Sims v RM Capital Pty Ltd (No 2)

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FEDERAL CIRCUIT COURT OF AUSTRALIA

SIMS v RM CAPITAL PTY LTD & ANOR (No.2) [2015] FCCA 149

Catchwords:
PRACTICE AND PROCEDURE – Pro bono referral certificate – factors to be taken into account — means — nature and complexity of proceeding — whether other steps taken to obtain legal advice.

PRACTICE AND PROCEDURE – Extension of time – factors to be taken into account – whether explanation for delay.

PROFESSIONS AND TRADES – Lawyers – duties and liabilities – solicitor and client – conflict of interest.

COSTS – Whether to suspend costs order – taxation.

Legislation:

Bankruptcy Act 1966 (Cth), s.40(1)(g)
Corporations Act2001 (Cth)
Competition and Consumer Act 2010 (Cth), sch.2 cl.18

Federal Circuit Court of Australia Act 1999 (Cth), s.15(a)

Federal Circuit Court Rules 2001 (Cth), rr.3.05, 12.02, 12.03

Federal Magistrates Court Amendment Rules 2012 (No. 1) (Cth), r.1 sch.1 item 6

Racial Discrimination Act 1975 (Cth)

Bahonko v Nurses Board of Victoria (No 3) [2007] FCA 491

Bartucciotto v Western Health Care and Ors (2007) 94 ALD 387; [2007]
FMCA 26

Canberra Residential Developments Pty Ltd vBrendas [2009] FCA 1484
Deputy Commissioner of Taxation v Jaskola (2011) 8 ABC(NS) 603; [2011] FMCA 67

Fuller v Toms [2012] FCA 27
Geelong School Supplies Pty Ltd v Dean (2006) 237 ALR 612; [2006] FCA 1404

Hawkins v Kingsway Group Ltd [2009] FCA 1073
Hunter Valley Development Pty Ltd v Cohen (1984) 3 FCR 344

Kelair Holdings Pty Ltd v Archer Consolidated Equities Pty Ltd [2009] FMCA 1127
Mather v Luttrell Ltd & Ors [2003] FMCA 62

Schokker v Commissioner ofTaxation (No 2) (2000) 106 FCR 134; [2000] FCA 1734
Sims v Jooste [2013] WASC 425
Sims v Jooste QC(No 2) [2013] WASCA 245
Sims v RM CapitalPty Ltd & Anor [2014] FCCA 2977

Sims v Suda Ltd [2014] WADC 161
Skipworth v State of Western Australia & Ors(No 2) (2008) 218 FLR 16; [2008] FMCA 544
Suda Ltd v Sims [2013] FCCA 1833
Temby & Anor v Chambers Investment Planners Pty Ltd & Anor [2010] FMCA 783

Winn v Blueprint Instant Printing Pty Ltd [2011] FCA 292

Applicant: DOUGLAS ARTHUR SIMS
First Respondent: RM CAPITAL PTY LTD
Second Respondent: JAMES BRADLEY RICHARDSON
File Number: PEG 393 of 2013
Judgment of: Judge Antoni Lucev
Hearing date: 23 January 2015
Date of Last Submission: 23 January 2015
Delivered at: Perth
Delivered on: 23 January 2015

REPRESENTATION

For the Applicant: In person.
Counsel for the Respondents: Mr NC Ebbs
Solicitors for the Respondents: Bennett + Co

ORDERS

  1. In relation to the application in case filed 23 January 2015:

    (a)the time for compliance with order 2 of the Court’s orders of 22 December 2014 be extended to 26 February 2015; and

    (b)that otherwise the application in a case be dismissed.

  2. The respondents have leave to apply forthwith for taxation of their costs with respect to order 3 of the Court’s orders of 22 December 2014, with those costs to be taxed by a Registrar as…

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Details
Case
[2015] FCCA 149
Decision Date

CaseChat Overview and Summary

In *Sims v RM Capital Pty Ltd (No 2)*, the applicant, Sims, sought an extension of time to comply with a previous court order and, in relation to a separate application, sought a pro bono referral certificate. The respondents were RM Capital Pty Ltd and others. The matter came before Judge Antoni Lucev in the Supreme Court of Western Australia.

The court was required to determine whether to grant an extension of time for the applicant to comply with a prior order, considering the explanation for the delay. Additionally, the court had to assess the criteria for issuing a pro bono referral certificate, specifically whether the applicant's financial means, the nature and complexity of the proceeding, and any steps already taken to obtain legal advice warranted such a referral. The court also considered the respondents' application for taxation of their costs.

His Honour granted the extension of time, noting the applicant's explanation for the delay. However, the application for a pro bono referral certificate was dismissed. The court reasoned that the applicant had not demonstrated sufficient grounds for the referral, implying that the factors required for such a certificate were not met. The court also allowed the respondents to proceed with the taxation of their costs related to a specific prior order and ordered the applicant to pay a sum of $2730 towards those costs by a specified date.

Orders

Orders of the court

1. In relation to the application in case filed 23 January 2015:

(a) the time for compliance with order 2 of the Court’s orders of 22 December 2014 be extended to 26 February 2015; and

(b) that otherwise the application in a case be dismissed.

2. The respondents have leave to apply forthwith for taxation of their costs with respect to order 3 of the Court’s orders of 22 December 2014, with those costs to be taxed by a Registrar as soon as reasonably practicable .

3. The applicant pay the respondents’ costs in the sum of $2730 by 23 February 2015.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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