Wilson v The Queen
[1991] HCATrans 274
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No A24 of 1991 B e t w e e n -
DARYL STEWART WILSON
Appellant
and
THE QUEEN
Respondent
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
McHUGH J
| Wilson(2) | 1 | 1/10/91 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON TUESDAY, 1 OCTOBER 1991, AT 10.19 AM
Copyright in the High Court of Australia
| MR S.W. TILMOUTH, QC: | May it please the Court, I appear |
with my learned friend, MR G.D. ALCOCK, for the
appellant. (instructed by the Legal Services
Commission)
| MR B.J. JENNINGS, QC: | May it please the Court, I appear |
with my learned friend, MS A.M. VANSTONE, for the
respondent. (instructed by the Crown Prosecutor
for South Australia)
| MASON CJ: | Yes, Mr Jennings. | Mr Tilmouth. |
| MR TILMOUTH: | May it please the Court, Your Honours have |
probably received already a written outline of
submissions.
| MASON CJ: | We have. |
| MR TILMOUTH: | They were submitted yesterday afternoon, |
Your Honours. Whilst they might be longer than is
ordinarily the case, the endeavour was an attempt
to summarize the early principles to save some oral
argument.
MASON CJ: Yes.
MR TILMOUTH: | Indeed, Your Honours, subject to a few comments about the three key English cases in | |
| paragraph 3.1, our argument proposes to begin by | ||
| reference to Newbury's case at the top of page 3. | ||
| Just as background matters, Your Honours, can I | ||
| make these points? Your Honours may have noticed | ||
| that on page 8 in book I the information is | ||
| ||
| section 11, Criminal Law Consolidation Act. manslaughter is available as an alternative remedy | ||
| at common law. Section 13 of the Criminal Law | ||
| Consolidation Act simply prescribes that: |
Any person who is convicted of manslaughter
Your Honours, the other preliminary matter - shall be liable to be imprisoned for life - and I do not open at large on the facts at this
stage; I defer that, if I may, until the summing up
is tackled. The Crown case was not a case which was developed or argued on traditional murder
grounds, that is the traditional intention or
reckless murder; it was mounted solely, as
Your Honours would have seen from the Crown opening
and also from His Honour's summing up, on felonymurder alone.
The brief facts were that the deceased had
left the hotel late in the evening of the Friday
evening of 15 September. He was clearly affected
| Wilson(2) | 2 | 1/10/91 |
by alcohol. At autopsy his blood alcohol reading
was .179 which was probably fairly accurate if
death occurred shortly after, which seems to be the
medical evidence. He had made - to use a neutral
phrase - a nuisance of himself and as a result of
appellant. It was in contest just how hard that
some kind of exchange between the appellant and
blow was but there is no doubt, if the Court
pleases, on the medical evidence, at least as we
argue it, that the cause of death was
unquestionably a blow to the back of the head which
was caused by falling to the ground or the footpath
or kerbing area and that caused a brain injury
which would have resulted in fairly approximate
death at the time. It was shortly before midnight - these events - sometime between 11.15 and
midnight. The police were called in shortly afterwards. Again, I do not argue the medical evidence at this stage but, in our submission, an important
predicate of the whole appeal was that in no way
could it be said that the original blow caused the
death, it was clearly the falling to the ground andstriking the back of the head which caused the
brain injury, which caused death. The importance of that, of course, is, and the important question
on this appeal, is that if the English cases apply,
subject to what Your Honours make about the
evidence and the appellant's intention, then it is
still likely and inevitable, as the Court of
Criminal Appeal found, that the appellant was
guilty of manslaughter, because the English test is
a relatively undemanding one, in our submission,
whereas if the Holzer principles apply, then the
situation is quite different. Our submission is
that there was, on no account of the evidence, any
foresight that death or really serious injury would
have resulted from the blow. And that, of course, throws up the question of the difference between
the English authorities and the Australian authorities, or at least, the Victorian
authorities, which leads, of course, to thequestion of whether the Holzer test is appropriate or some lesser test in the sense of what the Crown
has to prove.
Your Honours, may I add this, with respect, to the bottom of page 2, as a preliminary reflection
on the English authorities, without going to either
Larkin, Creamer or Church's case, these points: in
our respectful submission, although we do not go to
those cases, nowhere is it to be found in the
English authorities, up to 1943 and, indeed, with
respect, beyond, which explain why the English
position is as it is recorded in those cases. None
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of the policy considerations which divided the
Court of Criminal Appeal here, in our respectfulsubmission, emerge from the judgments, or that the
judgments in England say, for example as in
Larkin's case, Justice Humphrey's said,
"Generations of judges have directed upon these
lines."
The other point we make as a preliminary point
on the English authorities is that, with respect,
it is not altogether clear whether the Larkin
formulation, that is, an unlawful act which is
dangerous and likely to injure, is an exclusive
test or whether Church is meant to be simply
another way of saying the same thing, "the all
sober and reasonable people" et cetera test, or whether Church was simply an endeavour to add a
further, and perhaps, additional explanation of
what was meant by "likely to injure" in Larkin
itself.
The Court of Criminal Appeal in this case has
come down in favour by a majority of the English
position but our point is, with respect, unless in different words there is, with respect, some
doubt as to which of the two applies or whether
they apply together. That again, in our
submission, is not clear from the authorities and,
in our respectful submission, it is not clear
either from Newbury in the House of Lords, which I
will take Your Honours to in a moment, to start
with.
What we submit, however, is clear - and,
again, this is the purpose of the written outline -
the propositions we put forward in paragraphs 2.1
to 2.5 seem to be fairly clear on all the
authorities, including the Australian authorities,
that is, in general terms, a series of ameliorations from the principle stated in Hale
in 1630, designed to overcome the rigour or
automatic effect of an unlawful act resulting in death being manslaughter and, in our submission,
those principles in those subparagraphs were not in
dispute and were accepted in the Court of CriminalAppeal and it seems from the outline of my learned
friend's, in this case they do not appear to be in
contest here and, accordingly, I do not address
them.
In our submission, as a basic starting point, the common denominator in the English authorities,
at least since Larkin, in 1942 or 1943, was that
the unlawful act had to be one which was dangerous,
however defined, and it had to be one which was
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likely to injure another person, and obviously the
test was subjective, but by 1942 or 1943, and
certainly by Creamer's case in 1965, a basic or
foundational mens rea for the underlying unlawful
act itself -
| DAWSON J: | You say it had to be subjective? |
MR TILMOUTH: Well, subjective to the point that the
underlying unlawful act has to be intended.
DAWSON J: But beyond intending the act which causes the
death.
| MR TILMOUTH: | It is objective, yes. And that emerges from |
the passage isolated in Creamer, "when he intends
an unlawful act". Generally, of course, in these
cases in the nature of things it is an assault.
When I say "in these cases" I mean "unlawful and
dangerous act". But one of the things that is not clear, with respect, is whether the unlawful act
had to be dangerous. One view of the law was for the sake of manslaughter by an unlawful and
dangerous act it was unlawful because it wasdangerous on its facts, but I come back to that
point later.
DAWSON J: Really, when one is examining this aspect of the
law one has to look to the purpose of adding the
requirement that the act be not only unlawful but
dangerous. The law would be intolerable if you did not have the requirement of danger. I mean if you
were exceeding the speed limit by one mile an hour
at the time an accident occurred and someone was
killed, you would be guilty of manslaughter.
MR TILMOUTH: That is partly our submission, as Your Honours
would see - - -
| DAWSON J: | So when one is looking at the content of |
"dangerous", one really has to have regard to the purpose of that additional requirement.
| MR TILMOUTH: | Indeed, and that is an essential part of our |
arguments later, Your Honours, in paragraph 6, I
think.
DAWSON J: It was a pragmatic addition to the old
requirements. That is why you do not find it in
any of the cases; it was just absolutelynecessary.
MR TILMOUTH: Precisely, in our submission. Put another
way, there must be some, as we would argue it,
reasonable relationship between the fortuitous
death and the original culpability of the accused
person, and that is best captured by prescribing a
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threshold that what he is doing is not only
unlawful but it is dangerous in the relevant sense
of the word. Otherwise, if it was simply arequirement of unlawfulness without more, you would
be going back to the automatic rule which judges
have been striving to overcome since Hale's time.
Your Honours, as promised, I begin with the
Director of Public Prosecutions v Newbury,
(1977) AC 500, a decision of the House of Lords.
It is a fairly well known case, Your Honours, at
least the facts. Two young lads were convicted of
manslaughter and their convictions were upheld for
pushing stones, I think, over a bridge into the
path of an oncoming rail car and killing the
driver. But the facts are, in our submission, relatively unimportant.
Before going to what the House of Lords has
said about the difference, if any, between Larkin
and Church, could I mention, Your Honours, that the
issue which had been certified by the Court of
Appeal which is stated at the bottom of page 500
was simply whether:
"Can a defendant be properly convicted of
manslaughter when his mind is not affected by drink or drugs if he did not foresee that his
act might cause harm to another?"
In other words, the argument was that there was an
element of subjectivity in the test. That was
rejected by the House of Lords.
Your Honours will also see at page 503 the
argument of counsel for the two young lads, and in
the middle of page 503, without reading, there is a convenient summary of the earlier principles in the
classic text. Hale, amongst others, is mentioned
as is in our paragraph 1.
But my purpose in going to this case,
Your Honours, is to deal with the Church/Larkin
formulations at pages 506-507. Lord Salmon, at
that page, in his speech on behalf of himself and three other Law Lords, said this, at just above G
on page 506:
The learned trial judge did not direct the
jury that they should acquit the appellants
unless they were satisfied beyond a reasonabledoubt that the appellants had foreseen that
they might cause harm to someone by pushing
the piece of paving stone off the parapet into
the path of the approaching train. In my view
the learned trial judge was quite right not to
give such a direction to the jury. The
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direction which he gave is completely in
accordance with established law, which,
possibly with one exception to which I shall
presently refer, has never been challenged.
And then the citation from Larkin per
Justice Humphreys, which is in our written outline,
is referred to. Then His Lordship goes on, at page 507: I agree entirely with Lawton L.J. that that is
an admirably clear statement of the law which
has been applied many times. It makes it
plain (a) that an accused is guilty of
manslaughter if it is proved that he
intentionally did an act which was unlawful
and dangerous and that that act inadvertently
caused death and (b) that it is unnecessary to
prove that the accused knew that the act was
unlawful or dangerous. This is one of the
reasons why cases of manslaughter vary so
infinitely in their gravity. They may amount to little more than pure inadvertence and
sometimes to little less than murder.
And this is perhaps the key passage now:
I am sure that in Reg v Church (1966) 1 QB 59
Edmund-Davies J., in giving the judgment of
the court, did not intend to differ from or
qualify anything which had been said in
Rex v Larkin, 29 Cr.App.R. 18. Indeed he was
restating the principle laid down in that case
by illustrating the sense in which the word
"dangerous" should be understood. Edmund- Davies J said -
and again, there is a quotation there which has
been isolated in our written outline
The test is still the objective test. In judging whether the act was dangerous the test
is not did the accused recognise that it was
dangerous but would all sober and reasonable
people recognise its danger.
What, with respect, appears to be Their Lordships'
view here is that the words in Church are simply
additional words, not qualifying or restating or
substituting for the Larkin principle, but
additional words which may be employed to emphasize
the degree of dangerousness required.
But, at all events, if Your Honours please,
this is the closest that any English authority, in
our submission, comes to, in any way, dealing with
whether there is any difference between the two
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formulations, and how they sit together, one
against the other. I mention as well, Your Honours, that Their Lordships rejected a
passage by Lord Denning in Gray v Barr which is the
passage which is indented at lines F to G onpage 507, which was argued by counsel for the
appellants was authority for the proposition the
test was partly subjective.
Your Honours, there was an additional speech
by Lord Edmund-Davies, as he was by then, in
Newbury. He, of course, had written the judgment of the Court of Criminal Appeal or, at least,
delivered it in Church, and His Honour dealt withhis own judgment at the bottom of page 509 in these
terms:
Reg v Church, which the learned trial judge
adopted for the purpose of his direction to
the jury, marked no new departure in relation
to the offence of involuntary manslaughter.
In so far as the charge was based on the
commission of an unlawful act causing death,
the Court of Criminal Appeal was there
concerned to demolish the old notion (which
the direction to the jury in that case was
thought to have resurrected) that, wheneverany unlawful act is committed in relation to a
human being which causes his death, there must
at least be a conviction for manslaughter. In
delivering the judgment of the court, I
therefore said -
and again, there is a passage which has been
referred to earlier. And then His Lordship continues, in relation to his own judgment in
Church, at line Bon 510:
The key sentence which followed has often been
quoted -
and that is the one in our written outline from Church, Your Honours:
I would respectfully say that Widgery L.J.
(who was a member of the Court in Reg v
Church) was perfectly correct in observing in
Reg v Lipman that, "The development recognised
by Reg v Church relates to the type of act
from which a charge of manslaughter may
result, not in the intention (real or assumed)
of the prisoner".But, in so far as Reg v Church has been regarded as laying down that for the proof of
manslaughter in such circumstances what is
required is no more than the intentional
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committing of an unlawful act of the
designated type or nature, it followed a long
line of authorities which the court there
cited. Of these the best known is possible Rex v Larkin, dealt with in detail in the
speech of ..... Lord Salmon. Accordingly, if Reg v Church was wrong, so was its long
ancestry.
I believe that Reg v Church accurately applied the law as it then existed.
I
believe, further, that, since it was decided,
nothing has happened to change the law in
relation to the constituents of involuntary
manslaughter caused by an unlawful act.
So, in our respectful submission, Newbury
appears to be saying that there is no material
difference between the two. It appears further to
be saying that Church may be an additional
formulation which might be added to Larkin to
emphasize the degree of danger, or the foresight
required in the degree of danger, but, in anyevent, Newbury is an affirmation by the House of
Lords of the fundamentals first argued to
Your Honours, the requirement of unlawfulness, the
requirement of an underlying dangerous act, to
found manslaughter by an unlawful and dangerous
act.
DAWSON J: After all that, what is the difference between
manslaughter by a dangerous and unlawful act and
manslaughter by criminal negligence, other than theunlawfulness?
MR TILMOUTH: | As to negligence, there may be an area where what is originally done is not itself unlawful. |
| That probably is the major difference between the | |
| two. It may, of course, be unlawful, perhaps in | |
| the regulatory sense. Perhaps an example, as | |
| Your Honour put to me a few moments ago; there | |
| |
| act inherently, but generally the difference, in | |
| our submission, would be that - - - |
DAWSON J: So, does that mean, in most cases, if you are not
caught by manslaughter by an unlawful and dangerous
act, you would be caught by manslaughter by
criminal negligence?
MR TILMOUTH: Perhaps not, with respect, because the degree
of - "danger" is not perhaps the appropriate word, but the risk which was created in the manslaughter
by negligence case is a very high risk indeed. One would argue by that it necessarily follows one
which must inherently be dangerous.
| Wilson(2) | 9 | 1/10/91 |
The problem with that formulation, of course,
it overlooks the omission cases but then again one
might add that it can be foreseen that in the
omission to intervene the risk is a high risk of
death or serious bodily injury unless something is
not done to assist the person concerned.
| DEANE J: | When death occurs in a road accident and the |
accused person was exceeding the speed limit, what
is the direction that is customarily given in
South Australia? Unlawful and dangerous act or is
the ordinary manslaughter, culpable negligence?
| MR TILMOUTH: | I would defer to Mr Jennings on that, |
Your Honour, but in my experience, ordinarily the
"cause death by dangerous driving" provision in the
Criminal Law Consolidation Act would be charged.
| MR JENNINGS: | Can I help the Court, at this stage? |
MASON CJ: Yes, Mr Jennings.
| MR JENNINGS: | I think it is fair to say first of all, sir, |
that manslaughter is rarely charged in those cases
because we have a statutory provision - I think it
is section 14 of our Act. There the test is an
objective test with respect to the danger involved
in the driving. I think the classic direction is a
direction of Chief Justice Napier in an old case ofDuncan which is reported in volume 11 of our State
reports.
| DEANE J: | Thank you. |
MR JENNINGS: But can I also say this? If manslaughter is
charged - occasionally, I think, if the driving is
gross enough - then the test would be put along the
gross negligence lines and not unlawful anddangerous act.
| DEANE J: | Thank you. |
| MR TILMOUTH: | I am obliged to my learned friend, |
Your Honours. In further answer to Your Honour
Justice Deane, in my experience the manslaughter option in that class of case has rarely been used
and the provisions relating to cause death by
dangerous driving provide for quite heavy penaltiesboth in terms of gaol and drivers licence
suspension; there are a mandatory minima which
apply.Your Honours, that is all we wish to submit about the English authorities and we go straight to
the case, of course, which was central here and
that is the case of Holzer, (1968) VR 481, a
decision of Justice Smith of the Victorian Supreme
Wilson(2) 10 1/10/91
Court. Your Honours, the significance of this case, apart from all else, is that in some respects
its facts are similar: there was a fight; a punchin the mouth; there was an injury causing death
from falling backwards. But there was also, in
this case, some clear evidence that the original
punch must have been a fairly hefty one because
there was a half-inch tear on the inside of the lip
which was clearly and unequivocally attributed to
the original punch which caused the falling to the
ground.
Your Honours may notice at the bottom of
page 481 that counsel's argument for the Crown was
that Mamote-Kulang applied and that the appropriate
direction to the jury - this is a trial case -
Justice Smith was considering the directions he
should give and the direction sought was that -
lines 51 to 52:
they should also be told that it is
manslaughter to cause death by an unlawful act
which is dangerous in the sense that a
reasonable man would have realized that it
would create a risk of some bodily injury,
albeit not serious injury.
Mr Crockett, as he then was, for the accused argued
this:
The law as to manslaughter by unlawful dangerous act was too widely stated in R v
Church ..... The jury should be directed that to
constitute manslaughter under that doctrine
the circumstances must be such that a
reasonable man would have realized that the
unlawful act would, more probably than not,
cause grievous bodily harm. R v Longley ..... suggests a strict requirement of
mens rea -
and there was a reference as well by him to Mamote-Kulang.
Justice Smith commenced with the observation
that:
The authorities relating to involuntary
manslaughter are in an unsettled state -
and, in our submission, clearly they were.
His Honour then purported to sum up what his views
of the law were and he began that at about line 36
on page 482:
In relation to the unlawful dangerous act
doctrine, the unlawful act, it seems clear,
| Wilson(2) | 11 | 1/10/91 |
must consist of a breach of the criminal law.
The weight of authority, as it appears to me,
is against the view that the accused must be
shown to have acted with realization of theextent of the risk which his unlawful act was
creating. Authorities differ as to the degree
of danger which must be apparent in the act.
The better view, however, is I think that the
circumstances must be such that a reasonable
man in the accused's position, performing the
very act which the accused performed, would
have realized that he was exposing another or
others to an appreciable risk of really
serious injury.
| DAWSON J: | Where did His Honour get that from? |
MR TILMOUTH: That, with respect, is fairly unclear.
DAWSON J: Save for the judgment of himself in Longley.
| MR TILMOUTH: | I think it was His Honour in Longley. | There |
was another judgment - I think it might have been
Terry - also a single judge's decision. Apart fromthat, Your Honours, he certainly did not say where he obtained it and it may be reasoned that perhaps he obtained it by analogy with the law, as it is
now developed anyway, related to reckless murder.
The phrase "serious bodily injury caused" or really
"serious injury" is familiar enough and was
familiar enough then in our law related to murder
and His Honour appears to have, as it were, created
the test for manslaughter falling short of murder,
the next step down, the difference being -
| DAWSON J: | The absence of intent, other than intent to do |
the act.
| MR TILMOUTH: | That is right. The difference being |
subjective for murder, or reckless murder,
objective for manslaughter, and in that sense they fit together fairly neatly. The argument for the Crown here might be, "It's too close" .
DAWSON J: | He just does not say that or give any clue in his reasoning process. |
| MR TILMOUTH: | No, it does not, and it differs, of course, in |
that respect to the English authorities which are
little varied but certainly do not go so high as to
suggest really serious injury.
DAWSON J: But, of course, then he goes on to get it wrong
with regard to criminal negligence.
| MR TILMOUTH: | The negligence, yes. |
| Wilson(2) | 12 | 1/10/91 |
| DAWSON J: | And makes that subjective too. |
| MR TILMOUTH: | Yes. | That was wrong and the Full Court of |
Victoria in Nydam, which is on our list, held so
because His Honour's test there was foresight of
really serious injury or death which, of course,
for practical purposes for a jury instruction wasindistinguishable from reckless murder, certainly
as we know it now from Crabbe and other cases.
Your Honours, I do not intend to go to Nydam,
but it is (1977) VR 430, and the relevant passage,
disapproving His Honour in the negligence test, is
439-440. I should add, Your Honours, however, that in Nydam, on the issue of negligence, the court there held that the risk that must be involved, albeit objective, was the high risk that death or
grievous bodily harm would ensue.
Your Honours, returning to Holzer at 482, I
continue from where I left off - it is about
line 46 - to answer Your Honour Justice Dawson:
The view which I have expressed, that
realization of the risk created does not have
to be proved against the accused, is a factor
in persuading me that the degree of apparent
danger must be that which I have attempted to
define, and that it is not sufficient, as it
was held to be in R v Church to show there was
a risk of some harm resulting, albeit not
serious harm. I may add that although, under the doctrine of manslaughter by unlawful
dangerous act, mens rea is necessary, thisrequirement, in my view, is satisfied by proof
of an intention to commit the assault or other
criminally unlawful act of which the accused
has been guilty.
Lamb's case is cited. Inherent in that passage,
Your Honours, in my submission, and in further
answer to Your Honour Justice Dawson, it appears that His Honour is adding as a counterweight, as it
were, to the fact that the test is objective, the
consideration that the really serious harm is the
degree of harm required, and that comes from his
expression at line 48 that:
that realization of the risk created does not
have to be proved against the accused, is a
factor in persuading me that the degree of
apparent danger must be that which I have
attempted to define.
In other words, His Honour on the one hand has made
a concession to the weight of authorities that the
test must be objective but, as a countervailing
| Wilson(2) | 13 | 1/10/91 |
safeguard, His Honour is apparently pitching the
foresight at a high level.
DAWSON J: Well, if he had not made it objective, there
would be no difference between reckless murder and
manslaughter by an unlawful and dangerous act.
MR TILMOUTH: Precisely.
DAWSON J: But the problem is that on the one hand you have
someone saying that is serious harm, and on the
other hand you have others saying that it is harm.
How do you choose? Upon what criteria?
| MR TILMOUTH: Well, with respect, in the | ~ct result perhaps |
that is a value judgment. Ours mission - - -
| DAWSON J: | On what values? |
MR TILMOUTH: It is another difficulty, of course, with
respect. The old law, of course, was on the policy consideration, it seems, that no matter how
fortuitous or how much bad luck was involved, ifdeath happened to result from an unlawful act, you were guilty. As we know, of course, that has been
read down progressively over the years, but some
residue has remained. The law has apparently not given up the fact that in some cases where death results the offender can be culpable in homicide
and it appears that that is a matter of a policy
choice, that the consequences are in part to be
accounted in the original unlawfulness.
DAWSON J: Well, is it a circumstance to be taken into
account that manslaughter stretches, as has been
said in one of the passages you have read, from
something that is not particularly blameworthy to
something that is particularly blameworthy, and for
that reason the test need not be a stringent one?
Is that something to take into account?
| MR TILMOUTH: Perhaps it is, Your Honours. At the end of |
the day our submission is - this is in our written
outline - that something more than just a direction
that some harm is required is needed to convey tothe jury that not merely trivial or negligible harm
will do and, indeed, our submission is something
more than that is required, to emphasize or to
retain any real meaning for the basic principle
that it had to be inherently dangerous.
Our first choice, of course, is for the Holzer
direction, but our second submission is, if the
Court thinks that is pitched too highly, for a
direction that the injury that had to be foreseen
was serious injury. In other words, it eschews the
tag or the qualification "really serious injury"
| Wilson(2) | 14 | 1/10/91 |
which brings it to the murder direction and puts it
in, as it were, the middle ground. The qualification "serious" allows for merely trivial
or non serious assaults or not inherently dangerousacts not to be caught by the doctrine, but it is
not as demanding, from the point of view of proof
of the offence, as "really serious" or "the
likelihood of death" or some similar terminology.
| DAWSON J: | Why is that? | One should not engage in unlawful |
acts at all, and if one engages in unlawful acts
which cause harm why should he not be visited with
the consequences, criminally?
| MR TILMOUTH: | The answer, of course, traditionally, is that |
the consequences were never intended - - -
DAWSON J: But that is the very nature of manslaughter, it
is murder minus malice aforethought.
| MR TILMOUTH: | Yes, but with respect, Your Honours, sooner or |
later there must be some threshold test or some
threshold which the Crown has to overcome.
Otherwise you simply go back to, more or less, the automatic rule, and in our submission the
underpinning of that is in the doctrine of
dangerousness. When dangerousness is explained it must be explained in terms which, in our
submission, convey to the jury it is not any and
every unlawful act which qualifies if death
fortuitously ensues.
| DAWSON J: | That is the real problem. | The problem of the |
extension of unlawfulness in the modern age to so
many things, just regulatory times where you can be
a criminal many times a day without even knowing
it.
MR TILMOUTH: Precisely, and in our submission, on the
second criterion, the best is not really serious, that is Holzer, but the risk of serious harm
resulting. It is the middle ground, as it were,
between the low threshold of not merely trivial or
negligible, which Justice Smith incidentally based
on the de minimus principle - I will come to that
in a moment - and on the other hand, the much
higher test of really serious injury, which on one
view places it too closely to murder to make it a
practical difference.
| DAWSON J: | Do you say that if there is a residue of |
blameworthy conduct which should be picked up by
manslaughter it would then be picked up by
manslaughter by criminal negligence?
| MR TILMOUTH: | That as well, of course. We would submit, and |
again this is in our written outline, the serious
| Wilson(2) | 15 | 1/10/91 |
injury requirement, or really serious injury,
parallels more closely manslaughter by negligence
or gross negligence, which requires that high
degree of negligence, which inherently requires a
very dangerous act, even if it is not unlawful.
| DEANE J: | Mr Tilmouth, is there anything in these cases |
which requires that the unlawfulness be a relevant
unlawfulness? What if somebody knocks down a
pedestrian when driving without a seat belt? Is
his act relevantly unlawful without more?
MR TILMOUTH: Well, it could be, on the authorities. The
first question Your Honour put to me, was there
anything in the cases which talk about "relevantly
unlawful", and the answer, with respect, is no,
except for the dangerousness issue. There is
nothing qualifying, in our submission, unlawful,because that arose from very ancient times when it
was per se unlawful. In those days, of course,
they did not have, hardly at all, the battery ofregulatory type offences we have now.
| DEANE J: | And is there anything relating to the difference |
between an act which was not intended to inflict
personal harm and a case such as a punch which is
intended to inflict personal harm on the recipient?
| MR TILMOUTH: | Only, I think, if I understand Your Honour's |
question correctly, in the retention of the
manslaughter by battery criteria which, of course,
is a problem for us and which I have to come to.
But that would be my answer, if I understand
Your Honour's question correctly.
| DEANE J: | So if it cannot be brought into battery, the fact |
that the accused intended to inflict harm on the
deceased is really irrelevant to whether he is
guilty of manslaughter?
MR TILMOUTH: That would seem to be so. It might be
evidentiary, of course, but it would not be part of
the core elements. Could I make a further answer to that though because it might be suggested that one of the
problems with the test that we formulate is just
that. On an ,objective appraisal it might not be
likely that the requisite degree of harm would
result, but nevertheless the offender had a
blameworthy state of mind. He intended some kind of serious unlawful act, even though objectively
viewed it could not be foreseen.
| BRENNAN J: | Why do you put "serious" in that context? |
| Wilson(2) | 16 | 1/10/91 |
MR TILMOUTH: Well, perhaps I should have tried to be more
neutral for this purpose, but - - -
| DEANE J: | If you are dealing with my question you would say |
"non-serious".
| MR TILMOUTH: | That is right. But the answer, Your Honours, |
is that the intended type of harm of that intermediate variety is captured by other provisions well known to the law - assaults
occasioning actual bodily harm, malicious
wounding-type offences, and unlawful wounding-type
of offences. And it must never be forgotten, in our respectful submission, in this case, that we
are never here talking about whether the offender
gets off scot-free, as it were. There is always
the foundation crime and generally, and certainly in a case like this, it is a species of assaults. And there are any manner of graduations up the
ladder from plain assault at common law to
aggravated assaults which cater for both, in one
sense of objective-type conduct which leads to the
serious consequence of death; or the subjective
element which intended some harm, but objectively
viewed would not qualify. In other words, there
are other offences which clearly cover the rest of
the field for which an offender can be culpable,and some of the penalties which they prescribe are
quite serious.
| BRENNAN J: | Mr Tilmouth, it seemed to me that the choice |
between "likely to cause some harm", "likely to
cause serious harm", and "likely to cause really
serious harm" might well be a matter of, as it
were, judicial predilection in a sense, and that
the area which presents the greatest difficulty for
your argument is the comparison between the case
where the act that is done carries an appreciablerisk of one or other of those harms, and the case
where there is an intention to cause some harm,
because your argument would bring a disconformity,
would it not, between those two categories of manslaughter?
| MR TILMOUTH: | Would Your Honour put that in the context of |
both our submissions? I can understand that, with respect, on Holzer, less so with respect on the
foresight of some serious harm.
BRENNAN J: Well, perhaps I should ask this question first: is there a category of manslaughter which consists of the doing of an unlawful act which causes death
when the offender intends to do an act causing some
harm?
MR TILMOUTH: | The answer would probably be yes because, although perhaps objectively it might not be |
| Wilson(2) | 17 | 1/10/91 |
foreseen, the criterion still requires the jury to
put themselves in the shoes of the defender
himself, in the position of - the person would
realize. Justice Smith in Holzer, forgetting the
really serious injury limb, it must be such:
that a reasonable man in the accused's
situation -
performing the very act which the accused
performed -
would have realized that he was exposing -
another, et cetera. Now, if he subjectively realizes, by definition he would have realized.
The one is captured by the other.
BRENNAN J: But is it sufficient in that case that he
realizes or foresees or intends - more accurately
for the purpose of my question - to cause some harmbut not serious harm?
MR TILMOUTH: Well, the answer to that, on our submission,
is no, but I am not sure if Your Honour is
directing towards the realization or the degree of
harm required.
BRENNAN J: Degree of harm.
| MR TILMOUTH: | No, we would submit it must be at least |
serious otherwise too many relatively less
blameworthy acts would be caught within the
manslaughter doctrine and it would create too much
of a discontinuity between the original offendingwhose mens rea is really that of just a common
assault to make it culpable as homicide through
manslaughter.
DAWSON J: But if he intended really serious harm it would
be murder.
| MR TILMOUTH: | That is true. | But if he intended serious harm |
it would not.
BRENNAN J: Well, if he intended serious harm that was
likely to cause death, he would.
MR TILMOUTH: Well, one might add we could - reading these
cases and the formulations, one can go around in
circles for a long time. But, Your Honours, with
respect, in our submission, I think I have made the
point some kind of threshold is required to eschewthe less blameworthy category of cases from being
caught by manslaughter and the appropriate hurdle,
in our submission, is the - we concede the
objective test on all the authorities but, in our
| Wilson(2) | 18 | 1/10/91 |
submission, seriousness is sufficient for the
purpose.
Your Honours, I was dealing with Holzer's case
and I should go back to that because the other
hurdle that we face is the question of battery
manslaughter. Justice Smith considered that at
page 483. I had finished my submission on page 482. His Honour added this, at page 483:
in view of what I have just been saying in
giving this ruling, in view of what was said
yesterday, and, I might add, in view of thestate of the evidence, my impression in
relation to the present case is that upon an
application here of the Mamote doctrine the
real issue would be whether the blow was
struck with an intention to do Harvey, (thedeceased), some physical injury not merely of
a trivial or negligible character, and that on
an application here of the unlawful dangerous
act doctrine the real issue would be whether
the blow was a dangerous one in the sense that
a reasonable man in the accused's situation,
striking that blow in the circumstances, would
have realized he was exposing Harvey to an
appreciable danger of really serious injury.
So, His Honour is there contemplating to
counsel putting two tests: unlawful and dangerous
act in the sense as he has described it, but also
battery manslaughter, as I call it, Your Honours,
flowing from Mamote-Kulang. Hence, he directed the jury at line 24 on 483: The first is an unlawful assault and battery committed by the accused on the deceased; and
that the expression "assault and battery"
means, in law, an intentional application of
physical force to the deceased's body in a
hostile manner without his consent and without
lawful justification or excuse.
If I could skip the middle passage and go down to
line 46:
The intended injury need not be a serious
injury. Indeed, if it were a serious injury
that was intended we would be in the field of
murder, not manslaughter. The injury intended
may be of a minor character but it must not be
merely trivial or negligible. There is an
alternative way in which it would be open to
you here to find that the charge of
manslaughter had been made out. That would be
if, in addition to the first two elements
which I have mentioned to you and which you
| Wilson(2) | 19 | 1/10/91 |
may think are clearly established, but without
the third element I have already mentioned of
intent to do physical injury ... there was,
instead, this further element that the blow,the assault, was a dangerous act, in the sense
that a reasonable man in the accused's
situation, striking this blow in those
circumstances, would have realized that he was
exposing Harvey to an appreciable danger of
some really serious injury.
So, His Honour puts the two bases of liability and,
finally, could I mention, Your Honours, that at 484
line 35 His Honour explained why the words "not
merely of a trivial or negligible" were added in
his direction on battery manslaughter and he said
this at line 35:
the reason for saying that the intention must
not be to inflict merely trivial or negligible
injury is that there is a principle of law
that the law does not concern itself with
trifles -
that is the de minimis principle.
Your Honours, in our submission, something important has happened there in the judgment and
the directions of His Honour Justice Smith because at times we see in the judgments some variation of the Church formulation of some harm, albeit not
serious harm, and occasionally one sees the
intrusion of the words "inflict merely trivial or
negligible injury" as the lowest degree of harmrequired.
In our submission, His Honour Justice Smith,
in this sense, is out of line with the main line of
cases. His introduction of the de minimis
principle here, in our submission, is really the
only case where this arises, but as a consequence
occasionally we see in the context of "unlawful and dangerous act manslaughter", the addition of the
words on top of or in substitution of "not serious
harm", the words that His Honour put only in the
context of "manslaughter by battery assault" of
"merely trivial or negligible". Whatever else may
be said, in our respectful submission, those words
should be eschewed and not used in any direction
because they tend to reduce yet again, in oursubmission, the Church formulation to a criterion
of "not merely trivial or negligible". It brings
it down yet further.
Your Honours, without reading the case of
Wills, that formulation was approved and applied by the Full Court of the Supreme Court of Victoria in
| Wilson(2) | 20 | 1/10/91 |
Wills, (1983) 2 VR 201 at 211 to 213. I do not read it, Your Honours. There is nothing additional
by way of analysis which is added, except that the
Holzer doctrine is preferred by Their Honours,Justices Lush, Murphy and Fullagar, to the English authorities and Their Honours say in that case that
the formulation of Justice Smith in Holzer has been
in use for a long time in Victoria.Your Honours would have also noted that the
case of Ward appears in the judgments of
Their Honours in the Court of Criminal Appeal of
Western Australia. It is on our list of
authorities, Your Honours. Holzer is mentioned at
page 40 of that judgment. His Honour the
Chief Justice, Justice King in the court below,
uses it as a case in support. Justice Cox says it
does not really arise.
Your Honours, I do not read it, to save time, but we concede that the reference to Holzer in Ward
at page 40 is neutral. It could be regarded on one
reading as an implied acceptance; on another
reading it might be regarded as a passingreference. In our submission, a reference to
Ward's case does not add anything to the current
debate on the topic.
DEANE J: But if you take assault battery murder as but an
example of manslaughter where there is an intention
to cause hurt, you then would move this whole
argument of unlawful and dangerous into the areaand confined to the area where there was no
intention at all to cause hurt, which would be
conducive to acceptance of Holzer or something like
it in that area but, of course, would be quite
unhelpful from the point of view of your client in
this case, would it not?
| MR TILMOUTH: | Yes, it could be, because in effect the case |
was lost in the Court of Criminal Appeal on the
battery issue, and I need to come to the evidence on that - or one important passage. But, in our
respectful submission, apart from the subjective
element which I have endeavoured already to answer
from other questions, that if the subjective intent
is held it, by definition, covers the objective
circumstances and would be caught by the rule.
The problem, in our respective submission -
and this is dealt with in paragraph 8 of the
written outline - with retaining battery, is that
you might have some batteries, by definition, but
which are not necessarily dangerous because,
subject to any qualification of the expression or
definition of battery by Chief Justice Barwick in
| Wilson(2) | 21 | 1/10/91 |
Phillips, battery is really ust the application of force as distinct from the .reat of harm and - - -
| DEANE J: | What I was really suggest~~g to you was that it is |
sufficient to intend to cause hurt to produce
manslaughter, if the unlawful act committed with
that intention in fact produces death.
| MR TILMOUTH: | On current authority, yes. |
| DEANE J: | And, one only moves into the relevance of the test |
of unlawful and dangerous, whatever that might
mean, absent an intention to cause hurt?
| MR TILMOUTH: | Yes, on the current state of authorities, and |
our submission, of course, is that especially the
closer you get to the English authorities, the less
need there is for battery manslaughter, because on
the Church and Larkin formulation, battery
manslaughter is subsumed within the very
definition, "likely to injure", and so there is no
if the battery itself is not, on its facts,
separate category there and, in any event, in our purpose
submission, the retention of a separate category in
a dangerous one, because it would create an odd
category aside from the general principle, which is
really a hangover, at it were, from the old days
when all unlawful acts axiomatically led to a
conviction and, as Your Honours would know, from
our written outline, we argue that whatever test isadopted, we submit that the separate category of
battery manslaughter, should be done away with
because "unlawful and dangerous act", however
defined, caters for it. I will come back to that later, if I may, to give an example.
| McHUGH J: | Mr Tilmouth, before Holzer, is there anything in |
the cases which support the proposition that what
was required was an appreciable risk of really
serious injury. Where did Mr Justice Smith get that formulation?
| MR TILMOUTH: | I think the answer is, with respect, the |
answer Your Honour Justice Dawson pointed out, only
from Victoria, and I think it was either the case
of Terry - any rate, I think it was the judgment of
His Honour himself. We are not aware - stood to be
corrected - of any other case which, before that time, had adopted that relatively high threshold
test, outside of Victoria.
Your Honours, I turn from those authorities.
I do not stay to analyse the differences in the
Australian authorities, or the New South Wales
authorities referred to by Their Honours in the
court below. In our submission the New South Wales
| Wilson(2) | 22 | 1/10/91 |
authorities, especially of Coomer and Royall, are
really neutral on the subject-matter. None of them really grapple with the differences between the
English and Australian authorities.
Your Honours, my purpose now is to go to the
High Court decisions, and I will do those as
quickly as I can, but there are various statements
of importance. The first comes from a pre-Holzer case of Mamote-Kulang v Reg, which has been mentioned several times, (1964) 111 CLR 62.
Your Honours, this involved a conviction for
manslaughter. The appeal was dismissed by this Court from that conviction and the facts, very
shortly stated, were that there was a blow to a
spouse, or a de facto spouse, with a back of a
hand, but it was a fairly forceful blow, to the
abdomen area, which ruptured the spleen and which
caused death. And this Court held that that was manslaughter. The key judgment is Justice Windeyer, but
could I mention in passing some other passages
which relate the facts to the law. At pages 63 to
64, Justice McTiernan, who presided, said this
right at the bottom of page 63:
In my opinion it would be reasonable to infer from the evidence that the blow would
not have been fatal if the woman's spleen had
been reasonably sound. Also that the accused
did not foresee that death might result from
the blow.
His Honour then went on to consider the essential defence which was one of accident in that case, and
decided that he would dismiss the appeal on that
basis seemingly that death might result from the
blow. Justices Taylor and Owen on the facts atpage 64 just above the reference to the Queensland
Code at the bottom of 64 said:
It is clear that on these facts the
appellant would have been guilty of
manslaughter under the common law, but we are
considering here not the common law but The
Criminal Code.
And Justice Menzies in dissent at page 75 referred
to the fact at about point 3:
It is not an altogether simple task to
apply the law as I have stated it to the facts
as found by his Honour but, as I construe
those findings, the blow here was delivered
with the intention of hurting but not ofharming, and Donate's death or the killing of
| Wilson(2) | 23 | 1/10/91 |
Donate was a consequence which Mamote did not
intend or expect and was not reasonably to be
expected by an ordinary native villager.
So His Honour's dissent was, as it were, on his
interpretation of the facts. But the key passage,
Your Honours, for these purposes is at page 79 per
Justice Windeyer, where this whole area is referred to. His Honour quotes at that page the definition from Hale which is in paragraph 1 of our written
outline, and His Honour went on at about point 4:
That passage states the common law as it still
is. If death is a consequence, direct not
remote, of an unlawful act done with intent to
do grievous bodily harm, it is murder. If it
is a consequence, direct not remote, of anunlawful act done with intent to hurt but not
to do grievous bodily harm, it is
manslaughter. To prevent misunderstanding, I should add at this point that, whatever may
have been the position in earlier times, it is
not now enough to constitute manslaughter at
common law that a man is killed in the course
of an unlawful act of any kind. To make an unintended and unexpected killing a crime at
common law, it must now be, generally
speaking, the result of an unlawful and
dangerous act, or of reckless negligence.There is, however, no doubt that at common law
a man is guilty of manslaughter if he kills
another by an unlawful blow, intended to hurt,
although not intended to be fatal or to cause
grievous bodily harm.
DAWSON J: Now, what does His Honour mean there by "intended to hurt"? If he means that is to indicate the
unlawfulness of the act, I understand it. If he
means something else, I do not.
MR TILMOUTH: Your Honour, what it seems those four key
lines have been used for is as the foundation for battery manslaughter at common law in Australia.
All the subsequent cases, including Justice Smith
in Holzer, refer to that as the genesis of the
battery manslaughter doctrine. And Justice Smithin Holzer specifically purported to apply that in
giving the alternative direction on that footing.
DAWSON J: But we are concerned with another category of
manslaughter here.
MR TILMOUTH: We are, with respect, except for here the application is of the proviso. But, Your Honours, that is the high point, as it were, of the battery
manslaughter doctrine in Australia, this judgment
of His Honour Justice Windeyer, and really, when
Wilson(2) 24 1/10/91 all is said about it, this is the source of the
authority which any judges use to give a direction
along battery lines. His Honour continued:
It does not avail an accused charged with
manslaughter in such a case to say that death
was unexpected and that it was only because
the person struck was in ill-health or had
some unsuspected weakness that the blow proved fatal. That does not make homicide excusable.
A killing is not the less a crime because the
victim was frail and easily killed.
So putting aside any problems there that those
key four lines referred to may have, His Honour was
at least adopting, without referring to
authorities, of course, that it must be:
the result of an unlawful and dangerous act -
at about point 6 of that page. Your Honours, I do not read the next case where this is referred to,
but I mention Timbu Kolian -
| DAWSON J: | Can I just stop you there, Mr Tilmouth. | What is |
the relationship between battery murder, which is
felony murder, is it not, and an unlawful and
dangerous act? Where the unlawful act is a felony,
does it then merge into the felony murder rule, and
you not concerned with it?
| MR TILMOUTH: | If it is dangerous or violent, then it becomes |
murder. If the unlawful act is dangerous or
violent it is murder.
DAWSON J: Yes, of course.
| MR TILMOUTH: | And if one goes back to Larkin, and this is |
not isolated in our written outline, but if one
looks at the judgment of Justice Humphreys in
Larkin, one can see that when His Honour comes to the conclusion which is in our written outline, he
deals with the felony murder rule, where there is
violence or danger, and he then deals with the
manslaughter by unlawful and dangerous act
doctrine. The two seem to have run together in the development of the common law, the difference
being, originally at least, only in the fact that
the unlawful act was a felony.
| DAWSON J: | Then His Honour Mr Justice Windeyer cannot have |
intended, when he said that it may be manslaughter
when a person kills another by an unlawful blow
intended to hurt, although not intended to be fatal
or cause grievous bodily harm, he cannot have
intended then to refer to the battery murder rule.
| Wilson(2) | 25 | 1/10/91 |
MR TILMOUTH: That, with respect, is one of our arguments.
It would seem odd that His Honour would, as it
were, in a throwaway line, say, "By the way there
is another category of manslaughter altogether",
without at least referring to the authorities, or
what battery meant, for example.
DEANE J: But he is just not confining it to battery, he is
treating battery murder as an example of a class.
If, for example, you unlawfully and deliberately
removed a peg from a swing, intending to cause hurt
to somebody but not serious injury, it would be
manslaughter.
| MR TILMOUTH: | Indeed. Put alternatively, in our submission, |
it may be there but, with respect, it is a long
straw to say that that is an authoritative passage
for the application in Australian common law of a separate category of manslaughter by battery but,
in our submission, that really, in the end result,
is the genesis of any argument or the beginning of
any argument that it does apply in Australia as a
separate consideration to the more general
consideration that we have before the Court.
| BRENNAN J: | Mr Tilmouth, I am not sure whether I have |
understood correctly. You have referred to battery murder, as well as to battery manslaughter.
| MR TILMOUTH: | Did I say battery murder, Your Honours? That |
was a slip of the tongue. However, unfortunately, I meant battery manslaughter. They are my words,
just to save a long phrase, but I meant battery
manslaughter, and I apologize.
Your Honours, again to save time and because
it does not add a great deal, could I simply
mention in passing Timbu Kolian v Reg, where, at
pages 59 and 60 - I do not wish to read it,
Your Honours - Justice Windeyer, in a short
passage, refers again to the requirement "unlawful
and dangerous". That is 119 CLR at the bottom of page 59 to the top of page 60. I see Your Honours' books have been brought out. I was hoping to avoid it. The passage which I wanted to advert Your Honours' attention to - it does not add much -
the last four lines of 59:
So far as relevant to the present matter, I
think it correct to say that by the common law
today an unintended, wholly unexpected andunlikely killing is manslaughter if, but only
if, it be the result of some act which is both
unlawful and in the circumstances dangerous,
or is the result of some conduct amounting to
reckless negligence. The only thing which would stand in the way of the killing of the
| Wilson(2) | 26 | 1/10/91 |
child in the present case being excusable by
the common law is that in striking at his wifethe accused was attempting to commit an
unlawful act -
by virtue of the act which is mentioned. So there is not a lot in Timbu Kolian. I meant to mention it only in passing, to observe that His Honour had
repeated, without much analysis or reference to
authority, essentially, in my submission, subject
to those other lines, the battery lines, the same
thing.
Your Honours, the more difficult case,
however, is Reg v Phillips, (1971) 45 ALJR 467.
Your Honours, I endeavour to avoid the facts, if I
can, because they are complex, but one might say,
as a summary, they are not unlike Church's case.
There was a fight and a body had been left, and
drowning was the ultimate cause of death.
This again was an appeal from Tasmania and involved essentially the Tasmanian Code and, in
effect, in its order this Court affirmed the
decision of the Court of Criminal Appeal to allow a
new trial to be had. The point was rather more a construction of section 156 of the Criminal Code
Tasmania but, Your Honours, in dealing with the
Code Their Honours drew heavily on common law
principles.
Chief Justice Barwick, at page 472, the first
column at C, gave a definition of battery which
included a reference to, at about line D:
"an angry, revengeful, rude, insolent or
hostile manner".
That passage has subsequently been disapproved by
three Judges of this Court in Baughey - Your Honour
the Chief Justice, Justice Wilson, and Justice Deane. I will point that passage out later. Your Honour Justi~e Brennan was in dissent in that respect and would have affirmed that
definition. More relevant, at about line Fin the first column, the paragraph commencing there,
Chief Justice Barwick said this:
There is no need in this case to pursue the question whether all tortious conduct, or only
some tortious conduct is relevantly unlawful
at common law when the crime of manslaughteris under consideration: nor whether the
decision of the Court of Appeal in Reg v
Church should be accepted. Further there is
no need for me to consider like questions
| Wilson(2) | 27 | 1/10/91 |
which may arise with respect to culpable
homicide under the Code.
So Chief Justice Barwick left Church for another
day.
However, Justice Windeyer, at 479, did deal
with the question of manslaughter. Just above
line Fin the first column, His Honour considered
the argument:
It is urged that an alternative path was
open to the conclusion that this was a
culpable homicide, because s.156(2)(c) states
that homicide is culpable "when it is caused
by any unlawful act".
And His Honour then goes on to examine the Code.
Then, at 479, the second column, refers to the Code
in the context of Ryan's case in this Court, and
then at line Con that second column, Your Honours,he says, commencing at the passage "Fourthly" just
a little below C:
Fourthly: in my opinion Burbury CJ was right
when in his judgment in R v Mccallum ... .. which
I have found helpful and persuasive, he said
that s.156(2)(c) should be understood as
referring to an unlawful act capable of
causing physical injury leading to death, that
is an inherently dangerous act. That, I take
it, means an act that a reasonable man would
know was fraught with a risk of serious harm
to some person, whether or not the accused
actor was actually aware of this.
So, whatever else may be said about those words,
Your Honours - and I will come to Mccallum in a
moment because as we will be seeing,
Chief Justice Burbury applied Holzer - but,
Your Honours can see this element of dangerousness
is still quite prominent in Justice Windeyer's statement, as it was, in Timbu Kolian and
Mamote-Kulang, but here we have the introduction of
the words we argue for as the alternative, are
"fraught with a risk of serious harm." That, apartsuch as it is, which uses the alternative formulation we put to the Court, that is, "risk of
from, as Justice Cox pointed out, some judges in
serious harm" rather than "not merely trivial or
negligible", as opposed to the other end, "the
really serious harm".
Your Honours can see there, although on the
question of the construction of the Code, there is
a fairly unqualified endorsement of
| Wilson(2) | 28 | 1/10/91 |
Chief Justice Burbury in Mccallum, and I go to that
case because of that reference. Mccallum is in (1969) Tas SR 73. Again, I avoid analysis of
the facts, Your Honours. Mccallum was found guilty of manslaughter by striking his wife and
Chief Justice Burbury was sitting at firstinstance. At pages 84 to 85 His Honour referred to
Mamote-Kulang and he referred to the passage which
I have read from Justice Windeyer in that case at
page 79 in the Mccallum decision at page 85, and I
do not reread it. Then His Honour goes on to consider the question of unlawfulness, and there is
a reference to Timbu Kolian, and at page 86 in the
mid-page, he refers to the argument of counsel as
follows, about point 4 to point 5:
The "act" for the purposes of par. (a),
as Mr Bale argued, must be the accused's act
which is calculated to cause death or bodily
harm - it cannot include the bodily harm
itself. It would I think be anomalous and would produce an unjust result if the word
"act" in par. (c) were to be interpreted
differently from the word "act" in
par. (a) - that is to say, as including the
wounding. Wounding is of course, per se inherently dangerous, and to construe "act" in
s. 156(2)(c) as including the wounding in a
case where the accused does not know he is
causing a wound would produce a resultinconsistent with the modern concept of
killing by an unlawful act explained in Reg v
Church, Mamote-Kulang v The Queen, Reg v
Longley and Reg v Holzer. Obviously if the
"act" includes the wounding, the direction
given by Smith J. in Reg v Holzer would be
incapable of application to the circumstances
of this case.
And then His Honour concluded, at page 87 point 6:
I propose to direct the jury in accordance with Smith J's direction in Reg v
Holzer. It will be noted that this adopts an
objective test of "dangerous". That is in accordance with Reg v Larkin and Reg v
Creamer.
And there is a passage from Creamer which is
isolated already in our written outline. And the direction actually given, Your Honours, is at 88,
in a memorandum His Honour handed to the jury,
paragraph l(b)(ii):
To convict the accused of manslaughter the jury must be satisfied beyond reasonable
doubt -
| Wilson(2) | 29 | 1/10/91 |
and I go down to the last part:
was an act which was inherently dangerous in
the sense that a reasonable man in the
accused's situation, thrusting the candle intothe vagina with the force he did, would have
realised he was exposing the woman to an
appreciable danger of really serious injury.
So, with respect, we have the application by
His Honour, of the Holzer doctrine. Whether or
not, of course, Justice Windeyer's enthusiastic
approval of the judgment only went so far as the
interpretation of the code or further, is perhaps a
matter of debate but it is, with respect,
surprising that Justice Windeyer NOuld have spoken
in such elaborate terms if he had substantially
doubted the application of Holzer as it was applied
in Mccallum.
Your Honours, the next case - and there are
only three in this Court to go - is Pemble,
(1971) 124 CLR 107. This was a shooting case,
Your Honours, where this Court substituted a
verdict of manslaughter for a guilty verdict of
murder, but on grounds which are not relevant to
our argument, but there is some reference to the
Australian and English authority which should be
noted. At 122, Chief Justice Barwick considered
the question at point two in the paragraph
commencing there, whether what happened in Pemble
could have been "by misfortune or misadventure?"
At the third line in of that paragraph he
continued:
I think not. The killing of a human being in the course of committing certain unlawful acts
is manslaughter. What unlawful acts are sufficient for this purpose are perhaps not
yet precisely and fully defined or stated in
decisions or in texts; but it may be taken
that so far the view is held that to be relevantly unlawful the act must be in breach of the criminal law. Also there are statements that culpable or criminal
negligence resulting though by accident in a killing will make that killing manslaughter. But I find no need in this case to consider that suggested basis for manslaughter. At least the statement of Humphreys Jin R v Larkin (1) is acceptable and presently appropriate.
And His Honour then endorses the statement which
has been repeated and is in our written outline.
So no doubt there is at least some persuasive,
albeit perhaps obiter, force for the application of
| Wilson(2) | 30 | 1/10/91 |
Larkin in those words of Justice Barwick. And I should mention, at the top of page 123, His Honour
concluded:
In my opinion, the act of the appellant in so
brandishing the rifle was an unlawful act of
the kind which would make the subsequent
killing manslaughter. In my opinion, at the
least it constituted an attempt to assault her
and was obviously dangerous to the deceased.
So at least, in my respectful submission,
irrespective of the final words, the degree of harm
of which foresight is required, there is the
underpinnings evident in the judgments ofJustice Windeyer of the unlawful and dangerousness which is required for the manslaughter doctrine.
Justice McTiernan, Your Honours, at the bottom
of page 127 and over to 128 simply said:
It was therefore an unlawful act -
under the relevant ordinance -
Besides, it was a dangerous act - this is obvious.
And over to page 128 -
resulted from an act which was both unlawful
and dangerous.
So, only a slight reference but still containing the core requirements.
Justice Menzies, however, at page 133, went
into the situation in a little more detail and
considered, towards the centre of that page, the
direction which the jury should have been given and
said: That direction should have informed the jury
not only that in those circumstances they
could not find murder but also that whether or
not they found manslaughter would depend upon
their being satisfied beyond reasonable doubt
either that the accused shot the girl while he
was using the rifle to commit a dangerous
assault or that in acting as he did he was
guilty of criminal negligence. As to this I agree with the observations of Smith Jin Reg
v Longley (2) -
a 1962 decision, which I do not read but which is
important in the historical context - and then
added:
| Wilson(2) | 31 | 1/10/91 |
It is no longer sufficient to sustain a
verdict of manslaughter to establish merely that the homicide occurred in the course of
the commission of an unlawful act: Andrews v
Director of Public Prosecutions; Reg v Church;
Reg v Holzer. In the last-mentioned case
Smith J, having summarized the law established by Andrews v Director of Public Prosecutions
when referring to manslaughter by criminal
negligence by saying -
and then the passage is quoted, and His Honour went
on to cite a large passage which I read from
Holzer's case, and continued:
If an accused person is to )e convicted of
involuntary manslaughter b: reason of a
killing in the course of doing an unlawful
act, the jury must, upon a proper direction,
find that the accused was doing an unlawful
act. Unlawfulness cannot simply be assumed.
In this case it is by no means certain that, until a point had been reached that the girl
was frightened by what the accused was doing,
the accused committed an assault.
There is a quotation from Russell and a reference
to an American case, and then His Honour said:
With respect, it seems to me that the learned
judge was in error in directing the jury that
the killing occurred in the course of doing an
unlawful act likely to harm, rather than
submitting that matter to the decision of the
jury with a proper direction of law.
Your Honours would know, of course, that one of our
complaints about the trial judge here is he simply
left the jury with telling them that the degree of danger was a matter for them. He did not go on to
explain to them what was required.
So, Your Honours, perhaps Justice Menzies is
equivocal, but nevertheless, there is a fairly
substantial quotation from relevant parts of Holzer
without criticism in there. The difficulty with Pemble is that His Honour Justice Cox regarded
Chief Justice Barwick as giving unequivocal support
for the English position by his reference to
Larkin's case. He regarded Justice McTiernan, in the passage which I have read, as equivocal. He regarded Justice Menzies, in his words, "It was
clouded what His Honour really meant." But he
regarded Justice Windeyer as supporting theChief Justice.
| Wilson(2) | 32 | 1/10/91 |
Justice Cox in the court below, regarded
Pemble's case as support for the English rather than the Holzer approach. In my respectful submission, it is not so clear. Justice Cox's
relevant passages are at pages 738 to 741,
Your Honours. I do not go to them. Chief Justice King had a different conclusion at
page 712. His view was that Pemble's case did not
really contribute one way or the other finally to
whether the English or the Holzer doctrine should
be applied.
Your Honours, the second to last case in this
Court to which we wish to refer is Giorgianni v
Reg, (1985) 156 CLR at page 473. Again, this was a
New South Wales Code case, but it would be remiss
if we did not mention it. It was a case involving
whether you could be an accessory to manslaughter,
and this Court held you could be, to an involuntary
manslaughter at least. But the purpose for which I
cite it is contained at page 502, where Justice
Wilson and Your Honours Justices Deane and Dawson
refer to Hale's Pleas of the Crown in relation to
accessories, but at page 503 Your Honours refer to
extensively with approval Creamer, the 1966 English
decision which, of course, is the relevant passage
which is in our outline, and Your Honours say this
at point 5 on page 503:
That seems to us to be an accurate statement of the law and it follows that,
although a person cannot aid, abet, counsel or
procure the commission of an offence, even a
statutory offence involving strict liability,
without intent based upon knowledge of the
essential facts which constitute the offence,
the requisite intent and knowledge do not, in
the case of culpable driving, extend to the
occurrence of the death or grievous bodily
harm which "ensures upon" the unlawful act the
commission of what was aided, abetted, counselled or procured.
Of course, what Your Honours in that judgment
did approve was not simply the passage in Creamer
which referred to the possibility of an accessory
to manslaughter but also the opening words:
"A man is guilty of involuntary manslaughter
when he intends an unlawful act and one likely
to do harm to the person and death results
which was neither foreseen nor intended.
| DAWSON J: | But it was only the context of whether you could |
be an accessory, not in the context - - -
| Wilson(2) | 33 | 1/10/91 |
MR TILMOUTH: That is our submission, but it would be remiss
not to mention it. What we would say, reading it in that context, Justice Wilson and two of
Your Honours here were not, in our submission,
attempting to deal authoritatively whether
dangerousness was required or what the actual
direction should be. We do not dispute the accuracy or any of the matters which have fallen
from Your Honours there, of course. But, in our
submission, so far as relevant here, it is really a
passing reference rather than, as it were, a
considered and authoritative pronouncement finally
saying that Creamer is the test for Australian law.The last case in this Court which I wish to refer to, at least by reading, which has been
adverted to several times in passing is Baughey v
Reg, (1986) 161 CLR 10. This was a strangulation
case, Your Honours, and, again, the facts are
complex and I avoid referring to them. This was,
again, a Tasmanian Code case but there was some
reference to manslaughter in passing.
Your Honours, one passage that is not in our
written outline, or at least referred to in our
written outline, is Chief Justice Gibbs at page 14
to 15. The case, of course, essentially concerned the meaning of the word "likely" which this Court
equated with "probable" without reducing it to
mathematical formulation. Chief Justice Gibbs, at
the bottom of page 14, the fifth last line, said:
If "likely" ins. 157(l)(c) were regarded as
meaning "possible", that provision would have
a very drastic operation, since it would treat
as murder a culpable homicide caused by any
unlawful act which the offender knew would
possibly cause death. A death in those circumstances might understandably be regarded
as manslaughter, but it would be Draconian to
call it murder.
I should mention that in passing, Your Honours, because there is that reference by His Honour to
manslaughter in that context however.
At pages 25 to 26 Your Honours
Chief Justice Mason, Justice Deane and also
Justice Wilson, deal with Phillips's case which I
have already referred to, the passage of
Chief Justice Barwick where he defined as including
in battery the elements of angry, revengeful, rude,
insolent, hostile, were disapproved by Your Honours
at about point seven to eight on that page:
they should not, in our respectful view, be
accepted as good law.
| Wilson(2) | 1/10/91 |
I simply mention that here, page 26, to complete
the reference I made arguendo earlier, but it is to
Your Honour Justice Brennan that I take the Court in dissent, because this judgment was one of the
key factors in our submission, hopefully notputting it too highly, which led Justice Cox to
conclude that the English authorities were good for
Australian purposes.
At page 34 and over on to page 35, Your Honour
Justice Brennan deals with killing in the course of
an unlawful and dangerous act, and refers to, by
reference only, at the top of page 35,
Justice Windeyer in Phillips' case at page 479,
which I have read to Your Honours, and also to
Mccallum which I have read, and Rau, which
provides, in the Full Court of Tasmania, some
support for Mccallum, although not on relevant
points. Your Honour Justice Brennan then dealt with Andrews v Director of Public Prosecutions, a
negligence case, and then to the famous judgment of
Justice Field in Franklin, which is referred to in
our written outline and upon which the
Chief Justice in the court below here seized the general principle for "great abhorrence of constructive crime", and then Your Honour continued
after that reference to Franklin:
the trend of the common law has been against
the view that manslaughter is committed merely
by doing any unlawful act which causes death:
the act must be both unlawful and dangerous.
And then Your Honour cited Justice Humphreys in
Larkin and Your Honour continued with a reference
to Lord Salmon in Newbury, in the House of Lords,
which passage I have read over to page 36 - I read
as the first case to Your Honours, and then,
further down on page 36 Your Honour considers, at
about point 6 and point 7, Church's case and
Newbury, and just after the second reference to
Church, Your Honour said this, about point 7: It seems, then, that in relation to
manslaughter by unlawful and dangerous act
(criminal negligence apart), the test of
likelihood of injury to another person is no
higher than or different from the test ofsubjecting another to a risk of bodily harm.
That is the risk which, if foreseeable by
sober and reasonable people, makes an unlawful
act dangerous so that death which is caused
thereby is manslaughter.
And then Your Honour quotes a passage in the
judgment of Justice Staughton in Mitchell. And then Your Honour continues at the top of page 37.
| Wilson(2) | 35 | 1/10/91 |
As par.(c) of s.156(2) should be
construed according to common law principles,
it requires that the fatal act be dangerous as
well as unlawful and the test of the act's
dangerous character should be understood as
Edmund Davies J stated it: -
and, of course, that is the Church formulation -
an objective test of the risk of harm to some
person. The significance of this construction of par.(c) in this case is to be found in the
light it sheds on the meaning of the phrase
"commonly known to be likely to cause death or
bodily harm" in par.(a) - a question
considered below. For the moment it is
sufficient to note that the dangerous
character of the act of applying pressure to
the carotid arteries or the carotid sinuses
was an element in culpable homicide under
par. ( c). All sober and reasonable people would realize that there is danger in the bilateral
application of pressure -
et cetera. That is picking up the Church
formulation.Your Honour then goes on, at page 38, to consider the definition of "battery" adopted by
Chief Justice Barwick in Phillips. It is isolated
and indented at the bottom of 38, and Your Honour
goes on to accept that definition in the middle of
page 39 in saying this, just after the reference to
s.182(3):
But where the person assaulted is not able consciously to give or withhold consent, it is
important to remember that the application of
force is unlawful only if the assailant acts in "an angry, revengeful, rude, insolent or
hostile manner" -
and Your Honour proceeds to give an example.
There are many passages I could read, but
finally, Your Honour concludes at page 44 in
respect of the meaning of the word. "likely", at
about point 4, three lines after the reference tothe case of Fleeting:
it would be absurdly Draconian to hold that
the phrase "likely to cause death or bodily
harm" connotes a possibility of death or
bodily harm. That would equate the danger to
be apprehended from a lawful act with the
| Wilson(2) | 36 | 1/10/91 |
danger to be apprehended from an unlawful
act - "the risk of some harm" - under par. (c).
A lawful act which carries a possibility of
harm, albeit a substantial possibility of harm
to another, may not a.mount even to civil
negligence. It would be harsh indeed to
require conviction for manslaughter if such an
act should unintentionally cause death. But
where the probable result of a lawful act is
that death or bodily harm will be caused to
some person, it is understandable that the
legislature should provide that the doer of
the act be guilty of manslaughter if death
should result from the doing of that act -
and so on. So, with respect, it is true, as
Justice Cox held, that Your Honour appears, at
least for the purposes of that argument, to be
endorsing the Larkin and Church principles but,
with respect, in my submission, what Your Honour
was doing there was giving emphasis in your
judgment to the questions of possibility and
probability. The other thing to be noted, of course, is, as Chief Justice King noted - I think
it was Chief Justice King - but in any event, in
our argument, it is to be noted that Your Honour
did not refer to the Australian authorities such as
Holzer in that context, so whether or not
Your Honour was, with respect, endorsing the English authorities or simply using them for
another purpose is, perhaps, a matter for the Court
but, in our respectful submission, although it must
be acknowledged that Larkin and Church are citedwith approval, that the submission is, in our
respectful case, in a slightly different context.
Your Honours, that is the review of the High
Court authorities. I apologize if it was too long
but, obviously, those passages bear on the case at
bar. I should mention that in Royall, Your Honours Justices Toohey and Gaudron referred to, with
approval, Daley's case in the Privy Council, a manslaughter by negligence case, but in the
context, we submit, of causation and, with respect,
not directly relevant to the case here - that is at
page 708 in the report in Royall which is on our
list of authorities.
Your Honours, with that review of the law, our submission, which has largely been put arguendo, is
this: if Justice Smith observed at the time he
decided Holzer that the state of authorities was in
an unsettled condition, in our respectful
submission that remains true now, and the various
expressions from single Judges of this Court
demonstrate that. In our respectful submission,
there can be no doubt about the trend of
| Wilson(2) | 37 | 1/10/91 |
authorities towards the amelioration of the rigours
of the common law and, as Chief Justice King said
when he dealt with policy matters and the reason
why he preferred Holzer was that the law has
gradually devolved to making persons responsible in
manslaughter where their original act is culpable
or serious or dangerous enough to attract
responsibility on the footing of homicide going
beyond the mere foundation crime.In our respectful submission, the whole trend of the authorities in subparagraph (2) of our
written outline has gradually been towards that
particular end. We accept that the law has never given up, that you can be guilty of murder through
resulting in fortuitous death, but has moved more
closely towards an act, however described, which is
culpable enough to attract liability on
manslaughter principles. It has been underpinned,
in our submission, by most of the authorities, by the requirement of dangerousness. The difficulty
has been how do you define dangerousness to the
jury, and what degree of foresight is required, or
perhaps, if the degree of foresight is a likelihoodor even a probability, what degree of harm must
result.
Your Honours, in our submission, it follows,
in any event, that the Holzer criterion best caters
for the situation because it fits neatly as the
next set down, as it were, from reckless murder,
the difference being, as I put to Your Honour,
Justice Dawson, earlier, between the subjective and
the objective criteria. In other words, it is our
submission that only unlawful acts which are truly
dangerous should be those acts which attract
liability for a conviction of manslaughter
carrying, as it does, life imprisonment, and those
acts which fall short of that are catered for, as I
put to the Court earlier, by other offences: the
assaults occasioning actual bodily harm,
section 40, Criminal Law Consolidation Act; malicious wounding, section 23, Criminal Law
Consolidation Act and unlawful wounding,
section 24.
In our submission, too, if the development of
the law paralleled or grew out of or was a mirror
image of felony murder, as it was in
Justice Humphreys' judgment in Larkin then, in our
submission, if the felony murder you require during
the commission of a felony an inherently dangerous
or violent act, in our submission, general
principle dictates that there should be a parallel
in the area of liability for manslaughter. The compromise, of course, is the fact that we are
talking about crimes lesser than felony but, in our
Wilson(2) 38 1/10/91 submission, to say that for manslaughter something
less than dangerous or violent would do, creates a
dissymetry with felony murder. The law in relation to unlawful killings resulting in manslaughter has
always paralleled, in our submission, the felony
murder doctrines.
It is in step as well, in our respectful
submission, with the high degree of negligence
required for criminal liability on the footing of
criminal negligence. I have referred to Nydam's case. Andrew's case has been referred to in
passing and I add a reference to the case of
Myatt - which is on my learned friend's list of
authorities - a recent decision of the High Court
of New Zealand.
| BRENNAN J: | Mr Tilmouth, the criteria of "really serious" |
and "serious": do you attribute any particular
content to those terms as matters of law - - -
| MR TILMOUTH: | Yes. |
| BRENNAN J: | - - - or are they questions simply for the jury |
to evaluate?
| MR TILMOUTH: | No, with respect. | In two cases, which are on |
our list and also referred to in passing in our
written outline, of Perks and Blevins, at
paragraph 6.2.2, the references are there,
Your Honours, and so are the pages. I do not want
to read them. But in those two cases the Court of
Criminal Appeal in South Australia disapproved
judges directing juries in murder cases that"grievous bodily harm" meant simply "serious harm"
or "serious bodily harm".
The Court of Criminal Appeal said in those
cases, at the pages which are referred to in
paragraph 6.2.2 - these are my words but I hopethey convey the meaning of the judgments - that simply to convey to the jury that "grievous bodily harm" meant "serious bodily harm" was insufficient to convey the requisite intention or the requisite
degree of foresight for murder purposes. They held and reapplied Smith v DPP for this purpose - the
House of Lords decision - that only the words,
"really serious bodily harm" would do. They are traditional formulations and have been applied for many years in common law countries. Now, my answer to Your Honour Justice Brennan
therefore is that if it is correct to say that the
words "serious bodily harm" tends to undermine the
degree of harm which is required for murder, as our
court in two decisions has ruled, then there is a substantial difference between "serious harm" and
| Wilson(2) | 39 | 1/10/91 |
"serious bodily harm" or "really serious bodily
harm" which is the traditional formulation in Smith
v DPP. It is a lesser degree of seriousness and,
as lawyers, it might be tempting to say it is
merely quibbling with words but, in our respectful
submission, to a jury there is a great deal of
difference between the expression "really serious
harm" as distinct from "serious harm". So my answer, albeit it long, to Your Honour Justice Brennan is: there is quite a difference to
a direction merely encapsulating serious harm as
distinct from really serious harm and our Court of
Criminal Appeal has held so in two cases, albeit in relation to murder, but the logic is just the same, of course.
| BRENNAN J: | So the direction which would distinguish murder |
from manslaughter, on your submission, would be simply that the foresight of the result must be
held and intended in the case of murder but the
foresight is simply that which a reasonable person
would have in the case of manslaughter.
| MR TILMOUTH: | Yes, in general terms. | Your Honours, perhaps |
I can be even more specific. In the last appeal
book, volume 4, which contains the judgments, the
alternative formulation which we would argue if
Holzer is not accepted by the Court is essentially
the fourth formula referred to by Justice Cox at
page 745.
Your Honours may recall that His Honour
Justice Cox, in a long and closely reasoned judgment, had referred not only to differences in
the English and Australian authorities but, as it
turned out, differences within directions in
South Australia and, at 744, His Honour categorized
them and category four is at 745, which is
essentially what we argue is the alternative
exposition:
The killing of a human being in the course of committing an unlawful act of a particular
kind is manslaughter. The act in question
must be an act in serious breach of the
criminal law, and it must be a dangerous one.
A serious assault on another person would be
an unlawful act for this purpose. An assault is an intended and unlawful use of force to
another person without his consent. Whether
the act alleged is a dangerous act is a matter
for the jury's judgement. You would be entitled to hold that an act likely to cause
serious injury to another person would be a
dangerous act.
| Wilson(2) | 40 | 1/10/91 |
That essentially, in our submission, would be, on
the alternative footing, an appropriate direction
because it emphasizes the need for a dangerous act,
it emphasizes the need for a serious breach of the
law as distinct from trivial, negligible or minimal
breaches of the law, and it conveys the degree of
likelihood likely to cause serious injury, which isLarkin this Court's decision in Crabbe
really going back to rather than adopting comfortably with
and Baughey, to which I have referred, because it
preserves the symmetry of the common law requiring
foresight or advertence to likely or probable
rather than possible states of affairs. And, in our respectful submission, the word "likely" is a
better formulation than the word "risk".
We are conscious, of course, that Your Honour
Justice Brennan argued in Baughey that there was no
material difference between risk or likelihood but,
to that extent, we would submit that it is better
to stick with the time-honoured formula, or theformula approved in this Court in Crabbe and
Baughey.
| BRENNAN J: | Then you would eliminate the battery |
manslaughter?
| MR TILMOUTH: | Yes, in our submission, because you do not |
need it. You have got an inherently dangerous battery, which would qualify as manslaughter. If it is a trifling battery then, in our submission,
there is no policy reason or logical reason why
that should become manslaughter simply because ithappens to be battery, and certainly simply because
it happens to be a battery as defined, or rather asnot defined, by Chief Justice Barwick in Phillips.
BRENNAN J: But it makes all the difference in the world,
does it not? I mean, "I am going to give you a you adopt the battery manslaughter test, then that bloody nose", and he falls and hits his head. If is manslaughter. If you adopt the other test, you would say "likely to cause really serious injury", well no, a bloody nose is not likely to do that.
| MR TILMOUTH: | No, I agree if Holzer is applied, that |
difference wold result. However, if it was serious, the alternative formulation, 745, it might be debatable whether there was a disharmony. But essentially the reason why we argue - - -
BRENNAN J: | You must come to grips then, must you not, with the view expressed by Justice Matheson who says, "I | |
| ||
| argument obviously - - - |
| Wilson(2) | 41 | 1/10/91 |
| MR TILMOUTH: | Yes, it is. |
BRENNAN J: | - - - but does your argument not go to the extent of saying, "Well, it should not be |
| manslaughter"? | |
| MR TILMOUTH: | It does, but what we say essentially is that |
the requirement for manslaughter must be "a
dangerous act", and just because it happens to be
battery is not enough. Most of them may well be dangerous acts but, in our submission, to say that
per se all batteries are dangerous is not in accord
with the development and drift of the law, and is
quite against the cases in this century which said
to direct a jury that an act was automatically
manslaughter was unlawful is quite against that now
accepted general principle, and battery is really a
hangover, in our submission, which is not justified
in policy or on principle and in whose main basis
is that judgment of Justice Windeyer in
Mamote-Kulang if it went that far. In our submission that is very doubtful.
BRENNAN J: Well, it does have the consequence, does it not,
of driving a wedge between the Code and the common
law in this country?
| MR TILMOUTH: | It could do, but the Codes, of course, must be |
read in the light of the legislative policy
embodied in the Codes. Certainly that would apply
for the Northern Territory which talks about
"possible consequences" as distinct from
"probable". But, in our respectful submission, the
trend of the common law has been very strongly in
that way.
Could I try and illustrate - it may be an
imperfect example, but illustrate it this way: if
A hits B with intention, as Your Honour
Justice Brennan put it, to give him a bloody nose,
and that happens and he falls to the street and
hits his head on the back of the pavement and dies, subject to the jury's acceptance on a proper
direction, that obviously could be manslaughter.
Certainly it would be battery manslaughter as
currently perhaps defined. On the other hand, if A does exactly the same thing to B, intending to
cause him a bloody nose but Bis quick enough to
duck, but in the act of ducking he slips and falls
to the ground and dies, that would not be battery
manslaughter because there would not have been the
application of force.
In our submission, that demonstrates - it may
be an imperfect example - the illogicality, or the
incongruity, as we put it in the written outline,
| Wilson(2) | 42 | 1/10/91 |
of retaining battery manslaughter as a per se, as
it were, head of liability for manslaughter.
BRENNAN J: Well, perhaps it should be called assault
battery manslaughter.
| MR TILMOUTH: | Indeed. | But at all events, I could use |
different words to convey the same thing. But it is clear enough - our submission is that perhaps if
Holzer is retained there might be some scope for
battery but, in our submission, if the law is
reworked, then there is no need for it because it
would be an odd category out, as it were, when
general principle can cater for the facts.
| DEANE J: | But if you accept what Justice Windeyer said, |
battery has got nothing to do with it. It is intended hurt manslaughter.
MR TILMOUTH: That is true, but as it was put in the Court
of Criminal Appeal here, I would submit, they have
effectively said, "Well, that means that you would
have been guilty on these facts anyway, not because
it was inherently dangerous, but because it came
within those words of Justice Windeyer and it was a
battery." That is what, I submit, fairly read,
what the Chief Justice said.
DEANE J: But what you call "battery manslaughter" is
"intended hurt manslaughter".
MR TILMOUTH: It is.
| DEANE J: | But it does not, as it were, exclude something |
because it did not involve the application of
force.
| MR TILMOUTH: | No, it does not. | The problem - this may be |
imperfect reasoning but the problem is that not all
intents to hurt are necessarily dangerous.
| DEANE J: But you approach it by, as it were, seeking your |
very serious injury and then seeking to get rid of
what you call "battery manslaughter", but what if
one takes the view that the correct starting point
is to divide manslaughter into "intended hurt" by
reference to "intention" and "non-intended hurt"?
MR TILMOUTH: Well, if one divides it into those two areas
there is more difficulty for the appellant, of
course.
MR TILMOUTH: Except the argument in favour of "serious
harm" has, perhaps, more to recommend it.
MR TILMOUTH: It does, because it becomes more subjective.
| Wilson(2) | 43 | 1/10/91 |
DEANE J: But not only that, it does not apply to the cases
where the act was done with an intention to harm or
hurt.
| MR TILMOUTH: | Indeed. | I must come back to the facts, |
Your Honours, eventually and perhaps it needs to be
said at that time that what the appellant intended
here was far from clear, but in saying that, I mean
to convey it was far from obvious that he clearly
intended to harm. That may be a matter of some
debate but one of the criticisms we have, ofcourse, was that in applying the proviso on this
basis, it was never put to the jury. Now, we accept readily, of course, that if the acts must
have amounted to a dangerous act or some other
criteria, then the proviso can be rightly applied,
but there was never any issue put to the jury on
that basis at all, and particularly on an intent
basis, because it was murder by felony murder which
eschewed any subjective intent, or manslaughter
which was entirely objective, so an assessment by
the jury of the subjective intention was never left
to them on the case.
Your Honours, I was dealing with the passage
at 745 in book IV which is our alternative
argument, but in suggesting that, Justice Cox
at 748 said this:
While I have expressed the view that the
category 3 and category 4 forms of direction
are in substantial compliance with the English
test - and I have used the category 4 formula
on many occasions - I think on reflection that
it would be better to give the jury more
guidance and to tell them in so many words
that the unlawful act must involve the risk of
some harm, though not necessarily serious
harm -
and His Honour goes on to make the point that I have made already that Your Honour Justice Brennan regarded there being as no
difference in Boughey between risk and likelihood.
In our respectful submission, if the Court is
against us on the main argument, the better
expression for the reasons mentioned, that isconformity with Crabbe and Boughey, would be to
retain the words "likely" or "probable" and to
avoid the use of the word "risk". Although perhaps
it is a matter of argument and semantics, perhaps
even guesswork, our respectful submission is that
the introduction of the word "risk" may have the
capacity to reduce the degree of seriousness in the
mind of the jury, a better, more forceful word is
"likely" or "probable".
| Wilson(2) | 44 | 1/10/91 |
The other difficulty, of course, Your Honours,
with the majority judgments in the Court of
Criminal Appeal is simply that in the end result
Justice Cox affirmed, at page 746, the English
interpretation of dangerous as the law in SouthAustralia without, save and except as I read from
page 748, really giving final guidance to the
courts as to how they should direct a jury: should they use Larkin or Church or an amalgam of the two?
Of course that is compounded by the fact that
Justice Matheson, at pages 756 to 757, preferred
the Church formulation to the Larkin
interpretation. And, of course, with the dissent of the Chief Justice, obviously it would be a
difficult matter for a trial judge to decide what
to do in those circumstances. But that is a matter
for this Court now, of course.
But, in my submission, what is apparent from
this is that although Justice Cox has opted for the
English authorities he has not dealt with, as we
have suggested perhaps the House of Lords have not
dealt with it in Newbury, any relevant differences
between Larkin on the one hand and Church on the
other.
Your Honours, I am about to come to the
summing up but I am conscious, Your Honours, that
we have not dealt with Canadian or New Zealand
authority. In a word, the Canadians and the
English have applied Larkin. Did I say - - -
MASON CJ: Canadian and New Zealand.
MR TILMOUTH: Canadian and New Zealand have applied Larkin
but without analysis or without a consideration of
the Australian authorities or without stating, like
the English, what the reasons were for theirpreference for those authorities.
Your Honours, can we just give you some
references which are not in our list. I do not read the cases. Justice Cox referred to an
unreported judgment of Adkins which is the British
Columbia Court of Appeal. It is in fact reported
at (1987) 39 Can Cr Cas 3d at 346. The only reference we could find in the Supreme Court of
Canada was in Smithers v Reg, (1977) 75 DLR 3d 321
at 329-30 where Larkin is referred to but without,
with respect, a great deal of analysis. And in New Zealand, Reg v Grant, (1966) NZLR 968 at 972, and
Tomars, (1978) 2 NZLR 505 at 509-10.
Your Honours, I turn then to the summing up which is book III.
Your Honours may recall, as I
put it, that murder was put in the context of a
felony murder and not intentional or reckless
| Wilson(2) | 45 | 1/10/91 |
murder. His Honour's di ctions on that are
pages 603 and 604. Ther. :here were directions following that, to page 608, on complicity, joint
enterprise and aiding and abetting which I do not
deal with. The key .direction, Your Honours, on manslaughter is at page 608, line 16:
In this case if you have not found murder
proved, but had gone on to consider
manslaughter it would be manslaughter by an
unlawful and dangerous act. The killing of a man in the course of committing a crime is manslaughter. The crime must be an act in
serious breach of the criminal law. A serious assault - you may think the punch by Wilson or the hitting of the head on the concrete by
Cumming to be serious assaults - would be an
unlawful act for this purpose. Whether the
particular act you are considering is a
dangerous act is a matter for your judgment.
BRENNAN J: | How could the hitting of the head on the concrete be an act? |
MR TILMOUTH: Well, the allegation by the Crown in Cumming's
case was that the felony to give rise to the felony
murder rule was that after Ormsby, the deceased,
had fallen to the ground and hit his head, that
Cumming had rifled the deceased's pockets and
turned him over and, apparently, on the basis of
admissions that he, Cumming, made to the witness,
Bennier, and the appellant, had banged the
deceased's head into the pavement several times.
The evidence about that was imprecise, but there
were admissions to Bennier and the appellant to
that effect. That is what that referred to. The felony murder rule was said to apply because, if it
was a robbery with violence and the violence was in
the course of the felony, of course, then thefelony murder rule could apply.
The jury, of course, acquitted Cumming
altogether. It may be speculative to say exactly
why, but they may have taken the view, of course,
that Ormsby had died virtually instantaneously, or
for some other reason. It is unsure, but he was
acquitted. And likewise the appellant's guilt on manslaughter could not have been on any complicity
basis - it might have been, but not as put to the
jury here - it must have been solely on the
unlawful and dangerous act footing.
There was no suggestion, incidentally,
Your Honours, that the appellant was involved in
the actual robbery or rifling of the pockets or in
the pushing of the head into the pavement, on his
case. And Bennier's evidence - although Bennier's
| Wilson(2) | 46 | 1/10/91 |
evidence was problematic; she was declared hostile
at one stage, as well - was that she and the
appellant had walked off. But of course, the Crown
sought to trap him within the rules that his
presence was an encouragement for aiding and
abetting purposes.
But, Your Honours, the complaint in the Court
of Criminal Appeal below and here, essentially is
twofold about 608. One was, of course, that although the direction went part way, it did not
give the jury any degree of help at all as to the
degree of dangerousness that was required. It
simply left it to the jury for their judgment.I am conscious, of course, that some of the
preferred - or the second option that we have had
per Justice Cox at 745, talks about that, but in
all the cases and, indeed, the alternative
direction we argue for, always adds something like
a Larkin or Church direction. In our preferred second option His Honour should have gone on to
state, "You would be entitled to hold that an act
likely to cause serious injury to another person
would be a dangerous act". That is what we seek
should have been added to these words. The other complaint we made in the court below was that
His Honour did not relate the unlawful requirement
to self-defence, and it is that that I address now.
Your Honours, His Honour handed to the jury a
memorandum which is in the back of the book, and I
will come to that in due course. He referred to it, at least as it was then drafted at 609-611, and
suffice it to say for the current purpose, that
memorandum, as it then existed, only contained
eight clauses and did not refer to self-defence.
Your Honours may note as well, at 609, that
His Honour left it to the jury as a shorthand
document to assist their deliberations, lines 13
and 14. His Honour then left the jury with a long
direction on provocation from pages 611-617 which, of course, was irrelevant because provocation was only relevant to intentional killing, to reduce it
to manslaughter, it could not provide a defence, as
the Chief Justice observed, to our felony murder,
because intention was not an essential element.
| BRENNAN J: | Do we have a copy of the memorandum? |
| MR TILMOUTH: | Yes, it is in the back of - 694, Your Honours. |
Since Your Honour, Justice Brennan, has adverted to
it, this was apparently the memorandum that went to
the jury. What was added was 695, paragraphs 9, 10 and 11, and 9 and 10 dealt with the issue of
self-defence. Paragraph 9 required that Wilson
would be guilty of manslaughter if he was engaged
| Wilson(2) | 47 | 1/10/91 |
in an unlawful and dangerous act and not acting in
self-defence, and he would be not guilty -
paragraph 10 - I am paraphrasing them - of either
murder or manslaughter because he lacked the
intention or by an unlawful and dangerous act he
was acting in self-defence. They are the closest
that His Honour actually gets to specifically
directing the jury, albeit through the writtenrather than oral means, that self-defence applied
to murder and manslaughter as well as to murder.
| BRENNAN J: | When were those paragraphs added? |
MR TILMOUTH: Apparently during the course of the summing
up, Your Honour. Your Honours can see - I forget the page numbers but in any event in book IV - that
there was some argument about the final version,but that apparently went to the jury in that form
at about 662 of the appeal book, although it is not
mentioned there. His Honour says "you have the
memorandum" - I paraphrase - "and if you want any
help you can ask a question about it".
| MASON CJ: | Was this alleged defect the subject of any |
application for a redirection?
| MR TILMOUTH: | No, it was not. | Your Honours, the only point |
made by counsel in the court below, albeit
persisently, was that the directions suffered from
the fact they did not relate self-defence to the
facts as required by this Court in Zecevic and
applied in another case at Zikovic, both of which are on our list of authorities and in the written outline, but no, there was not.
Your Honours, I come back to that later but,
in our submission, it is a very important point
here, because the case for Wilson was always
self-defence and, in our submission, on a fair
reading of the summing up as a whole, it simply was
not led as relevant to manslaughter. The self-defence directions begin at 617 but Your Honours will see, at line 6, His Honour
concludes the long directions in relation to
provocation by saying:
If you were to conclude that there is a
reasonable possibility that Wilson was
provoked into hitting orm-·by with intent to
cause him grievous bodily ;arm and the blow
and consequent fall cause Ormsby's death,
then you would find Wilso::-: guilty not of
murder but of manslaughter. In that case
Cumming would not be guilty of anything.
Now having dealt with provocation I come
to self-defence, the second matter. You will
| Wilson(2) | 48 | 1/10/91 |
remember that Wilson has said he hit Ormsby
because he saw Ormsby with fists clenched and
raised as he, Wilson, turned away and that
that is why he hit Ormsby. If you were to
think that a reasonable possibility then thelaw on self-defence is relevant.
As with provocation so with self-defence the onus, the burden of proof, is on the Crown
to negative self-defence. The Crown must prove beyond reasonable doubt that the accused
did not act in self-defence. If you think there is a reasonable possibility that the accused, Wilson, believed on reasonable
grounds that it was necessary in his own
defence to hit Ormsby as he did, in other
words, that he acted in self-defence and in so
doing did not use more force to defend himself
than was necessary, even though you think the
blow caused Ormsby's death, then your verdict
will be that Wilson was not guilty of murder,
for self-defence is a complete answer to a
charge of murder.
So far it is clear it is only related to murder.
However, we have the problematic last sentence:
In that case too Cumming would not be guilty
of anything.
Now, Your Honours, the court below was against
us on that because, per the Chief Justice,
Justices Cox and Matheson agreed with him, holding
that this direction, which was repeated later when
the jury came out - and I will refer to that in a
moment - negatived self-defence.In our respectful submission, it is by no means clear at all that the sentence:
In that case too Cumming would not be guilty of anything -
is anywhere close to a direction that self-defence
applied to manslaughter in Wilson's case. It
might, of course, grammatically or literally mean,
"In that case too Cumming would be not guilty of anything", which means, "In that case Wilson, as
would Cumming, would not be guilty of manslaughter
or murder", but, in our respectful submission, what
is really happening there in context is that the
"too" relates to the direction given on
manslaughter at 617:In that case Cumming would not be guilty of anything.
| Wilson(2) | 49 | 1/10/91 |
I now deal with self-defence and I conclude, as I
did in provocation, in that case too Cumming would
not be guilty of anything.
Our point is, Your Honours, irrespective of the fact that this was not raised by counsel, that
nowhere has the jury been told, save and except the
written memorandum to which I have already
referred, paragraphs 9 and 10, that self-defence
related to manslaughter as much as it did to
murder. Put another way, the act that gave rise to
the liability for manslaughter could only be
considered by the jury if they had negativedself-defence. It could not be unlawful by
definition.
Now, Your Honours, the court below was against
us on that because, per the Chief Justice,
Justices Cox and Matheson agreed with him, holding
that this direction, which was repeated later when
the jury came out - and I will refer to that in a
moment - negatived self-defence.In our respectful submission, it is by no means clear at all that the sentence:
In that case too Cumming would not be guilty
of anything -
is anywhere close to a direction that self-defence
applied to manslaughter in Wilson's case. It
might, of course, grammatically or literally mean,
"In that case too Cumming would be not guilty of anything", which means, "In that case Wilson, as
would Cumming, would not be guilty of manslaughter
or murder", but, in our respectful submission, what
is really happening there in context is that the
"too" relates to the direction given on
manslaughter at 617:
In that case Cumming would not be guilty of anything.
I now deal with self-defence and I conclude, as I
did in provocation, in that case too Cumming would
not be guilty of anything.Our point is, Your Honours, irrespective of the fact that this was not raised by counsel, that
nowhere has the jury been told, save and except the
written memorandum to which I have already
referred, paragraphs 9 and 10, that self-defencerelated to manslaughter as much as it did to
murder. Put another way, the act that gave rise to
the liability for manslaughter could only beconsidered by the jury if they had negatived
| Wilson(2) | 50 | 1/10/91 |
self-defence. It could not be unlawful by
definition.
The next reference to that, Your Honours, is
at 685. The jury retired, I think, around midday and then, at 685, they asked for a direction, I
think at about 7 pm that night. Excuse me,
Your Honours, I have made a note of the wrong page.
It is page 690, I am sorry, Your Honours. At
page 690 - this is at 7.26, seven hours after their
retirement, in round minutes - the jury returned
and the note they pass up is read, at line 12:
'Could you please explain in law what
constitutes self-defence?'
and His Honour then said he -
gave you an explanation of that this morning -
and then His Honour repeated, from line 22 on 690
to lines 10 and 11 on 691, the self-same passage
identically as I have read at 617 to 618 and
containing again the last sentence:
In that case too Cumming would not be guilty
of anything.
But then, with respect, Your Honours - and this is
extremely important, in our respectful submission -
His Honour offered, at line 13:
Shall I read out the vital sentence or so
again?
and the foreman said:
Yes.
And His Honour then repeated the self-same passage
again, but this time, noticeably, he stops:
then your verdict will be that Wilson was not guilty of murder -
and leaves out the twice earlier repeated sentence:
In that case too Cumming would not be guilty
of anything.
Now, in our respectful submission,
Your Honours - and we acknowledge entirely the summing up must be read as a whole, and we acknowledge that the point was not raised by
counsel, but it is not surprising, when one
considers the context of this case, it was mainly
fought around the question of felony murder, and
| Wilson(2) | 51 | 1/10/91 |
manslaughter was really added as, very much, a
respect, could counsel legitimately
secondary issue. In our respectful submission, account, with
take a tactical decision to leave self-defence on
murder, but not on manslaughter. There was no
tactical sense in doing that. So, one of the two
usual reasons for applying the proviso, even though
a point is not raised, that a tactical decision was
made, could not apply here.The other basis, of course, in which the proviso was often applied where a point is not
raised, is because counsel must have, in the
atmosphere of the trial, felt that the point was
sufficiently put not to require a redirection, and
there may, of course, be some point in that in this
case. But in my respectful submission, it cannot
be overlooked, at the end of the day that nowhere
was a specific direction given on what was in the
end result, or what must have been, the central
issue on manslaughter.
| DEANE J: | Mr Tilmouth, where did His Honour tell the jury |
that he was adding the extra written directions to
those that he had read to them?
| MR TILMOUTH: | He told them at 609 to 610 - the extra ones? |
| DEANE J: Yes. | |
| MR TILMOUTH: | I do not know that he did, Your Honour. |
DEANE J: Well, he had read them eight.
| MR TILMOUTH: | Yes he had. |
| DEANE J: | One would expect that somewhere they would have |
had explained to them why of the document they got
there were 11.
| MR TILMOUTH: | I stood to be correct, Your Honour, but I do |
not think he did. What he did do in his closing remarks at 662 was, at line 15:
I remind you that if you have any questions or if you would like any directions on the law or any evidence read out, or if that memorandum
doesn't seem to coincide with what I have said
or you can't understand it or if I have not
covered all the questions that you may have in
your mind, please inform the sheriff's
officer -
et cetera. Now, Mr Jennings will correct me if I am wrong, but I do not recollect that His Honour
specifically referred to the additions.
| Wilson(2) | 52 | 1/10/91 |
Now, Your Honours, in our respectful
submission, although paragraphs 9 and 10 in the
written outline go close to what we would submit
would be a minimum requirement, in our respectful
submission, in the end result when the jury came
back seven hours later and specifically asked about
self-defence and were given that redirection, the
vital sentence, plainly, in our submission, the
last thing the jury retired on was a direction
which, at least in terms, only related self-defence
to murder and not manslaughter.
In our respectful submission, whichever way
the cases on the proviso are worked, and I
emphasize again fairly read in the context of the
summing up as a whole, and bearing in mind that it
was not raised by counsel, how can it be said, in
our submission, that this jury would haveunderstood that the self-defence doctrine was
relevant to manslaughter as it was to murder?
Expressly, it was only related to murder, and the
only thing that could have saved it was the very
ambiguous expression in that case too:
Cumming would not be guilty of anything -
which, as we submit it, is more related to the
earlier reference to provocation than it was to an
indirect reference to saying, "Well, both of them
would be not guilty of anything".
The Full Court, Your Honours, simply said that
self-defence was negatived because the judge twice
told the jury that Wilson would not be guilty of
anything, but the only reference to where that is
said is those two sentences which I have already
read at pages 691 and at 617 to 618. That is the
only place that, with respect, Chief Justice King
could be referring. He did not refer, of course,to the written memorandum which, in our submission,
cannot be a substitute for oral directions, and
certainly not a substitute for oral directions given seven hours after the jury initially retired
and on a direction that they specifically asked for
saying that they had some difficulty about.
Your Honours, there is one other matter which
I should, in fairness, advert to. In his final
address, counsel for Wilson - also this is book III
as well, at 569 - referred to manslaughter and this
was argued against Wilson, I think in the Court of
Criminal Appeal - I am fairly sure that is right -
but certainly on the special leave application as a
concession to the point. Mr Stokes for Wilson, addressing the jury, at page 569, is dealing with
self-defence and says this:
| Wilson(2) | 53 | 1/10/91 |
It would be a complete answer to a suggestion
of murder by intention to inflict grievous
bodily harm. You have heard it, it is getting
late, I am not going to run through that issue
of self-defence again.
And then he referred to Dr Gilbert's evidence. At
line 10 counsel said:
The alternative is the manslaughter that
Mr Braithwaite has referred to.
Mr Braithwaite being Curnrning's counsel.
This is what is called unlawful and dangerous
act. An assault of whatever :everity would be an unlawful and a dangerous~ ~. If death
resulted from that then that ~uld be
manslaughter not murder. The issues you need to remember there are again proof beyond
reasonable doubt.
And at lines 23 to 25:
Once it has been raised in that fashion it is
for the Crown to disprove self-defence beyond
any reasonable doubt. I remind you of that too. Now, it was submitted, I think - I hope I am
accurate but, again, I will be corrected by
Mr Jennings - that ~hat was a concession by counsel
in effect to the F ~t that is now being made on
the appellant's bE ~f. If it was, in our
respectful submiss 1, it was wrong plainly because an assault of what ~r severity might well be unlawful but it wo~~d never automatically be a
dangerous act. The difficulty, in our respectful submission, was compounded - when one goes back to
the direction at page 608 - when His Honour
directed the jury in the context of manslaughter,
and I repeat it again: A serious assault - you may think the punch by Wilson ..... to be serious assaults - would be an unlawful act for this purpose. The combined effect, with respect, was really a
deeming, as it were, of the actus reas which was
proved as enough for the purposes of the doctrine
being put on the manslaughter basis here.
So, Your Honours, with all those difficulties
acknowledged, in our respectful submission, at the
end of the day it cannot be safely said at all that
self-defence ever was related specifically to
| Wilson(2) | 54 | 1/10/91 |
manslaughter, as it should have been, in
unequivocal terms.
The other complaint, of course, is a lesser
one, in paragraph 7.3 of our outline, that nowhere
did His Honour relate the facts, in any event, to
the evidence. His Honour simply referred to the
evidence in narrative form and did not relate thedoctrine of self-defence to the evidence, and that
was a complaint we made below and we make here, as
a secondary complaint, of course.
Finally, Your Honours, on the issue of the
facts. I will deal with them as briefly as I can but the court below as well said - these are my
words - but there was very little in the merits on
the question of self-defence and, with respect to
that as well we disagree, with respect.
The evidence is in book II in Wilson's
evidence and, Your Honours, there are many
scattered passages and I freely acknowledge I am
picking the eyes only of the most relevant ones,
but the point is to try and demonstrate that
self-defence was a real issue and had some merit;
it was not one that was hardly worth raising.
What the accused said in his evidence-in-chief at
348 in book III was that Ormsby - firstly, lines 6
and 7:
put his arm on the back of my neck and tried
to kiss me.
He then moved away; that is Wilson moved away -
line 9. Line 19:
he pushed me and then tried to kiss me, then
he shouldered me. And then pushed me.
And lines 29 and 30:
Then what happened. And then he tried to kiss me and then he
shouldered me.
And lines 36 and 37:
What happened after he shouldered you.
He pushed me again.
And at page 349, line 19:
Yes, I tried to walk off.
Line 22:
| Wilson(2) | 55 | 1/10/91 |
I saw that he had his fists clenched to his
side.
Line 25:
I started to walk off, then I saw that he had
his fists down to his side and he went to
raise one of his fists.
Line 28:
I thought he was going to hit me.
So what did you do.
Line 30:
That's when I hit him.
And at page 389, Your Honours - because
Chief Justice King made some point of the fact that
the appellant could have retreated. On that subject-matter in cross-examination the appellant
was asked, line 3, page 389:
Q. How many times did you try and walk away and have Mr Ormsby block your path.
A. A number of times. Q. About how many. A. Four, five times, I suppose. Q. Were these all when Wayne -
that is Wayne Cumming -
was there and Kerri.
Kerri Bennier -
A. Yes, I think so. So, Your Honours, there are a lot of passages, but
there was material which was plainly capable of
being left to the jury on the issue of self-defence
and on one view of those facts there was quite a
reasonable case.
The only other evidence in Wilson that I refer to, Your Honours, is the issue of the severity of
the blow and his own evidence on that undercross-examination is at page 405 - this is
cross-examination from Crown counsel; he was also
cross-examined by Cumming's counsel. He was cross- examined at page 405, line 6, on a question and
| Wilson(2) | 56 | 1/10/91 |
answer he had given in a record of interview with
the police, which was an interview marked "A
Exhibit 17" of 16 September 1989, which was the day after - the Saturday. These events occurred on
late Friday night, this is on Saturday. The question was, line 12 and 13 of the record of
interview:
'Can you tell me what you intended when you
hit this person?' You said 'I didn't mean to cause him any harm'. A. Yes. Q. Is that the truth. A. Yes. Q.
You hit him pretty hard, didn't you. You hit him fairly hard.
A. I didn't really think it was hard, no. Q. Do you know what a king hit is. A. Yes. Q. You tell us what you think a king hit is. A. It's when you hit someone and they knock out.
Line 24. And at line 30:
Q. As hard as you possibly can. A. Yes. Q. That's what you did with Mr Ormsby, didn't you. A. No.
And that was a denial of the king hit, what was
called a king hit, in the court below.
So, Your Honours, there was also an issue to
go to the jury here on whether the type of blow
administered was sufficiently dangerous or forceful
enough to qualify anyway under manslaughter by an
unlawful and dangerous act. No doubt it was an assaplt, at least in the technical sense, but there
was also the evidence of Wilson that the hit was
occasioned as a response to when he thought he was
being hit, but he did not hit hard or intend to
harm him.
| Wilson(2) | 57 | 1/10/91 |
Your Honours, there is other evidence about
that from Bennier and also Cumming. They supported the appellant to a point, and were contrary to him
also to a point, but Bennier certainly agreed that
Ormsby tried to kiss the appellant and shouldered
him and Cumming was less definite about that. But although one might argue before a jury about the force or the weight of that other evidence, in my
submission, the point that only needs to be made here is that the evidence of Cumming and Bennier
was not such as in any way to defeat the claim of
self-defence. It might - if it were accepted -
water it down, but it did not completely undermine
it, irrespective of the appellant's evidence
himself.
So, in our respectful submission, there was a
real issue here on self-defence. There was a real
issue besides on the question of what the type of
hitting was for the purposes of the manslaughterdoctrine, all of which were jury questions and
should have been left to the jury on proper
directions and they were not.
The result, in our respectful submission, is
that the summing-up was defective for the reasons
mentioned, both as to manslaughter and as to
self-defence and as a back-up that the facts were
not related to either manslaughter or the self-
defence doctrine.
Your Honours, it is not in our written outline
but in our grounds of appeal we have only sought a
retrial. It is possible, one might suppose, that a
complete acquittal would result but that could only
be, if at all, on the footing that this Court
approve the Holzer principle or the demanding testin Holzer. Otherwise, Your Honours, we would
accept that the only appropriate order, if some
lesser test is devised, is an order for a retrial
and that especially, of course, follows if
self-defence was not adequately put to the jury. May it please the Court.
| MASON CJ: Thank you, Mr Tilmouth. | The Court will adjourn |
now and resume at 2.15.
AT 12.52 PM LUNCHEON ADJOURNMENT
| Wilson(2) | 58 | 1/10/91 |
UPON RESUMING AT 2.16 PM:
MASON CJ: Yes, Mr Jennings.
| MR JENNINGS: | May it please the Court, the Court has my |
outline, I think.
| MASON CJ: | We have it, yes. |
| MR JENNINGS: | The Crown's primary submission here is that |
this Court should endorse the English authorities
laid down, as they have been, in the House of Lords
in the Privy Council.
We would say that Holzer, really, is an
aberration not based on authority and that it
should not be followed. We say that the rigours of the past have been sufficiently ameliorated by
the English authorities requiring, as they do, the
dual requirement, or the necessary conjunction, I
suppose, of an act which is not only unlawful inbreach of the criminal law, but a dangerous act in
the sense that that expression is used in the
English cases and, we would say, in the sense that it is used in ordinary usage and in the
dictionaries, namely, likely to injure or harm
someone.
DAWSON J: | Why do you say that Larkin and Church, for instance, are based on the authorities whereas |
| Holzer is not? There are more of them on one side, | |
| but there is no line of authority that you can trace back. |
MR JENNINGS: There is no line of authority that one can
trace back because, of course, in older times the
law was much harsher than it was. Holzer is an attempt, no doubt, to further ameliorate what was
seen to be the rigours of the law.
DAWSON J: But I am asking why do you say Holzer is not
based on an authority whereas the English cases
are?
MR JENNINGS: Well, I suppose at the time of Holzer, we
would say that the authorities had been
established.
| DAWSON J: | You mean some of the English authorities were |
there?
| MR JENNINGS: | Yes. | By the time of Holzer - I am not sure |
when - Newbury was in the 1970s - but by - I think
really what I am saying is that by the time of
Holzer, the line of English authority had been well
| Wilson(2) | 59 | 1/10/91 |
established and, of course, just as they - the
English authorities - sought to ameliorate the old law, then so too was Holzer a further attempt, no doubt, to ameliorate the law. But, we would say
that there is no compelling reason of policy why it
should not be manslaughter for someone to kill
another in the circumstances envisaged by Larkin,
Newbury, Church and so on. We would say that they can scarcely complain that the law has rendered
their conduct manslaughter.
Now, true it is that the test is an objective
test but whatever distaste there might be for an
objective test in murder, we say that that does not
apply to manslaughter. Indeed, of course, my
friend is not contending for anything other than
objective test. He is saying, as I understand his submission, "Well, you have an objective test but
you pitch the degree of danger at this very high
level".
This Court has preserved objective standards
in self-defence in Zecevic and in the area of
provocation, although the ordinary man test has, of
course, been relaxed and significantly, none the
less there is still an objective element to that
test.
As to Holzer, Justice Cox, in his judgment in
the Court of Criminal Appeal, traces some of the
earlier Victorian authorities which talked of the
test in terms that Justice Smith eventually took
up. But he also notes the Full Court case of Turner in 1962 in which a direction in terms of
Larkin - "likely to injure" - was not disapproved
of.
It is interesting, if I might say so, that it
might be thought that the Holzer test has not been
completely embraced in Victoria if one looks at the
case of Windsor, (1982) VR 89. Now, I appreciate that this is a year before Wills when Holzer was, of course, endorsed and endorsed in clear terms. Windsor was a shooting case - a murder case. If
one goes to the judgment of Mr Justice Mcinerney,
at page 94, a judgment in which Chief Justice Youngconcurred, His Honour, at the foot of the page, expresses his view of things in this way: It was obviously open to the jury to find
that the firing was a dangerous act, in the
sense that it was in the circumstances
inherently capable of inflicting some physical
injury of a not unsubstantial kind. No other view was open to the jury than that a reasonable man placed in the position of the applicant would have realized that in firing
| Wilson(2) | 60 | 1/10/91 |
the gun he would be exposing the deceased to
the risk of at least some injury, possibly
serious, but at least of a not trivial or
negligible character.
| DAWSON J: | Why should you elaborate on the word "dangerous" |
at all? I mean, one can understand why one has to translate "grievous bodily harm" because it is an
archaic term. But you do not, for instance,
elaborate on the word "reasonable", and "dangerous"
is no less a clear English word than "reasonable".
MR JENNINGS: Well, that is so but, of course, if the test is pitched in the way that the appellant contends at that high level of danger, then it may well be
said, and of course, was said by
Chief Justice King, and I can understand him saying
it, "Look, the expression 'dangerous' when used
without explanation, does not convey that high
degree of harm". So we would say, of course, that if the test is pitched at the level of appreciable risk of some harm or some such test - in other
words the English test - then the word "dangerous"
does not require elaboration because that is what
the word "dangerous" means in its ordinary usage.
But if it is said that the test as the appellant
contends is a test which envisages the appreciable
risk of really serious or grievous bodily harm
then, of course, it can be said perhaps with some
justification, "Well, the word 'dangerous'
unexplained does not sufficiently convey that
degree of danger."
| DAWSON J: | I do not understand that. | If it encompasses the |
lower degree of danger, a fortiori, it would
encompass a higher degree of risk.
| MR JENNINGS: | As I understand what is said, it was said by |
Chief Justice King, and my friend really contends
this, it is not enough to say "dangerous" because
the jury might take that word to mean likely to injure, or likely to cause some bodily harm, or,
indeed, my friend would say, no doubt, likely to
cause serious injury, but it would not convey that
risk of really serious injury or grievous bodily
harm which we say is required. Now, the Crown would say there is no need to explain danger, or
there may be no need to explain danger, but if the
test is pitched at that high level, then it may be
that the word "dangerous" unexplained does not
sufficiently convey the concept involved.
| DAWSON J: | I do not understand why you cannot say, maybe the |
authorities preclude it, but any act which a
reasonable man would consider to be dangerous.
| Wilson(2) | 61 | 1/10/91 |
| MR JENNINGS: | I do not think the authorities, with respect, |
do preclude it. The authorities - it depends which authorities one has in mind, but the English
authorities have a test which is based on the
conduct being unlawful and dangerous, and they
explain the expression "dangerous" as likely to
injure or involving the risk of some hard, and it
is an objective test. Now, that, we would say, is the ordinary meaning of the word dangerous. The word dangerous only needs to be explained, we would
say, if one is pitching the test at that high
level.
| DAWSON J: | Perhaps the answer is that you cannot really |
answer - even the jury cannot say what is dangerous
unless it asks, in danger of what?
| MR JENNINGS: | I think that is right. | I think that is what I |
have been seeking to convey to Your Honour, that
the word dangerous unexplained conveys, no doubt,
some notion of risk of harm, likelihood of bodily
injury or some such, but does it convey, withoutfurther explanation, the appreciable risk of really
serious injury, and some would say that it does
not.
| BRENNAN J: | Mr Jennings, we are concerned here with a crime |
where the accused is going to be held criminally
responsible for a death which was neither intended
nor foreseen by him.
| MR JENNINGS: | Yes. |
BRENNAN J: Ought not the criminal responsibility therefore
be placed as high as possible in respect of the act
done which should expose him to so grievous a
liability?
MR JENNINGS: It obviously has to be pitched at a level, a
high level, of culpability. The question at what level, of course, is the nice question. Some would say that it is enough that there be an act which is
in serious breach of the law, eg, punching someone
in the face.
| BRENNAN J: | Why "serious breach of the law"? |
| MR JENNINGS: | Sorry? |
| BRENNAN J: | Why "serious" in relation to breach? |
MR JENNINGS: Well, I used the word "serious" then to
explain really as a qualifier for the punch in the
face.
| Wilson(2) | 62 | 1/10/91 |
BRENNAN J: Well, if you use it in terms of the texts that
have thus far been adopted, it would be a "breach
of the law".
| MR JENNINGS: | Yes, true, but what I am seeking to convey to |
Your Honour is that that sort of conduct some might
see, and the law always has seen, as sufficiently
culpable to found a conviction for manslaughter.
BRENNAN J: Is that because of an intention to cause harm?
| MR JENNINGS: | I think it probably is. |
| BRENNAN J: | Then that is not the case with which we are |
concerned.
MR JENNINGS: Well, I was going to come in my submissions to
deal with another path, really, which one should go
down, in the Crown's submission, if the objective
test a la the English authorities is rejected. And in the Crown's submission, if that test is
rejected, the English line of authorities is
rejected as really pitching the level ofculpability too low, and minds obviously have differed about that, but if that is the view that
one comes to, that that objective test pitched at
that degree of harm, foresight of that degree of
harm, is too low then, we would say, one can go
down another path to fix culpability or liability
for manslaughter.
If we go back to Holzer the rationale of
Justice Smith, as I understand it, was in pitching
the test at the level he did - well, the test is an objective test, therefore I see that as a basis for departing from the English authorities and I
daresay making the conduct more culpable by
focusing on the degree of danger. He retains the objective test but pitches the danger level higher.
The Crown would say that there is another way to go
then in the area of subjective tests and not in the if the law is to be ameliorated and that is to focus on the state of mind of the actor, and we are area of constructive crime, which some have a distaste for albeit that, as I under the appellant's submission in this case, we should
maintain an objective test. We should do away with intentional infliction of harm and so on. We would say that if one goes down the path of
subjective culpability and focusing on the state of
mind of the actor, then there are a number ofstates of mind which will suffice, or should
suffice, to found liability for manslaughter. The first is, we would say, an obvious one, an
intention to cause harm. After all, it is murderto inflict a battery upon a person with the
| Wilson(2) | 63 | 1/10/91 |
intention of killing them or causing grievous
bodily harm. Why not manslaughter - and indeed we
say it is manslaughter, based on the authorities -
if one has not that intention but an intention to
cause the person some harm. I am not talking objectively here but of that subjective intention.
We say that that is a well recognized basis of manslaughter.
It is not, it would seem, referred to much in
the English authorities and presumably the reason for that is that it is really swallowed up by the objective test pitched at the level that it is,
risk of some harm. But, in our submission, the
case of Mamote, which my friend has referred to, isa respectable - I do not say it is the genesis for
that sort of manslaughter. Obviously, it is
manslaughter at common law, but we say that it has
been preserved as part of our common law and should
be preserved, but it should be manslaughter to
inflict battery on a person intentionally,
unlawfully obviously, with an intent not to do them grievous bodily harm, for that would be murder, but
an intent to harm.
We say that there is another example of that
sort of manslaughter in this Court and that is in
the case of Varley, 51 ALJR 243. Now, I do not think it is necessary to go into any detail about
Varley. True it is that Varley was a joint
enterprise case but the principles, with respect,
should not be any different for joint enterprise
cases although in some cases there will becomplications caused by one person going beyond the
scope, perhaps, of an enterprise.
In my submission, Varley is - and this is to
be found towards the end at page 246 and into 247.
The primary complaint in Varley was whether manslaughter should have been left at all in a case
where it was suggested it was murder or nothing.
Varley, in our submission, is clear authority for the principle that where two people engage in an
unlawful assault on another - the expressions used
here were:
to go over and give Burton -
the victim -
a hiding, not amounting to grievous bodily
harm which would bring him within the
definition of murder, but rough him up andgive him a bit of a hiding -
then if that resulted in death that would be
manslaughter.
| Wilson(2) | 64 | 1/10/91 |
So we say that Varley is another instance of
assault or battery manslaughter. So too in Giorgianni, the case which my friend referred to
earlier this morning, in the joint judgment that he
referred to of - I think it was Justice Wilson and
Your Honours Justice Deane and Dawson. There was
reference to involuntary manslaughter, the notion
of an assault which caused death, converting what
would otherwise be an assault into manslaughter,
and it is the Crown submission that this notion of,
this doctrine of, assault or battery manslaughter,
where one assaults the person; batters the person,
not intending to do them grievous bodily harm, but
intending them some harm, is manslaughter and that
that should be preserved.
But we say that states of mind other than an
intention to cause harm, can suffice; that there is
no reason why the requisite state of mind should
stop at an intention to cause harm. The case of
Markby in this Court, we say, is a case which
establishes that if people engage in unlawful and
dangerous enterprises involving weapons or firearms
and if some degree of violence is envisaged and
there is an intention to cause fright, that will be
enough for manslaughter. Markby is reported at 140 CLR 108. Markby was a case where two men, one
of whom was armed with a weapon, a rifle, went out
to rob another, but it was a case in which the
Crown did not rely on felony murder. So one is looking essentially at, we would say, an unlawful
act involving the use of firearms. And what happened was that a man was shot dead. Markby was not the shooter and the question of Markby's
liability for manslaughter arose. The trial judge left the case to the jury on the basis that Markby could only be guilty of manslaughter if the shooter
were guilty of manslaughter and not murder, but the
High Court said that that was not so and that there
was a basis on which Markby could be guilty of
manslaughter even if the shooter were guilty of
murder. The principle, or the remarks which I have in
mind at this stage, appear in the judgment of the
Acting Chief Justice Gibbs, as he then was, inwhich judgment the other four members of the Court
concurred. It is a passage at page 112, beginning with the words, "It was erroneous". Now, I do notwant to read all of it, but if we come to about
half-way down the page:
If, however, two men attack another without
any intention to cause death or grievous
bodily harm, and during the course of the
attack one man forms an intention to kill the
victim, and strikes the fatal blow with that
| Wilson(2) | 65 | 1/10/91 |
intention, he may be convicted of murder while
the other participant in the plan may be
convicted of manslaughter.And there are a number of English cases cited. It then goes on:
the former had an actual intention to kill
whereas the latter never intended that death
or grievous bodily harm be caused to the
victim, and if there had not been a departure
from the common purpose the death of the
victim would have rendered the twoparticipants guilty of manslaughter only.
| BRENNAN J: | I think that passage that you have just cited is |
subject to a corrigendum at page 15.
MR JENNINGS: Yes, it did not read properly and there is
obviously a line been inserted twice but I do not
think it affects what I am saying because the
principle, really, which the High Court endorses is
that stated by the Court of Criminal Appeal in
England in Reid, over the page.
Acting Chief Justice Gibbs says, at page 113:
The relevant principle, in its
application to a case similar to the present,
was stated as follows by the Court of Criminal
Appeal in Reg v Reid:
"When two or more men go out together in
joint possession of offensive weapons such as
revolvers and knives and the circumstances are
such as to justify an inference that the very
least they intend to do with them is to use
them to cause fear in another, there is, in
our judgment, always a likelihood that, in the
excitement and tensions of the occasion, one
of them will use his weapon in some way which
will cause death or serious injury. If such
injury was not intended by the others, they must be acquitted of murder; but having started out on an enterprise which envisaged some degree of violence, albeit nothing more than causing fright, they will be guilty of
manslaughter."
Now, we say that although that is put in the context of joint enterprise - and that is how it
arose in this case - there is no reason in
principle why that does not apply to an individual.
If an individual starts out on an enterprise
envisaging some degree of violence, with weapons,
albeit nothing more than causing fright, he would
be guilty of manslaughter if death is caused
inadvertently. And of course that is the position
| Wilson(2) | 66 | 1/10/91 |
in a number of these unlawful and dangerous act
type cases, such as Pemble, for instance, where you
have got the discharge of the weapon.
But what I am focusing on here is that, in
this case, one goes away from objective
dangerousness and focuses on the enterprise
involving some degree of violence and an intention
to cause fright. So once again the focus is on the mind of the doer rather than on the objective
dangerousness.
Further down the page, His Honour
the Acting Chief Justice says:
If the jury were satisfied that the two
accused men had planned to rob Syrch and that
a rifle should be carried but that no harm, or
at least no grievous bodily harm, should be
done to Syrch and that Syrch's death was, so
far as the applicant was concerned, an
unexpected consequence of the carrying out of
the design a verdict of guilty of manslaughter
would have been a proper one.
Now, I am not suggesting that that qualifies what
was said earlier in adopting the Reid principle,
but that is a case where there is no intention,
actual intention, to cause harm. There is
something less than that, namely an intention to
frighten, admittedly in the context of weapons, and
that, we would say, is enough to constitute a man's
conduct manslaughter, focusing not on objective
dangerousness but focusing on his state of mind.
There is, we would say, yet another recognized
category of manslaughter which focuses on the state
of mind of the actor, and that is killing, since
Crabbe, where there is not foresight of probable
consequences but foresight of possible
consequences. Crabbe makes it clear that that is
we would say that, on principle, that is plainly or not murder, foresight of possible consequences, but should plainly be manslaughter. If I pull out a gun and fire it in the
direction of someone, realizing that I might
possibly kill him, but that I do not come within
the murder test as pitched in Crabbe, that none theless, we say, should be manslaughter. Again, the
focus - and that would probably be manslaughter
however one pitches the test, whether
objective - - -
BRENNAN J: That is criminal negligence, a conscious
animadversion to a risk.
| Wilson(2) | 67 | 1/10/91 |
| MR JENNINGS: | It is certainly that, but one can envisage - |
and, of course, it is talked about in Crabbe - one
can envisage the state of mind of the actor being
not foresight of probability, but mere foresight of
possibility.
DAWSON J: It would not matter what his foresight was in
those circumstances. The question would be whether this was gross negligence objectively considered.
| MR JENNINGS: | Yes. | I appreciate there are different ways of |
putting it.
DAWSON J: That is the only way you can put it if you - - -
| MR JENNINGS: | We would say it was not the only way, with |
respect, because if one is focusing on the mind of
the actor then - - -
DAWSON J: That is what one is not doing with manslaughter.
MR JENNINGS: One is not doing that if one puts the law in
wholly objective terms, and up until now it has
been done in wholly objective terms, with this
exception, that we say that certainly the Mamote
manslaughter focuses on the mind of the actor,
"intention to cause harm".
DAWSON J: That is somewhat of an anomaly. It may be that
the intention to cause harm goes there to the
illegal act, the assault.
MR JENNINGS: Well, we would say that the Mamote test is
based on an actual intention of the doer of the
act. It could be an assault without an intention to cause harm. The intention to cause harm would appear to be a factor over and above the assault.
So we say that the Mamote category is a category
which focuses on the mind of the actor. I do not think it is necessary, but I remind the Court
that - - -
| DAWSON J: | The reason why I say it is anomalous is because, |
of course, murder is unlawful killing with malice
aforethought, and manslaughter is an unlawful
killing without malice of forethought, and there is
no room for the introduction of a mental element
into manslaughter on the traditional test, on
Hale's test, as it is put in Mamote, unless it
comes via the unlawful element.
MR JENNINGS: Well, unlawful simpliciter, is that what
Your Honour is saying?
DAWSON J: Well, it may be an element of the unlawfulness in
certain circumstances. Otherwise it is hard to
| Wilson(2) | 68 | 1/10/91 |
know where Justice Windeyer gets that intention to
do harm or to hurt.
MR JENNINGS: Again, that may be an amelioration, I dare
say, of the notion that any blow, even if not
intended to cause harm, constitutes manslaughter.
In other words, His Honour is saying, "Look,
whatever the position may once have been, it is not
now enough that there be an assault simpliciter,
however trivial, we are now looking at an assault,
or a battery, which carries with it an intention to
cause some harm more than trivial or negligible".
But there does not seem to be any doubt - - -
| DAWSON J: | Mr Justice Smith had difficulty with that, did he |
not? He explained that away on the principle of de minimis. That is how he brought it into
account, but that is not entirely convincing, is
it?
MR JENNINGS: Well, it is difficult to say. Some people
would say, no doubt, that it should not be
manslaughter if one assaults another, technically,
but in the most trivial way. In other words, some
would say that the harshness, the rigour of that
rule, should be ameliorated, and that one way of
doing it is to focus on the necessity to prove an
intention to cause some harm more than trivial or
negligible.
Can I just say to Your Honour Justice Dawson
that this excursus really into the area of
subjective manslaughter is occasioned by the way my
friend has pitched his argument, at an objective
test which focuses on this very high degree of
dangerousness. We say that there should be an
objective test, a la the English authorities, but
if one, as it were, casts off the straitjacket of
objectivity and you focus on the mind of the actor,
then there may well be a number of states of mind
which suffice, or should suffice, to constitute
unlawful conduct manslaughter, because we say the vice with respect to Mr Tilmouth's test or
suggested resolution of the conflict is to pitch
the level of danger too high to focus just on an objective consideration, leaving out of account, for the purposes of his test, states of mind of the
actor which may well be sufficient, in terms of
culpability, to found a conviction for
manslaughter.
BRENNAN J: Your test, on the other hand, would leave out of
account the Mamote-Kulang test, or at least make it
otiose.
| MR JENNINGS: | Which test is that, Your Honour? |
| Wilson(2) | 69 | 1/10/91 |
| BRENNAN J: | The one which speaks about an intention to cause |
harm, because you would not have to worry about
whether he had the intention or not, you just say
that this was an act which was likely to cause
harm.
MR JENNINGS: Yes, sorry, the English authorities.
| BRENNAN J: | The test for which you are contending, based on |
the English authorities, looks only to the
likelihood of the act to cause harm.
MR JENNINGS: Yes, that is right.
BRENNAN J: | If you adopt that test, then it may not be quite correct to say that it utterly subsumes, but for |
| most cases it would subsume the "intention to cause | |
| harm" test. |
MR JENNINGS: That is right, yes. There is no question
about that and indeed - - -
BRENNAN J: | Is there something wrong with the notion of equating those tests, or is there something to be |
| said for equating those tests? | |
MR JENNINGS: | You mean, equating them in the sense of having merely the one test? |
BRENNAN J: Well, it simplifies the direction to the jury, I
suppose. It is sufficient, one might argue, to
find that the act is likely to cause harm, if you
are wanting to attribute criminal responsibility
for the death.
MR JENNINGS: Indeed, that is what we say
BRENNAN J: Or one can say the opposite.
MR JENNINGS: Yes, I know.
| BRENNAN J: | Have you got the arguments one way or the other, |
or have you said what you need to say?
MR JENNINGS: Well, in support of the first test, the
English test, I do not think I can say any more.
The only objection to that test can be that it
pitches the degree of harm, or the foresight of
harm, too low. We say that there can be no other objection to it than that. Of course it is a simple test. It can be easily explained to juries,
but we say that it does not pitch the test too low;
that it is appropriate for the reasons,
essentially, that Justice Cox deals with in his
judgment in the Court of Criminal Appeal.
| Wilson(2) | 70 | 1/10/91 |
Obviously at the end of the day, as
Your Honour said this morning, it is a question, perhaps, of judicial predilection, or a value
judgment, as to how the test should be pitched but
we would say, primarily, that that is how one
should pitch the test. But there is another route
to take and that is a route which focuses on the
state of mind of the actor. Now we say that that
is a route that should be embarked on only if our
first test is rejected, but what we do say is that
the test that the respondent puts to the Court
pitches the level of dangerousness too high.
| MASON CJ: | I think you have made that point more than once. |
| MR JENNINGS: | Yes, certainly. | I will not pursue that. | Can |
I say finally on these possible states of mind
which, if one is looking at subjective states of
mind which might found a conviction for
manslaughter, that the English test focused on the
state of mind of the actor rather than pitched
objectively would, again, be a sufficiently
culpable state of mind for manslaughter. After
all, it was Justice Smith's concern in Holzer that
the test was objective and therefore the degree of
danger had to be pitched higher. One would think that he would not have had that same concern if the
test was a subjective test. So, the prosecution
says that the English authority should be accepted.
Can I just say something briefly about
Phillips in the High Court and Mccallum. I do not
think it is necessary to go to the cases. But, in
using the expression that he did in Phillips that
an inherently dangerous act was one which was
fraught with risk of serious harm, Justice Windeyer
was, as I perceive it, assaying an explanation of"dangerous". That is, of course, one explanation
but another explanation is "any act which is likely
to injure or involves an appreciable risk of
someone".
| DEANE J: | I know you can point to authority for it, but in |
the context of a charge of manslaughter, is that a
realistic meaning of the word "dangerous"? I mean, you may as well say hammering a nail in is a dangerous activity because you are quite likely, in
many cases, to miss the nail and hit your finger.
| MR JENNINGS: | But not to die. |
DEANE J: But that is an abuse of the ordinary meaning of
"dangerous", I would have thought. In the context
of a charge that somebody has unlawfully killed another person, surely a direction that the act
which is alleged to have amounted to unlawful
killing must have been a dangerous act would carry
| Wilson(2) | 71 | 1/10/91 |
with it the meaning of "likely to cause serious
injury", forgetting about the "really serious
injury"?
MR JENNINGS: That is a South Australian embellishment or
elaboration. Well, I can say no more, I think, to
that, than that that is not the line that the
English authorities have taken and that they have
seen no difficulty with the notion that "dangerous"
means "likely to injure"~ the act, of course,
inevitably leading to death, and we say that thatsuffices.
Can I say something now, briefly, about the
parallel which my friend draws with felony murder.
The felony murder doctrine applies in South
Australia and if the felony involves danger or violence and death is caused in the course of the
commission of the felony, then murder ensues. And, as I understand it, he says, "Well, by analogy, if
the unlawful act involves danger or violence, then
so too should manslaughter ensue in those cases".
But that says nothing, we would say, necessarily,
about the degree of danger or violence.
If the test which my friend proposes pitched
at really serious injury is the test which were to
be endorsed, then that would, unless an exception
is made for the Mamote doctrine, that would or
could mean that the man who assaults another
causing his death is thereby excluded from
culpability for manslaughter, and we say that that
is not a result which should follow.
As to the charge in this case, on the aspect of "unlawful and dangerous act", we would say that
obviously the sufficiency of it depends on the view
which the Court takes of the relevant law. If the
Court were to find that "dangerous" meant something
more than "likely to injure", then a question would
arise as to whether the use merely of the word
"dangerous" without some explanation would suffice.
But we say that in this case, on the Mamote
doctrine, which we of course say should be
preserved - albeit, as Your Honour Justice Brennan
says, perhaps it need not be if one adopts the
- and, on that basis, as the
English authorities, but if one does not adopt the preserved
Chief Justice says, this man would be, we would
say, inevitably guilty of manslaughter by virtue of
the punch in the face.
| McHUGH J: | Mr Jennings, what do you say, having regard to |
the state of the authorities and the development of the law, particularly over the last 50 years,
| Wilson(2) | 72 | 1/10/91 |
that the rationalization of the law of
manslaughter requires the doctrine of "unlawful
and dangerous act" to be subsumed under two other
heads of manslaughter, namely, "intentional
infliction of harm" or "criminal negligence"?
MR JENNINGS: That, as I think my argument or, at least, the
second route of it, is a way to go. We say it is
not the only way to go because there is no reason
why the "unlawful and dangerous act" should not be
maintained in its present state but, certainly, if
one goes down some other route, then that is
obviously an appropriate - to appropriate heads of
manslaughter.
McHUGH J: Yes, but you cannot help or get the feeling that
the word "unlawful" itself is diluted in a real
sense. If somebody employs a 14-year-old boy to
work as a lion tamer and he was killed, it is
difficult to think that he would be prosecuted for
criminal negligence in that situation any more
than somebody drives an uninsured motor vehicle
through a pedestrian crossing.
MR JENNINGS: Sorry, difficult to think that he would be?
McHUGH J: Yes, that he would be prosecuted. Why should not
the law now be rationalized on the basis so that
the unlawful act doctrine just disappears
altogether and "dangerous" be given the meaning
that it really does have?
| MR JENNINGS: | And that the dangerous cases go into the criminal negligence category and then one has |
| harm". |
MCHUGH J: Yes.
| MR JENNINGS: | I do not think there is a good reason why that |
should not be so. That is not what the appellant
contends for, of course, but, no, that is - if the Court rejects the "unlawful and dangerous act"
notion, then that is an appropriate division of
culpable killings, I daresay. But, we would say
that into the first category should go not merelyan intentional infliction of harm, but some of the
other categories which I went through where the
state of mind of the actor is sufficiently culpable
to render him guilty of, we would say,
manslaughter. It might be, for instance, the fire
arm involving the threat of violence.
Now, we would say that should suffice based on
the state of mind of the actor rather than criminal
negligence, but it may be that it would
appropriately slot into the second category. Of
| Wilson(2) | 73 | 1/10/91 |
course that is what one finds in a lot of these
cases involving fire arms especially, that you are
looking at both categories. That, of course,
causes a complication in itself.
DEANE J: Justice Cox gave some reasons why, in his view,
they should remain.
MR JENNINGS: That is right and, with respect, they are, in
my submission, cogent reasons because there is a
difference in the culpability of the man - and a
plain difference between the culpability of the man
- who deliberately fires a gun at another intending
to scare him and the culpability of a man who is
out shooting with a rifle and shoots it off
negligently.
DAWSON J: Grossly negligently.
MR JENNINGS: Well, yes, obviously grossly negligently.
DAWSON J: There is no difference in culpability; they are
both guilty of manslaughter.
MR JENNINGS: Well, that is so, but there is a difference in
their subjective culpability.
DAWSON J: | What Justice Cox says is there is a difference in the degrees to which a jury can understand it. |
MR JENNINGS: Yes.
DAWSON J: | I mean, we do not have to go into it but gross negligence is imprecise in the extreme - - - |
MR JENNINGS: That is what Justice Cox says.
DAWSON J: - - - whereas a jury understands what "dangerous"
means, despite the lawyers efforts to ensure it
does not.
| MR JENNINGS: | I am sorry? |
| DAWSON J: | You can ignore that. |
MR JENNINGS: Sorry, I did not catch that, sir.
| DAWSON J: | I said the jury understands what is meant by the |
word "dangerous" despite the lawyer's efforts to
ensure it does not.
MR JENNINGS: Yes, well, I have done my best to elucidate
the notion but I am not sure that I have succeeded.
It is an elusive - just as is said in Andrews that
"unlawfulness" was an elusive notion, so too I
think is "dangerous".
| Wilson(2) | 74 | 1/10/91 |
| DAWSON J: | "Gross carelessness" is even more elusive. |
MR JENNINGS: Yes, they are all difficult notions but what
one must remember, I dare say, is that we are
dealing with a very practical area of the law where
the jury has to be told in as simple terms as
possible just what founds culpability for
manslaughter. But the reasons that Justice Cox suggested for maintaining the unlawful and
dangerous act notion, in my submission, are cogentreasons which should be, obviously, considered
before it is rejected.
But, of course, on the division that I have
suggested as my second string, then it may well be
that that man - the man who shoots deliberately
intending to frighten - is caught by the notion
which focuses on his subjective state of mind and
not by gross negligence. In other words, that
first category, which Your Honour Justice McHugh
put initially as being one encompassing intention
to harm, we say can appropriately be expanded to
cover the conduct of the man who deliberately
intends to scare or frighten another, for instance
with a weapon, or foresees the possibility of
death; in other words, has a subjectively culpablestate of mind. He is in the one category; the
gross negligence is left for another category.
That is if the doctrine of "unlawful and dangerous
act" goes.
DAWSON J: Yes.
| MR JENNINGS: | On the question of the charge with respect to |
self-defence, in my outline at pages 1 and 2, I put
my submissions with respect to that. I am not unmindful of what my friend puts and I wonder if,
briefly, I can take the Court to the charge and to
the memorandum to seek to make good my contention
that, at the end of the day, the jury would haverealized that, if they thought it was a reasonable
possibility this man was acting in self-defence, then he should be acquitted altogether.
| MASON CJ: | Can you tell us how it was that the last two |
paragraphs came into the memorandum and was the
jury's attention directed to them at any stage?
| MR JENNINGS: | I am afraid I cannot take the matter any |
further on that, Your Honour. Ms Vanstone did not prosecute at the trial and I am afraid I cannot
carry the Court any further on that, except to say
that when His Honour went through the possible
verdicts at page 10 of his summing up, which is
page 609 of the book, he said:
| Wilson(2) | 75 | 1/10/91 |
I shall now go through those possible
verdicts. These are what you will find in the
memorandum when it is given to you at the end
of my summing up.
And, of course, initially only eight appear,
whereas we know that the memorandum includes 11,
but at page 611, line 9, His Honour says:
There are now two matters of law relevant only
to Wilson arising out of those possible
verdicts -
and he then goes on to deal with provocation and
self-defence.
So it is possible that the possible verdicts that he spoke of when he referred to the memorandum
at page 605 were not only those eight but the
additional possible verdicts which arose in the
case of Wilson. And, of course, that is what ultimately appeared in the memorandum.
His Honour deals with provocation and, at
page 15 of the summing up, page 614, His Honour
there first refers at lines 5 to 8 to the fact that
provocation would have the effect of reducing -
murder to the lesser crime of manslaughter.
So too, at the foot of page 616 and into page 617.
So the jury are plainly told that the effect of provocation - the effect of a finding in the accused's favour with respect to provocation -would lead to manslaughter.
McHUGH J: What about that - just interrupting you, I am
sorry - direction at page 616, where the trial
judge at line 18 says:
Reasonable possibility is an equivalent of reasonable doubt -
Is that a correct direction?
MR JENNINGS: Well, I think, as he goes on to explain it, it
is. As I understand what he is saying, if you think it is reasonably possible that he was
provoked then you would have a reasonable doubt.
He is really expressing a truism, I suppose. That
is how I would explain that, and, of course, that
expression must be read in the light of the whole
summing up, which we say clearly put the position
with respect to the onus of proof. In particular,
of course, put that so-called defencesofprovocation and self-defence had to be negatived
| Wilson(2) | 76 | 1/10/91 |
by the Crown. But the point I was seeking to make was that the -
| McHUGH J: | I must say I thought the situation was if there |
was some evidence to go before the jury on the
question of provocation, then the trial judge was
bound to leave it and it was a question for the
jury whether it had been negatived beyond
reasonable doubt.
| MR JENNINGS: | Yes, that is the position, but I think the other side of that coin, as I see it, is, if you |
| day, that the accused acted under the influence of | |
| provocation, then you will acquit. |
McHUGH J: That is probably right, but I thought the
authorities were against the proposition that
reasonable possibility was an equivalent of
reasonable doubt - cases like Thomas v Green
and - - -
MR JENNINGS: Cases like that, of course, make it plain that
judges are unwise to attempt elaborations, but we
would say that in this case, the charge, when read
as a whole, properly puts the onus of proof. The point I was seeking to make was that the direction
on self-defence is proceeded by a direction on
provocation, which clearly brings home to the jury
the notion that provocation, if found as a
reasonable possibility, reduces murder to
manslaughter. Now, we would say that that is significant, because that gives colour to the words
of His Honour at page 618, when he uses the
expression:
your verdict will be that Wilson was not
guilty of murder, for self-defence is a
complete answer to a charge of murder.
In other words, a contract is drawn, and we would
say, a contrast which the jury would plainly comprehend between provocation on the one hand,
which reduces murder to manslaughter andself-defence, which is a complete answer to murder.
McHUGH J: | I notice at 617, the trial judge used the term "reasonable possibility" on two occasions, when he |
| was talking about self-defence, from line 17 | |
| and 23. |
MR JENNINGS: | I would say, with respect, Your Honour, that that is not a misdirection. | I do not have Thomas v |
| Green with me. | ||
| McHUGH J: | It is just at the back of my mind. | I have not |
read it for years.
| Wilson(2) | 77 | 1/10/91 |
MR JENNINGS: In my submission, that sort of expression is
often used in these cases, and indeed, it is often used by defence counsel as highlighting the notion
that, "Look, you do not have to be satisfied of
anything. It is enough if it is a reasonable
possibility. If it is a reasonable possibility,
then you cannot find my client guilty." So, it is
in that sense, in my submission, which that
expression is used. It has to be no more than a reasonable possibility.
The words in that case too -
Cumming would not be guilty of anything -
they are capable, I daresay, of two meanings: one is in that case Wilson is not guilty of murder, and
nor is Cumming guilty of anything. In other words,
they are both not guilty of anything. But I do concede that it may have arisen in the sense that
my friend says it did, namely, to refer again to
Cumming's culpability having followed on from what
was said with respect to Cumming in the context of
provocation. But, in my submission, the way in
which a jury would hear that complete expression -
Wilson was not guilty of murder, for
self-defence is a complete answer to a charge
of murder -
in that case too, Cumming would be not guilty of
anything. They would hear that in the context of the earlier direction on provocation reducing
murder to manslaughter as meaning or conveying not
guilty of anything.
If one then goes to the memorandum, the
memorandum is again not without its infallicities
perhaps, with respect, but we would say that the
clear message from the memorandum is that
considered in relation to manslaughter. And can I self-defence was something that had to be just - I do not ask the Court to read it now - put
to the Court paragraphs 8, 9 and 10 of thememorandum.
BRENNAN J: It is one thing for a jury to reject a defence
of self-defence in a case of murder where the
Crown's allegation it that here was a death caused intentionally, and another thing to reject a
defence of self-defence when the act is simply one
of delivering a blow.
MR JENNINGS: Yes, indeed.
BRENNAN J: Well now, was that ever made clear to the jury?
| Wilson(2) | 78 | 1/10/91 |
| MR JENNINGS: | We would say - I mean it was never put in |
those crystal clear terms - that the charge at
page 617, in other words the directions on
self-defence, focus on the punch without importing the murder notion; in other words, the directions
just focus on his act, and in that way would be
seen by the jury as applying to the punch, and
hence being applicable both to murder and
manslaughter. Then, as I say in the - - -
| GAUDRON J: | The document has this problem though, does it |
not, Mr Jennings? It might lead the jury to think
that they should only consider self-defence after
they have gone through all the other possibilitiesfirst set out in the document.
MR JENNINGS: Is that the memorandum?
GAUDRON J: Yes. It does not quite bear out your statement
in your outline of submissions that that was the
live issue at the trial, particularly.
| MR JENNINGS: | Can I say this, in response to Your Honour, |
Justice Gaudron. It did not matter that the jury
approached self-defence in that way from the
appellant's point of view. I mean, they obviously
rejected the notion of felony murder, in his case.
They then were directed, and this is memorandum
point 7, to consider his liability for murder on
the basis of intentional infliction of grievousbodily harm, not acting under provocation or in
self-defence he would be guilty of murder. If they reject that and find him not guilty then they are
coming down the line, as it were, and that is an
appropriate way, we would say, to approach their
task.
Then, when one gets to 8, 9 and 10, the focus
is on Wilson's culpability for manslaughter and the
jury are told, in 10, that if he was acting in
self-defence:
The verdict in the case of each accused would be not guilty of anything.
The problem with 10, I think I have to concede
if the Court goes to it:
You find Wilson not guilty of either murder or
manslaughter because although he caused the
death of Ormsby by his punch, and did so with
either intention to inflict grievous bodily
harm or by an otherwise unlawful and dangerous
act, he was acting in self-defence.
The problem there is the importing of the word
"unlawful" into that sentence because, of course,
| Wilson(2) | 79 | 1/10/91 |
the whole notion of self-defence is that it negates
that element of unlawfulness with respect to the
assault. But we would say that whilst including
that word was unfortunate, none the less the jury,
in reading that as a whole, could not have been
under any misapprehension but would have realized
that what they were being told there was, if he was
acting in self-defence when he threw the punch, he
is not guilty of anything, and we say that is, inessence, the critical issue. If the Court pleases.
MASON J: Thank you, Mr Jennings. Yes, Mr Tilmouth.
| MR TILMOUTH: | Just one matter, Your Honours, in reply. Most |
of the other matters have been dealt with arguendo.
When the jury came back at 7.26 pm on self-defence,
at 690 the foreman, after the question was stated:
Could you please explain in law what
constitutes self-defence?
The foreman said:
I don't think we really took it in well enough
this morning -
lines 20 to 21 on 690 and, obviously, they were
having difficulty seven hours after initial
retirement with self-defence, and I can only repeatbecause, in my submission, it is so important that
when it came to the redirection the vital sentence
is at 691. That sentence that I referred to this
morning was left off and that, as I emphasized this
morning and do again, is the last direction that
the jury went out on and that must have influenced
their minds, in my submission.
That is the only matter in reply, if the Court
pleases.
| MASON CJ: Thank you, Mr Tilmouth. | The Court will consider |
its decision in this matter.
AT 3.31 PM THE MATTER WAS ADJOURNED SINE DIE
| Wilson(2) | 80 | 1/10/91 |
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