Ugle v The Queen
[1989] HCATrans 248
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Perth No P20 of 1989 Between-
LINTON DALE UGLE
Applicant
and
THE QUEEN
Respondent
Application for special
leave to appeal
BRENNAN ACJ
DAWSON J
TOOHEY J
GAUDRON J
Ugle McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT PERTH ON TUESDAY, 24 OCTOBER 1989, AT 11.32 AM
Copyright in the High Court of Australia
PlTS/1/PLC 1 24/10/89 MR T.N. CULLITY: If Your Honours please, I appear for the
applicant in this matter. (instructed by
Flanigan & Flanigan)
MR M.J. MURRAY, ~C: If it please the Court, I appear for the respon ent with my learned friend, MR I. PETTIT.
(instructed by the Crown Solicitor for Western
Australia)
BRENNAN ACJ: Mr Cullity.
MR CULLITY: Thank you, Your Honour. I have an outline of the applicant's submissions in this matter which
I would hand to the Court. I have five copies of those.
BRENNAN ACJ: Yes, Mr Cullity? MR CULLITY: Your Honours, this matter arises out of two alleged offences on 14 March 1988 of sexual penetration with circumstances of aggravation. These offences were alleged to have been committed on that date by the
applicant who was then aged 18\ years old. The complainant at the time was 15 years and 9 months
old and the only issue at the trial which took place in the supreme court in February 1989 was whether or not the alleged acts of intercourse were consensual.
The complainant did not appear at the trial,
she being at school in France and apparently unwilling
to return. The only evidence of lack of consent as to the two admitted acts of sexual penetration were the out-of-court statements allegedly made by the
applicant to police. These out-of-court statements
were disputed by the applicant at trial. He gave evidence to the effect that although he said the
things that were alleged by the police officers to
the court in their evidence he was with them from4 pm in the afternoon until 10.30 in the evening;
that he was frightened; that he was overborne and
that the police officers continually put allegationswhich he understood to have been made by the
complainant to him and in the end he agreed with this account as put forward by the police. Now, that
was the only evidence of lack of consent that was led
in the trial.
The Crown case as suggested in the record of interview, which appears between pages 163 and 169
of volume II of the application book, was that the
applicant had met the complainant who was living by herself in Wilson - which is a suburb of Perth - in
the mid-afternoon of 14 March 1988 and struck up a conversation in the street near the house at which
she was living; the evidence being that she was living
there by herself, her father being away for two weeks
on business in the eastern States.
PlTS/2/PLC 2 24/10/89 Ugle The Crown case was that the applicant asked
if he could come into the complainant's house to use
the toilet. After a short amount of conversation,
the complainant, according to the record of interview,
was dragged to the bedroom by her hair, sexuallypenetrated without her consent in the bedroom and
again in the bathroom and all the while the applicant
using a plastic shopping bag with an elastic band
as a makeshift condom to protect himself from AIDSwhich the complainant said she had to try and put him
off doing what he did. And that was essentially the
Crown case as emerged from the mouths of the police
officers who interviewed the applicant.
On the other hand, the applicant's evidence was
to the effect that the complainant had invited him
into the house and after a short conversation had
asked him if he had any condoms. He had gone to a nearby shop looking for condoms with some money that
had been supplied by the complainant. When he was unable to procure condoms he came back and the
complainant procured this shopping bag, provided an
elastic band off a recepticle off the table,
consensual intercourse took place and that thereafter
he left taking with him a telephone number supplied
by the complainant and his evidence was that
subsequently he called to see her by telephone and
on 24 March, in person -the offence alleged to have
happened on 14 March, on 24 March when he arrived,
the father was there but not the daughter; he was
chased away by the father. He subsequently rang again the complainant's premises on or about 29 March and
was invited to come around to the premises by the
complainant but by this time the police, it seems,
were lying in wait and on 29 March the applicant was
arrested at the premises.
So, that was the evidence in a nutshell, if you
like, given by the applicant. And, as I say, the
central issue was whether or not there was consensual
intercourse. At the trial, aside from the evidence of the police officers, evidence was led from a Sarah Jane Morgan
who was a 24-year-old woman and a friend of the
complainant. She gave evidence, and this appears at page 83 of the application book - if we could turn to
that - her evidence conn:nences at page 82 of theapplication book. Perhaps I will pick it up from
between 40 and 50 at page 82. It was in-chief:
In any event, what time did you get to her
house on that night?---About 12 o'clock,
midnight.
Was she alone in the house at that time?---Yes.
Did she let you in?---Pardon?
PlTS/3/PLC 3 24/10/89 Ugle Did she let you inside the house?---Yes.
On entering the house, what, if anything, did you notice about her condition or appearance?---She looked distressed and frightened. Confused.
Did you sit down and talk to her?---Yes.
This is over on page 83.
Did you have a cup of coffee with her?---Yes.
After you'd been talking to her for some
length of time, did she tell you something
which surprised you?---Yes.
What did she say?---She said, "I've been raped."
Now, the basis for the admission of that evidence was discussed by the learned trial judge and counsel before the trial commenced or before the empanelment of the
jury. It really starts at page 15 of the application
book where His Honour has already ruled that the
statement of the complainant would not be - he would
not allow that to be read to the jury pursuant tosection 107 of the JUSTICES ACT for fear of prejudice,
and they go on to discuss the question of the evidence
of Sarah Jane Morgan between 50 and 60 on page 15.
Certainly, it was objected to by counsel for the applicant at about 70 on page 15. His Honour
asked why and then he was told why at 80:
On the basis that the primary witness in
this trial, that is the complainant, is
not here to give evidence -
et cetera. And then over on to page 16 at 10 there is the first inkling of a theme that is going
to develop right throughout the trial.
HIS HONOUR: Right. The fact that there has been a complaint comes not only through
Sarah Jane Morgan but also through the
detective, Ballantyne, doesn't it?
And that comment of His Honour at 10 on page 16 is
picked up by the Crown prosecutor between 80 and 90on page 16 when he is telling His Honour what evidence
will be led. And he says:
MR MULLER: Evidence will emerge that the girl made a statement to the police
PlT5/4/PLC 4 24/10/89 Ugle but the contents of that statement of
course won't be revealed to the jury.
I take Your Honour's point - that the evidence would be admissible to show that
the girl's conduct was consistent with that
of a girl who had been sexually assaulted
and had made a statement subsequently to
the police.
So, although it was objected to by counsel for the
applicant, the evidence - His Honour did rule that -
perhaps I can paraphrase it - the evidence of the
complainant, that is, the statement would not be
admitted but to balance things, the evidence of the
complaint by Sarah Jane Morgan would be admitted.
In the Court of Criminal Appeal, the
hearing was in May of this year, it was argued that the evidence of Morgan as to the complaint, that is
to say "I've been raped" was inadmissible and the
primary authority relied upon for that proposition
was the case of SPARKS which is referred to in the
list of authorities at No 4.
BRENNAN ACJ:
Before you go to that, could I just ask you what was the evidence that was given as to the complainant's
statement to the police? MR CULLITY: Yes, you have to start, Your Honour, at page 34 of the application book and I think if you look
between 50 and 70 at page 34. This is the evidence
of Harrison, that he had got hold of this plastic
bag, and then between 50 and 60:
Having found that particular item, I
understand that you took the complainant,
Corine Syllebranque, to police headquarters
in Perth?---That's correct, yes.
Did the complainant make a statement to
you on that day, or not?---Yes, she did.
had been sexually assaulted?---Yes, she did. Did she make a complaint to you that she
GAUDRON J: That was not objected to at all?
MR CULLITY: No, it was not but, of course, it is my submission an.dwas in the Court of Criminal Appeal, that that
was hearsay - should not have been admitted.
The next thing to look at about that is to turn to about page 40 - yes, indeed, page 40 of the
application book and around about 20 Harrison is
giving the evidence of interview of the applicant as
saying:
PlT5/5/PLC 5 24/10/89 Ugle "Linton, I have been told that you played
with her hair. Can you tell me about that?" He said, "All I did was, like, I told her
that she had nice hair and asked if I could
plait it."
I said, "I have been told that you grabbed
her by the hair and pushed her on to the floor.
Is that true?" He said, "No. She sat down and I just started stroking it."
He goes on at 60:
"I have been told that she told you to go
and that she didn't like you touching her
hair. What do you have to say about that?"
The accused shrugged his shoulders and didn't
answer.
I said, "Did she tell you that she was a
lesbian and that she didn't like men." He
said, "Yeah, she told me in the lounge room." And down at the bottom at 100:
"She has told me that you dragged her into the bedroom by the hair. Is that true?"
He said, "No. I had hold of her hair but I thought she wanted it."
So, there is evidence, essentially, not only of the
fact that she has made a complaint and signed it but
also it is quite clear from the point of view of the
jury that what is happening is here is that the
complainant's allegations are being put to the accused
through the mouth of the police officers and so the
jury is able to infer what was in the statement by
the nature of the questions that had been asked.
And, of course, if Your Honours wanted me to just
finish off this thread of the application, you could
then turn to see what His Honour the trial judge said
about this matter and that starts off at page 171 of the application book in volume II. His Honour
says:
The criminal law exists to protect not
only the victim of a crime but the
cormnunity, and once a complaint is
made, the police are required to inquire
into it in their role as custodians of
the law and your safety. That is their
task. If the evidence revealed by virtue
of their inquiry discloses the existence of
a charge, then they have the responsibility
to prosecute.
Over the page at 172:
PlTS/6/PLC 6 24/10/89 Ugle In this case, the evidence before you
comes from the accused. It is not for
the police to decide who is telling the
truth. They receive a complaint from one of you, they look at it, and unless
it is abundantly clear that it is
false, they are required to proceed upon
it. They then go to the person accused
in the complaint and get his side of the
story and if, in that process, there
is revealed the possible cormnission of a crime, the police must prosecute. Then, if the accused person says, "I'm-not
guilty," or alternatively insists upon
his right to have the charge proven in a court of law, we have the trial that you
| . | ' | are experiencing today. That's the |
| way the system works. |
And then you move to page 177, again in the charge, and this, of course, is the subject of a separate ground but it is relevant to the impression the jury had, and this is between 20 and 40: So what you really have is the contest
as to who is telling the truth - the three
detectives who acted upon the complainant's
complaint or the accused? Now, it is true
that the police don't have a mortgage on
the truth but they do represent the law and
it would indeed be a serious crime for each
of them to have knowingly and falsely
charged the accused with these serious crimes
if what is contained in the record of interview
was not given to them, as they say, fairly
and without pressure.
And then down at 70:
The prosecution of course says that the accuser has been heard. What she had to say
has been put to the accused fairly by Detective Harrison and the accused has confessed to the crimes to the extent revealed in his answers to the questions posed orally and typed in the record of interview.
So that really completes that thread; not only the
evidence that was there but also what His Honour did
say about it. And, of course, we would argue in the light,
for example, of cormnents by Justice Deane in WHITEHORJ.~,
in particular at pages 667 to 668.
Now that, of course, was a case where evidence of a
complaint by a young girl emerged, as it were, in
cross-examination and not in-chief and His Honour
Justice Deane refers to the evidence of Detective Jenkins
PlTS/7/PLC 7 24/10/89 Ugle at the bottom of page 667 and over on to 668 and,
in particular, the last question of that extract
from the record of interview:
I said, '[the child] has alleged in her statement that Cheryl was in the toilet -
et cetera, and His Honour, of course, said:
It is difficult to conceive of any
justification for Detective Jenkins' action
in asking a question in the highly prejudicial
form of that which is last set out in the
above extract. The leading of evidence of that question at the trial did more than
merely stress to the jury that the child
had complained that she had been indecently
assaulted by the applicant.
And, of course, the whole thrust of the prosecution
case and, in my submission, assisted in that by
comments from His Honour to the jury was, "Really,
you do not need the complainant. You've heard what
she had to say from the police who are, as it were,
her mouthpiece, if you like.'·' And we, of course, say
that that is quite wrong.
GAUDRON J: But you did not object to the evidence, did you, or did not ask that any aspect - any statements in the
record of interview be deleted?
MR CULLITY: No, Your Honour, we did not. GAUDRON J: Was there complaint made of the summing up?
MR CULLITY: No, Your Honour, not in that aspect; indeed, not in any aspect. The only objection that was made, of
course, was in relation to the evidence of Sarah Jane Morge
which was, indeed, admitted. And, of course, what we would say about that evidence is to say where, simply,
the evidence of lack of consent is based upon no more
than disputed allegations from out-of-court statements
by police officers, to allow evidence of a complaint from a complainant to a third party to the effect,
"I have been raped" is, of course, highly prejudicial
in those circumstances and should never have been
allowed.
TOOHEY J: Mr Cullity, I am not clear as to whatyd:tl:E special leave point is. Is it that in the absence of oral
testimony from the complainant, Sarah Jane Morgan
should not have been allowed to give evidence of the
statement made to her by the complainant, "I've been
raped"? Does it go beyond that or is it something
other than that?
MR CULLITY: Well, I think it does go beyond that because, of
course, technically the Court of Criminal Appeal found
by a majority that the evidence of Sarah Jane Morgan
PlTS/8/PLC 8 24/10/89 Ugle was not admissible. Brinsden J, who was one of the
majority for dismissing the appeal, found that the
evidence was inadmissible but said that in his view
that there was no reason in logic or policy for -
and perhaps one should turn to page 214 of the application
book just to pick up exactly what was said about thathalf-way down page 214 where His Honour says: Consistency of conduct is therefore
not to include evidence, if it be
available, that the complainant
made a proximate complaint to a third
party and also made a complaint to
police officers where the complainantherself does not give evidence. I must say, for myself, I cannot see any reason in logic or policy which
should deny the admission of such
evidence, and in this case deny the
admission of the evidence of Morgan
which I am compelled to say was
wrongly admitted.I have had the advantage of reading the reasons of Pidgeon J. to be delivered
in this matter. I agree with much that he has said but I depart from him only
at KILBY V R which I believe, unless
and until overruled, renders inadmissible
evidence of the fact of complaint as
well as evidence of the details of a
complaint when the complainant has not
given evidence.
TOOHEY J: Just pausing there, if that be the case then it is
difficult to see how there is a special leave point
in the admission of the statement made by Sarah Jane
Morgan when the Court of Criminal Appeal, as I
understand it, proceeded on the basis that that
statement had been wrongly admitted but nevertheless
concluded that there was no miscarriage of justice.
MR CULLITY: Yes. What I would say about that, Your Honour, is that the view that His Honour took that
there was no reason in logic or policy for the law
as suggested in SPARKS and KILBY led him to take a
view of the proviso which perhaps otherwise he would
not have taken and that, really, in combination
the judgments of Pidgeon J and Brinsden J erode
the principle set out in SPARKS and commented upon
favourably by the former Chief Justice Sir Garfield Barwick
in KILBY's case and also commented upon favourably by
Justices Murphy and Deane in WHITEHORN but that the decision is unsatisfactory and although, as I say,
technically, you will find the majority with the
proposition that the evidence was inadmissible, that
this Court exercising its supervisory role in thesematters could, given the view of the law that has
PlTS/9/PLC 9 24/10/89 Ugle been taken particularly by Brinsden J which impacts
upon the proviso, step in and look at the question
of the admissibility of the complaint and the reasons
in logic and policy for what the applicant would say
or what I would submit on the applicant's behalfis the exclusion of hearsay complaints except within
very narrow grounds which are well and truly set out.
What I would say, too, is that neither KILBY
nor WHITEHORN, the two cases in which, in recent
times, that this Court has looked at the question -
neither of them really are in point of law authority
for the proposition that evidence of recent complaint
in the absence of the complainant is not admissible.KILBY was a case where the complainant did give evidence
and the question was whether lack of a recent
complaint was evidence of consent. The Court held there that it was not.
TOOHEY J: But it would not help you to make good that proposition, would it, that KILBY is not authority for the principle
which Justice Brinsden said it was authority for?
I do not really understand at the moment quite the way
in which the application is being put to us. You seemed to come fairly close to saying a few minutes ago that
was applied because, although there was authority rendering the statement made to
the real complaint lies in the application by the proviso
Sarah Jane Morgan inadmissible nevertheless in logic
or in policy there were good reasons why such a statement should be admissible and that in some way this influenced the Court of Criminal Appeal in its application of the
proviso.
MR CULLITY: Yes. Well, I think that certainly, in my submission, th,
it did. The fact was that although technically there is
a majority for the proposition that the evidence was
inadmissible, Brinsden, of course, saying that it was
admissible, the appeal is against the result and theresult is that the applicant has not got a retrial
and we would see the view - we would say, with all due respect, a rather idiosyncratic view of
Mr Justice Brinsden, in the light of the authorities,
that there is no reason in logic or policy for excluding
this as a cardinal factor in the result and also a
factor that is wrong or a view of the law that is
wrong. It is for that reason that we suggest that
even though there is a technical majority for the
proposition that the evidence was inadmissible, that
nevertheless the Court can look at the reasonsfor logic and policy and, we would say, reaffirm the
principle because we would see the decisions of
Mr Justice Brinsden and Mr Justice Pidgeon as eroding
the law and inviting, effectively, circumvention of it.
That would be, basically, the view I take.
PlTS/10/PLC 10 24/10/89 Ugle It is, I suppose, really, the tact that we are
complaining about the result and the means and the wrong view of the effect of the evidence of recent
complaint by those in the nominal majority, that is,
in the majority dismissing the appeal that we wouldcomplain about.
The other point that I should mention in relation
to this aspect of the matter, that is to say, the
evidence of recent complaint is the charge, again,
from the charge of the jury and I probably neglected
to point out this passage when I was referring earlier
in response to His Honour Justice Brennan's request
for the evidence. I went on to talk of the corrn:nent
as well, but at page 178 of the charge at between 10
and 30:
From an evidentiary point of view,
there is one portion of the evidence that
I should mention. You have heard from Sarah Jane Morgan of her conversation with
the complainant at midnight on the day the sexual assaults took place. That evidence
would, in normal circumstances, not be
admissible. It is a very good example of
what we call hearsay evidence. The accused was not there; it was given by the
complainant to Sarah Jane Morgan. However, the rule is that in cases of sexual assault,
connnon human experience has taught us that
a woman so offended will complain and she
will be heard to complain. It does not
mean that what the complainant said to
Sarah Jane Morgan confirms each of the
sexual assaults of which she complains. It
is not supporting evidence because the
complainant cannot support herself.
What it does mean is that there is a
consistency about the complainant's story
to Sarah Jane Morgan and to the police which is more likely to be true than false.
So, what His Honour has done is highlighted that theme which started when the complainant was taken down to
the police station and made to sign a statement through
the evidence of the record of interview or the oralstatements of the accused and into the charge. And
ground (b), although it was not put as a separate
ground in the court below was argued as part and
parcel of ground (a) which was in ground (b) before
this Court, all that has happened is that that
particular aspect of the argument was given separate
treatment in a ground but, certainly, it was argued in the context of ground (a). And, of course, what
we would say about it is that it is wrong and that it
simply exacerbates the problems that had developed
from an early stage in the trial.
PlT6/l/PLC 11 24/10/89 Ugle
That, Your Honours, was all that I wanted to say about grounds (a) and (b).
I have cited in the
list of the authorities a number of cases just to
look at them very briefly and without necessarily
reading from them to save time. LILLYMAN, of course, was the root case - - -
BRENNAN ACJ: You will have to give us the references to these so that they can be recorded in the transcript, Mr Cullit)
MR CULLITY: I am sorry, Your Honour. Yes, LILLYMAN, (1896)
2 QB 16 7 at page 170 was simply _the base statE!!!lEil.t, if you like, of the law in relation to this matter and it appears in the second paragraph on page 170 where it is said: It is necessary, in the first place, to
have a clear understanding as to the
principles upon which evidence of such a
complaint, not on oath, nor made in the
presence of the prisoner, nor forming part
of the res gestae, can be admitted. It
clearly is not admissible as evidence ofthe facts complained of: those facts must
therefore be established, if at all, upon
oath by the prosecutrix or other credible
witness, and, strictly speaking, evidence
of them ought to be given before evidence
of the complaint is admitted. The complaint can only be used as evidence of the consistency
of the conduct of the prosecutrix with the
story told by her in the witness-box, and as
being inconsistent with her consent to that
of which she complains.
And, of course, what His Honour the former Chief Justice
said in KILBY at pages 469 to 471 was that that
double-limb comment by Hawkins J is not to be taken
as setting up two independent limbs of admissibility.
And, of course, if it did then it would leave open
the question of complaint evidence being given without
1the evidence of the complainant as being inconsistent with a consent to that of which he complains was regarded as a separate limb.
• SPARKS, (1964) AC 964 is the leading authority in England. I have given the reference at page 979 to page 980 because it is there that Lord Morris of
Borth-Y-Gest sets out the principle which militates
against the admission of this sort of evidence and
that is, to paraphrase, simply that it is consideredto be wiser and better that hearsay should not be
admitted in criminal trials. And that, really. is
what. I would submit is the logic and policy behind
the decision which His Honour Mr Justice Brinsden
could not, with respect to him, see.
WALLWORK, (1958) 42 Cr App R 153, was a case
where a small child, a five-year-old girl, was put in
PlT6/2/PLC 12 24/10/89 Ugle the witness-box, could not give any evidence at all,
and was stood down and her grandmother came along and gave evidence of the complaint. The court there held that the complaint was not admissible and it went on
to consider whether any evidence could have been given
of the approach by the small child to her grandmother
and it was said in that case - and I will ju~t pick it
up, and this is at page 167 of the report - - -
BRENNAN ACJ: Page 167 of which report? MR CULLITY: Of the report of WALLWORK. TOOHEY J: It does not seem to go that far, Mr Cullity.
MR CULLITY: Yes, unfortunately, my numbers seem to be cut off my page.
McHUGH J: It is probably page 161.
MR CULLITY: Yes, I am referring to Goddard, the Lord Chief Justice at about half-way down - well, I cannot say the page -
I oresume it is - - -
BRENNAN ACJ: Would you tell us what the paragraph starts with? MR CULLITY: Yes. There would have been no objection to the
grandmother saying: "The little girl made
a complaint to me" and she could have been
asked: "In consequence of that complaint
what did you do?" - and the answer would have
been "I took her to the doctor and later to
the police."
I do apologise for this, Your Honours.
So, His Honour there, the Lord Chief Justice,
seems to be countenancing a sort of a back-handed way
of getting the complaint of the missing prosecutrix
before the jury in a way rather similar to this because, of course, the jury can infer from the actions as to
what the nature of the complaint was.
There is, I should mention, something which is
not on the list of authorities, which I found just
this morning in the Law Quarterly Review of July 1958
at volume 74. It is a comment on WALLWORK's case by
Rupert Cross.
BRENNAN ACJ: At what page?
MR CULLITY: At page 352, Your Honour. In WALLWORK's case there was a conclusion that there was no substantial miscarriage
of justice even though the complaint was held wronglyadmitted. I should just mention the reasons for that.
It was not a case where consent was involved. The child was only five and it was a case of incest, effectively.
PlT6/3/PLC 13 24/10/89 Ugle But there was evidence of semen on the pyjaims of the
accu8ed; matching semen on the underpants of the
child, and the child had been sleeping in the same
bed as the accused, so, the proviso was exercised in
this case. But I do not think that the evidence in our case is like WALLWORK. Rupert Cross does say half-way down page 354: It is appreciated that the practice of counsel in formulating their questions
to witnesses at assizes and quarter
sessions exercises an important influence
on this part of the law of evidence, but
it is difficult to believe that the
cases in which the prosecutrix has not
given evidence on a charge of a sexual
offence since the judgment in RV LILLYMAN
was delivered have been sufficiently
numerous to warrant the conclusion that
the device condemned by Hawkins J is
sanctioned by modern usage.
And the device, of course, was the asking of questions to overcome the hearsay rule and Rupert Cross says
that he hopes that the decision in RV WALLWORK, in so
far as it relates to that aspect of the matter, willbe relegated to the realm of doubtful dicta. But, of course, what is happening here is much the same in the sense that the complainant's statement is
getting through to the jury by inference and directly
as well. So, that really completed what I wanted to
say about ground 1 of the ~rounds of appeal, Your Honours.
. • -- -+he oth_e-r grouads, of course,. -crave put the th_eme -
and'appreciated, from my point of view, that the
ground (c)(i) does relate to a question of fact.
The only difference - the only question of principlethat might arise is the fact that the complainant
was simply not present and that if you make comments
which are, effectively, damaging or, in my submission, verJ
prejudicial - and we will come to them in a minute -
about the defence evidence and about the defence case which reflect upon the likelihood of things occurring,
but that the jury have not been able to see the
complainant and assess her credibility, then certainly
that is a matter that takes it out of the normal run
of comments which one has heard spoken of in the
cases such as DUKE and other cases that I have citedon the list of authorities.
But just to deal with the particular comments
that were complained of, one starts at page 172
of the application book - - -
BRENNAN ACJ: This is hardly a special leave point, is it,
Mr Cullity?
l?.1T6/4/PLC 14 24/10/89 Ugle MR CULLITY: Well, it may be relevant to the question of
whether the conviction was unsafe and unsatisfactory.
BRENNAN ACJ: Well, that may be so but, again, that is scarcely
a special leave point.
MR CULLITY: Well, again, it could be, Your Honour, if it turned
out that the Court of Criminal Appeal had applied the
wrnng test or had not properly considered the position -
and it would be my submission that they have not - and
these points, although they are factual, are none the
less important when considering the overall question,
in my submission. I will not delay Your Honours too much with them but if one looks at page 172 of the
application book you will see that there is a fairly
standard direction to the jury, between 29 and 40,
about the role of the jury and that nothing that the
learned trial judge might say about the facts, Your Honour,
they have to accept. In fact, he goes on to say:
The only area in which you have to take
notice of anything which any one of us
has to say is what is contained in the
instructions I give you about the law
involved. You, at all stages, are the sole judges of matters of fact.
That is the only reference to "it is for you to determine questions of fact".
Moving then to page 174 of the application book
between 60 and 70:
If, for example, you accept the
prosecution evidence that the accused held
Corine's hair throughout, and you must
refer to the record of interview for that
evidence, then it is open to you to conclude
that force was used. The accused of course says that he did not force Corine to submit
to him. On the contrary, there is onlv one
way to construe his evidence and that is that this 15-years-and-9-months-old girl seduced him. And then on page 176 at 70:
He says that he never requested the complainant to permit him to use the toilet in her house; that in fact she was the prime mover in their sexual activity;
that she led him into the bedroom, undressed
herself, asked him to take his clothes off,
twice in fact, lubricated herself and obtained
the plastic bag and then the lackey from areceptacle beside her bed. Indeed, this young
girl was a veritable promiscuous femme fatale.
PlT6/5/PLC 15 24/10/89 Ugle And then at page 177 at 40:
What you must ask yourself is the
likelihood of this 15-and-three-quarter-year-
old seductress having tempted the accusedinto her boudoir and there seduced him,
making compalint to the police that she had
been raped.
Even if that strikes you as unlikely,
and even if you believe the police, always remember that the accused is the person on
trial -
et cetera. The point we make there is that while
they were very strong conllllents, very sarcastic
and disparaging conllllents - and of course the authorities
that we have cited, KERR, No 8 on the list, UMANSKI,
No 9 on the list, and BOURKE, No 10 on the list
all suggest that strong conllllent can be made - it is
emphasized that throughout the trial judge should keep
emphasizing that the questions of fact are for him.These conllllents left no doubt as to His Honour's views in the matter and they were views which were
formulated in the absence of the complainant. It is
not enough simply to say that, "Well, that's a fairview of what his storv was." Given that it is
disparaging, it should not have been as strong as that
in the absence of the complainant because the jury
could well have taken the view had the complainant
been there that it was just the very thing that this
particular individual might have been likely to do.
So that was all I wanted to say about that aspect of it.
I have already touched on the question of what
is said ahour thP po1icP which is the subject of
ground (c)(ii); again, a question of fact that possibly
again relevant to the question of whether or not the
verdict was unsafe or unsatisfactory. I have already read the passage that has been complained of which
appears at page 177 between 20 and 30 of the application
book and I will not read it again. I have listed the authorities there, none of
which I intend to touch upon. They are all well known to the Court, that is, in relation to ground (c)(ii).
Moving then to ground (d) which is a ground which some reliance is placed upon~ it is
submitted; as per the summary of argument which
Your Honours have before you, that the wrongly received evidence "I've been raped" at page 83 was highly
prejudicial and flawed the trial irredeemably when
the only issue was one of consent, the only evidence
of lack of consent was the evidence of alleged admissions
made by the applicant which were disputed.
PlT6/6/PLC 16 24/10/89 Ugle Over the page on page 4 I have identified the
places in which the admissions, that is to say the
oral admissions and the record of interview can be
found and also the evidence of the applicant, whichI have paraphrased earlier as being one of admitting
that the words were said but denying - but saying, in effec
that he was overborne, and I will not take you directlyto those passages of the transcript.
What I do argue in relation to this ground is that His Honour Mr Justice Brinsden, in exercising
the proviso to section 689(1), applied the wrong test
and if one looks at his reasons in that regard
which appear at page 218 of volume II of the application
book:As to ground 3 this court is required to carry out an independent assessment of the weight and credibility of the evidence
in order to decide whether there is credible
evidence upon which the jury could reasonably
convict, even though there might be
sufficient evidence not necessarily credible
to support the verdict -
and relies on WHITEHORN V REG, CHAMBERLAIN V REG
and MORRIS V REG.
Putting aside evidence of complaint to
Morgan, in my view there was abundant
credible evidence to support the
indictment on both counts. The story
as told by the appellant in the witness
box, seems to be distinctly unlikely.
I say that even bearing in mind that the
verdict to convict on both counts, was a
majority verdict of 10 to 2. Theseobservations lead me to say that there
is nothing in ground 3 and further that
even though I have found ground 1 made
out, I do not believe any substantial
miscarriage of justice has actually occurred at the trial, referring, of course, to the proviso to s. 689(1) of
the Code.Now, it is submitted that given that he has
rejected the argument put forward at the hearing
that the verdict was unsafe and unsatisfactory and
given that he has found that the evidence of
Sarah Jane Morgan to the effect "I've been raped"
was inadmissible, that instead of putting aside
evidence of complaint to Morgan, as he said at the
bottom of page 208, he should have considered whether
or not a jury properly instructed would have come to
the same conclusion without doubt if that evidencehad not been led, that is to say, the test in
PlT6/7/PLC 17 24/10/89 Ugle DRISCOLL and MARIC, ·and not putting aside evidence of
complaint, in my view, there was abundant credible
evidence, in effect, His Honour, has become, as it
were, a jury in that decision.
BRENNAN ACJ: He seems to have applied the test of unsafe and unsatisfactory to the proviso.
MR CULLITY: Yes. That, of course, may raise a question as to how the proviso or the test of unsafe and unsatisfactory
relates to the proviso. I know that there were certainly certain comments by some members of this
Court in MORRIS which seemed to bear upon that
question to some degree. In MORRIS, which is cited
on the list of authorities, at - - -
BRENNAN ACJ: But the problem here is a different one, is it not?
Here the problem is that there is, on this hypothesis,
a wrongful admission of evidence.
MR CULLITY: Yes. BRENNAN ACJ: And the problem is not one therefore of unsafe and unsatisfactory. There was a miscarriage in point
of law in the trial and therefore the onus is on the
prosecution to establish that there was no substantialmiscarriage of justice.
MR CULLITY: Yes. Well, of course, the question of the proviso was never argued at the hearing in the Court of
Criminal Appeal. No one mentioned the proviso.
Everybody worked on the assumption that if the ground that - if the words "I've been raped" were admitterl
wrongfully in the circumstances then it should follow
that the judgment would be one for a retrial rather
than anything else. That, really, is the position and,
of course, that exercise of the proviso in
circumstances where His Honour had said that there
was no logical policy in the rule denying the
admissibility of the evidence of recent complaint is
significant and, of course, is very significant to
the applicant. (Continued on page 19)
PlT6/8/PLC 18 24/10/89 Ugle
MR CULLI'TY (continuing): I will not take Your Honours to the test laid down in DRISCOLL and MARIC but it
is really restated in the ground of appeal itself
and, I think, is clear law and so we say that he
was wrong in the way that he exercised the proviso;
he applied the wrong test.
Finally, then, moving to ground (e) and, again,
I think this is probably tryin~ to stretch the frontiers of things a bi 4 too, basing the ground on the recent
decision of JONES V REG, which is referred to on
pages 4 and 5 of the summary of argument. What the applicant says here is that the decision was r~ally
iust unsatisfactory in the sense that there was
always an issue of whether or not the proviso tosection 689(1) of the Code should be applied and
it was never determined by the Court of Criminal
Appeal as a whole. As I have already indicated,
neither counsel adverted to the proviso in argument
before the Court of Criminal Appeal nor was it
mentioned during the argument by any of
Their Honours. We allege that His Honour Mr Justice Brinsden did exercise it using a wrong
test and His Honour Mr Justice Pidgeon never came
to consider it because he was in error in holding
that the challenged evidence admis~ible and, of
course, Justice Rowland came to the conclusion that
the verdict was unsafe and unsatisfactory because
of various factors adverted to between pages 244
and 249 and therefore the question of the proviso
never arose.
I will come back to what His Honour said about
that in a minute but just to finish off the point
that I was making about JONES, that JONES is authority
for the proposition that the appeal court is requiredto adjudicate on all grounds of appeal before it
and, although not a ground, the exercise of the
proviso was always an issue and the question was
not considered because one member of the Court,
namely, Pidgeon J, was in error in holding the disputed evidence admissible. Had Pidgeon J not been in error, he would then have had to consider
the question of the exercise of the proviso and
may well have decided not to exercise it, havingapplied the test in DRISCOLL and MARIC and, of
course, because the court went off or because one -
effectively, the court went off in different
directions particularly as between the majority,
between Justice Brinsden on the one hand and
Justice Pidgeon on the other, that that issue,
although not a ground, was never properly determined
by the court and that, of course, at the end ofthe day, is of great significance to this particular
applicant.
PlT7/l/SH 19 24/10/89 Ugle But, just to deal, finally, with what His Honour Mr Justice Rowland had to say about the
matter, at page 245, in coming to the conclusion
that the decision was unsafe and unsatisfactory,
at the bottom of the page:
What are the objective facts disclosed
by the evidence? A girl aged 15 years and
9 months who may look older and more mature
than a photograph taken when she was either
two or four years younger, had been left athome by herself for a fortnight by her father
who said that she was attending school. The girl meets a complete stranger in mid-afternoon
and allows him into her house and evidently
sits inside talking to him for some time.
Intercourse occurs and the girl complained
that it was forced. The complaint is that it occurred on Monday, 14th March, and that
seems to be accepted by the appellant. A plastic bag was used as a condom. Miss Morgan, who is aged 24 years and who described herself
as a close friend of the complainant, said
that she called at midnight on Saturday,
24th March, to see how the complainant was.
The complainant told her that she had been
raped that afternoon and she appeared distressed.
Miss M~rgan left the complainant by herself
about an hour and a half later. She conceded in cross-examination that she had said that
she was there on a Monday night, but in fact
she had not said that. Perhaps she said that in a previous statement. It was not before
the jury. The 24th March was, in fact, i
Thursday. The complainant's father arrived home possibly on Thursday, 24th March, and
the complainant may have complained to him
when she arrived home perhaps on the Saturday
or Sunday. The complainant contacted the police on Monday, 28th. March. On Thursday,
24th March, the appellant and others decided to tall on the girl, but the complainant ran
away when her father answered the door. On Tuesday, 29th March, the appellant telephoned the complainant and asked her whether he
could visit her. She agreed. I assume that
the complainant alerted the police. The appellant arrived with a friend and was invited
inside. The complainant left the two alone and shortly after that a constable with a drawn revolver entered and the two young men ran.
Then, on page 248:
P1T7/2/SH 20 24/10/89 Ugle In my view, the following matters cause
concern -
1. None of the evidence of Miss Morgan
concerning her conversation with the
complainant was admissible, either as
evidence of recent complaint or as part of
the res gestae.2. What may have been a misleading photograph
of the complainant had been allowed to go
before the jury who were then asked, in thecontext of the complainant not being available
for cross-examination, or even to be seen
by the jury, to consider the likelihood of
a girl aged 15 years and 9 months behaving
in the manner suggested by the appellant.
3. The inability of the appellant to cross-examine the complainant on any of these
matters also impinged on the next matter,
namely,
4. The direction by his Honour which was
inclined to suggest that the police might
be put into a special category of witness.5. The added emphasis placed on the evidence
of Miss Morgan insofar as it suggested that it supported the complainant's statement to the police.
6. The unexplained behaviour of the appellant
who, despite it being alleged that he had
intercourse with the girl against her consent,
nonetheless telephoned her and asked to see
her and, in fact, called to see her on the
afternoon of 29th March.
It may be an unlikely story that has
been put forward by the appellant. It may even be more unlikely that him going back to
s~P the girl quite openly if her allegations are correct; but the cumulative effect of the wrongful admission of the evidence of
Miss Morgan and the twofold effect claimed
for it by his Honour, combined with the emphasis
given to the validity of police evidence has,
in my view, when looked at in the other
circumstances I have outlined, led me to theconclusion that the verdict is unsafe.
Now, that analysis of the evidence, I submit, has
to be contrasted with the analysis of His Honour
Mr Justice Brinsden and, of course, Mr Justice Pidgeon
simply agreed with that when he said that the story,
P1T7/3/SH 21 24/10/89 Ugle as I have already indicated -that he really did not
go into in any great detail at all, any analysis
of the weight or credibility of the evidence in
reaching the conclusion that the verdict was not
unsafe and unsatisfactory and that there was nothing
in ground 3 and that the majority of the court didnot really do the analysis that is required for
when this ground is being considered and that,
accordingly, not only has Mr Justice Brinsden applied
the wrong test in relation to the proviso, he also
has not really, with respect, analysed the evidence
as required by the authorities and, in particular,
by CARR and MORRIS and WHITEHORN, to come to an
independent assessment. It certainly cannot be
seen to be done reading his reasons for decision.
So, in my submission, on ground (d), that
it is not just a question of fact but, rather, a
question of whether or not the right procedure has
been gone through by the court and my submission
is that is has not in this case. I think that is all I wanted to say at this juncture, Your Honour.
BRENNAN ACJ: Thank you, Mr Cullity. Mr Murray, how long
do you expect your submissions would take?
MR MURRAY: Perhaps, three-quarters of an hour, if it please, Your Honour.
BRENNAN ACJ: Do you have some notes of argument, Mr Murray? MR MURRAY: If it please the Court.
BRENNAN ACJ: If you could provide us with those, we will
then adjourn until two o'clock this afternoon.
AT 12.50 PM LUNCHEON ADJOURNMENT
UPON RESUMING AT 2.02 PM: BRENNAN ACJ: Yes, Mr Murray. MR MURRAY: May it please Your Honours. If it pleases the Court, the outline really starts with a proposition
which I think I would not spend any time on at all,
if I may be forgiven, and that is that the evidence
which was led from the witness Morgan was, in our
submission, inadmissible in fact, one would have
thought simply having regard to the decisions of
this Court, notably those that were cited to
P1T7/4/SH 24/10/89 Ugle 22 from that point of view, with respect, and it seems
Your Honours this morning by my learned friend,
to us that the Court of Criminal Appeal has started
from that point of view in that that was clearly
the view of Mr Justice Rowland and it was, we think,
also the view of Mr Justice Brinsden despite the
fact that he added some observations that it appeared
to him that there was little to merit the rule in
terms of logic or matters of that description but,none the less -
TOOHEY J: Mr Murray, is the concession that the evidence
is inadmissible for end purpose?
MR MURRAY: No. If if please Your Honour, it is just simply
in the circumstances of this case and for any purpose
in this case.TOOHEY J: Well, yes.
MR MURRAY: Yes. Have I got that properly? The point about it was, I think, that it was material which was
led in terms of an act of rape, of a complaint of
a particular character and matters of that sort
and it was simply not material which, as we understand it, could, in the way in which this case was developed and the issues of this case, have any materiality
beyond that which the authorities would secure for
it in relation to the assessment of the credit of
a complainant who gave evidence and the buttress
which it might provide to the credit of such a
witness and so the matter comes before this Court
upon the basis, we think, of the affirmation of
that in the context of the case by the majority
of the Court of Criminal Appeal.
We have simply made an observation about the
reasoning of His Honour Mr Justice Pidgeon in respect
of that matter which perhaps does not need to detain
us. So, one started from there and then, as we have seen, the matter as it developed from there
was one which required, in our respectful submission,consideration of whether the introduction of that
evidence so flawed the trial process that by its
very fact of introduction it was a matter which
should have secured the setting aside of the
conviction and consideration as to whether the matter
should be retried and, as to that, we would have
said if it came to that point that there was very clear
evidence upon which the matter should certainly
have been retried but, in any event, the question
would then be whether it was alternatively right
to apply the proviso, having regard to the nature
of the evidence which remained and putting that
P1T7/5/SH 23 24/10/89 Ugle evidence to one side, giving consideration to whether
the jury would have come to the same result absent
that evidence in the way that the matter was dealt
with at trial and so we have sought to develop that
and the proposition which we advance is that it
would have been right in those circumstances to
apply the proviso and, of course, it is so; that
the only member of the Full Court who came to
consider that was His Honour Mr Justice Brinsden
but, by reason of the view he took, although it
seems clear in our submission that had it been
necessary Mr Justice Pidgeon would have taken the
same view in relation to the result which would
have been secured upon the evidence, absent this
material of complaint from the witness, Miss Morgan.
If it is convenient, I would simply deal at this point, if I may, with the proposition that
His Honour Mr Justice Pidgeon may have confused
his consideration of the case at this point, by
taking Your Honours again to that short passage
of the judgment of His Honour which appears at
pages 218 and 219. The submission we make about that is that His Honour commences in that material
dealing with the question of the general ground,
ground 3, · ~hich provided the short assertion that in all the circumstances, the conviction was
unsafe and unsatisfactory without further
particularizing that and if Your Honours needed
to be reminded about the way in which that was
expressed, the ground itself appears at page 203
of the papers, simply in the form that:The verdict of the Jury was in all the circumstances unsafe and unsatisfactory
and accordingly the conviction based on
that verdict should not be allowed to
stand.
Expressed in that way, the ground was, we suppose,
capable of simply giving rise to that general assessment of the safety and evaluation of the
evidence, properly admissible for the purpose of
arriving at a conclusion as to whether the verdict
was safe and satisfactory or upon the contrary view.
Indeed, that is the sort of consideration
which this Court has spoken of consistently in the
authorities, not only those authorities to which
His Honour Mr Justice Brinsden refers, at page 218,
but in other cases. His Honour starts off: As to ground 3 this court is required -
and then sets out what is a proper shorthand statement
of the process which is to be undertaken in our
respectful submission. Then, significantly:
PlT7/6/SH 24 24/10/89 Ugle Putting aside evidence of complaint to
Morgan, in my view there was abundant
credible evidence to support the indictment
on both counts. The story as told by the
appellant in the witness box, seems to be
distinctly unlikely. I say that even bearing in mind that the verdict to convict on both
counts, was a majority verdict of 10 to 2.
These observations lead me to say that there
is nothing in ground 3 -
and we make the submission that His Honour is there,
clearly, not seeking to, at that point, completely
review all the factual material to which he has
previously adverted in his judgment and the more
detailed collection of that material and the reference
to the facts is to be found in the papers, in the
earlier part of His Honour's reasons, commencing
at page 207 and carrying through to the middle of
page 210, line 30, when His Honour commenced a
consideration of ground 1. So, it is simply a
very short description of the fact, in our submission,
that His Honour has undertaken the process and he
makes reference to a major aspect of the matter
which seemed to him to bear upon it. His Honour then went on to say: and further that even though I have found
ground 1 made out, I do not believe any
substantial miscarriage of justice has
actually occurred at the trial, referring,
of course, to the proviso to s. 689(1) of
the Code.
Now, His Honour does not there observe what tests he is applying with respect to section 689(1) but,
in our respectful submission, there is nothing to
indicate that His Honour has misdirected himself
in relation to any test - in relation to his consideration of that issue and, as we have learned, of course, from
my learned friend's opening of this application,
His Honour was the only one of the three judges
who would have been disposed to that conclusion.
BRENNAN ACJ: The difficulty about that approach, Mr Murray, is that the sentence which commences, "These
observations" - this is on page 219 - because
the observations were those which were directed
to ground 3 and His Honour goes on to say:And further that even though I have found ground 1 made out -
et cetera -
I do not -
P1T7/7/SH 25 24/10/89 Ugle and that may mean that the reasons why His Honour
applied the proviso were the observations that
appeared earlier in that paragraph.
MR MURRAY: Yes. Our interpretation, of course, has been, has it not, that His Honour has there, at the
very tail-end of his judgment, so to speak, simply
adverted to the application of the proviso to
section 689 without saying any more about it thanthat, having disposed of all the grounds and
finishing with ground 3.
In other words, what we are saying, I suppose,
is it would have been better for clarity if
His Honour had deleted the "and" and given the
"further" a capital F, or put it into a new
paragraph. That is really all we are - - -
BRENNAN ACJ: Yes, well, that may be the preferable reading. It does raise this problem, does it not, and that
is that had the Crown in the Court of Criminal
Appeal adopted the approach which you have adopted
in your submisions here, then attention would have
been focuserl on the operation of the proviso?
MR MURRAY: No doubt that would have been so, Your Honour, yes.
BRENNAN ACJ: And, is it not necessary for us, then, to do
what it would seem was not done in the Court of
Criminal Appeal and that is to consider whether
this evidence, being wrongly admitted, it was a
case for the proviso?
MR MURRAY: Yes, it think that is - with respect, Your Honour, we would adopt that view, if it please you and so
it is necessary, then, to look at the way in which
the matter was handled at trial; see what impact
the admission of this evidence had and consider
very briefly as we think might be done, the
material which was available to support the conclusion that this was a proper case for the application
of the proviso~ the basis that, absent the
material, wrongly admitted, the jury's verdict
would have been the same and the reference that
we have made to that conveniently stated is tothe decision of this Court in WILDE's case, which
I think sets it out with clarity, with respect,
and so I would want to deal with that. And what else we should say to this Court, in our respectful
submission, is that the other matters of which
complaint is made by themselves or separately
in relation to the comments that were made upon
those factual matters by His Honour the trial judge
would not lead this Court to conclude that, in
respect of either of them, there has been a
miscarriage of justice or that they raise any
P1T7/8/SH 26 24/ 10/ 8 9 Ugle difficulty which would lead to the grant of special
leave.
Perhaps, then, before I come back to the
evaluation of the strength and the nature of the
case without the evidence in relation to the recent complaint material, I should just deal very briefly with those other matters and, perhaps, firstly
address quickly if I may the complaint that is
made with respect to the comments His Honour made
in the form, really, of an invitation to the jury
to consider or a suggestion that they would
undoubtedly consider the likelihood of the story
which had been advanced to them in the evaluationof the evidence, particularly the evidence of the
| .. | applicant. That material we have looked at this |
| morning and my learned friend has taken the Court | |
| through that and, just simply to indicate to | |
| Your Honours the view that we have taken about that, it is material which appears at pages 174 and 176, | |
| and tuen 177 of the papers and, in our respectful | |
| submission, His Honour, for example, at page 174, between linffi 60 and 80, is doing no more than | |
| simply making a statement which is a shorthand description for the evaluation of the jury and, if it is a matter of assistance for them, of the | |
| construction which would have to be placed upon his | |
| evidence and, indeed, in our respectful submission, | |
| that was not an unfair or misleading sort of comment | |
| to make with respect to the material and it was no more than a shorthand description of the evidence | |
| which had been given and His Honour, as we have | |
| seen, elaborated that by some more detailed reference | |
| to the evidence at page 176, between lines 60 and | |
| 80, again. |
So, all that was being done there, in our
submission, was to simply say to the jury that this
was a way in which the evidence of the applicant
would be described and it was for the jury to consider
that evidence and make their findings of fact and they were told at the outset of His Honour's reasons,
as we have noted at page 172, line 40, that they
were not bound to accept anything that either counsel
or His Honour had to say about the facts and that
they were "the sole judges of matters of fact".When His Honour came to it again, at the conclusion of his observations about matters of
evidence, at page 178, line 80, that was the
note upon which His Honour finished. In that paragraph, at about that line: All that I can tell you to assist you in making
up your minds. You are the sole judges of the facts. You reach your verdict on the evidence adduced in this court.
P1T7/9/SH 27 24/ 10/ 89 Ugle And so, that material, viewed in that way, in our
submission, would not lead the court to conclude
that there was any misdirection involved in those
comments and that was the view that was taken by
the Court of Criminal Appeal; indeed, I think
all of Their Honours on the Court of Criminal
Appeal. None of them, in fact, placed any great emphasis upon that material and specifically, for
example, it is not material which His Honour
Mr Justice Rowland, in dissent, mentioned specifically
in his category of matters which had caused him
concern, at page 248 of the papers.
GAUDR0N J: Mr Murray, could I interrupt you there?
MR MURRAY: Yes. GAUDR0N J: You said there was nothing about the summing up that could be the subject of complaint but, at
page 178, line 40, in the particular context of
the absence of the complainant's evidence, does
not some question arise as to this, where the trialjudge said:
What it does mean is that there is a
consistency about the complainant's story
to Sarah Jane Morgan and to the police -
and then what seems to me to be something of a worry
are the next words:
which is to be more likely to be true than
false.
MR MURRAY: Yes, and yet His Honour had been, at that time, telling the jury that they were to make no use of
that material to establish the truth of what ~ad occurred
and he spent some time doing that in those two
paragraphs, particularly in the previous paragraph
and so the observation that we would make is, in
fact, that it seems to us, read as a whole, that material would lead the jury to the view that they
were only to make use of that inadmissible evidence
for the particularly limited purpose of noting that
there was a consistency about the story to Morgan
and to the police and what they would make of that
other observation to which Your Honour has particularly
drawn attention needs, in our respectful submission,
to be seen in the context of the whole of that
material but the tenor of it overall, in our
submission, is saved by the observation which had
previously been made, for example, in that sentence
at line 28:
It does not mean that what the complainant
said to S:irah Jane Morgan confirms each of the sexual assaults of which she complains.
P1T7/10/SH 28 24/10/89 Ugle So, in that sense, in our respectful submission,
it is helpful to see that that material was dealt
with in that way because it meant, in our submission,
that the jury would then approach the question
as His Honour otherwise told them they must, of
the question of conviction or acquittal upon the
basis of the evaluation of the confessional material
and that brings me to - - -
(Continued on page 30)
P1T7 /11 /SH 29 24/10/89 Ugle
BRENNAN A.CJ: Before you go to the next part of it, is it right to say that although no objection was
taken the evidence at page 34 that she made a
complaint to the police that she had been
sexually assaulted was not in itself admissible
evidence? Page 34, line 68.
MR MURRAY:
Yes, Your Honour, that would follow, in our submission.
BRENNAN ACJ: Could I take you back to the passage to which Justice Gaudron drew your attention at
page 178, because it would then be that therewould not have been before the jury any of the
complainant's story to Sarah Jane Morgan and to
the oolice.
MR MURRAY:
There would in fact have been a considerable ~ortion of what she said in the questions
that were asked and the answers that were given. BRENNAN ACJ: That would not have
MR MURRAY: I need to deal with that more directly, do I not? BRENNAN A.CJ: But would that have been evidence of her story, or would it have been evidence simply
of what the police said was her story?
MR MURRAY: Yes, quite. BRENNAN A.CJ: So that if there was none of her story before
the jury it would have been impossible to make
the observation that the comolainant's storvwas more likely to be true than false, because
there would have been no story there toconsider?
MR MURRAY: Yes, that would follow, Your Honour. I do not quarrel with that observation but what
saves that situation, in our resoectful submission, is the context in which His Honour outs all that.
BRENNAN ACJ: Yes. MR MURRAY: And that is,with resDect,to the sDecific warning that he gives them as to the limited
use that that evidence might be put to, ziven,
of course, that the evidence should not have
been there and that it would have been
necessary to say nothing about it at all had
the evidence not been led.
TOOHEY J: Mr Murray, there is a question of fact too
that arises in this situation. The statement made to Sarah Jane Morgan ·was in terms that
the complainant had been raped and that the
PIT8/l/JM 30 24/10/89 Ugle incident had occurred that afternoon, that is
as recounted, of course, by Sarah Jane Mor~an.
MR MURRAY: Yes, indeed, Your Honour. TOOHEY J: But is it the fact that there was a lapse of some 10 to 14 days between the incident and
the conversation between the complainant
and the other woman.
MR MURRAY: No, Your Honour, as I have understood it, it was accepted on all sides that her confusion
was in relation to the dates and not to the
fact that a complaint was being made to her
about something which had happened that afternoon.
·TOOHEY J: Whose confusion about what dates? MR MURRAY: The witness's confusion was about the dates rather than the fact that a complaint was being
made to her about an incident which had
occurred earlier the same afternoon, Ms Mor~an's
confusion. I am sorry, Your Honour, I haveput it very badly. In point of fact, as I am instructed, it was not dealt with at trial upon that basis,
that she was speaking 10 days after the events
were supposed to have occurred. So that was not the area of disoutation about it. The evidence was that she was not entitled to sneak
about it at all, or the point of objection.-
To look more particularly at the way in
which the jury were invited to approach their
task, and the proper way, one needs to go back
in His Honour's charge to them to an earlier
stage. It is picked up at page 172 of the
papers where, as Your Honours will see at the
very top of the page, having dealt with general
matters and introducing it to the evidence,
His Honour said to the jury:
In this case, the evidence before you comes from the accused.
Then he makes some observations about the duty of
police officers; and some observations to which
I have drawn attention about the role of the
jury and what they should do in examining the
matter; a direction about burden of nroof; and
then a direction of some importance: specifically
with respect to the accused at about line 80 on
::,age 172, that:
the accused has exercised his right to go
into the witness box, and when that hannens
he is in no different a position to any-other
PIT8/2/JM
Uo-le 31 24/10/89
witness. Your task is to study the witnesses as they give their evidence, both in
examination-in-chief and cross-examination.
Then His Honour went on to develop that rule in a way in which, in our submission, would lead the
jury to conclude that all of the witnesses were
to be treated in the same way and evaluated in
the same way by them and that it was solely theirresponsibility. His Honour developed that again -
or a little more, in that short page, page 173,
which follows,and their assessment of the evidence
and then went to matters of law, returning in
that context to the fact that the jury did not
have the important evidence of the complaint.
TOOHEY J: The difficulty with that proposition is that there are a couple of passages in the charge to
the jury which rather suggests that they did
have that evidence. If you look at page 177,
line 70:
The prosecution of course says that
the accuser has been heard.
MR MURRAY: Yes. TOOHEY J: Then, on page 178, at about line 82:
¼'hat the prosecution. says is that she is,
in fact, nere because -
she is speaking through the mouth of the detective
who conducts the interview with the accused.
MR MURRAY: Yes, I am - - - TOOHEY J: That tends to equate what the detective ~ut to
the accused as, as it were, possessing the same
sort of strength that the evidence of the
complainant herself might have possessed, although
she was not there and susceptible to cross-examination.
MR MURRAY: Except that that is dealt with in a particular way at both of those points, if it please
Your Honour, and it is a way which is of some
importance and I would, with respect, readily
agree with the ~reposition that it was an
observation which had some dangerous element to
it. But what His Honour says is:
The prosecution of course says that
the accuser has been heard.
It is a rather, 9erhaps, rhetorical observation.
What she had to say has been put to the accused fairlv by Detective Harrison and
PIT8/3/JM 32 24/10/89 Ugle the accused has confessed to the crimes
to the extent revealed in_his answers
to the questions posed orally and typed
in the record of interview.
So, His Honour is pulling the jury back at that point to the proposition that the evidentiary value of the material is in the answers which the accused has given and their evaluation of that. So it is done also in the following page because what she had to say is contained in the record of interview which is fairly put to the accused and whose answers therein contained are
the truth. So they are brought back in that way
to their evaluation. The submission we make then really is capable of ending at that point in this area in respect of the approach to the police evidence because His Honour concludes there, reminding the jury that they were the sole judges of the facts, and: You reach your verdict on the evidence
adduced in this court.
Which is where he started, upon the evidence adduced in the court, and it was the evaluation of that which was the matter before them.
Our submission about all that is that what His Honour said about the police reaches its
strongest point of complaint in that nassage
that appears on the previous page, page 177
starting at about line 20, when he snoke of
the contest as to the truth. If he-had left it
at that passage, of course, there would have been
difficulty. If His Honour had not then gone back to remind the jury that they had to, even if
they believed the police, be satisfied - I takeYour Honours to line 50:
even if you believe the police, always
remember that the accused is the oerson on trial and it is the Crown's responsibility to satisfy you that he is guilty of the crimes alleged.
Going back to that paragraph starting at line 20,
His Honour said:
Now, it is true that the oolice don't have
a mortgage on the truth but they do represent
the law and it would indeed be a serious crime
for each of them to have knowingly and falsely
charged the accused with these serious crimes
if what is contained in the record of
in~erview is not given to them, as they say,
fairly and without pressure.
PIT8/4/JM 33 24/10/89 Ugle That was being posed in contradistinction to the
proposition which is articulated at the bottom
of that page:
Your task is to decide whether the
accused is euilty on the evidence adduced.
Itis not to engage in conjecture at all
and you may do that -
that is, decide upon the evidence -
if you accept the evidence contained in
the record of interview as the truth.
If you are satisfied beyond reasonable
doubt that the questions posed were the
sole questions asked and the answers given
were the truth - not that he gave the
answers therein, as he said he did, but
the answers are untrue - then your duty
is to return verdicts of guilty in respect
of each count.
His Honour at all times, in our respectful submission,
comes back to a proper approach to the matter which
the jury were obliged to take and the reason we
return to that submission is, of course, the
proposition that His Honour's remarks in the whole
of their context, in our submission, would not
lead an appellate court to conclude that the
jury were in danger of being diverted from their
proper task to a consideration of some other orside issue, such as whether the police officers
concerned were guilty of serious crimes, or matters
of that sort.
In the cases that have come before the courts
very much more pointed and dangerous observations
have been held, in their context, not to reveal
a sufficient danger of that character to require
the court to hold that a miscarriage of justice
has occurred. The test and the proper approach to that issue and those questions, in our respectful submission, comes most convenientlv to Your Honours
by the reminder about this Court's· decisions
most recently in DUKE V REG,(1989) 63 ALJR 139
and the following decision. As the headnote notes it in DUKE, so reported: In his s1.1I!m1ing up, the judge made it clear
that he gave no credence to part of the
defence case alleging fabrication of the confession and improper treatment of the applicant by the Queensland police; yet the
judge emphasized that it was solely for
the jury to assess the facts.
It cited a number of passages from the reasons
and perhaps, with respect, the most complete of
them is that material which appears at pages 142
PIT8/5/JM 34 24/10/89 Ugle and 143 in the opinion of Your Honour Justice Brennan
where the test in that paragraph around line Eon
page 143 is, I hope, as we have articulated it and indeed as it was repeated by this Court in
MURPHY's case (1989) 86 ALR 35 and most conveniently
at paee 44 within that authority and I do not want
to take Your Honours to this particular case.
So, the question in relation to that sort of material and that sort of complaint, in our
respectful submission, comes back to the
proposition whether the jury had been affirmed
in the task that was properly before them by the
remarks made by His Honour in their context, or
whether they had been diverted from their properdid not create miscarriage of justice in
task to some other and extraneous consideration. held
either respect, it is perhaps necessary for me
to come finally to the observations about the
sufficiency of the case in terms of the ap~roDriatetest in relation to the proviso as articulated
by this Court in WILDE's-case. I would wish to delay Your Honours only a very little time in
resoect of that, but to start with the observation
that the decision for the jury really in this
case was stark.. There was no dispute about what he had said, which was the only material available
to the jury, with respect, which provided the
detail upon which the jury might convict. The dispute between the parties was as to why he had
said it and in relation to that, as my friend
has opened the matter to Your Honours, the choice
was between a voluntarily provided series of
confessional statements, or statements which had
been made out of fear whether or not by being
overborne in any sort of direct sense but out of fear arising from the manner of his apprehension
at least, and out of an expressed unwillingness
on the part of the officers questioning him to
accept any attempt at denial of any implicating
material so that, as Your Honours are reminded, he went on to simply agree with what was being put or to say what was wanted of him. That really required, particularly with
respect to the record of interview, the conclusion
that other questions had been asked and other
matters had been put, other answers had beenattempted to be given and these had been simply not recorded, because if one looks to the record
of interview, as I will take Your Honours very
briefly to in a minute, one sees that there isno hint or suggestion of any cross-examination or anything which would cause concern in the way in which that material was elicited by police investigation. Nor we thinkin the end is there any problem with respect to the way in which the
PIT8/6/JM 35 24/10/89 Ugle oral confessional material which preceded the
taking of the record of interview elicited in
any way which would cause concern. The task
for the jury was then one particularly of a
stark character of that description; they
had little else. All they had was the finding
of the plastic bag which had been used as the
makeshift condom, which had seminal material
consistent with having come from a person
with his groupings and the conclusions that
they might draw from the use of such an implement
as that and the way in which that came into
operation, as my learned friend opened it to
Your Honours this morning, upon what seems to
be an almost agreed basis that she had spoken
of AIDS, and whether the jury were entitled to
conclude that she did that in an attempt to
divert him from his proposed attack upon her,
or whether it was a matter which reflected
some of her promiscuity. So there was that sort of material and little else.
GAUDRON J: Mr Murray, can I interrupt you there? MR MURRAY: Yes, if it olease Your Honour. GAUDRON J: There is some indication in the record of
interview that there was an earlier conversation
which is not recorded in it.
MR MURRAY: I am sorry, Your Honour, evidence was given of that and I will take you to it.
GAUDRON J:
In particular at page 166 it is here at least that earlier in the course of the day the
defendant had made mention of the complainant's
having said she was a lesbian.MR MURRAY: Yes. GAUDRON J: Which, of course, does not emerge - one would
think would not have emerged except on the giving of an account or the attempt of the
giving of an account at some other time anda different account from that which is in the
record of interview.
MR MURRAY: The evidence which was led about that, Your Honour, was the material which commences, I think, at page 35 of the oaDers. It is the evidence of
the detective, Harrison, who, if memory serves mecorrectly was also said to be the questioner throughout. That officer spoke of his interview which he conducted on 28 March. It starts, I suppose at line 12: I then spoke to the accused, Mr Ugle ..... "Do you know why we are here?" He said, "Yes,
it's about the girl."
PIT8/7/JM
36 24/10/89
Ugle
"That's right, can you tell me what happened?"
"I've really gone over the top this time."
"What do you mean?" "I got a missus and kid.
I've really done it this time."
Page 36:
"Linton, it is important that I know exactly
what happened." "I rooted her, that's all."
I said, "Did he let you do this?" and the
accused just shrugged his shoulders and
didn't answer. I said, "Linton, there are a few things that I have to do here."
It was suspended at that point, it would seem and
returned to at page 38 after speaking of the
taking of a series of photographs which apparently
showed the scene generally and also the accusedwas depicted showing various parts of the place.
Nothing much was developed about the photographs
and I presume they were in relation to indicating
the front door and places where he entered, and
matters of that sort, not that that seems to have
had any evidentiary value of great significance
as it turned out. But then Your Honours will
see_ at line 60 the witness said he cautioned
the accused and recorrnnenced an interview
saying to him that he was going to be charged
with the sexual assault of the girl and tookhim then to various Dlaces; the forensic
section of the State.health laboratories and then
finally to the CIB office in Armadale. He was
spoken to again and the material starts around
line 80 of page 39 and that is preliminary
sort of materials. It is developed on the top of the following page to the point of going
into the house, sitting, talking.
GAUDRON J: But there you are,again at page 40, you see
there is an indication of an attempt at an account different from that in the record of
interview.
MR MURRAY: Where, Your Honour, at line 30? GAUDRON J: I am sorry, line 20 - sorry, line 30: I have been told that you grabbed her by
the hair ..... Is that true?" "No. She sat down and I just started stroking it."
MR MURRAY: Your Honour seizes upon a point which is of particular significance, we would have thought,
in relation to the evaluation of this material
by the jury and that is throughout, from this
point and on through the record of interview
PIT8/8/JM 37 24/10/89 Ugle one finds a mixture of material which contains
material which is of a confessional and adverse
nature and material which is to a degree
self-serving. That, we would have thought,
would have been perhaps the most important
area of the evaluation of the matter by the jury
in considering the contention which was being
advanced by the applicant that the police showed
an unwillingness to say anything which was to
allow him to say anything which was of aself-serving character, but they only wanted a particular story. One sees, right at that point and further on right through that page,
the reference not only - and the point I was taking myself slowly to it was to pick up the point for Your Honour that it was there in that conversation that there was reference
to the fact that she was a lesbian and that she
did not like men. I direct Your Honour to line 70.
GAUDRON J: Yes. MR MURRAY:
And so on down that page one sees entirely the way in which the conversation was developed including material which is certainly putting an account which has been given
but getting answers which vecy often have a mixture. Line 30 , line 50, line 80, line 100 are examples of areas where he would wish to say something exculpatory in the course of the debate and, as Your Honour has noted, the record of interview is very much in the same sort of character. It would seem, in our respectful submission, abundantly clear
that the jury were directed to the evaluation ofthat evidence and to find as an important conclusion that where there was confessional material within this evidence it was a confession made unforced and because it represented the truth. And only if they found themselves persuaded of that beyond a reasonable doubt, was it said that it
would be open to them to convict.
In our respectful submission, the jury must then, against that background, have firstly put
to one side, because they were told that it would
be only useful for a limited purpose and not in
the general assessment of the case, the evidence
of complaint which had been given to them -Your
Honours point out, at two points and not solely
at one - and they had then gone on to the evaluation
of all the testimony and must have concluded that
the account which was being given by the accused
was positively untrue and that they accepted that
the confessional material, which certainly establisheswithin it all of the elements which were necessary to prove beyond a reasonable doubt each of the two offences charged in the indictment, was material
which was voluntarily and freely provided and
represented the truth.
PIT8/9/JM 38 24/10/89 Ugle BRENNAN ACJ: It is a very curious story, though, is it
not? I mean, he goes into the toilet and comes out and gets a plastic bag because he did not wish to get AIDS, which seems to suggest that before he went into the toilet there had been
some conversation about sexual intercourse and
AIDS.
MR MURRAY: Yes, and there was a question as to when that had occurred; whether it occurred actually in
the bedroom,as he was saying at one point, afterhe had come back with the plastic bag, or whether
it had occurred rather earlier, as he said at
another point. But no doubt it was useful
to the jury to know that there was a conversation of that sort and to think whether it was part of a
general statement of her's in the course of an active invitation to him, or whether it was something that was said by her, at whatever precise point of time it was said, to disuade him from 9ursuing it
further. But all of those matters were matters for the jury, in our respectful submission, upon which it seemed that there is nothing to establish that they were diverted from a proper approach and evaluation of that evidence. The important thing, with respect, in relation to this aspect
of the matter for this Court is to simply observethat that process of evaluation was precisely what the jury were invited to do and that it
was done against a background which was set toone side as being irrelevant to that consideration,
the question of the complaint that the girl had
made. Once one comes to that point, our submission is that one can see that the jury
reached their verdict without reference to thatmaterial and would have undoubtedly have done the same properly instructed, as they were, if
that material had not been led.So they really are the submissions, I think,
that we would make in respect of that.
BRENNAN ACJ: Mr Murray, if your submissions should fail as to the proviso the question would then arise
as to whether the Court should order a retrial
or whether it should enter a verdict of acquittal?
MR MURRAY: Yes. BRENNAN ACJ: In considering the second of those alternatives I suppose one would have to consider the stren8th
of the prosecution case shorn, as it were, of the
inadmissible material. Would it be right to say
that the strength of the prosecution case depends
solely upon the passages to which you have been
directing our attention, that is the confessional
passages, oral and written?
PIT8/10/JM 39 24/10/89 Ugle
MR MURRAY: Yes, it does, Your Honour, in our respectful submission, put together with the competing
view of the facts which was advanced by the
accused.
BRENNAN ACJ: And the cross-examination, I suppose, of him?
MR MURRAY:
Yes, but particularly the nature of the story that he was telling which, as we have seen,
Their Honours on the Court of Criminal Appeal found to be inherently unlikely. The material really starts from page 95 and perhaps through to page 104. In view of the time, I do not take Your Honours directly through that, if I nay be forgiven.
BRENNAN ACJ: Yes. It will be necessary for us to read it if we come to that point.
MR MURRAY: I am sorry, sir? BRENNAN ACJ: It will be necessary for us to read it in any event.
MR MURRAY: If it please the Court. Of course, our submission
about that has been that. it is against that
background that one can see that if the confessional
material was reasonably capable of acceptance
and it was accepted then it provided
clear evidence of both off enc es charged and provided a background against which the Crown
can make this submission that it would be Droper
to order a retrial because the case was strong
upon that basis. If it please, Your Honours.
BRENNAN ACJ: Thank you, Mr Murray. Mr Cullity?
MR CULLITY: Your Honours, just one or two small ooints. The question of AIDS: there are two competing
views in the evidence about AIDS.
view was that the complainant had said to The CrO'wn the applicant, "I've got AIDS" as though to
nut him off and that he orocured the olastic
bag, as it were, to provide a shield against
the AIDS; he was going to have his way anyway.
BRENNAN ACJ: Was there any evidence on which the Crown relied to show where it was that this
conversation about AIDS took olace?
McHUGH J: There was evidence in his record of interview.
MR CULLITY: Evidence in the record of interview, yes. BRENNAN ACJ: If it was in the bedroom it was after he had taken her in there by force and then acquired the plastic bag from the kitchen.
PIT8/ll/JM 40 24/10/89 Ugle
MR CULLITY: I think the Crown case was that he produced the olastic bag from his pocket, together with
the iackey band which he had on hand. Of course he said - his view of the evidence was quite
the contrary. He said, "I went down the shor, to try and get some condoms. They didn't sell condoms down there. I said, 'Have you got any plastic?' She said to me, 'Well, you haven't got AIDS, have you?' I said, 'No, but have you eot some plastic?'" So she procured some shopping bag from some other part of the
house and produced it to him and then got, as His Honour
called it,'~ lackey ban~'fron a receptacle on the
table and he was then accoutred in that fashion.
McHUGH J: The fact that it is common ground that they spoke about AIDS is very strong evidence against
your client, is it not? I mean, your client's story was that this 15-year-old girl, in effect,
seduced the applicant.
MR CULLITY: Yes. McHUGH J: It is hardly likely that if she had those sorts
of inclinations that she would be telling him
that she had AIDS.
MR CULLITY: That is true, but, of course, my client's version is that she did not tell him about
AIDS at all, but that she just said, no doubt
in the context of this casual liaison, "Youhaven't got AIDS, have you?"
McHUGH J: That isin the witness-box.
MR CULLITY: Yes. McHUGH J: But that was not the version he gave to the police in the record of interview?
MR CULLITY: No, well, that is right. But all I am
saying, the only point I am making, is that there are two competing stories about the
significance of AIDS on the evidence.
The other point, and it really comes back
to the question of the exercise of the proviso
and the significance of the challenged or
inadmissible evidence, "I've been raped", given
the way that the evidence was developed, that is
to say the evidence of the police, as it were,
being the m:,uthpieces of the absent complainant, that
the real danger, although there was a direction
by His Honour that "You shouldn't use it as to
the truth", but, of course, bearing in mind that he has talked about consistency between the
police evidence on the one hand and the complaint
from the girl, the evidence "I've been raped"
PIT8/12/JM 41 24/10/89 Ugle is like a porthole for the jury into some
oorthole back into the events that actuallv
occurred. Instead of the disputed evidence ofthe confessional material, you have got a witness
coming along and saying, "She told me, 'I've been
raped'." If there was a dispute - if there was
doubt about the confessional evidence, what more
natural way would a jury be swayed to sav, "Well,
at least there's som:body back then who was canolained
to, ' I 've been raped' . That helps us. '' Maybe that is wrong, but the point is that they should not
have had that porthole. The applicant should not have had to run that risk that they would ta.ke
that view. That is why, in my submission, this
is not a case where the proviso should ever
have been exercised. They would be my submissions, Your Honour.
BRENNAN ACJ: Thank you, Mr Cullity. The Court will consider its decision in this matter.
AT 2.55 PM THE MATTER WAS ADJOURNED SINE DIE
PITS/13/JM 42 Ugle 24/10/Sg
Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Charge
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Consent
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Appeal
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Intention
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