Reg v Pahuja
[1988] HCATrans 181
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No A46 of 1987 B e t w e e n -
ATTORNEY-GENERAL FOR THE STATE
OF SOUTH AUSTRALIA
Applicant
and
PRAHBU DATTA PAHUJA
Respondent
Application for special
leave to appeal
MASON CJ
BRENNAN J
DEANE J
| Pahuja |
DAWSON J
TOOHEY J
TRANSCRIPT OF PROCEEDINGS
AT ADELAIDE ON WEDNESDAY, 24 AUGUST 1988, AT 10 .-11. AM
Copyright in the High Court of Australia
| AlT2/l/SH | 1 | 24/8/88 |
MR J.J. DOYLE, QC, Solicitor-General for South Australia:
May it please the Court I appear with my friend,
MS A.M. VANSTONE, for the applicant in this matter.
(instructed by the Crown Solicitor for South Australia)
| MR J.S. WINNEKE, QC: | May it please the Court I appear with |
my learned friend, MR D.H. PEEK, for the respondent.
(instructed by Ross McCarthy & Nosworthy)
| MASON CJ: | Mr Solicitor. |
| MR DOYLE: | If the Court pleases, could the outline of submissions |
be handed up. I left it on the table a moment ago. If the Court pleases, it is submitted that
this application raises a matter of general importance
in the administration of the criminal law and that
matter beine, putting it broadly: what may a judge
say to a jury by way of explanation of the meaning
of the expression "beyond reasonable doubt" if
either the particular case calls for elaborationor if a request is made by the jury?
It is submitted that in this case the Court of
Criminal Appeal took a very restrictive view of what
may be said by a judge. In our respect.ful submission,
it was unduly restrictive and would appear to rule
out the use of certain recognized expressions such
as "moral certainty" and the contrasting of a realdoubt with either a fanciful doubt or a doubt based
on fanciful possibilities.
It is also submitted that the expression which
the majority of the court appeared to approve of,
that that expression or that explanation is somewhat circular and misleading-and that was paraphrasing it
roughly-that a reasonable doubt is a doubt which the
jurors, as reasonable men, are prepared to entertain
or are prepared to act on;and the third error which
it is submitted occurred is that the Court of Criminal
Appeal read the decision in GREEN V REG and its criticism and rejection of the process of jurors
being asked to analyse their reasoning. They appear to have read that as preventing a trial judge from
almost saying to a jury, "If you have a doubt, consider whether it is a reasonable doubt" and our
submission is that in.that respect, also, the approach
was far too restrictive but I will develop those
points a little later, Your Honours.Our submission is that this matter is important because it would affect many jury trials and while
are adhered to and unneces.sary elaboration on the if the statements which appear in various judgments meaning of "beyond reasonable doubt" is avoided, of course, there will be many trials where nothing will
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| Pahuja |
be said nevertheless, in our submission, there will
still be a good few trials where it will be necessary
for something to be said and so this issue would
arise quite frequently.
Secondly, in our respectfully submission, it
is a fundamental aspect of the criminal law, the
meaning of that expression, and for that reason alone
is important; and thirdly, in our respectful submission,
it is something on which practice should be standard
or relatively uniform Australia-wide and part of our
submission is that the approach which is now taken
in this State appears to be more restrictive than
the approach taken in other States, although it is
not easy to establish that with confidence because,
in the nature of things, one does not very often finddecisions in courts of criminal appea'-1. around
Australia which scrutinize summings up in quite this
detail.
However, our submission is that when one looks
at judgments elsewhere, it does appear that a
significantly more restrictive approach is being
taken in South Australia than in other States.
Now, I do acknowledge, Your Honours,at the
outset that, in the end, this question can be said
to turn upon the terms of the particular summing up and so, in that sense, it could be said this is not
a proper case for special leave but my submission is
that when looks as a whole at the judgments of the
court in this case, there is clearly a very restrictive
view being taken as to what may be said and the otherpoint on which I would fasten is that the one thing
which the court did say could be said, in my
submission, is not helpful to a jury and, indeed,
may be misleading.
| MASON CJ: | But can we do any better than the court did in |
GREEN?
| MR DOYLE: Well, Your Honour, in my respectful submission, |
GREEN's case has been misunderstood by the court
in this case. In that particular case, the summing
up was remarkable for the number of alternatives
it deployed or the number of explanations it
offered for what "beyond reasonable doubt" meansand the learned judge in that case went to the
stage of saying to the jury, ·"If you have a doubt,
take it out and look at it and do this and do that"
and, in that context, the High Court said a judge
should not invite the jury to analyse their own
mental processes. The Court of Criminal Appeal in this case have taken that proposition and have then
gone to the extent of applying it to the judge's
effect, "Well, if you have a doubt, ask yourself is direction at a stage when he said to the jury, in that a reasonable doubt" and that is, really, no
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more than he said and yet the Court of Criminal
Appeal have said that that is an impermissibleinvitation to the jury and it invites them to
analyse their own mental processes. So, in my respectful submission, in that respect, it appears
that what was said in GREEN V REG requires some
clarification because my submission is that it has
been misunderstood by the Court of Criminal Ap~eal
in this State. The other point is, in my submission,
that in GREEN V REG,- although the court was stronely
critical of the summing up, there is no indicationthere that the court was saying that some of the
well-known expressions such as "moral certainty",
"contrasting a real doubt with a fanciful doubt"
were no longer to be used and yet the tenor of the
judgment of the Court of Criminal Appeal in this
case is that such expressions are not to be used
and are likely to be misleading. So, in my respectful submission, GREEN V REG, at least in
this State, appears to have been misunderstood
and, in my submission, it does not lay down some
of the broader propositions which the court have
taken it as laying down.
So, in answer to Your Honour, in one sense I
am not asking the Court to do more than was done in
GREEN V REG but my respectful submission is
GREEN V REG is being read as having done more than
it was intended to do.
| MASON CJ: | But is not the tenor of the judgment in GREEN V REG |
inconsistent with the use of an expression like "moral
certainty"? ~
| MR DOYLE: | In my respectful submission, no, Your Honour. | I |
would submit that the judgment in that case has to
be read in its context and what it stands for are perhaps two or three propositions. First of all, that judges should not elaborate and we would accept
that; that, secondly, they should not invite jurors
to scrutinize or analyse their own mental processes and we would accept that but submit that, in context,
when Their Honours' words are looked at in context,
they were dealing with a summing up which really
did invite the jurors to do that and that there is
nothing in that judgment which suggests, as was said
by the Court of Criminal Appeal here, that a trial
doubt, ask yourself now, is that a reasonable doubt". judge cannot say to a jury, "Well, if you have a The Court of Criminal Appeal, in effect, have said, "If the jurors have a doubt, that is by definition a reasonable doubt" and, in my submission, that the High Court in GREEN V REG simply did not go that far and what the trial judge did in this case is not inconsistent with anything in GREEN V REG except that he did elaborate when, as I acknowledge, elaboration was not called for.
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BRENNAN J: | Mr Solicitor, if a jury acting reasonably forms a doubt, what is the purpose of them asking themselves |
| the question, "Is this. doubt reasonable?" , except | |
| as it were to pile pe l_1on on ossa and raise an | |
| additional hurdle. | |
| MR DOYLE: | Your Honour, in my respectful submission, to say |
that a reasonable doubt is a doubt which a jury,
properly instructed and discharging their duty,
is prepared to act on is descriptive of the end
result and correctly descriptive but, in my
submission, it is meaningful for a juror to say
to himself, "Well, the judge has talked about
reasonable doubt. I have got a doubt but is that the sort of doubt the judge was telling me about?"
and if he asks for an explanation, in my submission,
it is and must be permissible for a judge to say,
"Well, ladies and gentlemen, there are some doubts
which are reasonable and some aren't" and to give
them a brief indication of what is not a reasonable
doubt. ~<\rid so, while if the jury, properly instructed,
entertain a doubt and consider it is reasonable then,
clearly, it is reasonable because doubt cannot be
measured or weighed. On the other hand, in my submission, a juror can meaningfully say to a
judge, "Well, Your Honour, what is a reasonable
doubt? What sort of doubts are not reasonable?"
and, in my submission, the judge should be
permitted to give a brief explanation and not limit
it to saying what the Court of Criminal Appeal said.
In my submission, that is, really, the key
point here. On the approach of the Court of Criminal Appeal, a judge would without wanting to trivialize it almost have to put up his hands and say, "Well, sorry ladies and gentleman, I cannot
say anything more to you than that if you are
prepared to entertain the doubt and act on it, it
is a reasonable doubt" and, I submit, that is
circular because many jurors would say, "Well,
Your Honour, I do have a doubt but I am just not sure if it is a reasonable one".
| DAWSON J: | The answer is, "If you have it, then it must be |
reasonable".
MR DOYLE: Well, not in my respectful - - -
DAWSON J: Provided you are performing your functions properly.
| MR DOYLE: | Yes, perform the functions properly but the jury |
could ask, in my submission, quite reasonably for
guidance as to, at least, what is not a reasonable
doubt or, alternatively, what is. Where is the
line to be drawn .. And in my submission, in particular,
it can be helpful to contrast to a jury the idea of a real doubt as against a fanciful doubt or, as the
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High Court in GREEN did prefer, a doubt based on
fanciful possibilities. I accept that it would be wrong to use real doubt in a sense that implied
the relevant doubt had to have considerable weight
or a certain quality to it but it is, in mysubmission, helpful to draw that contrast to the
jury between a real doubt and a fanciful doubt.
But the other point at the bottom of all this,
in my respectful submission, is whether it is
proper, as it were, to fence trial judges in quite
as closely as the Court of Criminal Appeal has done
in this case, bearing in mind that for a long time
expressions such as "moral certainty" have been
used and that contrasts between a real doubt and
either a fanciful doubt or a doubt based on
fanciful possibilities.So, if the Court pleases, my submission is that this case does raise a basic and important principle relating to the explanation which may be given of
that expression. There are some further matters
which arise, Your Honours, and three of them, in
fact, are dealt with in the outline. The first one is the question of the meaning or the affect of
section 34i(5) of the EVIDENCE ACT which removes
the obligation to give a warning as to corroboration in cases of sexual offences and the second matter is
the question of what direction should be given in
relation to children who give sworn evidence and
the third point is a point under the heading
"duplicity".
The first two matters were dealt with by the
Court of Criminal Appeal in their judgment. The third matter was raised before the Court of it and it was not dealt with in the judgment but
I understand that my learned friend, Mr Winneke,
wishes to argue them on the basis that if the
Court of Criminal Appeal erred in the area of our
attack that, nevertheless, there were other errors by the trial judge. Could I just ask the Court to
indicate whether it would be more convenient for me
to proceed to argue these matters, those other matters,
as part of my main argument or, at this stage, to
confine myself to the only matter on which the
Crown wishes to be critical of the judgment of
the Court of Criminal Appeal, that is, the direction
in relation to reasonable doubt and then deal, ifnecessary, in reply with the other matters?
| MASON CJ: | Mr Solicitor, the Court is of opinion that you |
should confine yourself to argument that supports your application for special leave and the ground
you advance.
AlT2/6/SH 6 24/8/88 Pahuja
MR DOYLE: | Yes, if the Court pleases. Thank you, Your Honour. Your Honours, if I could turn to the argument, then. | |
| I propose, if convenient to the Court, to first of all look briefly at the direction which His Honour | ||
| gave to the jury; then to look at what the Court | ||
| of Criminal Appeal said about it; then to look at | ||
| two or three decisions in this Court on the meaning of the expression "beyond reasonable | ||
| ||
| to one earlier decision in this State and, finally, | ||
| with the aid of some material which I will hand up, | ||
| to take the Court very quickly and briefly to what | ||
| has happened as best we can tell in some other | ||
| places in relation to the meaning of that expression, | ||
| not that I suggest that will, in any sense, indicate | ||
| to this Court what it should do but just to indicate the variety of approaches that does occur. |
Could I go then to the su.nnning up of the
trial judge, Your Honours, and I will confine myself
to the passages which are relevant to this point.
The relevant part of the summing up begins at
page 178 of the appeal book and there the learned
trial judge, at line 11, said:
If at the end of your discussions you,
as reasonable people, are left in some real
doubt as to whether all of the elements of
of the offence have been proved against him
then the accused is entitled to the benefit
of that doubt and to an acquittal.
On the other hand you will not let some stupid or fanciful or unreal doubt carry any
weight with you. You have to remember your
obligation to the due administration of the
law -
So, clearly, drawing a contrast there between real
doubt and, on the other hand, a stupid or fanciful
or unreal doubt.
Then, at about line 22: If you the jury are not satisfied that the guilt of the accused has been established
to a point of moral certainty then he 1sentitled to the benefit of that doubt and a
verdict of not guilty.
So he deploys that concept for them. Then,
Your Honours, at page 185, he comes back to the
topic, because that was all he said, in effect,
on it at that part of his su.nnning up but at
page 185, line 4:
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If you say, well, you have thought about it and just don't think you can say where
the truth lies, then, ladies and gentlemen,
if that is the frame of mind that you are in,
I tell you as a matter of law that amounts
to a reasonable doubt. In other words, if
you say you can't say where the truth lies,
that is the same thing as saying you have
a reasonable doubt.
That was in the course of explaining to them that
it was not a matter of just deciding one version
or the other was true, there could be a mid course.
At about line 15:
If you accept another lot of evidence, then
you would probably find him not guilty; if
you just don't know, as was put to you onbehalf of the accused, if you don't know,
then the benefit of the doubt has to be
given to the accused.
And then, at page 199, line 10:
You will now consider all of these matters and discuss them freely amongst
yourselves and, having done so, you will
come to the conclusion in respect of whetherthe Crown has proved its case beyond reasonable
doubt. If you are satisfied in every respect
that the Crown has proved the accused committed
the offence with which he is charged, then you
must say, 'Yes, we have so decided' - And then at line 18:
If you are not so satisfied, if you
are not morally certain, either because
you are satisfied that the truth lies
somewherein the Crown case, or because it
has not proved its case beyond reasonable
doubt, then your verdict will be not guilty.
DAWSON J: What does the word "morally" mean in the phrase
"morally certain", Mr Solicitor?
MR DOYLE: Well, according to the dictionaries, Your Honour,
it means, and here the dictionaries themselves get
a bit circular, it means, really, very confident,
almost certain. The expression "moral certainty"
has been, judging by the dictionaries, used for
a good many years as meaning that something is
almost certain to be the case and, certainly, one
finds it cropping up in cases going back many years.
So, all I can say, Your Honour, is it is used in
the sense of - - -
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| DAWSON J: | Completely certain. |
| MR DOYLE: | Yes, although I do not, with respect - - - |
MASON CJ: Like a race horse you are confident about.
| MR DOYLE: That is so, Your Honour. It is, | in a sense, |
a surprising - . use of the word "moral" and yet one does hear "morally certain" used not uncommonly
in ordinary speech and so, if there was not that
traditional use of it, it might almost seem
misleading to put the word "moral" in there but
that very expression "moral certainty" does appear
iri the Oxford Dictionary and most of the main
dictionaries, Your Honour, and has been used by
judges over the years.
DAWSON J: Although, that is very close to a mathematical certainty,
is it not, really?
MR DOYLE: Well, not in my respectful submission. In one sense,
it is a bit like "beyond reasonable doubt". It
defies definition and yet one can, in my respectful
submission, give an indication of the intended
meaning but it does defy definition and, for myself,
Your Honour, I would not, with respect, submit thatit introduced any notion of mathematical certainty
and I must confess, although I am mathematically
somewhat illiterate, I am not even sure what"ma::rematical certainty" does mean.
DAWSON J: Well, that means an a priori proposition, does it
not?
| MR DOYLE: | Yes, well, as I have said, Your Honour, I am |
mathematically illiterate so I just cannot say.
MASON CJ: But not morally illiterate.
| MR DOYLE: | I would like to think about that, Your Honour, |
when I read the transcript.
Your Honours, that is all the learned judge
said in his summing up and I have to acknowledge
that, to some extent, matters of impression are
involved but, in my submission, when we come to
GREEN's case, there really is a significant contrast
here between what the trial judge has said to the
jury and what was done in GREEN's case but it is
significant that the Court of Criminal Appeal,
taking the summing,~p for a start said that theywere distinctly uneasy about that and then what for them tipped the scales was what was said by
way of further direction to the jury.
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BRENNAN J: Mr Solicitor, is there any appellate decision which has equated "beyond reasonable doubt" with
"moral certainty"?
MR DOYLE: My recollection, Your Honour, is that in BROWN V REG which is one of the early cases in the High Court
where, again, the Court said generally you should
not elaborate, the expression "moral certainty"was used.
MASON CJ: What case was that?
MR DOYLE: BROWN V REG. MASON CJ: BROWN V REG. MR DOYLE: That is on our list, Your Honours, although I
was not proposing to read from it but I have it
here and if Your Honours will pardon me a momentI will just check whether my recollection is
correct. Yes, Your Honours, BROWN V REG, (1913)
17 CLR 570 and, in particular, at pages 594 to 596in a joint judgment of Their Honours
Mr Justice Isaacs and Mr Justice Powers, dealing
with the meaning of "beyond reasonable doubt",
Their Honours said at page 594:
Doubt is doubt, and reasonable is
reasonable having regard to the circumstances.
But then, having gone on to discuss that a little,
at page 595, they said in the middle of the page:
The law is that there must be moral
certainty of guilt, which in itself involves
the absence of reasonable doubt.
And there are earlier cases in other places,
Your Honours, where that expression is used and
will indicate that it is still used or regarded the brief survey which I will undertake later as a favoured expression in other places and, again, at page 596, Their Honours sai~when they were being critical of the use of that expression, it has gone out of fashion, in effect,
'~ct in the way in which you would if you were dealing
with important matters in your own life", near thetop of the page about eight lines down they said: It is simpler to ask for moral certainty - a term of clear conception - with reference to the circumstances of the particular case.
BRENNAN J: Well, it may have been a term of clear conception
in a day and age when moral values were more
appreciated than in the modern day.~
AlT2/10/SH 10 24/8/88 Pahuja
| MR DOYLE: | Yes, Your Honour. With respect, I would not |
deny that expressions can have a vogue and then go out of vogue and that if an expression is no
longer found to be one commonly used, it may not
be helpful any longer to use it to a jury and so
I do not suggest that simply because an expressionhas the approval of authority that it can and should be used forevermore. In my respectful
submission, "moral certainty" is a satisfactory
expression still to use today.
BRENNAN J: Well, I notice Baron Parke spoke of such a
moral certainty as convinces the minds of the
tribunal as reasonable men, beyond all reasonable
doubt.
| MR DOYLE: | Yes. |
| BRENNAN J: | So, you are speaking of a particular quality of |
moral certainty which was apt to produce satisfaction
beyond all reasonable doubt.
| MR DOYLE: | Yes. | Your Honour, again, I accept that the quest |
in the end is satisfaction beyond reasonable doubt
and that any expression that is used should not be
used as a substitute but merely as an aid or a guide
to the jury.
DAWSON J: Well, really, what you are saying is a synonym
which may strike the jury more forcefully than the
phrase '·'reasonable doubt" itself.
| MR DOYLE: | Yes, Your Honour | So, Your Honours, it was |
the further direction which, in the view of the majority, intensified the doubts which they had
about the summing up and, if Your Honours would go
to page 212, Your Honours will see there the further
direction that was given to the jury. I should explain: this further direction was given to the
jury at the request of the prosecutor but that
request was made on the basis on an earlier decision of the Court of Criminal Appeal to which I will
come later, REG V WILSON, in which very similar
views were expressed to those expressed here. So,
while the prosecutor in the light of REG V WILSON,
in my submission 9 quite properly suggested to the
judge that he should further direct the jury, the
tenor of my submission is that, in fact, there was
nothing wrong with the initial summing up to the
His Honour said: jury. In any event, on page 212, at about line 5, The first -
and he meant the first matter he wanted to speak
to them further about -
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| Pahuja |
is the question of 'beyond reasonable
doubt'. It may be that I left the wrong
impression with you at one particular part,so I will now endeavour to clarify it.
The expression 'beyond reasonable doubt'
is simply a matter really of plain common
sense. If at the end of your deliberations
you are left with any doubt, it is for you
to decide whether that is a reasonable doubt,
if you decide there is a reasonable doubt,
then, of course, the Crown have not proved
their case. You do not have to go to consider any other matters -
and a little further down -
It is for you to decide whether it is a
reasonable doubt and if it is a reasonable
doubt then the verdict has to be not guilty.
And my submission is that that was quite inoffensive
but what Their Honours said in the Court of Criminal
Appeal was that this contravened what the High Court had said in GREEN V REG and that this did amount to
asking or inviting the jurors to analyse or
scrutinize their own mental processes and my
respectful submission is that if that is what
GREEN V REG means, then it is very difficult for
a judge to really draw any contrast for a jury between a reasonable doubt and one that is not
because all he has said to them is, "If you have
got a doubt, then it is for you to decide whether
that is a reasonable doubt" whereas the view most
strongly espoused by the Chief Justice
Mr Justice King was that if the jury entertain a
doubt then, more or less ex hypothesi, that is a
reasonable doubt.
(Continued on page 13)
AlT2/12/SH 12 24/8/88 Pahuja
DEANE J: Except, is not one of the problems that this:
it invites the jury to go out and argue about
whether their doubt is reasonable? The first
thing would be, what do we mean by a "reasonable"?
They then go back and the trial judge has told them that if a doubt is a stupid doubt - so
they then go out and they argue, "Oh, no, your
point of view is stupid," and the whole thing
is likely to generate into a slanging match.
| MR DOYLE: | Yes, Your Honour, there are dangers of that |
| and yet, in my respectful submission, many average | |
| men on juries would really want some assistance | |
| from the judge and, in my respectful submission, | |
| at least the concept of "real doubt" contrasted | |
| with "fanciful doubt" is helpful because, in my submission, people do understand the concept of a doubt existing but it being a rather fanciful | |
| one, eg, based on the accused having an identical | |
| twin that no one has heard of and who did not appear at the trial - it may be that identical twin did it. | |
DEANE J: | The point I was trying to make to you is even if you do not see much wrong with what is on |
page 212, in the context where they have been
told that a reasonable doubt is a stupid doubt - and
obviously a stupid doubt means a doubt held
by a stupid person - ~tis only in that context
that you can read what he says there.
| MR DOYLE: | With respect, I accept what Your Honour puts | |
| to me but, in my respectful submission, it is | ||
| for the jury in the end to decide if they have | ||
| ||
| does give some meaning to that word "reasonable". | ||
| If it does then there must be doubts which are | ||
| not reasonable and if the judge, as here, does | ||
| no more than say to them, "Now, decide for yourselves | ||
| whether your doubt is a reasonable one", he is doing no more, in my submission, than telling | ||
| ||
| there is a danger, I accept, that things might | ||
| degenerate with the jury coming back asking for an expression, going out, arguing over what | ||
| that meant and then coming back again, it is | ||
| one thing to say that the safest and wisest | ||
| course is not to elaborate at all unless the | ||
| jury really press you, but another thing to | ||
| say that the judge has erred when he elaborates | ||
| in what is, I submit, the very limited fashion | ||
| in which he did elaborate in this case using | ||
| expressions which have been approved in many | ||
| other cases and, in my submission, this is | ||
| one of the matters where in the end, at the | ||
| particular trial, a lot has to be left to the | ||
| judgment of the trial judge. It is one thing |
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| Pahuja |
to say it is safer not to elaborate, in my submission,
and another thing to say that elaboration of
this sort is, in fact, erroneous.
MASON CJ: You criticized what the Full Court said about
the use of the expression "fanciful doubt",
but is not what the Chief Justice said at page 239.
entirely consistent with what this Court said
in KING? At page 239 in the quotation half- way down the page, taken from the Chief Justice's
earlier judgment in REG V WILSON. His Honour concedes that in some circumstances it may
be appropriate to use that expression and the
same concession was made in GREEN but, primarily,
the view taken in GREEN and the view expressed
here is that the trial judge should refrain
from using that expression in his instruction
to the jury unless there are particular circumstances in the case that make it appropriate to r.efer to it. Do you quarrel with that?
MR DOYLE: | No; Your Honour. We accept in these submissions that the trial judge should not elaborate unless there is something in the particular case which |
| calls for elaboration. | |
| DEANE J: | Was there anything in the present case that called |
for elaboration?
| MR DOYLE: | No, Your Honour, and we accept that in this | |
| ||
| to which we direct our submissions is what a | ||
| judge may say by way of elaboration either if | ||
| it is called for or if, unnecessarily, he embarks | ||
| upon the elaboration because· the decision in the end, here, was not that it was an unnecessary | ||
| elaboration - it was common that it was - it was that it was an erroneous elaboration and, | ||
| in my submission, the tenor of the judgment | ||
| is that even had elaboration been called for | ||
| it would have been wrong to say what the trial | ||
| ||
| to saying to the jury that a reasonable doubt | ||
| was one which they, as reasonable persons, were | ||
| prepared to entertain. | ||
| DAWSON J: | Does the Chief Justice say ·anywhere why it |
was wrong to say what was said other than that
it was wrong to say it?
| MR DOYLE: | In my submission, he bases himself fairly solidly |
| on GREEN V REG and reads that decision as meaning | |
| that the jury may not be invited to scrutinize | |
| the mental processes and he then infers from | |
| that, wrongly in my submission, to then say to the jury, "If you have a doubt, ask yourself | |
| is it a reasonable doubtv, he concludes that that is inviting them wrongly to scrutinize their mental processes. |
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| DAWSON J: | And you say that amount of scrutiny is at least | |
| required by the phrase "reasonable doubt"? | ||
| MR DOYLE: | Yes, that that is inherent in the process and | |
| that if the judge does not say something about | ||
| it that is what the jury would do in any event | ||
| out in the jury room and that it cannot be wrong | ||
| to say that; that you almost cannot say anthing | ||
| about the expression "reasonable doubt" without at least doing what the trial judge did in his | ||
| ||
| the point that he need not have done it but, | ||
| in my submission, it was quite harmless to do | ||
| it and if it is a case where something is called | ||
| for it is the sort of thing that it seemed | ||
| quite appropriate to say. |
BRENNAN J: That is where the psychological ambiguity exists,
is it not? If you say it is inherent in the
process and the process has been gone through
and the doubt is arrived at, to direct the jury
then to examine that doubt, to say whether it
is reasonable or not, suggests to the jury thatthat further test has some content and that
content, as it were, is a stricter one than
the process originally gone through. On the other hand, you can put it that the process
is not complete until the question is asked'-
is it is a reasonable doubt, but because it
is a question of how does the jury go about
the process and whether the doubt they are admonished
to put under this examination is already areasonable doubt, that the difficulty arises.
So the danger is, to suggest to them that there is a further test is perhaps putting a higher
test than there ought to be.
| MR DOYLE: | Your Honour, if what the judge said to the jury | |
| left them with the impression that there was | ||
| a further and higher test, then I accept the | ||
| ||
| was not done and in the end the judge did | ||
| no more than really remind them that they only | ||
| had to be satisfied beyond reasonable doubt. | ||
| So, in my submission, it was simply a way of emphasizing or reminding them of their task. | ||
| Because, if I could make just one further point, | ||
| jurors could get out in the jury room and one | ||
| could say, "Well, I've got such-and-such a doubt" | ||
| and the other jurors to a man could say, "But, | ||
| that's really fanciful; it's unrealistic", | ||
| and the juror could say, "Well, the judge said | ||
| 'If you as a juror have the doubt then it's | ||
| a reasonable doubt'." In my submission, if | ||
| that was all that was said to the jury it would | ||
| leave them lacking just that bit of guidance | ||
| that they need to indicate that "beyond reasonable | ||
| doubt" negatively does not mean to the stage of certainty. |
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BRENNAN J: It would be a misdirection for a judge to say to
the jury, "And if you have any doubt then I
direct you as a matter of law that that is a
reasonable doubt and you should act upon it
by acquitting". That would be a misdirection.
| MR DOYLE: | In my submission that would be. |
| BRENNAN J: | But if he starts off by saying that, "I.f you |
have a reasonable doubt you must acquit; if
you have no reasonable doubt then you should
convict", then there is no misdirection.
| MR DOYLE: | No, I accept that, Your Honour, and the question |
| is what may he say in between those two things | |
| and, in my submission, the Court of Criminal in seeming to deny the propriety of expression | |
| such as moral certainty and, in my submission, | |
| wrong in saying affirmatively the one thing | |
| that it is safe to say is, "A reasonable doubt is one which you, as reasonable persons, are | |
| prepared to entertain". In my submission, if | |
| that was all that was said, that in itself would | |
| be misleading. |
Your Honours, they are the only passages
I wanted to pick out of the summing up. If I could then go briefly to the judgments in
the Court of Criminal Appeal. First of all,
at page 240, in the judgment of the Chief Justice,
at about line 5. First of all he said:
But although an explanation of the meaning
of reasonable doubt which is accurate cannot
be a misdirection, such exolanations are
not to be encouraged - ·
and we accept that. Then he referred to his judgment in REG V WILSON, where he said he had reiterated
that admonition and then, secondly, he said
his intention had been to draw attention to GREEN V REG: that "jurymen themselves set the standard
of what is reasonable in the circumstances"
and that, therefore, a "reasonable doubt
is a doubt which the particular jury entertain
in the circumstances".
In my respectful submission, that portion of
his judgment is in error. It is true that jurors
must decide what is reasonable and, secondly,
because "reasonable doubt" is in a sense unquantifiable,
in that sense jurors do set the standard but,
on the other hand, in my respectful submission,
they are, nevertheless, applying the standard
which the law recognizes and the fact that they
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must apply the standard and the fact that the
standard has an unquantifiable element in it
does not, in my submission, lead to the conclusion
then that a reasonable doubt is a doubt which
the jury are prepared to entertain. If they
have done their job and acted properly thenthe doubt which they act on will be a reasonable
doubt but it does not follow, in my respectful
submission, that a doubt which the particular
jury will entertain is as a matter of law a
reasonable doubt. In my submission, it is logical and rational to say in such a case, "The jury
have acted on something which was not a reasonable
doubt".
So, in my submission, His Honour there
confuses the end result, namely the jurors arriving
at what is a reasonable doubt with the process - - -
DAWSON J: That is not quite right, is it, because if the jury
acts on a doubt which the judge would classify
as fanciful, objectively, but which they donot view as fanciful, then it is, by definition,
a reasonable doubt, is it not, even though you
and I would say it was a fanciful doubt?
| MR DOYLE: | In my respectful submission, not by definition. | ||
| It becomes one because the doubt which in the | |||
| end the jury act on - perhaps I should withdraw | |||
| |||
| apply a standard which the law lays down; if they apply it rightly - - - | |||
| DAWSON J: |
|
MR DOYLE: If they do not then, in my respectful submission,
the doubt which they have acted on has not been
a reasonable - - -
DAWSON J: If, in going through their processes, they act
on prejudice or fancy or whatever it might be,
but they are acting reasonably according to their~ •.. ~ - I am putting this as a proposition to you - then if in the end they have a doubt,
it is a reasonable doubt because they are acting
as a jury ought to act. Is that right?
| MR DOYLE: | Not in my respectful submission. | In the end, |
in a sense, it is pointless to debate it because
no one can, as it were, take out the doubt which
they collectively entertained and analyse, it,
it is beyond analysis but, in my respectful
submission, it is nevertheless meaningful to
say that there are doubts on which a jury could
collectively act which are reasonable and which
are not, one could, if one could isolate the doubt andidentity it, · say that was not a reasonable
doubt even though the jurors, in the end, were
prepared to entertain it.
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| DAWSON J: | I see the point. | You say they can say subjectively - |
they can look at it subjectively and decide whether
it is fanciful or not?
| MR DOYLE: | Yes. |
| DAWSON J: | And even if they make the wrong decision that |
| does not matter in the end? | |
| MR DOYLE: | I accept it does not matter in the end, Your Honour, |
| and - - - | |
| DAWSON J: | What I am saying is, even if objectively it |
| is a fanciful doubt, that is not to the point, | |
| if they have gone through their processes and | |
| come to the conclusion that it is a reasonable | |
| doubt,but it is a process they have to go through | |
| making this distinction? |
MR DOYLE: Yes. Your Honour, certainly, if that is what
they have done, it is not to the point later
to debate whether they did it correctly and,
under our system, there is no mechanism for
reviewing what they did. But, it does not follow,
in my respectful submission, that one therefore
says as a matter of definition that any doubt
they act on must be a reasonable doubt. Inmy submission, negatively one can say there
is no way of reviewing the doubt they acted
on; that one · cannot, under our system, identify
the doubt and measure it or check it but that
nevertheless, at the beginning of the process,
one can meaningfully say to them, "Ladies and
gentlemen, having thought this case through,
you may have a doubt. Now, what you will have to decide for yourselves is whether that is
a reasonable doubt". In other words, the line
can be drawn - - -
DAWSON J: It is a subjective process but nevertheless
a process which they must go through to perform their function, yes, I follow.
| MR DOYLE: | Yes, in my respectful submission. |
DEANE J: What if a juryman said, "I know it's stupid
~1,1J: I!ve got a reasonable doubt about this"?
| MR DOYLE: | I appreciate, Your Honour, that jurors do say | |
| that sort of thing, or I assume they do, but | ||
| one would have to say to him, "Just think about | ||
| ||
| whether you are talking about a colloquy with the juror or a judge talking to them collectively | ||
| but, in my submission, you could say to them: "Now, think about the facts that are giving rise to that doubt and if in the end you think |
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your doubt is reasonable as distinct from fanciful,
then act on it".
| DEANE J: | I was using the words "stupid". | What if a juryman |
says, ~Look, I must be stupid or otherwise the
Crown and that nice prosecutor would not be
bringing this case, but stupid though I am,
I've got a real reasonable doubt about this."
| MR DOYLE: | I am grateful to Your Honour, that does make | |
| ||
| what would be appropriate in a general way to indicate to the juror there was that his doubt | ||
| need not be what was called in GREEN's case, | ||
| a rational doubt or a doubt that proceeds from | ||
| reason. It can be what people these days call | ||
| ||
| that someone is lying somewhere, and if he has | ||
| ||
| other hand, in my submission, one could meaningfully | ||
| say to that juror, "If the sort of doubt you've got is what I might call the 'missing identical | ||
| twin' doubt, then that would not be a reasonable | ||
| doubt. That would be a doubt based on a fanciful | ||
| possibility". | ||
| DEANE J: | Can you say to him, "If you have a doubt, however |
reasonable it might seem to you, you cannot act on it if it is a stupid doubt", because
that is what this judge has said.
| MR DOYLE: | ,can Your ,Honour just put .that again: | if you have a doubt |
however reasonable it may seem to you, you cannot
act on it if it is a stupid doubt?
| DEANE J: | Yes. |
| MR DOYLE: | I think if I was the judge at that stage I would |
| ask for a short adjournment, Your Honours. |
| DEANE J: | I am being argumentative, Mr Solicitor. | You |
need not decide that.
| MR DOYLE: | Your Honour, all I can put is that the judge |
| would have to simply retreat to the position of advising the jurors that there were doubts | |
| which were not reasonable doubts; that they | |
| were the judges in the end but that they had | |
| to ask themselves conscientiously whether the | |
| doubt which they entertained was a reasonable | |
| one and I think I would try to hint to the juror | |
| not to ask any more questions like that. |
So, Your Honours, at page 240 of the book,
just below the mid-point of the page, I do
19
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submit that there His Honour misapplies GREEN V REG
and that the fact that the jurors apply the
standard and, in that sense, set the standard,
does not mean that the standard becomes just
what the jury think. So, in my submission, there His Honour did err. Then, at the bottom
of the page, he said about five lines from the
bottom:
The use of the expression "real doubt"
is open to criticism. It may be that the
jury would simply have understood it as
being used in contrast to "some stupid
or fanciful or unreal doubt" and if that
were so no harijl. would have been done.
But if a doubt exists, it can hardly be
said to be other than a real doubt. The
danger is that the use of the adjective
"real" might convey to the jury a notion
that some particular degree of doubt is
required.
I do not quarrel with anything that His Honour
says there. Then he says: I repeat what I emphasised in WILSON's
case supra, namely that the adjective
"reasonable" in the expression "reasonable
doubt" does not denote any particular degree
of strength of the doubt. It is qualitative
not quantitative in meaning.
Then His Honour goes on to say:
the admonition against being influenced
by "some stupid or fanciful or unreal doubt",
although not a misdirection, seems not
to have been called for by anything which
occurred in the course of the trial.
Then, below the mid-point of the page, he says: Such misgivings as one may feel in consequence of the directions on onus of
proof in the main body of the summing up -
now, in my submission, there was no cause for
misgivings on the basis of what was said in
the main body of it. Then he goes on to say: are greatly intensified -
and about five lines from the bottom:
The law does not require a jury to subject
its mental states to a process of analysis
or evaluation for the purpose of determining
their quality.
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| Pahuja | 20 |
And again I accept that as a general proposition.
Then, over the page, line 3:
Jurors are presumed to be reasonable persons.
The test of reasonableness of a doubt is
that the jury, properly aware of its
responsibilites, is prepared to entertain
it at the end of its deliberations.
In my respectful submission, that may be accurate as a statement of the end result but it is not
accurate as a description of the process of
reasoning arid, I would submit, is unhelpful if
regarded as an explanation to be given to a
jury because in the end it is circular. He
then goes on to say:
To direct or even invite a jury to subject
a doubt which it entertains after deliberating
upon the case, to a process of analysis
or evaluation in order to determine whether
it is reasonable, is an error of law.
Again, in my respectful submission, as a general
proposition that is true but it cannot be appliedto what the judge did here in his further direction
because he merely said to them, "Ask yourselves
is this a reasonable doubt", and I would submit
that that is not, in the sense in which the
expression was used in GREEN V REG, inviting
them to analyse or evaluate after they had
come to the conclusion that there is a doubt.
That is all I wanted to read from that page
because that was where His Honour left the topic
and, in my submission, the tenor of that was
very restrictive. The use of those expressions which the judge had used was in effect something
that caused the Court unease and then that very
limited further direction His Honour said was
an error of law because it amounted to inviting
them to scrutinize their own thinking in an
impermissible way. Could I then go to the judgment of His Honour
Justice Cox. His Honour agreed in the final
result with the Chief Justice because he regarded
himself as bound by the decision in REG V WILSON
but clearly disagreed with His Honour the in so far as it was as restrictive as it was
of what might be said. At page 263, Your Honours, having referred to some of the decisions, just
below the mid-point of the page, the second
to last sentence of the long paragraph in the
middle of the page, he says:
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It -
meaning reasonable
must imply that there are some doubts that
are reasonable and other doubts that are
not, and that the jury must keep the
distinction in mind in reaching its verdict.
In my submission that is correct. Then, over the page, having referred to the expression
"beyond reasonable doubt" at page 264, he referred
to BROWN V REG and, at about the middle of
the page, notes that there the Court deprecated:
any invitation to the jury to weigh a
doubt according to their attitudes or
practices in the ordinary affairs of life.
However, they accepted the paraphrase
"moral certainty of guilt", which went
back at least to the time of Baron Parke -
and he then refers to some uses of that expression
"moral certainty of guilt". Then he refers
to a number of decided cases and if I could
jump over to page 266, at about the middle of
the page, His Honour says, and I would submit
correctly:
I have no doubt that the expression "real
doubt" has been used frequently by Australian
judges in directing juries, without objection,
sometimes coupled by way of contrast with
an exhortation to ignore any "unreal" doubt. In our submission that is so; it has been so
used. Then, at page 267, having dealt a little with this expression "real doubt", at about
the middle of the page, immediately after the
reference to BURROWS, he says:
The word "real" -
referring to these past cases -
was not used by the Judges in those examples
in some technical or esoteric way, but in its ordinary sense and indicating a
contrast, sometimes expressed, with an
unreal or illusory or fanciful doubt.
The clear implication is that the latter
kind of doubt would be an unreasonable doubt. In my view, it would not be an error of law to say as much to the jury.
That, in substance, is what the learned
Judge did here.
And again I would, with respec½ adopt what
His Honour says.
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Then he talks of the word "fanciful" and, having
referred to some of the decisions on that, at
page 269, just above the middle of the page,
in the last sentence of the paragraph which
began on that page, he says: In my opinion, the trial Judge's use of
the word "fanciful" in this case - fanciful
doubts or fanciful possibilities - did
not detract from the standard contained
in the words "beyond reasonable doubt".
Again I would, with respect, adopt what His Honour
says on that, that His Honour merely used it
by way of contrast but with a real doubt.
Then he turns to the decision in GREEN V REG
having in substance said that, in his view,
that the main part of the judge's summing up
contained no error and did not use any expressions
which were undesirable. He reads from GREEN's
case and then comes to his conclusions on that
at page 272 and, about a third of the way down
the page - perhaps a quarter - says: The criminal standard of proof implies
that there may be in any given case an
uncertainty, objectively speaking, called
a doubt, about the guilt of the accused.
The jury is required to find the accused not guilty if, but only if, it considers
that doubt to be a reasonable doubt.
A degree of analysis and evaluation in
this respect - Is this a reasonable doubt?
is inseparable, to my mind, from the test.
Of course, as the High Court pointed out, juries are not accustomed to the analysing
of their mental processes in this deliberate
and systematic fashion, and, understandably,it was held to be confusing as well as
unnecessary and undesirable to invite them
expressly to go through such an exercise, but that is another matter. Determining
whether there is a reasonable doubt on
the evidence requires the making of a judgment
and perhaps the discarding of perceived
unreasonable doubts, even if it is all
done unconsciously.
I would, with respect, adopt what His Honour
says there. He then makes the point that the
charge is not directed merely to the jury as
a whole but to each individual member of it
and that each individual member has to go through
a process along these lines. At page 273, the mid-point of the page:
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When the High Court in GREEN said that
"a reasonable doubt is a doubt which the
particular jury entertains in the
circumstances," it was, I apprehend, referring
to the corporate state of mind that is
implied in a finding of not guilty at the
end of the jury's deliberations. It could
not have been referring to the reasoning
or evaluation processes, productive possibly
of temporary as well as final states of
mind that are carried out, usually quite
unconsciously, by individual jurors.
Otherwise it seems to me, the word "reasonable"
in the phrase "beyond reasonable doubt"
must be otiose.
I would, with respect, adopt what His Honour
says there and, finally, Your Honours, at page 275,
towards the bottom of the page, His Honour refers
to the previous South Australian decision of
WILSON and says that that is:
stronger authority for Mr Winnecke from this point of view. There the majority held that the summing up was defective
in three main respects - it equated a
reasonable doubt with "a doubt beyond reason" -
and I would accept that that would be in error -
it implied that the jury could be left
with a doubt that was not a reasonable
doubt, and it invited. the jury to subject their mental state to examination in order
to characterize any doubt they might have
as fanciful or reasonable.
And, over the page, His Honour lsays:
If it were not for WILSON ..... I would hold
that the error in the learned Judge's
redirection was venial and could not possibly
have caused a substantial miscarriage of
justice. The offending words were unnecessary and undesirable, but they were simply making
explicit what any perceptive juror wouldhave realized was necessarily conveyed
in the test "beyond reasonable doubt" anyway,
and could not have caused any confusion.
His Honour then goes on to say that·in WILSON
the criticism made of the summing up could
so closely be applied to the summing up in the
present case that he felt bound to apply thedecision in WILSON and to hold that the further
direction was in error in that by inviting the
jury to consider whether their doubt was a reasonable
doubt, the redirection had invited them to analyse
their mental processes.
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MR DOYLE (continuing): That is all I wanted to read
from the judgments, if Your Honours please.
I have perhaps put to the Court all I
need to put by way of elaboration of the
submissions which are made before I go to
the authorities. Those submissions are set
out in paragraph 3 of the outline and so I donot propose at this stage to elaborate further
on them, but apart from that latter part of
His Honour Justice Cox's judgment dealing with
WILSON's case, I do, with respect, adopt what
His Honour has said.
I then go to the past decisions in this Court
briefly to see whether they do take such a
restrictive approach, that is, indicate that
expressions such as "moral certainty" or the
"real doubt" and "fanciful doubt", "contrast" are
undesirable; whether they do indicate that to
say to a jury, "If you have a doubt, ask yourself
is it reasonable"; whether they indicate that that
is impermissible and whether they support the
view that the correct explanation to give to a
jury is to say that "A reasonable doubt is a
doubt which you as reasonable men are preparedto act on at the end of the day".
Could I go first, Your Honours, to. THOMAS V REG,
(1960) 102 CLR 584. Your Honours, in that case, as the headnote indicates, the expression which
had been used was "comfortable satisfaction" and
it is clear on the authorities that if that
ever was acceptable, it no longer is. But, in my submission, when I go to the judgments here what they do indicate is, first of all, a judge
should not elaborate, but they do not cast any
doubt on expressions, such as "moral certainty"
and, in my submission, do not support the narrow
meaning given to 'reasonable doubt''by theChief Justice.
Your Honours, the direction to the jury is
at pages 586 to 587, and if I could just
indicate at the very bottom of page 586 the
judge referred to:
the more serious matters which come up
for consideration and decision in your
lives -
and at the top of page 587 had used the expression:
a feeling of comfortable satisfaction.
Towards the bottom of page 587 His Honour
Mr Justice McTiernan, in the last few lines,
criticized that expression -
"a feeling of comfortable satisfaction".
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| Pahuja |
Could I go to the judgment of Mr Justice Fullagar
at page 593, and there, referring to the same
portion of the surr.ming up to the jury, he said:
I do not think it can be doubted that the
last quoted passage contains a misdirection.
..... It tends to water down and qualify the
plain rule that what is required to justify
a conviction is proof beyond reasonable doubt:
see generally BROWN VR.
Now, the significance that I draw in part from this,
Your Honours, is that in BROWN V R real
doubt and conjectural doubt, and moral certainty
were all referred to and apparently approved, and
His Honour indicates no disapproval of them. He then refers to the difficulty of defining the term
with precision but nowhere does he say, as
Mr Justice King has sai~ that a 'reasonable doubt'
is and is to be defined as a doubt which the
jurors are prepared to entertain. So, negatively, in my submission, there is nothing there to
support what I would submit is the highly restrictive
view of Mr Justice King.
Could I then go to the judgment of Mr Justice Kitto,
at page 595, line 5:
It is also clear that the onus was to
satisfy the jury beyond a reasonable doubt.
He says nothing has impaired this principle; it
has been uniformly applied. And he does say: Whether a doubt is reasonable is for the
jury to say; and the danger that invests
an attempt to explain what "reasonable"
means is that the attempt not only may prove
unhelpful but may obscure the vital point.
However, in my submission, he does not there appear
to be saying that a doubt is reasonable if the jury entertain it. He is simply saying that it is for the jury to decide; that is their function
and, in my submission, it is a very different
thing to say that a doubt on which the jury are
prepared to act becomes,by definition,a reasonable
doubt.
Your Honours, I do not propose to read from
the other judgments. Could I just give the
Court two page references, in fact, they are
the page references in the outline, 601 point 9
in the judgment of Mr Justice Taylor and the
judgment of Mr Justice Windeyer, pages 604 to 605.
The second case, Your Honours, is
LA FONTAINE V REG, (1976) 136 CLR 62, at the
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| Pahuja |
very end of the headnote:
Instructing the jury on the standard of
proof the judge said: "Before you reach
a view that something has been established
beyond reasonable doubt you also have to
be satisfied that there is no other
rational conclusion which is consistent with
the innocence of the accused. If there is
another rational explanation it follows thatthere is a reasonable doubt."
Now, in this particular case the dicussion
focused on the use of that expression'conclusion or rational
doubt". But I refer to the judgment of the
then Chief Justice Sir Garfield Barwick at
pages 71 to 72. hrl on page 71, about three-quarters
of the way down the page:
This Court has clearly laid it down
that it is both unnecessary and unwise for
a trial judge to attempt explanatory glosses
on the classical and, as I think, popularlyunderstood formula which expresses the
extent of the onus resting on the Crown -
and he refers to GREEN V REG, to which I will
come back -
In the present case, no question of
circumstantial evidence arose.
He refers briefly to the evidence and then
s~ys, over the page:
The passage I have quoted was, in my
opinion, erroneous. It seems to have
resulted from a confused co-mingling of
the traditional formula with the formula
at times appropriate to a case depending
on circumstantial evidence ...... A
rational conclusion and a rational explanation cannot be equated in the administration of
the criminal law with a reasonable conclusion
and a reasonable explanation. The jury set for themselves the perimeters of what is,
in these contexts, reasonable.
Again there I acknowledge that the seeds of what
the Chief Justice has said in the present case
could be found there but in my respectful
submissio~ to say that at this time in the
development of our law, that is the time of
this case, that what the jury thought was a
reasonable doubt became by definition a
reasonable doubt,would have been a significant
change in context and,in my submission, what
His Honour there said should be read as meaning
27
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| Pahuja |
no more than that the jury themselves have to decide in the end what is reasonable; not as meaning that what they decide is reasonable is by definition reasonable. Your Honours, I have given in the outline
members of the Court. Could I just go very page references to the judgments of the other briefly to the judgment of Your Honour Justice Mason at pages 86 to 87 and,in particular, on page 87, about a third of the way down the page, Your Honour made the same point that to equate a reasonable doubt with a rational doubt was an error of law.
In particular, Your Honour there said, aboutGREEN V REG, and this will be my submission in due course, that it: turned on the view that the Court took of the
entire summing up. It concluded that they
jury would take from the judge's remarks an
incorrect impression of what is meant by the
expression "reasonable doubt".
In my submission the Full Court in the present case have overlooked that fact and have treated
it as laying down quite rigid guidelines as to
what may be said. Your Honours, I do not want
to read further from LA FONTAINE.
Could I then go to the third and final case
from this Court in this area, GREEN V REG,
(1971) 126 CLR 28. The direction of the trial judge, Your Honours, is set out beginning
at page 30 and, in my submission, it is important
to bear in mind its terms when one considers what
the Court then said about it. On page 30, about three-quarters of the way down the page, the
judge, summing up to the jury, had said a little
bit to them about doubt and then he said in
a passage which begins after a semi-colon:
if there is some thing nagging in the back of your mind which makes you hesitate as
to whether you are satisfied beyond reasonable
doubt, you have got to try and take it out and
identify this thing which is causing the
hesitation, causing the doubt if you like, and
you have a look at it and you try to assess it
and you say to yourself is this doubt that is
bothering me, does it proceed from reason; is
it a rational doubt; is it something which
raises a really sensible doubt; or is it a
fantastic sort of doubt -
And he goes on to pose, as it were, further rhetorical
questions to the jury. At the top of the next page:
28
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Well, if it is one of those doubts - merely one of those doubts, then of course it cannot be described as reasonable because it does
not come from reason; it comes from something
which is emotional or irrational -and then, a little further down the page, in the
next paragraph of his summing up:
And of course it is a commonsense point
of view before you find anybody guilty of a
crime like this, you do need to feelcomfortable about it; you do need to feel,
'Very well, I've considered everything and
I'm really satisfied. I am satisfied beyond reasonable doubt -
And then his concluding words on this bit:
and feel comfortable that it is the right decision.
So, what is striking there, Your Honours, is the significant number of expressions which we use
which might well have caused confusion in a jury.
And the other thing that is very striking is the highly analytical process which His Honour suggested,
and then finally the reference to feeling comfortable.
In commenting on that summing up Their Honours first of all referred to what Sir Owen Dixon said
in DAWSON V REG about the desirability of not
departing from the traditional formula. They then refer to BROWN V R, again without indicating any
intention to restrict anything that had been
said there. They then referred to THOMAS V REG.
Then it:he spec,ific criticisms begin at the bottom
of page 32. First of all they say it must have
been confusing to the jury. Then they say it
was fundamerut:ally erroneous, and this is the
passage which Mr Justice King, in my submission,
has fastened on:
A reasonable doubt is a doubt which the particular jury entertain in the circumstances.
Jurymen themselves set the standard of what
is reasonable in the circumstances. It is
that ability which is attributed to them
which is one of the virtues of our mode of
trial.
Now, in my respectful submission, that should not
be read as meaning that, as distinct from deciding
whether there is a reasonable doubt, that theythemselves literally define what is a reasonable doubt. As people, in a sense, they must set the standard because it is not a standard that can
be applied like a ruler or a set of scales. But,
in my submission, again it would have been a
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significant departure from past practice to say
that any doubt which jurors are prepared toentertain becomes a reasonable doubt. In my
submission, the sense in which they set the
standard is that they are asked to apply the
standard and because it has an undefinable
element to it, in that sense they set it, but
as a matter of explanation or analysis thestandard does not become simply what they decide.
Then His Honour goes on to say that:
they are both unaccustomed and not required
to submit their processes of mind to
objective analysis of the kind proposed -
And the distinction I would draw between that case
and the present one is there the judge really did ask the jury to engage in quite a refined process of analysis. Here, all the judge did, and was
conderrm.ed for doing, was to invite the jury to
ask themselves the question: is this doubt a
reasonable doubt. Now, in my submission, that
is not at all what the High Court were talking
about in GREEN V REG. Then, finally in GREEN V REG Their Honours went on to say:
A reasonable doubt which a jury may entertain
is not to be confined to a "rational doubt" -
and, with respect, I would accept that wholeheartedly;
it is clearly not. Then they went on to say that
finally the jury would be left with the predominant
impression:;·
that a comfortable satisfaction of the
accused's guilt would be enough to warrant
conviction.
In my respectful submission, those portions of GREEN V REG have been misapplied in the
present case, in particular, the portion referring to jurymen themselves setting the standard and
the criticism of asking them to submit their
process of mind to objective analysis. It isp·erhaps worthy of comment that at the bottom of
that page, Your Honours, the Court, referring to
cases where some elaboration is called for, says:
the judge can properly instruct the jury that
fantastic and unreal possibilities ought not
to be regarded by them as the source of
reasonable doubt.
In my submission, if that can be said in a case
where some elaboration is called for it itself
indicates that that process of analysis - orto put that process of analysis, if you can call
it that, before a jury, is not to err. You may
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be doing something unnecessary in the case
by doing it, but in my submission it is not
erring to do it unless by doing something
unnecessary it said you have confused the
jury. But what is said here in the present
case by the Court of Criminal Appeal is
that to invite the jury to, as it were,
examine the doubt in that sense, is itself
erroneous. But the High Court clearly contemplate that in some cases it will be
necessary to do so.
| BRENNAN J: | Mr Solicitor, if, looking at the redirection that |
was given by the trial judge in this case, one
were to form the view that the jury may have
understood that they were being invited to
examine the quality of the doubt which they
then entertained, could the direction stand?
| MR DOYLE: | Your Honour, I cannot give a straight "yes" or |
| "no" answer. All I can submit is that if in | |
| the end, looking at the summing up as a whole, the Court concluded that the jury were being | |
| invited to approach the process by a means of, | |
| as it were, self-analysis, or analysis of one's | |
| own reasoning, that would be wrong. But if in the end the Court were satisfied that all the | |
| jury were being asked to do was to bear in mind | |
| that not all doubts were reasonable doubts and | |
| that what they had to look for was proof | |
| beyond reasonable doubt, in my submission, then | |
| it would not be erroneous. |
BRENNAN J: Yes.
| MASON CJ: | The trouble with the redirection at 212 is that |
| it rather ends on the note that it is for the jury | |
| to decide whether their doubt is a reasonable | |
| doubt. |
| MR DOYLE: | Yes. |
MASON CJ: In other words, that is the last message they
get and the message seems to be: the ultimate
question for you,is any doubt that you havegot a reasonable doubt; you have to decide that.
| MR DOYLE: | Yes. But, Your Honour, in my submission, bearing in mind that this is communicated to them |
| orally and that we are concerned with the message | |
| they get in the end, it is unrealistic to regard | |
| that, as it were, charting for them an unsafe | |
| course and what attracted the attention of the | |
| High Court in GREEN V REG was a summing up which | |
| was really noteworthy for the variety of | |
| expressions used and for the degree of anaylsis | |
| it invited, because if a juror had been jotting | |
| down notes during the summing up in GREEN V THE REG, | |
| he would have gone out to the jury room confronted |
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with a myriad of questions in his own mind as
to the sort of doubt he was looking for. In the end the trial judge here simply said to
the jury, "You decide if there is a reasonable
doubt, you decide if the doubt which you've
got is a reasonable one". In my submission,
that is not to invite them to say, "Well, now,
all right, if you reach the stage where you
think you've got a doubt, now take it out
and start analysing it." You are simply
reminding them of what their task is.
Your Honours, could I go then to the previous decision in this State of REG V WILSO~_(l986) 42 SASR 20~,
because that was the decision which was applied by the
Court of Criminal Appeal in this case? I go to
this case, Your Honours, in part because it was
followed in the present case, and in part because,
in my submission, it again illustrates how
restrictive the present approach being taken is.
The relevant part of the charge to the jury is
in the headnote at page 203:
"If you have no doubt at all about the ,guilt
of an accused on a count then you will convict
him on that count. If you think there is
a doubt but that it is merely a fanciful
doubt, you will still convict because that
is not a reasonable doubt: it is a doubt
beyond reason."
Now, obviously it was dangerous to put in those
words, "a doubt beyond reason", but it is another
thing, in my submission, to say that the surmningup miscarries for that reason.
Now, the Chief Justice dealt with this at
page 206, Your Honours, in the judgment. On
the preceding page he set out the summing up
at a little more length and he has referred
to GREEN V REG and it is GREEN V REG that he is citing on that page. At the bottom of page
206 he says:
It is permissible, if thought necessary, to
warn a jury against unreasonable mental
processes, but it is rot permissible to
suggest that they should disregard a doubt
which, at the end of their deliberations,
they think to exist, or that they are
required to subject such a doubt to a
process of analysis in order to determine
its quality. If at the end of their deliberations,
the jury have a doubt, that doubt is ipso facto,
as GREEN's case establishes, a reasonable doubt.
Now, in ey respectful submission that is central
to His Honour's reasoning in the present case and
32
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in that case and, in my respectful submission, is
wrong. A doubt which they entertain is a reasonable doubt only in the sense again, at the
risk of labouring it, that it is descriptive
of the end result. If that is what they have
decided, well, that is what they have decided.
But it does not mean, as a matter of definition,
that that is what a reasonable doubt is and,
all the more, in my submission, does it not
mean that they cannot be invited to ask
themselves the question collectively, or singly:
is my, or is our doubt, a reasonable one.
In my submission, it is simply taking
too rigid an approach, as he takes two or three
lines above that to say that it is not permissible
to suggest that they should disregard a doubt
which at the end of their deliberations they
think to exist, because that implies that if
at the end of their deliberations there is any
doubt, that has become a reasonable doubt. But the object of the exercise, in my submission, is
to invite them to deliberate with a view todiscovering whether there is a reasonable doubt
and, in my submission, what His Honour says there
overlooks that.
He continues in the same tenor at page 207,
and,in my submission, again this makes clear how
restrictive his approach is. At line 4:
No attempt should be made to explain or define reasonable doubt -
which I do not, with respect, quarrel with -
If amplification is desired it should go no
further than to tell the jury that a
reasonable doubt is one which they, as
reasonable persons, are prepared to
entertain.
I submit that is unhelpful and circular. The judge may, in an appropriate case warn
the jury against resorting to fanciful or
unreasonable possibilities as affording
reasons for doubt -
but he goes on to say that -
he should be careful to add ..... at the end
of their deliberations, as reasonable persons
are in doubt about the guilt of the accused,
the charge has not been proved beyondreasonable doubt.
Again, in a particular context I do not suggest
it would be wrong to say that to them, but in my
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submission, the learned Chief Justice is
reducing this in effect to the only permissible,
and the only permissible explanation to be
given of the meaning except for cases which
he appears to visualize where something special
will call for something extra to be said. But,
in my submission, the tenor of it and the way
it would be read by judges directing juries is
that all they can safely say in the average
case is that a reasonable doubt is a doubt which
the jurors are prepared to entertain.
Then he refers to the particular impugned
part of the direction:
"If you think there is a doubt but that it is
merely a fanciful doubt, you will still
convict because that is not a reasonable
doubt''.
And he says:
This direction pos,tulates a doubt about
guilt which the jury thinks exists. It
then invites them to subject their mental
state to examination in order to
determine whether the doubt about guilt
which they th:ink to exist, is to be characterized
as fanciful or reasonable. That direction is
a negation of tre;proposition for which GREEN' s case
is authority,-
Now, in my submission, GREEN's case is not as
rigid as that and,read in context, GREEN's case
was talking about - or was condemning something
going far beyond anything the trial judge did
in this case. Your Honours, I do not think I need to read any further from the judgment
of His Honour the Chief Justice and, without
reading from it, could I just invite theCourt's attention in due course to page 213
what I submit is the broader and better view that where His Honour Justice Legoe, in dissent, takes you have to look at it as a whole and as a whole it did not misdirect the jury as to the appropriate
standard to be applied.Could I also, Your Honours, without reading
from it, just refer the Court to the further
case in the outline, REG V DAM, as illustrating
again, in my submission, the very restrictive
approach being taken in this State and the
very little room for manoeuvre which it leaves
a trial judge. I do not want to read from it as it is merely another illustration of what
is, I submit, an undesirable restriction on what
a judge may say.
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Your Honours, having dealt with authorities in this Court and the approach currently taken
in South Australia, could I now just go briefly,
and in conclusion,to look at what is happening
in other places and hand up to the Court some
photocopy materials. I have already provided
these to my learned friend. I have put that material, Your Honours, in the order in which
I want to refer to it. I will not refer to all of it, but some of it, albeit briefly.
Could I start with Archbold, Your Honours,
the forty-second edition, and from the paragraph
copied there it would seem that in England the
expression "beyond reasonable doubt" has gone
somewhat out of favour, as the editor indicates
in the numbered paragraphs, and in particular,
subp?ragraph (2). Lord Goddard has said that
it is:
better to tell the jury that before they
convict they must be "satisfied so that
they are sure" of the guilt of the accused...... has frequently been used by judges since
then and has been approved by the Privy Council .
But in note (5) says that it is:
submitted that it is better to give the
"reasonable doubt" direction, as set out in (1)above.
And then, on the meaning of it, says:
that the judge should not volunteer an
explanation of this expression -
but rather surprisingly, at least from the
Australian point of view, says that if they do:
ask for an explanation ..... it should be
mind of a person in dealing with matters the sort of doubt that might affect the of importance in his own affairs.
That appears to be - as an expression - out of
favour in Australia. That is Archbold, Your Honours.
I have also provided the Court with an extract
from Fallon on Crown Court Practice simply because
that contains in a little more detail the way
in which the English position has developed
and the move away from proof beyond reasonable
doubt. He does refer, at page 603, to the decision of the Privy Council in WALTERS, but
Your Honours, I will not delay the Court by reading
any of that. I am sorry, it is page 602 where he sets out some passages from the judgment of
Lord Diplock and the Privy Council in WALTERS,
making the point that you have got to make sure
that the:
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jury understand that they must not return
a verdict against a defendant unless they
are sure of his guilt -
perhaps reflecting -
| BRENNAN J: | What is the purpose of this citation, Mr Solicitor? |
| MR DOYLE: | Simply to illustrate, Your Honour, different |
| approaches that have been taken if the Court wants to see how the question of reasonable doubt and the standard of proof is being approached elsewhere. |
BRENNAN J: But those propositions are at odds with what
was said in GREEN, are they not?
| MR DOYLE: | Yes, Your Honour. | I accept that English |
practice is out of line with Australian practice and with what is acceptable in
the light of authority from this Court and
I am not inviting the Court to adopt orprefer the English approach and I do not want
to take time unnecessarily. I am simply illustrating,as briefly as I can,how it has
been approached elsewhere. Perhaps one basic
point, there is a variety of ways in which thematter can be approached.
(Continued on page 37)
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| MR DOYLE (continuing): | Your Honours, I have also referred in |
the. outline to the Privy Council decision,
FERGUSON V REG, from which I do not want to read.
There Their Lordships did express approval of the
decision of this Court in DAWSON V REG. I simply
refer to that again as part of the survey. In the
outline I have referred to two decisions from New
South Wales, one of which is unreported and so is
but that again, in my submission, is a good illustration of the sort of summing up which came
included in the papers given to Your Honours. Again,
under criticism in GREEN V REG. The summing up which was criticized in LAZAREVICH was one which again
really did invite the jury in some detail to analyse
what they were doing.
Your Honours - I am sorry, I am jumping a bit
from the outline to the materials - but I have referred
in the outline to a Western Australian case from whichI do not want to read, which makes the point again that
judges should not elaborate. It does not suggest such
a restrictive approach as was taken here. The New Zealand case referred to of REG V DAGG, at page 823,
line 30 - Your Honours should have a copy of that -
appears to accept as satisfactory - about line 34 -
the use of the expression "fanciful or frivilous doubt" but on the other hand says that reference to the sort of
doubt that one would have in the prosecution of his
own affairs was not wise.
The Canadian case, Your Honours, of REG V FINLAY
which is with those materials, at page 542, begins
with a discussion there of the Canadian position.I simply provide that to the Court as illustrative
of the attitude taken there.
| MASON CJ: | The more you look at these the more what is said |
in GREEN looks like good sound common sense.
| MR DOYLE: | The broad propositions - I accept that, Your Honour - |
do not elaborate, do not invite the jury to analyse,
and clearly the jury do set the standard in the sense that they have to apply it and their application of
it cannot be tested later, but I do not want to labour
the point. In my submission, the Court here has taken that to an undesirably restrictive extent,
and indeed, as Your Honour says, the more one reads,
the more one wonders about the value of the various
alternatives, and Wigmore, in his usual pungent fashion, refers to something along the lines of pointless risk
being added to judicial mills when judges attempt to
define these expressions. With respect, that is true, but the question is what may a judge say if he
feels obliged, or if he considers that an explanation
is called for and, in my submission, the approach here
is too restrictive.
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The other case I have provided to Your Honours
is an American federal case which indicates that the
view taken there is that a judge should not elaborate,
and if asked to elaborate should not elaborate.On the other hand, perhaps not surprisingly, in some of the State jurisdictions the view is taken that he should elaborate, and one finds then again a great
variety of expressions. I have also in the outline,
Your Honours, referred to passages in Wigmore dealing
with the American position.
Your Honours, they are the only other authorities I wanted to refer to, and so in sunnnary our submission
on this aspect of the matter is that it is desirable
not to elaborate. However, expressions such as "moral certainty" and "real doubt contrasted with
fanciful doubt" are not erroneous, and while one should
not invite the jury to scrutinize the mental processes,
the context in which that was said in GREEN was a very
different context from what occurred here, and in my
submission, it is wrong to say that a reasonable
doubt is a doubt which a jury is prepared to entertain.
So for those reasons, in my respectful submission,
the Court should find that what is said by the
Court of Criminal Appeal in this case on this matter
was in error, if the Court pleases.
| MASON CJ: | The Court will take a short adjournment and consider |
the course that it will take in this matter.
AT 12.05 PM SHORT ADJOURNMENT
UPON RESUMING AT 12.30 PM:
| MASON CJ: | The Court need not trouble you, Mr Winneke. |
The Court considers that there is no point in its
a jury on the standard of proof beyond what was said seeking to expound what direction should be given to in GREEN's case. It is to GREEN's case that one should look to find the law on this topic, rather than to
other cases in which glosses have been put upon what
the Court said in that case. The question whether
the directions given to the jury in this particular
case were such as to warrant the setting aside of the
conviction and the order for a new trial was a border-line one, as the judgment of Mr Justice Cox in the
Court of Criminal Appeal indicates. Nevertheless,
in the light of what we have already said, it would not be appropriate to grant special leave to appeal to the Crown so as to bring this question up for
determination in this Court. The application for
special leave to appeal is accordingly refused.
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| Pahuja |
| MR WINNEKE: | Your Honours, we make application for the costs |
of this application. We do so, Your Honours, on the basis of remarks that have been made by this Court
recently in respect of Crown applications which are
regarded, as we understand it, by this Court as
being matters of an exceptional nature so far as
special leave is concerned. Particularly, Your Honour, it would appear that the Crown in this
case has sought the grant of leave for the purposes
of what it contends is the proper administration of
justice in this State, and in those circumstances
the respondent who is not legally aided, we
respectfully submit, ought to be entitled to the
costs of the application.
| MASON CJ: | Yes. | What do you say about this, Mr Solicitor? |
| MR DOYLE: | What my friend says appears to fit in with what |
Your Honours decided in a recent case, the name of
which just escapes me. So there is nothing I wish to say, Your Honours.
| MASON CJ: | The application is refused with costs. |
AT 12.32 PM THE MATTER WAS ADJOURNED SINE DIE
39
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Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
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Statutory Interpretation
Legal Concepts
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Charge
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Sentencing
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Appeal
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Procedural Fairness
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Statutory Construction
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