Sailor v The Queen
[1992] HCATrans 46
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S24 of 1991 B e t w e e n -
EDWARD COOKE SAILOR
Applicant
and
THE QUEEN
Respondent
Application for special leave
to appeal
BRENNAN J
TOOHEY J
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON THURSDAY, 13 FEBRUARY 1992, AT 10.27 AM
Copyright in the High Court of Australia
| Sailor | 1 | 13/2/92 |
| MR M.F. ADAMS, QC: | Your Honours, I appear with my learned |
friend, MR P. BYRNE, for the applicant.
(instructed by Arden Associates)
| MR R.O. BLANCH, QC: | May it please the Court, I appear with |
my learned friend, MR A.M. BLACKMORE, for the
Crown. (instructed by the Director of Public
Prosecutions (New South Wales))
BRENNAN J: Yes, Mr Adams.
| MR ADAMS: | The Court will have appreciated that this is yet |
another appeal that raises the applicability and
possibly the correctness of this Court's decision
in Johns. The matter has been agitated, I think,
last year in a number of cases but did not directly raise the argument in the way that we seek to argue it here. I wonder if I could very briefly refer to the facts and then sum up, in a couple of
sentences, what we say, with respect, is the real
question.
TOOHEY J: Could I just ask you this before you do,
Mr Adams? Something in what you just said might
suggest that Johns' case was under attack as
opposed to the application of that decision in the
particular case?
| MR ADAMS: | No, we would hope |
| TOOHEY J: | I only mention it because it is not apparent from |
the draft notice of appeal that that is in
contemplation.
| MR ADAMS: | I see, Your Honour. | I must confess that we would |
hope to glide past Johns in the sense that we say
that we would rely on certain of the language used in Johns to make good our submission as to what is
really the substance of the common purpose
direction and confine the Johns' direction and observations to the two issues with which Johns was fundamentally concerned, namely, what is the effect of a circumstance of the taking to a crime known to
all parties of a lethal weapon. We say lethalweapon cases are on one side and Johns is one. Secondly, the issue which we do not seek to agitate here which is the probability/possibility debate in
relation to foresight of consequences where the
question is whether what is foreseen is theintentional infliction of death or grievous bodily
harm. We do not seek to agitate either of those
two points. And I think that that is, if I may say so with respect, what distinguishes the way in which we seek to put this argument and the way in which it has been agitated before this Court recently.
| Sailor | 2 | 13/2/92 |
| BRENNAN J: | What is the principle in this case which allows |
you to glide past Johns, as you say?
| MR ADAMS: | We say that Johns was concerned with the - it is |
an unsatisfactory word, but I might as well - with
imputed intention or constructive intention that
comes from the knowledge that a lethal weapon is or
might be used in an unlawful enterprise.
| BRENNAN J: | You would restrict it simply to a legal weapon |
case, is that what you are saying?
| MR ADAMS: | Yes. Although there are general statements - but the Court in Johns was principally concerned with |
| weapon was a probability - whether it must be a | |
| probability or could simply be a possibility. That | |
| was the principal question with which Johns was | |
| concerned. There are expressions in Johns which | |
| seem to accept what we submit in our outline of | |
| argument is the proper rule, namely, that the | |
| possibility of an event identifies the act or event for which the accused is criminally responsible or | |
| might be criminally responsible but that you then | |
| must look at his actual intent to see what is the extent of that responsibility. |
In a lethal weapons case, we say that intent
may be very readily inferred and, indeed,
Mr Justice Stephen in his judgment makes that
observation two or three times, and the English
cases, for example Chan Wing-Sui, make the same
point. However, the broad underlying principle
which seems to be adopted by Johns is this, as we
understand it, and with this, indeed, we may well
need to differ: the scope of the enterprise is the
critical question. In Johns there are observationsto the effect that that scope is determined not
only by what is explicitly or implicitly agreed to
but also by the advertence to the possibility of an event occurring, that is, being committed by one of
the other participants or occurring as a result of the enterprise as a whole.
What happened in this case was that
Mr Justice Badgery-Parker directed the jury as to
common purpose in terms of the enterprise to rob,
then has told them that if, as it was a part of
that enterprise, either explicit or implicit, that
grievous bodily harm or death would occur, that
would make the applicant guilty, but that if they
were not satisfied that it was a part of the commondesign or specifically intended, then the applicant
was criminally responsible if he contemplated the
possibility of death or grievous bodily occurring
or being inflicted.
| Sailor | 3 | 13/2/92 |
| BRENNAN J: | Now, do you find that in conflict with anything |
that is in Johns?
| MR ADAMS: | Yes, it is in conflict, Your Honour, because |
Johns - - -
BRENNAN J: Could you point us to the passage in Johns and
the passage in the summing up which, in your
submission, are in conflict?
| MR ADAMS: | Certainly. And then after I do that, |
Your Honour, may I take the Court back to Markby on
this question. But going to Johns: there are a
number of statements of the principle. Taking the
judgment at page 113 of 143 CLR, half-way down the
page:
The participants in a common design are liable
for all acts -
and may I just here flag the use of the words
"acts" for a moment -
done by any of them in the execution of the
design which can be held fairly to fall within
the ambit of the common design. In deciding
upon the extent of that ambit, all those
contingencies which can be held to have beenin the contemplation of the participants, or which in the circumstances ought necessarily to have been in such contemplation, will fall
within the scope of the common design.
And then having stated that general principle,
His Honour went on, as did other members of theCourt, to concern himself with whether it needed to be in the contemplation as a possibility or
probability, which is the substance of the case.
And there are other expressions to the same effect.
| BRENNAN J: | Do you challenge that proposition? |
| MR ADAMS: | No, we do not. |
BRENNAN J: Where then do we find something in conflict with
that proposition in the summing up?
MR ADAMS: | His Honour dealt with this matter at a number of places but, having come back on 26 April - page 100 |
| of the application book - His Honour summed up what he describes as his "principal directions" in, if I | |
| may say so with respect, in a useful form. |
Can we go then to page 102, paragraph (9):
| Sailor | 4 | 13/2/92 |
On the first count the accused is not to
be found guilty of murder unless the Crown has
proved:
(i) the doing of an act which caused the
death -
the relevant intention in the person who did that
act, and then:
(iii) that that act was done in circumstances
in which the law holds the accused responsible
for it.
And then, if we can go to page 104 - His Honour
dealing with other matters I do not think we need
to trouble the Court with - paragraph (12):
(12) If you are satisfied that the accused was
party to a joint enterprise, sharing a common
purpose to rob Mr Gilmore -
and there, in this case, can be absolutely no doubt
that that was at least the case -
still you may not find him guilty of murder
unless you are satisfied that the act which
caused death was an act specifically agreed to
or intended by the accused, that is that he
shared with the actual perpetrator the
intention at least to inflict serious injury
on Mr Gilmore.
Or if you are not satisfied of that, unless
you are satisfied at least that the accused
contemplated that it was possible that, in the
course of the robbery, the actual perpetrator
might intentionally inflict serious injury on
his victim.
Now, we say that all that did was to isolate
the act for which the applicant was responsible but, in the terms of the direction, which he did
not intend.
| BRENNAN J: | I am sorry, I do not quite follow. | Would you |
say that again?
| MR ADAMS: | I am sorry. | No, that is badly put. | Let me say |
it identifies the act for which the applicant was
responsible as being sufficient to make him guilty
of murder, providing the actual killer had the
necessary intent, and excluded from that
consideration whether he himself might have
intended death or grievous bodily harm. We say that the proposition in Johns does not exclude the
| Sailor | 13/2/92 |
requirement that there must be an intent in the
accused to cause death or grievous bodily harm.
Perhaps inconsistent is not the correct characterization of this comparison, that is,
between the passage I have read from Johns and
this, but that His Honour was of the view that
Johns excluded the necessity for the jury to consider what was the actual intention of the
accused.
BRENNAN J: If one looks simply at the infliction of serious
injury on the victim as the relevant act, is not
the direction given at page 104 entirely in
accordance with what is said at page 113 of Johns
in the sense that the accused contemplates the
possibility - and we can leave that word go for the
moment - that the victim will be seriously injured?
| MR ADAMS: | Yes. |
| BRENNAN J: | Now, if that is within the scheme of a common |
design, why is it that the infliction of the
serious injury, pursuant to that common design,
that is, intentional infliction of that injury,
does not attract the liability to conviction for
murder?
| MR ADAMS: | It would if that were the intention of the |
accused.
| BRENNAN J: | Why is it that the intention of the accused that |
serious injury might be inflicted not the relevant
intention?
| MR ADAMS: | May I approach that question just in a round about way like this: | in dealing with the problem |
of the accused's own acts that probably or possibly caused death or grievous bodily harm in Crabbe, the
Court was fortified in making the distinction
between probable and possible by saying that if a person appreciates the probability of an act - the
probability of a result, I might say - then he may
be taken to have intended that result, butforesight of a possibility does not amount to an
intention to encompass that result. That was the
mode of analysis used, in Crabbe to distinguish from
the point of view of the person's own acts between
probable and possible results.
Now, the answer is then, with respect, that
where a person contemplates a possible result, that
certainly fixes him with responsibility for that
result - criminal responsibility - but the extent
of that responsibility will depend upon what his
actual intention was.
| Sailor | 6 | 13/2/92 |
TOOHEY J: What do you mean "his intention"? What do you
mean by those words in this context?
MR ADAMS: | Whether he intended to cause death or grievous bodily harm, the same as the intention that would | |
| ||
| between Crabbe and such cases as this is that with | ||
| these cases, the proposition is the foresight of the possibility of the intentional infliction of either death or grievous bodily harm and we say | ||
| that what Johns makes clear is that that makes that | ||
| act, such an act, the responsibility of the accused | ||
| in terms of defining what is the common purpose or | ||
| joint enterprise and that where a lethal weapon is | ||
| used it may readily be inferred that that is an intention to cause or encompass that result. | ||
| TOOHEY J: | I rather thought, reading the judgment of the |
Court of Criminal Appeal, that the argument
addressed to that court was a rather different one
to the one that is being addressed to us now. I thought that what was being put to the Court of
Criminal Appeal was that His Honour the trial judge
left it open to the jury to conclude that if,
immediately before the act which led to the death
of the deceased, an act which was committed during
the course of the robbery, the accused contemplatedthe possibility that death might result, that was
enough, in the circumstances, to fix him with
liability for murder and the criticism of that was
that it extended, as it were, the range of time
during which common design might be inferred right
up until the moment when the blow was struck.
MR ADAMS Quite.
TOOHEY J: But is that the argument that you are putting to
us now?
| MR ADAMS: | No, no, we are putting a somewhat different |
argument.
TOOHEY J: But are you abandoning the argument that was
addressed to the Court of Criminal Appeal or is
that an additional argument?
| MR ADAMS: | No, Your Honour. | We would cite that as, in a |
sense, a subset, that is, it highlights the
difficulty with an application of Johns to a
situation where one defines the joint enterprise by
the contemplation of possibilities. If one brings
a weapon to a scene to the knowledge of an
individual or one becomes aware of the weapon
whilst, as it were, the joint enterprise is
underway, then it is perfectly easy to see in that
context how, at that stage already, the possibility
| Sailor | 7 | 13/2/92 |
of death or grievous bodily harm must necessarily
be present.
So that we accept that the point at which
there must be some contemplation can be a moving
point. It must be at a time, however, when one can
truly say there was a joint enterprise.
BRENNAN J: Is this your proposition, Mr Adams, that
applying Johns' case one sees that there is an act
done, namely, in this case, the assault upon the
deceased, which was within the scope of the commonpurpose and for which all participants are, to some
extent or other, criminally responsible but in
determining whether, in this case, in the case of
your client, he is liable as for murder rather than
manslaughter, it is necessary to find a specific
intent that the accused should be killed or be done
grievous bodily harm?
| MR ADAMS: | Yes, Your Honour. |
| BRENNAN J: | I think I can understand the argument clearly |
enough but it seems to me that once there is a
joint venture and the joint venture extends to the
deliberate infliction of grievous bodily harm or of
serious injury - - -
| MR ADAMS: | Does Your Honour mean by that, if I may |
interrupt, the possible deliberate - - -?
| BRENNAN J: | Yes. | And the relevant participant then says, |
"Let the plan proceed", though it is one which
contains the possibility that somebody will be
seriously injured and somebody is seriously injured
and deliberately so, why is it that the mind does
not become fixed, for criminal purpose, with the
intention that that result should occur?
| MR ADAMS: | Your Honours, there are two answers to that. | The |
first one is that that must be a question of fact, firstly, a matter for a jury to determine in the
circumstances; that is, we would submit, that you
cannot proceed from an advertence to a possibility
as a matter of law to the finding that there was an
intention and we cite in support of that Crabbe.
In Crabbe's case the actor knows what his intent is
and ex hypothesi knows that it is possible that his
acts will cause death or grievous bodily harm. If he nevertheless proceeds he is guilty of murder only if he foresaw that it was probable - or perhaps "likely" might be a better word, although this Court did say "probable" in Crabbe - and the
analysis in Crabbe of probable and possible fixed
itself on intention. This Court said that because
he foresees it as probable, it may fairly be
imputed to him that it was intentional.
| Sailor | 13/2/92 |
| BRENNAN J: | Now, Mr Adams, where do we find some indication |
of this argument as having been raised and
rejected, either by the trial judge or by the Court
of Criminal Appeal?
| MR ADAMS: | The way that it was raised by the - this is why I |
need to come to Markby before the trial judge, and
I must confess it was not directly confronted in
the Court of Criminal Appeal. The way that it was raised directly before the trial judge was by the
reference to Markby. If I can briefly state what
Markby says in this context, it says this, again in
the context of a weapon: that where the use of a
weapon is wholly unexpected and the result a
complete surprise, then although one is engaged in
a joint criminal enterprise, one is not responsible
either for murder or manslaughter if the use or if
what was done which was a complete surprise and
totally unexpected, occurred.
If, however, on the other hand, it was a
merely unexpected incident of the joint enterprise,
that is to say, one which was suspected, ie, we
would interpolate, the possibility of which was
adverted to, then the result is manslaughter, not
murder, and this must be by process of inference
from the judgment, if the murder or grievous bodily
harm is expected, that the accessory will be guilty
of murder. It is quite clearly stated in Markby in
that way. It, of course, was dealing with a
different question. It was where the trial judge
had limited the circumstances in which manslaughter
could be found.
I wonder if I could just very briefly take the
Court to Markby and, on reflection, I must say, it probably would have been better if Crabbe were on
the list of cases to be read than to be referred
to, and I apologize.
| MCHUGH J: | We have all got Crabbe, I think. |
| MR ADAMS: | Just to give the Court the page references that I |
rely on for my assertion that they equated
probability with intent and pass on, because
otherwise we concede Crabbe is quite a different
circumstance and is distinguishable from these
cases: Markby, 140 CLR 108. The Commonwealth Law Report, in fact, has a misprint which I have
corrected from the Australian Law Journal Report.
If I can take the Court to page 112 of the Court's
judgment in Markby, Your Honours will see just over
half-way through the page a reference to Reg v
Smith?
BRENNAN J: Yes.
| Sailor | 9 | 13/2/92 |
MR ADAMS: That passage should read, following the reference
to "Lovesey" :
The reason why the principal assailant is
guilty -
and these are the words that need to be
interpolated -
of murder and the other participant only of
manslaughter -
then ignore the reference to the cases which are
simply the bringing down of the immediately
preceding line by error -
in such a case -
and then it reads correctly. And I think the Australian Law Report also corrects it.
BRENNAN J: That is a regrettable misprint, is it not?
MR ADAMS: It certainly is. It changes the whole meaning:
is that the former had an actual intention to
kill whereas the latter never intended that
death or grievous bodily harm be caused to the victim, and if there had not been a departure from the common purpose the death of the
victim would have rendered the twoparticipants guilty of manslaughter only. In
some cases the inactive participant in the
common design may escape liability either for
murder or manslaughter. If the principal
assailant has gone completely beyond the scope
of the common design, and for example "has
used a weapon and acted in a way which no
party to that common design could suspect" -
if I may interpolate, a reference to the
possibility point - the inactive participant is not guilty of
either murder or manslaughter.
And I doubt you would get an argument at the bar
table about that.
If however the use of the weapon, even if its
existence was unknown to the other party, is
rightly regarded as no more than an unexpected
incident in carrying out the common design the
inactive participant may be convicted of
manslaughter.
| Sailor | 10 | 13/2/92 |
And we would add by implication, if it were an
expected incident in carrying out the common
design, then one would be guilty of murder.
| McHUGH J: | I still do not see how these references help you. |
If you go back to what the trial judge was dealing
with, he is dealing with the question of
responsibility and the hypothesis is that the
actual perpetrator has intentionally inflicted
serious injury on his victim.
| MR ADAMS: | Yes, Your Honour. |
| McHUGH J: | If it was part of the common purpose that that |
consequence was a possible incident, then the
person in your client's position is as guilty as if
he himself had intentionally inflicted the serious
injury.
| MR ADAMS: | With respect, that is not the principle as Markby |
makes clear.
| McHUGH J: | No, but Markby is dealing with a case where the |
two men go out and they do not begin with any
intention to kill or inflict serious bodily harm
but they go out to rob and in the course of it one
of them forms an intention to kill. Now, if he does, then he is obviously guilty of murder and the
other person is guilty of manslaughter but that is
a very different case.
MR ADAMS: But, with respect, it is not because - in this
particular case the time at which, of course, the
principal assailant may have formed his intention
was unknown. Indeed, it may have simply been a frenzy on the occasion.
TOOHEY J: That is the argument that was raised before the
Court of Criminal Appeal.
MR ADAMS: Quite.
| TOOHEY J: But, Mr Adams, if you look at the direction to |
which you took us on page 104 at line 10, that
direction that begins "Or", now can you just tell
us precisely what is objectionable about that part
of the direction by reference to Johns or Markby or
any other authority?
| MR ADAMS: | Your Honour, we say that all that does is |
identify the act for which the accused is
responsible which is precisely what Johns says in
the passage that I have quoted although I must
point out, if I may interpolate here, that the
Court does sometimes refer to "acts" and other
times refer to "crimes", for example, at page 118,
in the middle of the page, Mr Justice Stephen, but
| Sailor | 11 | 13/2/92 |
we say that it is inadequate, it falls short of the
requirement of section 18 of the Crimes Act that a
person is guilty of murder only if - leaving asidebeing recklessly indifferent to human life - they
intend to cause death or grievous bodily harm. And the learned trial judge has specifically - he is not saying "This amounts to intention", he says, "If you are in doubt that he had this intention, then if you have this view of the case then that is
sufficient for you to find murder." We say that that is wrong and, if not inconsistent with Johns,
it is not justified by Johns because Johns was a
case, as I have said, where the possible use of a
lethal weapon was plainly in contemplation from the
very beginning of the enterprise.
McHUGH J: Well, that is a factual matter. The question is
as to whether or not the direction is correct.
Supposing somebody said to another person, "Go and rob the bank. Do whatever you've got to do to get
the money", now, the person saying that may have no
intention himself of any kind but if the person
goes in and intentionally kills somebody in robbing
the bank, then both are guilty of murder.
| MR ADAMS: | Only if the accomplice actually has in mind the |
possibility of - - -
McHUGH J: But if he gives him open authority, says, "Do
what you've got to do"?
MR ADAMS: Well, Your Honour, if those words in the context
amount to a contemplation of doing death or
grievous bodily harm, which is the fundamental
question, then the way in which it was dealt with
by the trial judge here, the way in which it was
dealt with by the Court of Criminal Appeal and the
way in which it has been dealt with in a number of other cases including, for example, Miller in this
Court, then they would be liable - would be liable
for murder, but we say -
McHUGH J: This is all to do with agency.
MR ADAMS: With respect, section 18 of the Crimes Act
determines what are the necessary requirements for
the commitment of murder in New South Wales. They
are: an intention to kill; an intention to cause
grievous bodily harm; being recklessly indifferent
to human life and felony murder, neither of those
two latter we are not concerned. We submit if you do not fall within those four categories you are
not guilty of murder, and you cannot be guilty of
murder if you do the act yourself and you cannot be
guilty of murder because it is done by someone
else. It is only, if I may say so, if the learned
presiding judge's analysis be right, namely, a
| Sailor | 12 | 13/2/92 |
contemplation of possibility and a continuance in
the enterprise amounts to or is equivalent to an
intention to cause grievous bodily harm. That is,
with the greatest of respect, the only analysis
which permits in New South Wales an accused to beguilty of murder in these circumstances.
| BRENNAN J: | Mr Adams, if I might say so, looking again at |
the passages at page 112 and 113 of Markby in the
judgment of the Acting Chief Justice, it seems to
me that that is the way in which it is looked at.
The manslaughter hypotheses which are dealt with
there are cases where, to take the phrase from
Reid's case, for example, "albeit nothing more than causing fright" was in contemplation.
| McHUGH J: | Or nothing at all. |
BRENNAN J: Yes, or nothing at all, exactly. In other
words, where, to take another phrase from page 112:
there had not been a departure from the common
purpose -
and the common purpose extended to the doing of
serious harm, then the intention is made out.
MR ADAMS: | With respect, that interpretation of the language cannot survive a consideration of the circumstances |
| in which His Honour says there would be no | |
| liability at all. |
BRENNAN J: Where is that?
MR ADAMS: That is at the bottom of page 112. That is where
the person:
"has used a weapon and acted in a way which no
party to that common design could suspect" -
and the three - - -
| BRENNAN J: That really raises a defence of accident almost, |
does it not? Here is something that has happened
which is a surprise?
MR ADAMS: | Yes, or one goes with someone not knowing that there is a weapon and to everyone's surprise a |
| weapon is - - - |
BRENNAN J: That is where it is outside the common design.
MR ADAMS: Quite, but in some circumstances it is
merely -
| BRENNAN J: | I do not wish to interrupt you but let me bring |
it down to a practical situation: here are a
| Sailor | 13 | 13/2/92 |
number of men who are involved in an exercise to
rob somebody and there is an agreement - let it be assumed that it is spelt out - which says, "We may
have to hit him and hit him hard" - does not say
that it is likely or probable, but the possibility
is, "We may have to hit him and hit him hard", if
so, so be it. Now, that is the relevant intention, is it not?
| MR ADAMS: | Is Your Honour putting that as the circumstances |
in this case or putting it as a hypothetical
question?
BRENNAN J: Hypothetical to test the question of a common
intention where the infliction of serious harm
intentionally is no more than a possibility.
| MR ADAMS: | Your Honour, if it is fair to say that they agreed, shall we say, explicitly, that they would |
| But that, with respect, is not, we submit, this case. That is a case of actual intent. That is a | |
| case which comes squarely within the common design. It is not an unexpected incident. His Honour the | |
| Chief Justice makes the distinction between | |
| something which is not suspected at all, ie, "The possibility didn't occur to me", and something | |
| necessarily in which, "The possibility occurred to | |
| me but I did not expect it to occur" or, to use the | |
| language in Reid, "a likelihood". |
TOOHEY J: Then does the criticism of direction focus upon
the word "possible"?
| MR ADAMS: | No, Your Honour, it does not focus on the - well, |
I am sorry, in a sense it does.
| BRENNAN J: | It must. | To put your argument in any substance, |
it must.
| MR ADAMS: | Yes, Your Honour. |
BRENNAN J: Because you are concerned with the mental state
and not with the physical act.
| MR ADAMS: | Quite. | I am concerned with the mental state of |
the accessory.
BRENNAN J: Yes.
| MR ADAMS: | And the distinction that I make, however, between |
this and Johns is that one looks at the possibility
to identify the acts for which the accused may be
responsible and the probability to look at - his
actual intent or the probability of the act
| Sailor | 14 | 13/2/92 |
occurring to look at his intention for the purposes
of section 18. That is the way in which I use
"probability" and that is why we do not have a
quarrel, in one sense, with Johns. But I would be less than frank if I did not say that there are
expressions in Johns which stand against what I am
putting to the Court in the sense that the Court
says, for example, if I can take the Court to apassage - take the judgment of Mr Justice Stephen
at page 118 at about point 3. There is a reference
to Russel on Crime, and then His Honour says:
But if, in carrying out that contemplated
crime, another crime is committed there arises
the question of the complicity of those not
directly engaged in its commission. The concept of common purpose provides the measure
of complicity, the scope of that commonpurpose determining whether the accessory
before the fact to the original crime -
and one need not trouble about the distinction of
"the accessory before the fact" or this accessory -
is also to share in complicity in the other
crime. If the scope of the purpose -
is common to both of them
the accessory will be fixed with criminal
responsibility for it. In determining scope,
it may either be restricted to what the
accessory regarded as probable ..... or may be
extended to include what he regarded aspossibly involved -
and after a discussion His Honour determines it
should be what is possible.
BRENNAN J: Well, the discussion is important for the
present purposes, is it not, because it deals
specifically with possible responses by the victim?
| MR ADAMS: | Your Honour, I concede possibility is the test |
for determining the act.
McHUGH J: | And that is the way, to my knowledge, juries have been directed in New South Wales, at least, since |
| the late 1960s or 1970s. | |
| MR ADAMS: | I have heard them directed in terms of Markby and |
I have heard them directed in terms of Johns and,
subject to that observation, Your Honour is
perfectly right. But I suppose our submission
really is that the matter, with the greatest
respect, has not been adequately analysed, havingregard to the actual terms of section 18 - - -
| Sailor | 15 | 13/2/92 |
McHUGH J: But also you have got to take into account, is it
345 and 346 of the Crimes Act, every accessory
before the fact and every principal in the second
degree are to be punished and treated as the
principal in the first degree?
| MR ADAMS: | Yes, but you have to first find that they |
committed the same crime, with respect.
| McHUGH J: | But you have got to find out whether they are an |
accessory and, if so - I mean, in Johns case he was
an accessory before the fact.
MR ADAMS: Well, that is true.
| McHUGH J: | I appeared for Johns in the Court of Criminal |
Appeal in this case and that argument was put
to - - -
| MR ADAMS: | I did not realize I was being quite so courageous |
when I made the submission.
Your Honours, but taking up that point of
possibility, the possibility that there may be a
fight, for example - I might add in this case there
was no resistance, it was just a brutal and
terrible attack. But may I take Your Honours to
page 119 of the judgment of Mr Justice Stephen in Johns, the middle of the page, where he discusses
the objection to the suggestion criterion of
probability, the very first full paragraph. That
it:
lies in the standard of blameworthiness and
responsibility which it presupposes. If
applied, it would mean that an accessory
before the fact to, say, armed robbery, whowell knows that the robber is armed with a
deadly weapon and is ready to use it on his
victim if the need arises, will bear no
criminal responsibility for the killing which
in fact ensures so long as his state of mind was that, on balance, he thought it rather
less likely than not that the occasion for the
killing would arise. Yet his complicity seem
clear enough; the killing was within the
contemplation of the parties, who contemplated
"a substantial risk" that the killing would
occur.
I might add, I think that it is fair to say that
"possibility" is all that His Honour refers to but
the matter never having been agitated, we do not
raise it here.
But may I take the Court, for example, with
respect, to the reference to Vandine?
| Sailor | 16 | 13/2/92 |
TOOHEY J: Just before you leave that passage, Mr Adams.
The principle does not alter according to whether
the participants or one of the participants is
armed or not.
| MR ADAMS: | No, Your Honour. |
| TOOHEY J: | And that seems to me, perhaps unfairly, to be |
your submission or getting fairly close to what you
are saying, is that because in this case the
participants did not set out armed, then somehowthe principle to be applied is different.
| MR ADAMS: | Well, they did not set out armed and there is no |
real evidence upon which the jury concluded that
they set out with the intention to cause - that it
was part of their arrangement that they would cause
really serious bodily injury.
TOOHEY J: But that only goes to what is in contemplation.
MR ADAMS: Quite, Your Honour, but we say that is important.
Your Honour, what I am really saying about the presence of the lethal weapon is that the existence
of the legal weapon cuts the argument short. That
is why I seek to make the point, that Johns is a
case - that the English authorities, Anderson and
Morris, Chan's case which was the one referred to
and adopted by Mills in this Court, were all cases
of lethal weapons and the analysis of what the true
intent seems to have cut short because one says, as
Mr Justice Stephen did, "Look, when you've got a
weapon you know that it is going to be used or
might well be used."
TOOHEY J: But if you accept that possibility is the
touchstone, I am still at a loss to see what it is
in the direction on page 104 that is inconsistent
with any of the authority to which you have taken
us.
| MR ADAMS: | Your Honour, possibility is a touchstone only for |
identifying the act. It does not identify the
intention, we submit, and we submit that that is
the necessary consequence of Crabbe.
McHUGH J: Well, I have already put to you that they are
really dealing with two separate areas of
discourse, that we are really dealing with agency
here. Crabbe is dealing with a person's own state of mind.
| MR ADAMS: | Your Honour, when it boils down to it, we say, |
you must deal with the state of mind of the
accused. We submit, with respect, the only
reference to agency is that if he intends the agent
to do whatever the agent does, then it is fair to
| Sailor | 17 | 13/2/92 |
say that he intends those things that the agent
actually does do. But one is essentially not
changing the area of discourse, one is simply
saying, "Well, what is he making himself liable
for?" We come back fundamentally to his intention.
And there is no fundamental distinction unless this
Court were to say that adverting to possibilities
is tantamount to intention. As the learned presiding judge put to me at the first, "If that
proposition be correct, then this applicant cannot
succeed and this analysis is fundamentally wrong."
It must ultimately, with the greatest respect,
depend upon that question, for a start, if it is to
come within section 18.
So that all I can do in answering possibility
is to say this Court considered the question of
possibility and intention in Crabbe; that the
criminal law ought to be coherent; that, in
substance, it is ultimately what the individual
does or makes himself responsible for, whether
himself or by an agent; and that although it is
true that in Crabbe one was not concerned with the possible advertence to a deliberate or intentional
causing of grievous bodily harm or death, when it
is the act of the individual who sets out
deliberately to do what he does and adverts to the
possibility of death or grievous bodily harm if
that be sufficient to fix an accomplice or
accessory with intent, then the analysis in Crabbe
is wrong.
BRENNAN J: Well now, I think you have given us the benefit
of your views on that, Mr Adams.
| MR ADAMS: | I have said as much as I can say, yes, |
Your Honour, I accept that.
BRENNAN J: There is, however, the question of whether this
argument surfaced in any relevant sense in the
Court of Criminal Appeal or at the trial. Now, at the trial you have told us that there was a reference to Markby.
| MR ADAMS: | Yes. |
| BRENNAN J: | Is there anything else at the trial which might |
indicate that this argument was propounded in
something that might bear a tolerable similarity to
the argument that you have now been putting?
| MR ADAMS: | Aside from urging that His Honour should direct |
in accordance with Markby, no. My junior may assist me on this, if I might? My learned friend
reminds me the jury asked a number of questions
which raised it as an issue but Your Honour is
| Sailor | 18 | 13/2/92 |
asking a different question. And this argument was not put in this way - - -
| McHUGH J: | Well, the trial judge redirected them at |
page 126 in very much the same terms.
| MR ADAMS: | Yes, he did. Yes, Your Honour, and this argument |
was not put in the way in which I now seek to put
it in the Court of Criminal Appeal. I regret my
enthusiasm has led to saying more than I need to.
| BRENNAN J: | You have taken us as far as you need, Mr Adams. |
| MR ADAMS: | I appreciate that. | There is the ground of appeal |
that deals with the admissibility of the record of
interview and that section. May I just say that I
could not possibly hope to put the argument more
strongly than Mr Justice Priestley did and if the
Court permits me, I will not attempt to do so.
BRENNAN J: | The difficulty is that history is against both yourself and Mr Justice Priestley, is that not the |
| situation? | |
| MR ADAMS: | That must be so, although history has also led to |
reconsiderations of cases. But that is so.
Ultimately, I suppose, it is a policy decision on a
possibly ambiguous section as to the way in which
it has hitherto been interpreted by the courts and
I really can say no more on that argument than, if
I may say so with the greatest of respect to him,
Mr Justice Priestley.
BRENNAN J: Yes.
| MR ADAMS: | I think I referred to it but I should do it, |
although I am anticipating Your Honours' judgments
on this perhaps, that Miller in this Court is
against me in relation to my interpretation of
Johns. That was the astonishing case of the man that went out murdering a succession of women whom
of it and this Court there stated that if he was he picked up and there was a man with him who knew aware that it was possible that the person who he was with could on one or more of these occasions murder the woman that he was with, then that made
him guilty of murder. It is not on our list but I
should expose that to the Court. I can complete it by the reference: it is (1981) 55 ALJR 23.
| BRENNAN J: | Thank you, Mr Adams. | We need not trouble you, |
Mr Blanch.
The applicant was convicted on one count of
murder, another of assault with intent to rob in
company and a third of robbing in company. The charges arose out of attacks by the applicant and
| Sailor | 19 | 13/2/92 |
two others on a number of derelict men in
Darlinghurst and Woolloomooloo.The grounds of challenge to the judgment of the Court of Criminal Appeal dismissing his appeal
against the conviction are twofold:
"(l) The Court erred in upholding the trial judge's directions to the jury as to common
purpose and the application of the directions
in Johns, 143 CLR 108, and Mills, (1986)
61 ALJR 59. (2) The Court erred in upholding the trial judge's construction of s.410 Crimes
Act (NSW) and in following the majority
judgments in Connors 48 A Crim R 260."
The applicant does not seek to challenge the decision in Johns but seeks to distinguish Johns,
limiting the "possibility" referred to in that case
to the external acts of the offence and not to the
intention requisite to establish the crime of
murder. There is no trace of this argument in the
Court of Criminal Appeal nor any express raising of
the argument at the trial. In those circumstances,
even if the argument had substantial merit, and we
are not satisfied that it has, this case would not
be a suitable vehicle for the grant of special
leave.
The second ground arises because the officer
in charge of the police investigation made
statements to the applicant which (in the words of
the trial judge) when the statements are strictly
examined, "could not be regarded as having been
objectively true".
In accordance with New South Wales authority,
the Court of Criminal Appeal held that the relevant
part of section 410 of the Crimes Act 1900 (NSW)
only operated upon a representation that was untrue
to the knowledge of the person making it. This haslong been the construction placed on the words
"untrue representation" in the context of section 410 or its equivalent. This has been the view
held, at least since Davidson, (1895) 16 LR(NSW)
149 and it was recently affirmed in Connors, (1990)
48 A Crim R 260 by Chief Justice Gleeson and Mr
Justice Sharpe, with Mr Justice Priestley dissenting.
In Connors, Chief Justice Gleeson drew
attention to the relevant legislative history from
which it may be inferred that the Parliament of New
South Wales "understood and approved the decisionin Davidson". That is at page 270. In view of the
long-standing authority of Davidson in New South
Wales and the extent to which it has been acted on
| Sailor | 20 | 13/2/92 |
by the courts in that State and its apparent
adoption by the legislature, it would beinappropriate to grant special leave to appeal for the purpose of reviewing the decision of the Court of Criminal Appeal as to the operation of
section 410.
Accordingly, special leave is refused.
AT 11.27 AM THE MATTER WAS ADJOURNED SINE DIE
| Sailor | 21 | 13/2/92 |
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