SUPREME COURT OF SOUTH AUSTRALIA
(Magistrates Appeals: Criminal)
ROBERTS v POLICE
[2013] SASC 190
Judgment of The Honourable Justice Stanley
13 December 2013
MAGISTRATES - APPEAL AND REVIEW - SOUTH AUSTRALIA - APPEAL TO SUPREME COURT - GROUNDS - OTHER MATTERS
TRAFFIC LAW - OFFENCES - PARTICULAR OFFENCES - NOT OBEYING TRAFFIC LIGHTS AND TRAFFIC ARROWS
APPEAL AND NEW TRIAL - APPEAL - GENERAL PRINCIPLES - INTERFERENCE WITH DISCRETION OF COURT BELOW
APPEAL AND NEW TRIAL - APPEAL - GENERAL PRINCIPLES - INTERFERENCE WITH JUDGE'S FINDINGS OF FACT - FUNCTIONS OF APPELLATE COURT
CRIMINAL LAW - APPEAL AND NEW TRIAL - APPEAL AGAINST SENTENCE - GROUNDS FOR INTERFERENCE - SENTENCE MANIFESTLY EXCESSIVE OR INADEQUATE
Appeal against sentence. The appellant pleaded guilty to the offence of being the owner of a vehicle detected entering an intersection showing a red traffic light contrary to s 79 of the Road Traffic Act 1961 (SA) and rule 59 of the Australian Road Rules. He gave evidence before a magistrate in support of an application to have the offence deemed trifling pursuant to s 98B(4) of the Motor Vehicles Act 1959 (SA). He was not sworn or affirmed prior to giving evidence. The magistrate found that the offence was not trifling. The appellant was convicted and ordered to pay a fine of $464. As a result of the conviction, he incurred three demerit points.
Whether the proceedings miscarried on the basis that the appellant’s evidence was not given on oath. Whether the magistrate erred in concluding that the offence was not trifling. Whether the magistrate erred by failing to hear submissions with respect to s 15, s 16 and s 17 of the Criminal Law (Sentencing) Act 1988 (SA). Whether the sentence was manifestly excessive.
Held (dismissing the appeal):
1. Although the appellant’s evidence was not given on oath, it did not affect the magistrate’s decision. The magistrate did not reject the credibility of the appellant’s account by reason of his evidence not having been given on oath (at [12] - [14]).
2. Having regard to the circumstances, the offence was not trifling (at [17] - [20]).
3. Although the appellant is unlikely to commit the offence again, there is no good reason to impose penalty without recording a conviction or to reduce the number of demerit points incurred by the appellant (at [23] - [34]).
4. The sentence was not manifestly excessive (at [37] - [40]).
Road Traffic Act 1961 (SA) s 79, s 79B(2); Expiation of Offences Act 1996 (SA) s 8, s 8A; Motor Vehicles Act 1959 (SA) s 98B(4); Criminal Law (Sentencing) Act 1988 (SA) s 3(1), s 15, s 16, s 17; Road Traffic (Miscellaneous) Regulations 1999 (SA) s 15; Motor Vehicles Regulations 1996 (SA); Victims of Crime Act 2001 (SA) s 32(2); Victims of Crime (Fund and Levy) Regulations 2003 (SA); Summary Procedure Act 1921 (SA) s 189A, referred to.
Gazepis v Police (1997) 70 SASR 121; Dean v Police [2008] SASC 55; Zanker v Hyndman (1990)…
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CaseChat Overview and Summary
The primary legal issues in the appeal were whether the magistrate erred in concluding that the offence was not trifling, whether the proceeding miscarried because the appellant's evidence was not given on oath, whether the magistrate erred by failing to hear submissions with respect to certain sections of the Criminal Law (Sentencing) Act 1988 (SA), and whether the sentence was manifestly excessive. The court considered the mandatory requirement for evidence to be given on oath under s 98B(4) of the Motor Vehicles Act 1959 (SA) and concluded that the proceeding was affected by a significant procedural irregularity. However, the court found that this irregularity did not affect the outcome of the conviction, as the appellant was aware of the concerns that the magistrate had expressed. The court also rejected the other grounds of appeal, finding that there was no miscarriage of justice and that the sentence was not manifestly excessive.
The appeal was dismissed, but the appellant was granted an extension of time to bring the appeal. The court will hear the parties on the question of costs. The decision highlights the importance of procedural requirements in criminal proceedings and the court's discretion in determining whether an irregularity affects the outcome of the conviction.
Orders
Orders of the court
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Background
Background to the litigation
Evidence
Evidence Before The Court
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Decision
Reasons for decision
Ratio Decidendi
Legal Principle Established
The appellant advances a number of grounds of appeal. The first is that the magistrate erred in concluding that the offence was not trifling pursuant to s 98B(4) of the Motor Vehicles Act. The next ground is that the proceeding miscarried because his evidence was not given on oath, in accordance with the procedure prescribed in s 98B(4). The appellant further submits that the magistrate erred by failing to hear submissions with respect to s 15, s 16 and s 17 of the Criminal Law (Sentencing) Act 1988 (SA). The final ground is that the sentence was manifestly excessive. ConsiderationEvidence on oath It is convenient to deal first with the ground that the appellant was not sworn or affirmed prior to giving evidence. Section 98B(4) of the Motor Vehicles Act provides as follows:98B—Demerit points for offences in this State (4) If a court by which a person is convicted of an offence is satisfied by evidence given on oath forthwith on conviction that the offence is trifling, or that any other proper cause exists, it may order that a reduced number of demerit points, or no demerit points, are incurred by the person in respect of that offence. It is well established that before exercising its power under s 98B, the Court must hear evidence on oath and it is not open to the parties to waive that requirement.[1] It is conceded by the police that the appellant did not give evidence on oath and, to the extent that the magistrate was considering an application under s 98B(4), the proceeding was affected by a significant procedural irregularity.[1] See for example Dean v Police [2008] SASC 55 at [14] and the authorities cited therein. In Gazepis v Police,[2] the Court considered whether a conviction should be set aside because of an irregularity that occurred during the trial. The magistrate ordered the appellant to leave the courtroom briefly while he reprimanded counsel for objecting to a question in cross-examination, in a manner capable of conveying to the defendant the answer that he should give to the question. Doyle CJ, with whom Lander and Bleby JJ agreed, considered that the irregularity did not cause an unfair trial. He said:[3][2] (1997) 70 SASR 121.[3] Gazepis v Police (1997) 70 SASR 121 at 129.The powers of this Court on hearing the appeal are to be found in s 42(5) of the Magistrates Court Act 1991 (SA). The power is expressed in a form which is quite common, and includes the power to “confirm, vary or quash the judgment subject to the appeal”.Such provisions in this State have been interpreted as not requiring or permitting the court to allow an appeal, despite an error in the court below, if the court is satisfied that there has been no miscarriage of justice: see, eg, Newman v Byrne [1969] SASR 350 at 353, per Mitchell J and O'Leary v Daire (1984) 13 A Crim R 404 at 416, per White J. I deliberately refrain from expressing any view upon the question of whether it is incumbent upon the appellant to demonstrate a miscarriage, or incumbent upon the respondent to demonstrate that none has occurred.In the present case I am satisfied that what happened could not have affected the decision reached by the magistrate. I am so satisfied because, as I have indicated, the defendant shortly after the incident in question became aware of the very concern that the magistrate expressed while the defendant was out of the court. The defendant was as well informed as he would have been had he been in court all of the time.…On the other hand, such authority as I have found, does not support the view that an error affecting the manner in which the court conducts a hearing necessarily vitiates the trial. This matter was considered by the High Court in Wilde v The Queen. The court was there considering the question of what errors were “so radical or fundamental that by their very nature they exclude the application of the proviso” (at 373). The majority (Brennan, Dawson and Toohey JJ) went on to say (at 373):There is no rigid formula to determine what constitutes such a radical or fundamental error. It may go either to the form of the trial or the manner in which it was conducted ... [the cases] provide no real touchstone for determining when an irregularity is so serious as to cause a mistrial ... I do not consider that, in appeals such as the present one where the proviso is not in terms applicable, the court should adopt a rigid or technical approach to errors such as occurred here. I consider that the court should make an assessment of the significance of the error that occurred. I am content to adopt the approach taken by the Full Court of the Supreme Court of Victoria in R v Kerr (No 2) [1951] VLR 239. I do so even though that was an appeal from a conviction by verdict of a jury, and so the proviso was applicable. In that case the court had to consider the significance of the public having been wrongly excluded during part of the trial. The court acknowledged (at 241) that the question for it “does not depend upon the effect which the departure in question has upon the verdict; but is rather whether there has been a serious departure from essential requirements of the law”.