Trimen v Janes
[1988] HCATrans 124
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S26 of 1988 B e t w e e n -
GLORIA JEAN TRIMEN
Applicant
and
HARRY JANES
Respondent
Application for special leave
to appeal
MASON CJ DAWSON J
TOOHEY J
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| MR A.W. STREET: | May it please the Court, I appear for the |
TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON FRIDAY, 10 JUNE 1988, AT 2.04 PM
Copyright in the High Court of Australia
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applicant. (instructed by Thomson Rich O'Connor)
MR W.R. NICHOLAS, QC: If the Court pleases, I appear with my
learned friend, MR R.A. GRAY, for the respondent.
(instructed by Ebsworth & Ebsworth)
| MASON CJ: | Mr Street. |
| MR STREET: | There are four errors of principle, Your Honours, |
that we seek to attack in the judgment of the Court
of Appeal.
| MASON CJ: | You might identify those errors of principle. |
| MR STREET: | If Your Honour pleases. The first is that the applicant must establish that the trial judge could |
| accord with what fell from this Court in BRUNSKILL V | |
| SOVEREIGN MARINE. | |
| The second error of principle that we seek to develop is that the Court of Appeal did not apply a | |
| test on the balance of probabilities and has taken | |
| out of context the observations that no appellate intervention should be made where the mere probabilities | |
| revealed by the material before the trial judge were - | |
| I withdraw that - the second point is that the Court | |
| of Appeal did not apply the full context of the observations relating to appellate intervention on the | |
| mere balance of probabilities upon the material before | |
| the trial judge and that what Their Honours failed to take into consideration was that the statement of those | |
| principles simply emphasize that one must also include | |
| the findings of the trial judge as well as the material before the judge in determining the probabilities. |
The third error of principle that we seek to
develop is that in any event the Court of Appeal erred
in assuming an advantage in the trial judge flowing from
his position as such in so far as the demeanour of a witness is concerned as to his powersof observation
being the critical fact in issue in the present case.
The fourth matter which the applicant seeks to
develop as the error of principle is that the Court of
Appeal did not, in any event, consider the probabilities
in the absence of any rival possibility. Your Honours,
in the applicant's respectful submission, each of thoseprinciples are ones which, of themselves, are matters
of importance in appellate intervention on findings of
fact.
IL l could s~~~ L0 J~v~l0~ further the proposition
relating to the test applied on the balance of
probabilities. If I could hand up to Your Honours
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additional material, being the judgment in "P. CALAND"
of the House of Lords and the judgment of the House
of Lords in HONTESTROOM and I would seek to take
Your Honours briefly first to the decision of the
House of Lords in "P. CALAND", (1893) AC 207,and the
passage in the Lord Chancellor's judgment to which I
seek to take the Court appears at page 215 at about
point 2 where His Honour says:
Now,I quite agree with what has been said in
this House in previous cases as to the importance
of not disturbing a mere finding of fact in
which both the Courts below have concurred.
I think such a step ought only to be taken when
it can be clearly demonstrated that the finding
was erroneous. In the present case, although
I might probably myself have come to a different
conclusion, I cannot say that any cardinal fact
was disregarded or unduly estimated by the
Courts below. I can lay hold of nothing as turning the balance decisively the one way
rather than the other. I think the decision of the question of fact at issue depends upon
which way the balance of probability inclines, and I am not prepared to advise your Lordships
that it is so unequivocally inclines in the
opposite direction to that indicated in the
judgments of the Courts below - - -
| MASON CJ: | Do the findings of fact turn on credibility in that |
case?
| MR STREET: | Your Honour, it is my understanding that it did |
in so far as the question of what the master said as
to the lights which were on, but Your Honour, that is
my understanding of it. But, Your Honours, the
proposition which I seek to extract is simply that the
appellate intervention is one which still depends upon
the balance of probabilities and that the reasoning
adopted by Mr Justice McHugh takes further the
proposition that has earlier been cited relating to
mere probabilities on the evidence and applies it in the present case and in ISKANDERIAN to a rule that no matter
what the probabilities, that is not sufficient for
appellate intervention.
Your Honours, the same subject-matter was - - -
| MASON CJ: | I am not sure how you are using this. | Let us assume |
a case in which the primary judge gives a decision and
that decision is a reflection of his acceptance of the
evidence of a particular witness. What are you then saying in relation to the Court of Appeal's power to reject the primary judge's acceptance of the evidence
of that witness?
| MR STREET: | That the Court of Appeal can, and should, interfere |
where the probabilities upon both the material before
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the trial judge and the reasons of the trial judge
lay in favour of one fact or another.
MASON CJ: | Now, let us assume that you cannot say of the witness' evidence that it is glaringly improbable |
| though you can say that it is, to some extent, opposed | |
| to the balance of probabilities. |
MR STREET: Well, Your Honour, the submission that I would seek
to develop is one that the test enunciated in
BRUNSKILL as to "glaringly improbable" would, as a
matter of logic, be reduced to simply a question of
being either probable or improbable in the application
and that the observations made by Mr Justice Walshe
in EDWARDS V NOBLE as to the utility of the adverb
"clearly" in so far as "wrong" is concerned is
equally- applicable to the adverb "glaringly". It is
either, in my respectful submission, a case one
finds that the probabilities, having taken into account
all the material before the trial judge and the trial
judge's findings weigh in the favour of a finding,such as the appellant contends for in the present case,
or they do not and one has an onus which is that
civil onus and no higher, in my respectful submission~
The same comment in relation to the use of the word
"clearly" was made by, I think it was, Lord Wrightin a passage in OSTENTON & CO V JOHNSTON, (1942) AC at
page 138 where, again, he was considering the use of
the adverb "clearly" and what he said in that regard
was that one must not act on a mere measuring cast or
a bare balance.
Your Honours, the applicant respectfully submits
that the Court of Appeal has taken the matter one step
further. Can I take Your Honours to the actual judgment which I have not sought to do at this stage? At
page 36, the test applied by His Honour Mr Justice McHugh,
at about point 13 on the page:
The burden of Mr Caldwell's submissions was
that on the whole of the evidence his Honour
could not rationally accept the evidence of
Mr Forster.
That, in my respectful submission, is not the test
that one finds laid down in BRUNSKILL. The application of that test is repeated at page 39 in the judgment
at point 17 where His Honour says:Strong as the arguments are in favour of the reef being the object with which
Battle Star collided, it is not such an
admitted or incontrovertible fact that
this Court can say that the trial judge
could not rationally accept the
evidence of Mr Fo:c.si..t::r.
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| MASON CJ: | But that is only another way of saying that the |
evidence is glaringly improbable.
MR STREET: Well, Your Honours, in my respectful submission
that must be taken together with the passage that
one finds at page 37 which is lifted out of
ISKANDERIAN V ISKANDERIAN where His Honour says
at about point 5:
"A finding of fact, depending in whole or
in part on the credibility of a witness or
witnesses cannot be set aside merely
because the probabilities strongly pointto the opposite conclusion.
Now, Your Honours, what I was seeking to take
Your Honours to was that that statement of principle extracted by Mr Justice McHugh is one which goes
further than the observations found in the judgments
by Lord Wright, Lord Sumner and Lord Herschell in
the English decisions dealing with the findings on
credibility. What Their Honours said in each of
those cases was that a finding on mere probabilities
upon the material before the trial judge is not
sufficient and they go on to say that what one must
take into account is the actual judgment of the trial
judge in determining whether the probabilities then
warrant appellate intereference. And in the applicant's respectful submission, what His Honour Mr Justice McHugh
has said at page 37 point 4 and following in the passage
from ISKANDERIAN plainly shows that His Honour has
developed the proposition to a point where no longer
is the application of the balance of probabilities
the test at which the Court of Appeal was applying inreviewing the finding of fact by the trial judge.
Your Honours, that, in my respectful submission,
is also supported by what one finds in the judgment
at page 39 at about point 10 after referring to the
fact that other than the reef at "Sow and Pigs" there
was not a scintilla of evidence which would support
any of these matters being as possible causes and
no other suggestion of any other possible cause. His Honour Mr Justice McHugh said:
It is a very powerful point that, on the
face of the evidence, the highly probable
cause of the collision was the reef.
Taking that passage together with his earlier reference in ISKANDERIAN, in my respectful submission, His Honour
was applying a test that was not one supported by the
reasoning found in the English cases to which he refers,
and he does, in ISKANDERIAN, set out those cases.
| MASON CJ: | But come back to BKUN'SKILL because, after all, BRUNSKILL |
is a decision of this Court. Now, it seems to me that
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what was said in BRUNSKILL is necessarily inconsistent
with a proposition that you can discard the evidenceof a witness whose evidence the primary judge has
accepted merely because that evidence is inconsistent
with the probabilities.
| MR STREET: | Your Honours, in my respectful submission, the |
principle that Your Honours laid down in BRUNSKILL
goes no further than applying and requiring an
appellate court to apply a test of being satisfied
that the finding was wrong on the probabilities and
in so far as the use of the adverb "glaringly" is
concerned, it does not impose a higher onus upon the
appellant. It simply emphasizes that a mere balance
is not sufficient and that is what Lord Herschell was
saying, in my respectful submission, in "P. CALAND".
And, Your Honours, I do not seek to attack BRUNSKILL,
what I seek to say, its logical application is one
in which the Court of Appeal must apply a test of
probabilities. It is either improbable or probable.
Whether you describe it as "clearly" or "glaringly",
in my respectful submission, does not advance or
detract the test to be applied.
MASON CJ: | I can understand that one might say "I won't accept the evidence of witness X because it's improbable" |
| but once having taken into account his evidence against | |
| one's prima facie feeling that it might be improbable | |
| it seems to me you are then confronted with a real | |
| difficulty. |
MR STREET: Well, Your Honours, the answer that we seek to make
in that regard is to call in aid the observations by
Lord Brandon of Oakbrook in the RHESA SHIPPING case,
(1983) 1 WLR 948 and there Lord Brandon quoted a
passage from Sir Arthur Conan Doyle by his character
Sherlock Holmes to Dr Watson at page 955 where he said:
"How often have I said to you that, when
you have eliminated the impossible,
whatever remains, however improbable,
must be the truth?"
Three qualifications His Lordship then proceeded to
develop and it is the third of which I would seek to
emphasize; the first being that a trial judge may not
be satisfied one way or the other; the second being that the circumstances may not be all known and for that reason one cannot apply the proposition put.by
Sherlock Holmes. The third though, and this is the
one which the applicant respectfully submits supports
the contention, at page 956, about point C:
The third reason is that the legal concept
of proof of a c9-~e .. on a b?,l_ance_ of. probabilities
must be applied with common sense.
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In my respectful submission, in the absence of any rival theory to support the proposition that there was some other thing that the vessel hit, it could not be said that the application in the present case
of the balance of probabilities has been applied , with respect to the Court of Appeal or the learned
submission, once one gets to the position that there trial judge,with conrrnon sense. In my respectful is not a scintilla of evidence to support any other rival cause it becomes somewhat difficult for the respondent to justify the finding of the trial judge.
DAWSON J: What you are really saying, are you not, is that the
trial judge should have rejected the evidence of Mr Forster because it was so improbable, because
unless you say that you do not get to the conclusion
that you seek?
MR STREET: Well, Your Honours, that is the bald proposition
of the ramifications of the issue we seek to develop
in so far as that would be the logical consequence
but the error of principle we say is that waat
ISKANDERIAN says and what His Honour Mr Justice McHugh
said in this case plainly goes further than the
question of probabilities as being the test applied.
DAWSON J: Well, it does not, really, because once you accept
the evidence of Mr Forster the probabilities change
they must.
| MR STREET: | Your Honour, in my respectful submission there is |
a further answer to the acceptance of Mr Forster which
would, in any event, be a question of principle that
would warrant this Court looking at the matter andthat is that the mere acceptance of a witness as being a credible witness does not of itself then prevent appellate interference in so far as the
relevant issue of fact is concerned if that issue of
fact is one that is not directly touched by
credibility. Here, in my respectful submission, the
critical question was the powers of observation of
Mr Forster. It could not be said, in my respectful
submission, that the appearance and demeanour of a witness in the witness box could lead the .....
judge to have an advantage over the Court of Appeal
or an appellate court in assessing whether or not the
powers of observation of that witness were ones that
prevented interference because of the finding ofcredibility.
| DAWSON J: | But this is the proposition, really: | you say even |
if Mr Forster was the most truthful man in the world, what he was saying just could not be. That is what you are saying, is it not?
| MR STREET: | Yout' Honour, I do put it thA.t way but I seek t:o put |
it in the light of the approach by the Court of Appeal
being one where they have failed to assess the
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relevance of the credibility to the fact in issue
and, Your Honours, as to whether or not credibility
prevents appellate interference except where it is
glaringly improbable, in my respectful submission,
one must weigh the nature of the fact in issue so
as to ascertain what the effect of the finding of
credibility would have. Here, it could not be said,
in my respectful submission, that the Delphic powers
of observation of the trial judge as to demeanour
could advance any finding that the witness was one
whose own powers of observation were infallible and,
in my respectful submission, there is no advantage in
such a fact in issue that would prevent an appellate
court approaching the matter on an approach where such
a finding of fact does not preclude intervention.
DAWSON J: Well, I understand that. I mean, if the most truthful
honest witness expresses mistakenly the view that black
is white, it does not make black white, does it?
| :MR STREET: | No, Your Honour, but one, in my respectful submission, |
must look at what it was that His Honour Mr Justice McHugh
said in this regard and that appears at page 41 at
about point 3 where His Honour, in looking at the
evidence given by Mr Forster, said:
He had the advantage which is denied to
this Court of making some assessment of
his intelligence and general powers of
observation.
Well, in my respectful submission, strong, indeed, would be the advantage of the trial judge if he is
able, from demeanour, to ascertain a witness' powers
of observation and, in my respectful submission,
that would fall within the fiction referred to by
Lord Atkin in LECK V MATTHEWS.
Your Honours, it is not a case such as was
considered by His Honour Mr Justice Isaacs
where there are competing potential causes which may
be weighed by the probabilities and His Honour
Mr Justice Isaacs, in COFIELD V WATERLOO COMPANY LIMITED, (1924) 34 CLR 363, cited a passage by
Lord Loreburn that:
'Courts .... like individuals, habitually act
upon a balance or probabilities'; and it
was within the province of the jury to
estimate the comparative degrees of
probability ascribable to the rivalexplanations advanced by the parties.
Where, Your Honour, in this case, is there a rival
exr1lanation? In my respectful submission, that, of
itself, means that in assessing Lhe proLaliiliLies wiLh
common sense the absence of a rival explanation and the
absence, of any attention being addressed in that regard
by the Court of Appeal would warrant intervention.
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| DAWSON J: | But Mr Forster gave a rival explanation. |
MR STREET: Well, Your Honours, in my respectful submission,
the evidence given by Mr Forster in so far as it
goes does not leave any rival explanation. He simply says he hit some unidentified object. Your Honour,
the possibilities of that occurring needs some
explanation as to what it was. Neither the Court of
Appeal nor the trial judge was able to point to any
other possible cause and that is the reason for the reference, in my respectful submission, to what was said by Sherlock Holmes, what possible cause can
there be? In my respectful submission, the possible
cause, once one takes into account the surrounding circumstances of the vessel being in a race trying
to go as close as it could to "Sow and Pigs", the
line that it was taking across from South Head down
towards Chowder Bay near Clifton Gardens and the
defendant's own evidence is one where it becomes, in
my respectful submission, clear that the only possible
cause was the reef.
Your Honours, in so far as the Court of Appeal
took the matter, the test applied by Mr Justice McHugh,
in my respectful submission, as to whether one could
rationally accept the evidence takes much higher than
is appropriate the application of "glaringly improbable"
laid down in BRUNSKILL V SOVEREIGN. It means, in essence, that the consequence of that is an almost glaringly
impossible task for an appellant seeking to challenge
a finding of fact and, in my respectful submission, gone
are the days, as a result of special leave, where one
needed any artificial test to prevent appellate
intervention on findings of fact.
Your Honours, in my respectful submission, the
consequence of the test laid down by Mr Justice McHugh
as to no rational basis and his application as to
the question of highly improbable being irrelevant
even on the whole of the material takes too far the
test so far as the duty of the Court of Appeal flows
from what has earlier been said to interfere.
Your Honours, can I also put it this way: there
is, in my respectful submission, a conflict of opinion
expressed by His Honour,the President, Mr Justice Kirby
and Mr Justice Priestley in the cases to which reference
is made in the affidavit in support of the application.
The decisions in MORAN V McMAHON and CHAMBERS V JOBLING and BRETT V NOMINAL DEFENDANT are ones that it is
difficult to reconcile with the approach adopted by
His Honour Mr Justice McHugh in ISKANDERIAN and that
ISKANDERIAN is a matter of public importance, in my
respectful submission, is one justified by its application
by Mr Justice McHugh in the present case. It is plainly a test that His Honour is seeking to give effect to in
interfering with findings of fact.
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Your Honours, in my respectful submission,
the consequence of the test sought to be applied
would warrant, of itself, special leave. In so far
as the further submission I put goes, the assessment
of credibility in each case must be made by theCourt of Appeal in weighing whether or not it would
interfere on a finding of fact and that, of itself, is
a matter also, we would respectfully submit, is of public importance. And finally, Your Honours, in so
far as the present case is concerned, I respectfully
submit that this is a case where, in the absence of
any rival explanation as to the possible cause, the
administration of justice itself would warrant
intervention upon the grounds that the decision is, in
my respectful submission, so plainly wrong and there
is an application of a test not laid down by the High
Court as would warrant intervention. If the Court
pleases.
MASON CJ: Thank you, Mr Street. The Court need not trouble you,
Mr Nicholas.
MR NICHOLAS: If the Court pleases.
| MASON CJ: | In the Court of Appeal Mr Justice McHugh recognized |
that the issues for determination were whether the
decision of the primary judge depended upon thecredibility of oral evidence and, if so, whether the
evidence accepted by the primary judge, that of
Mr Forster, could be rationally accepted or was inconsistent with established facts.
His Honour's approach conformed with what this
Court said in BRUNSKILL V SOVEREIGN MARINE AND GENERAL
INSURANCE COMPANY LIMITED, (1985) 59 ALJR 842 at
page 844, except that His Honour referred to evidence
being "irrationally accepted" rather than the evidencebeing "glaringly improbable", the expression used by
the members of this Court in their judgment.
We do not understand His Honour's expression
to present a different test though we think that the
test was correctly and adequately expressed by this Court in BRUNSKILL. Accordingly, the Court of Appeal
did not err in principle and the application for special
leave is refused.
MR STREET: If the Court pleases.
| MR NICHOLAS: | We ask for costs, Your Honour. |
| MASON CJ: | You do not resist an application for costs, do you, |
Mr Street?
MR STREET: Well, I do not consent to it, Your Honour.
MASON CJ: The application is refused with costs.
AT 2.30 PM THE MATTER WAS ADJOURNED SINE DIE
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Key Legal Topics
Areas of Law
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Civil Procedure
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Statutory Interpretation
Legal Concepts
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Appeal
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Jurisdiction
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Procedural Fairness
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Res Judicata
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Standing
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