Titan Enterprises (Qld) Pty Ltd v Cross

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FEDERAL COURT OF AUSTRALIA

Titan Enterprises (Qld) Pty Ltd v Cross [2016] FCA 1241

File number: QUD 411 of 2016
Judge: LOGAN J
Date of judgment: 19 October 2016
Catchwords:

PRACTICE AND PROCEDURE – subpoenas – privilege – trade marks attorney privilege – whether trade marks attorney and client legal privilege can be assimilated – onus of proof – where statements for claiming privilege do not rise above mere assertions – onus of proof not discharged

INTELLECTUAL PROPERTY – subpoenas – privilege – trade marks attorney privilege – whether trade marks attorney privilege and client legal privilege can be assimilated – onus of proof – where statements for claiming privilege do not rise above mere assertions – onus of proof not discharged   

Legislation:

Acts Interpretation Act 1901 (Cth) s 23

Competition and Consumer Act 2010 (Cth) sch 2

Intellectual Property Laws Amendment (Raising the Bar) Act 2012 (Cth)

Trade Marks Act 1995 (Cth) s 229

Australian Consumer Law ss 18, 29

Code of Conduct for Patent and Trade Marks Attorneys 2013 s 19

Cases cited:

Esso Australia Resources Ltd v Federal Commissioner of Taxation (1999) 201 CLR 49

Hancock v Rinehart [2016] NSWSC 12

Woollahra Municipal Council v Westpac Banking Corporation (1994) 33 NSWLR 529

Date of hearing: 17 October 2016
Registry: Queensland
Division: General Division
National Practice Area: Intellectual Property
Sub-area: Trade Marks
Category: Catchwords
Number of paragraphs: 20
Counsel for the Applicants: Mr P O’Shea QC with Mr B Gardiner
Solicitor for the Applicants: King and Wood Mallesons
Counsel for the Respondents: The Respondents did not appear
Counsel for the Proper Officer, Davies Collison Cave: Mr PK O’Higgins
Solicitor for the Proper Officer, Davies Collison Cave: Minter Ellison

ORDERS

QUD 411 of 2016
BETWEEN:

TITAN ENTERPRISES (QLD) PTY LTD

First Applicant

RIGEL CONSTRUCTIONS PTY LTD

Second Applicant

RIGEL ERECTORS PTY LTD

Third Applicant

AND:

DALE CROSS

First Respondent

ADAM CLIFFORD HARMON

Second Respondent

JUDGE:

LOGAN J

DATE OF ORDER:

19 OCTOBER 2016

THE COURT ORDERS THAT:

1.The applicants be granted leave to uplift from the Court for the purposes of inspection and copying the documents produced by the proper officer of Davies Collison Cave (Subpoenaed Party) pursuant to the subpoena issued 26 July 2016 (Subpoena) excluding the following documents in envelopes marked:

(a)“QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 3 of subpoena 26.07.16. Privilege objections: Davies Collison Cave’s privilege, Confidentiality Objection: Confidential communications with Minter Ellison NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”; and

(b)“QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 2 of subpoena 26.07.16, No privilege objections, Confidentiality Objection: Banking communications from confidential Davies Collison Cave file NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”.

2.Costs be reserved.

Note:    Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.


REASONS FOR JUDGMENT

LOGAN J:

  1. This proceeding is being conducted in accordance with the Court’s “Fast Track” practice and procedure to the end of what in more prosaic times would have been termed…

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Details
Case
[2016] FCA 1241
Decision Date

CaseChat Overview and Summary

The case of Titan Enterprises (Qld) Pty Ltd v Cross concerned a dispute over the admissibility of documents obtained through a subpoena, specifically regarding the assertion of trade marks attorney privilege. The matter was heard in the Federal Court of Australia. The primary issue before the court was whether the privilege claimed by the trade marks attorney could be considered equivalent to the client legal privilege. The court also needed to determine if the onus of proof had been discharged by the party claiming privilege when the statements made did not go beyond mere assertions.

The court examined the nature of the privilege claimed by the trade marks attorney, assessing whether it could be equated to the client legal privilege, which is well-recognised in Australian law. The key legal question revolved around the standard of proof required to successfully claim privilege over the documents. The court held that the onus of proof lies with the party asserting the privilege, and in this case, the statements provided did not sufficiently substantiate the claim of privilege. As a result, the onus was not discharged.

The court ruled that the privilege claimed by the trade marks attorney could not be assimilated with the client legal privilege without further substantiation. The onus of proof had not been adequately met by the assertions made, which were deemed insufficient to establish the privilege. Consequently, the court granted leave for the applicants to inspect and copy the documents, excluding those specified as privileged by the subpoenaed party.

The court ordered that Titan Enterprises (Qld) Pty Ltd be granted leave to uplift the documents produced by Davies Collison Cave pursuant to the subpoena, excluding specific documents marked as privileged. The court reserved costs for later determination.

Orders

Orders of the court

1. The applicants be granted leave to uplift from the Court for the purposes of inspection and copying the documents produced by the proper officer of Davies Collison Cave (Subpoenaed Party) pursuant to the subpoena issued 26 July 2016 (Subpoena) excluding the following documents in envelopes marked:

(a) “QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 3 of subpoena 26.07.16. Privilege objections: Davies Collison Cave’s privilege, Confidentiality Objection: Confidential communications with Minter Ellison NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”; and

(b) “QUD411/2016 Documents produced pursuant to order made 11 October 2016, Category 2 of subpoena 26.07.16, No privilege objections, Confidentiality Objection: Banking communications from confidential Davies Collison Cave file NOT TO BE OPENED WITHOUT LEAVE, COURT COPY”.

2. Costs be reserved.

Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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