FEDERAL COURT OF AUSTRALIA
Titan Enterprises (Qld) Pty Ltd v Cross [2016] FCA 1241
File number: QUD 411 of 2016 Judge: LOGAN J Date of judgment: 19 October 2016 Catchwords: PRACTICE AND PROCEDURE – subpoenas – privilege – trade marks attorney privilege – whether trade marks attorney and client legal privilege can be assimilated – onus of proof – where statements for claiming privilege do not rise above mere assertions – onus of proof not discharged
INTELLECTUAL PROPERTY – subpoenas – privilege – trade marks attorney privilege – whether trade marks attorney privilege and client legal privilege can be assimilated – onus of proof – where statements for claiming privilege do not rise above mere assertions – onus of proof not discharged
Legislation: Acts Interpretation Act 1901 (Cth) s 23
Competition and Consumer Act 2010 (Cth) sch 2
Intellectual Property Laws Amendment (Raising the Bar) Act 2012 (Cth)
Trade Marks Act 1995 (Cth) s 229
Australian Consumer Law ss 18, 29
Code of Conduct for Patent and Trade Marks Attorneys 2013 s 19
Cases cited: Esso Australia Resources Ltd v Federal Commissioner of Taxation (1999) 201 CLR 49
Hancock v Rinehart [2016] NSWSC 12
Woollahra Municipal Council v Westpac Banking Corporation (1994) 33 NSWLR 529
Date of hearing: 17 October 2016 Registry: Queensland Division: General Division National Practice Area: Intellectual Property Sub-area: Trade Marks Category: Catchwords Number of paragraphs: 20 Counsel for the Applicants: Mr P O’Shea QC with Mr B Gardiner Solicitor for the Applicants: King and Wood Mallesons Counsel for the Respondents: The Respondents did not appear Counsel for the Proper Officer, Davies Collison Cave: Mr PK O’Higgins Solicitor for the Proper Officer, Davies Collison Cave: Minter Ellison ORDERS
QUD 411 of 2016 BETWEEN: TITAN ENTERPRISES (QLD) PTY LTD
First Applicant
RIGEL CONSTRUCTIONS PTY LTD
Second Applicant
RIGEL ERECTORS PTY LTD
Third Applicant
AND: DALE CROSS
First Respondent
ADAM CLIFFORD HARMON
Second Respondent
JUDGE:
LOGAN J
DATE OF ORDER:
19 OCTOBER 2016
THE COURT ORDERS THAT:
1.The applicants be granted leave to uplift from the Court for the purposes of inspection and copying the documents produced by the proper officer of Davies Collison Cave (Subpoenaed Party) pursuant to the subpoena issued 26 July 2016 (Subpoena) excluding the following documents in envelopes marked:
(a)“QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 3 of subpoena 26.07.16. Privilege objections: Davies Collison Cave’s privilege, Confidentiality Objection: Confidential communications with Minter Ellison NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”; and
(b)“QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 2 of subpoena 26.07.16, No privilege objections, Confidentiality Objection: Banking communications from confidential Davies Collison Cave file NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”.
2.Costs be reserved.
Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.
REASONS FOR JUDGMENT
LOGAN J:
This proceeding is being conducted in accordance with the Court’s “Fast Track” practice and procedure to the end of what in more prosaic times would have been termed…
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- Case
- [2016] FCA 1241
- Decision Date
CaseChat Overview and Summary
The court examined the nature of the privilege claimed by the trade marks attorney, assessing whether it could be equated to the client legal privilege, which is well-recognised in Australian law. The key legal question revolved around the standard of proof required to successfully claim privilege over the documents. The court held that the onus of proof lies with the party asserting the privilege, and in this case, the statements provided did not sufficiently substantiate the claim of privilege. As a result, the onus was not discharged.
The court ruled that the privilege claimed by the trade marks attorney could not be assimilated with the client legal privilege without further substantiation. The onus of proof had not been adequately met by the assertions made, which were deemed insufficient to establish the privilege. Consequently, the court granted leave for the applicants to inspect and copy the documents, excluding those specified as privileged by the subpoenaed party.
The court ordered that Titan Enterprises (Qld) Pty Ltd be granted leave to uplift the documents produced by Davies Collison Cave pursuant to the subpoena, excluding specific documents marked as privileged. The court reserved costs for later determination.
Orders
Orders of the court
1. The applicants be granted leave to uplift from the Court for the purposes of inspection and copying the documents produced by the proper officer of Davies Collison Cave (Subpoenaed Party) pursuant to the subpoena issued 26 July 2016 (Subpoena) excluding the following documents in envelopes marked:
(a) “QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 3 of subpoena 26.07.16. Privilege objections: Davies Collison Cave’s privilege, Confidentiality Objection: Confidential communications with Minter Ellison NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”; and
(b) “QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 2 of subpoena 26.07.16, No privilege objections, Confidentiality Objection: Banking communications from confidential Davies Collison Cave file NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”.
2. Costs be reserved.
Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.
Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
Reasons for decision
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Ratio Decidendi
Legal Principle Established
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