at the time it was required to be handed over.  He cannot therefore complain if the defendants failed to pay for something he could not deliver.

[51]     In  this  appeal  Mr  Blackler  argued  that  it  was  sufficient  if,  irrespective  of Blackrocks’ ability to transfer the Lease, Tiger Lilly acquired a right to occupy the Café Premises with the consent of the landlord.  Therefore the status of the Lease did not matter.   All that matters is, as in fact happened, Tiger Lilly acquired a lease of what  had  been  the  Café  Premises,  and  now  conducts  its  business  from  those premises  pursuant  to  that  lease.   On  that  basis,  Blackrocks  should  be  entitled  to damages for Tiger Lilly’s failure to perform the Agreement.

[52]     That is an interpretation of  the  Agreement  that  requires  Tiger  Lilly  to  pay

Blackrocks a considerable sum of money  for  something  Blackrocks  did  not  have.

That is not an interpretation of the Agreement that I find commercially realistic, even accepting the informal way the Agreement refers to the consent of the landlord.   In my  judgement,  the  Agreement  on  its  face  is  clear:  it  was  that  Blackrocks  would assign the Lease to Tiger Lilly and the landlord’s consent to that assignment was to be obtained.

[53]     In terms of the possible relevance of the matrix of facts, what would perhaps

be relevant here is evidence that, at the time the Agreement was signed, both parties were  aware  that  Blackrocks  had  no  lease  and  that  the  District  Court  had  that  day ordered that Blackrocks give up possession, but the parties nevertheless agreed to the terms of the contract represented by the Agreement on that basis.  Were that to be the case,  then  perhaps  there  would  be  grounds  for  arguing  that,  as  Tiger  Lilly  knew Blackrocks had no lease to assign, all the Agreement called for was for Mrs Saker as landlord  to  approve  them  as  new  tenants.   It  would  appear  (see  [21]  above),  that Mrs Saker may have been of the view that that was what was going to happen.  The evidence is also clear, however, that that was not what Tiger Lilly nor its directors understood.   They were clear, and the Judge heard and accepted this evidence, that the first time they became aware that Blackrocks did not have a lease to assign was at the meeting on 9 October. I therefore do not think the argument can be made, by reference  to  the  matrix  of  facts, that the Agreement should  now  be  construed  as Mr Blackler would have it.

[54]     The  uncontested  evidence  of  Tiger  Lilly’s  directors  was  that  –  the  right  to occupy the Café Premises and the possible usefulness of the Chattels aside – there was no goodwill attached to the Café Business by the time Tiger Lilly entered into the contract.   That is, in my view, reflected in the fact that Tiger Lilly changed the name of the business and re-presented it to the market.  In those circumstances, what Tiger Lilly contracted to buy from Blackrocks was a legal right to occupy the Café Premises.   That  Tiger  Lilly considered that its contract with  Blackrocks  was at  an end once it discovered Blackrocks had no such right, is not surprising.

[55]     By reference to that analysis, alone, I would dismiss this appeal.

[56]     In   terms   of   the   Judge’s   analysis   that   the   Agreement   never   became unconditional,   the   Judge   categorised   the   condition   in   question   as   being   that Mrs Saker  had  to  agree  to  an  assignment  of  the  Lease  to  Tiger  Lilly,  and  that  the Lease had to be assigned to Tiger Lilly.  Given that the Lease had ceased to exist by the  relevant  time,  his  conclusion  that  the  contract  never  became  unconditional  is another way of concluding that Blackrocks and Mr Blackler never became entitled to performance by Tiger Lilly.

[57]     In the circumstances, I do not consider it necessary to rely on the alternative misrepresentation argument.  In his judgment, Judge Broadmore referred to Harding

v Victoria Insurance Co Ltd [1924] NZLR 267 at 271. As the Judge acknowledged, that is a case about the duty an insured has to make full disclosure of every material fact. That is a duty particular to insurance contracts and not one that obviously applied to Blackrocks and Mr Blackler in these circumstances. In terms of a representation argument, it seems to me the more straightforward approach is that where someone contracts to sell, ie assign, a lease, there is an implied representation that they have (or will have) that lease to sell or assign. That Blackrocks neither had, nor was in any position to acquire, a lease to assign to Tiger Lilly, to my mind constitutes a fairly obvious breach of such an implied representation. Again, I do not think it is an answer to that for Mr Blackler to say that he may have negotiated with Mrs Saker to allow Blackrocks to remain in possession for a short period of time to try to effect a sale of its business.

[58]     In reaching these conclusions I have carefully considered the range of other arguments  Mr  Blackler’s  made  in  this  appeal,  based  on  negotiations  and  actions involving  himself,  Mrs  Saker  and  the  directors  of  Tiger  Lilly.  I  have  done  so, putting  aside  the  conceptual  difficulties  of  categorisation  as  to  relevance  and admissibility  that  arise,  in  terms  of  the  correct  approach  to  contract  interpretation following Vector Gas.

[59]     There were, in effect, four such post-contractual  matters that Mr  Blackler relied  on  in  this appeal.   These  were  Ms  Aoyama’s  actions  after  the  meeting of  1

October in paying a deposit, providing  a  detailed  standard  form  document  to  Mr

Blackler and placing a “This business has been sold” sign in the window of the Café

Premises.  Mr Blackler also relied on what he said could be taken from the terms of the Financial Agreement provided to him, which he did not accept.

[60]     As for the meeting of 1 October, I accept there is some inconsistency in the evidence, as between Ms Aoyama and Mr Te Awa, as to whether or not Tiger Lilly had, in fact, been approved as a possible tenant  by  Mrs  Saker  at  that  meeting. However, in my view, that inconsistency is not material, nor is it of great assistance

to Mr Blackler.   The actions of Tiger Lilly, through its directors, after that meeting are  quite  consistent  with  it  proceeding  on  the  basis  that  the  transaction  would  go ahead,  and  that  by way of  purchase  from  Blackrocks,  Tiger  Lilly would  acquire  a right to occupy the Café Premises.

[61]     Seen in this light, Ms Aoyama’s actions in paying a deposit and providing a detailed standard form document to Mr Blackler, with certain details filled out, and going into possession and starting to redecorate the premises, are all consistent with

a purchaser acting on the assumption that a formal condition will be satisfied.  That,

in my view, would not be unusual in relatively informal contracts for the sale and purchase of small, personal businesses.  Similarly, placing a sign in the window that “the business has been sold” again reflects an assumption that a formal requirement, namely the actual implementation of the assignment of the lease, will happen in the near future.   Again, even in more formal business purchase contracts, there may be public  announcements  that  a  “business  has  been  sold”  before  all  legal  formalities, including settlement, have been attended to.

[62]     I  have  also  considered,  in  this  context,  the  significance  of  the  “Financial Agreement” that Tiger Lilly presented to Mr Blackler.   Mr Blackler argued, as had been  argued  on  behalf  of  Blackrocks  at  the  trial,  that  the  terms  of  that  agreement showed   that   Tiger   Lilly   was   prepared   to   pay   some   $90,000   to   Blackrocks, notwithstanding the fact that by then Tiger Lilly knew that Blackrocks had no lease. I   do   not   think   –   putting   various   obvious   difficulties   of   the   relevance   and admissibility  of  an  unsigned  settlement  proposal  aside  –that  the  unsigned  draft agreement  can  be  interpreted  in  that  way.       In  my  view,  it  is  clear  –  as  I  think Mr Blackler himself realised all along – that the sum of $30,000 was in effect to be

for the Chattels to be returned by  Mr  Blackler,  and  perhaps  also  to  procure

Mr Blackler’s agreement not to disturb matters by continuing litigation against Mrs Saker. I  simply  do  not  think  it  is  possible  to  construe  that  draft  document  as  a promise to pay not only the $30,000  for the by then missing Chattels, but also an additional amount of some $60,000 for rental arrears and other amounts as counsel for Blackrocks and Mr Blackler had argued in written submissions before the Judge.

[63]     I turn now to the question of the Chattels.  In this appeal, Mr Blackler argued that even if he did not succeed as regards the appeal on the question of the Lease, nevertheless  judgment  should  be  given  in  his  favour  for  the  value  of  the  Chattels (some $18,000 worth) that he said were left at the Café Premises and which Tiger Lilly therefore took possession of without paying for.

[64]         There was a conflict of evidence on this point. As noted above, Mr Blackler’s evidence was that he had removed some $6,000 worth of the Chattels. The clear evidence at trial of Ms Aoyama, Mr Te Awa and a third director of Tiger Lilly, Mr Rogers, was that there was nothing left of any value in the premises once Mr Blackler had stripped it. At the same time, Mr Rogers at one point appears to acknowledge that painting and plumbing improvements, carpet, and some percentage of the assets at the time of purchase by Mr Blackler, worth some $7,000, had, in fact, been left by Mr Blacker.   The carpet mentioned by Mr Rogers was not contained in the list of assets that  was “attached” to the agreement for sale  and purchase.   The improvements and the assets at the time of purchase, however, were.

[65]     In his judgment, Judge Broadmore did not separately discuss the question of whether or not Mr Blackler had a claim for damages in respect of the Chattels.  The Judge took the position that the Agreement was not enforceable by Mr Blackler, so that his claim for damages generally could not succeed.

[66]     Even if the claims by Blackrocks and Mr Blackler under the Agreement itself fail,  nevertheless  if  Tiger  Lilly did  acquire  Chattels,  it  should  –  on  the  principle  I would suggest of quantum meruit – account to Blackrocks for those Chattels.

[67]     Given that Judge Broadmore did not reach a conclusion on this matter, I think the better approach here is to remit to him for further consideration the question of

whether or not Tiger Lilly owes Blackrocks anything in respect of Chattels that may have been left in the Café Premises and that Tiger Lilly subsequently acquired.

[68]     On this basis, therefore, the appeal is dismissed but the question of whether

or not, separately from the Agreement, Tiger Lilly acquired some of the Chattels and therefore should account to Blackrocks for the value of those, is remitted to Judge Broadmore for further consideration.  Given what is likely to be the relatively small amount of money involved,  I encourage the parties to resolve that matter  between them.

[69]     Tiger  Lilly is entitled to costs.   As  I perceive matters, it would appear that costs on a 2B basis for  a half-day appeal are appropriate, discounted to reflect the partial success Mr Blackler has had as regards my remission to Judge Broadmore of the question of possible payment for certain of the Chattels.  I suggest that a 12.5 per cent discount would be appropriate to recognise that partial success.  If, however, the parties are unable to agree on costs, I will receive submissions.

“Clifford J”

Solicitors:   Collins & May Law Office, Lower Hutt for the respondent ([email protected]) Copy to:           Mr S A Blackler, P O Box 7532, Newtown, Wellington, appellant

(blackrocks café@hotmail.com)


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