R v Wei Tang
[2007] VSCA 134
•27 June 2007
SUPREME COURT OF VICTORIA
COURT OF APPEAL
| THE QUEEN | No. 178 of 2006 |
| v. | |
| WEI TANG |
---
JUDGES: | MAXWELL P, BUCHANAN and EAMES JJA | |
| WHERE HELD: | MELBOURNE | |
DATES OF HEARING: | 20 March and 19 April 2007 | |
DATE OF JUDGMENT: | 27 June 2007 | |
MEDIUM NEUTRAL CITATION: | [2007] VSCA 134 | 1st Revision, 2 July 2007 |
---
Constitutional law (C’th) – Powers of Commonwealth Parliament – External affairs – International Convention to Suppress the Slave Trade and Slavery (1926) – Supplementary Convention on the Abolition of Slavery, the Slave Trade and Institutions and Practices Similar to Slavery (1956) – Implementation of treaty by legislation regulating conduct in Australia – Criminal Code Act 1995, Chapter 8, Offences against Humanity, s 270 – Whether legislation within power – The Constitution s 51(xxix).
Criminal law – Conviction – Slavery – Possess a slave – Use a slave – Elements of offences – Direction to jury.
Criminal law – Conduct of trial – Judicial intervention in cross-examination by defence counsel.
Criminal law – Directions – Balance – Comments as to address by defence counsel.
Criminal law – Conviction – Whether verdicts unreasonable and not supported by evidence – Convictions quashed – Proviso – Whether verdicts of acquittal or re-trial appropriate.
---
| APPEARANCES: | Counsel | Solicitors |
| For the Crown | Ms R E Carlin with Dr S P Donaghue | Director of Public Prosecutions (Commonwealth) |
| For the Applicant | Mr S A Shirrefs SC with Ms K L Walker | Slades & Parsons |
MAXWELL P:
I have had the considerable advantage of reading in draft the reasons for judgment of Eames JA. I agree with his Honour’s conclusions and would join in the proposed orders, for the reasons which his Honour gives.
BUCHANAN JA:
In my opinion the application for leave to appeal should be granted, the appeal allowed and the convictions quashed and sentences set aside, for the reasons stated by Eames JA.
EAMES JA:
The applicant, Wei Tang, was convicted by verdicts of a jury in the County Court on five counts of possessing a slave contrary to s 270.3(1)(a) of the Criminal Code Act 1995 (Cth) and on five counts of using a slave contrary to the same provision. The applicant was sentenced to a total effective sentence of 10 years’ imprisonment and, pursuant to s 19AB(1) of the Crimes Act 1914 (Cth), a single non-parole period of six years was fixed. Application is now made for leave to appeal against both conviction and sentence.
We were told that these were the first convictions in Australia, by verdict of a jury, under these provisions of the Code. The provisions which are of immediate relevance are to be found in Chapter 8 which deals with “Offences against humanity”.
“270.1 Definition of slavery
For the purposes of this Division, slavery is the condition of a person over whom any or all of the powers attaching to the right of ownership are exercised, including where such a condition results from a debt or contract made by the person.
270.2 Slavery is unlawful
Slavery remains unlawful and its abolition is maintained, despite the repeal by the Criminal Code Amendment (Slavery and Sexual Servitude) Act 1999 of Imperial Acts relating to slavery.
270.3 Slavery offences
(1)A person who, whether within or outside Australia, intentionally:
(a)possesses a slave or exercises over a slave any of the other powers attaching to the right of ownership; or
(b)engages in slave trading; or
(c)enters into any commercial transaction involving a slave; or
(d)exercises control or direction over, or provides finance for:
(i) any act of slave trading; or
(ii) any commercial transaction involving a slave;
is guilty of an offence.
Penalty:Imprisonment for 25 years.
The Commonwealth Director of Public Prosecutions alleged that, at various times between 10 August 2002 and 31 May 2003, the applicant possessed as slaves five women of Thai nationality who came to Australia pursuant to agreements entered in Thailand for them to work as prostitutes in the sex industry in Australia.[1] Each of the five women voluntarily entered an agreement, through a broker, whereby she incurred a debt of between $40,000 and $45,000[2] which she was required to pay off by having sex with men in Australia. All of the women had previously worked in the sex industry.
[1]On 29 June 2007 counsel for the respondent applied for the first time to the Court of Appeal for suppression of the names of the complainants and a witness in this case. He apologised to the Court for the failure of counsel for the respondent to have made such application earlier, and acknowledged that the offences in this case did not constitute sexual offences. He nonetheless submitted that suppression of the names was appropriate and advised the Court that such an order had been made at trial. That application was not opposed by counsel for the appellant. The Court made an order for suppression, whilst expressing its concern at the lateness of the application.
[2]There was some dispute as to whether the evidence disclosed that final sums were known to all of the women in advance of their arrival in Australia.
Under the agreements, they were to have their travel expenses paid and were to be provided with accommodation, food and incidentals while they were in Australia. They travelled on tourist visas that were valid but had been obtained without disclosure that the true purpose for their travel was to work in Australia. Three of the women admitted participating in subterfuge in order to obtain those visas, but the evidence was conflicting as to the extent of knowledge of the women as to the illegality of them working on visas. It seems they were aware that a new visa was to be obtained for them once they were in Australia, and pursuant to which they could work.
When they arrived in Australia they were advised that they were to work at a brothel in Fitzroy, known as Club 417, which was owned by the applicant. They were there known as “contract girls”, to distinguish them from the other sex workers.
The women arrived in Australia at different times between August 2002 and May 2003. Usually the women were met by DS, who took them to meet the applicant and also the manager of the brothel, one Paul Pick. The brothel was licensed pursuant to the Prostitution Control Act 1994. The women said that upon their arrival in Melbourne they had little money. DS, or someone else, took their passports and return airline tickets from them upon arrival. The passports and airline tickets were placed in a locker at the brothel so that they could be produced if Immigration Department officials arrived. The prosecution contended that they were retained so that the women could not run away. DS had herself been a contract worker but had paid off her contract and remained in the industry, serving as a recruiter of new sex workers.
The women understood that once they had paid off their debt they would have the opportunity to earn money as prostitutes. Two of the women did pay off their debts, after approximately six months. The others were prevented from discharging their debts because of intervention by immigration authorities.
The Thai recruiters had to be paid a sum of money with respect to each contract worker, generally $20,000. As to four of the women, a percentage of that sum was paid by the applicant and other portions were paid by DS and another person. The applicant paid no sum at all with respect to the fifth woman.
The brothel was raided on 31 May 2003. Australian Federal Police also executed search warrants on the home address of the applicant in North Fitzroy. When arrested, the applicant, Pick and DS were each found to have keys to an apartment at 5/14 Rae Street, North Fitzroy. Some of the women had been residing there. Others had resided in Brunswick with a woman named Gaik Kim Ong, known as “Mummy”, who was employed as a manager at the brothel. Three or four women slept in each room at “Mummy’s house” and were told to remain within the house so as not to be seen by immigration officials. Without the involvement of the women, applications were made on their behalf for protection visas, making false claims of persecution. They were granted bridging visas which permitted them to work.
The prosecution contended that the women were controlled as to when and where they worked, and on what shifts. They were required to work long hours, effectively up to seven days a week, and their movements were restricted. Their place of residence was controlled. The women spoke little English and knew no-one in Australia. There was disagreement between counsel on the appeal as to the state of the evidence concerning the workers’ freedom of movement outside their places of residence.
The brothel charged clients $110 for sex. The fee of $110 was divided as to $43 to the applicant and the balance to the owners of the contract[3] for the particular prostitute. The debt for each of the “contract girls” was reduced at the rate of $50 per client. The women were allowed one free day per week but were permitted to work on that day, too, if they chose and could retain any earnings they then made. On those days, the women would generally earn for themselves $50 for each client.
[3]The identity of all of the owners of the contracts was somewhat unclear. Wei Tang paid 70% of the contract price with respect to R, 50% with respect to J, T and S and no portion of the contract price with respect to K. In his directions his Honour named three other persons as having had shares in the contracts.
When the two women who paid off their debts had achieved that result, the restrictions that had been placed on them were lifted and their passports were returned to them. They were then free to choose their hours of work and they were paid for their prostitution. They were free to live in accommodation of their own choosing.
The applicant and a co-accused were committed for trial but DS pleaded guilty to three counts of possessing a slave and two counts of engaging in slave trading contrary to paragraph 270.3(1)(b). She was sentenced to a total effective sentence of nine years’ imprisonment with a non-parole period of three years, but a subsequent appeal against sentence succeeded, and she was re-sentenced to a total effective sentence of six years’ imprisonment with a minimum period of two years and six months.[4]
[4]R v DS (2005) 153 A Crim R 194.
The applicant and her co-accused, Pick, were tried together in April 2005.
Pick was acquitted on eight counts. The jury were unable to agree on two further counts against him, and were not able to agree on any of the counts against the applicant. Pick subsequently applied successfully for a nolle prosequi.
The applicant was then re-tried separately. She was convicted on all counts, on 3 June 2006, and now applies for leave to appeal those convictions. A count remains outstanding against the applicant of attempting to pervert the course of justice. That has been adjourned for hearing until after the disposition of this application for leave to appeal.
The grounds of appeal against conviction are as follows:
“1.The trial miscarried due to the inherent uncertainty in the meaning of the expression - ‘any or all of the powers attaching to the right of ownership’ as used in division 270 of the Criminal Code (Cth).
2.The learned trial judge erred in his directions to the jury as to the meaning of ‘slavery’ within division 270 of the Criminal Code.
In particular His Honour:
a)failed to direct the jury that the exercise of ‘any or all of the powers attaching to the right of ownership’ were powers being exercised as if a right of ownership was being asserted;
b)erred in providing the jury with a non-exhaustive document entitled ‘powers attaching to the right of ownership’ which
i) listed powers that are not exclusive to the concept of a ‘right of ownership’, and which
ii) permitted the jury to conclude ‘slavery’ by finding that one or other of the powers had been exercised irrespective of whether a right of ownership was being asserted; and which
iii) permitted the jury to determine for itself what ‘powers attaching to the right of ownership’ existed beyond those included in the document;
c)erred in directing the jury that a condition of slavery can operate for a limited period while the person subject to that condition pays off a debt arising from a contract.
3.The trial miscarried as a consequence of the learned trial judge informing the jury that it seemed to him that there was no difference between the purchase of a contract relating to a woman and the purchase of the woman.
4.The trial miscarried as a result of the unbalanced nature of the learned trial judge’s charge which to a substantial part took the form of a response to the address of the applicant’s counsel.
5.The trial miscarried as a result of the learned trial judge’s unwarranted intervention in the cross examination of prosecution witnesses by the applicant’s counsel.
6.The trial miscarried due to the failure of the prosecution to honour an agreement to stand aside all potential jurors who had applied to be excused, thereby forcing the applicant to use one of her challenges to challenge a juror who had applied to be excused.
7.The verdicts are unreasonable or cannot be supported by the evidence.
8.In the circumstances of this case, section 270.1 and 270.3 of the Criminal Code were beyond the legislative power of the Commonwealth.”
Ground 6 was abandoned. Ground 8 was added with leave in the course of the hearing of the application for leave to appeal. I deal first with ground 8.
Ground 8: Constitutional validity
Despite the fact that this was the second trial of the applicant and that the prosecution was the first occasion on which such offences fell to be decided by a jury, the constitutional validity of the legislation had not been challenged at either trial. At the commencement of the appeal hearing, however, the Court stated a preliminary view that the grounds of appeal raised a question of constitutional interpretation. Neither party submitted to the contrary. The Court directed that notices be given pursuant to s 78B of the Judiciary Act 1903 (C’th). In response, no Attorney General sought to intervene in these proceedings. Counsel for the Director therefore carried the argument in contending for the validity of the legislation.
The slavery provisions were introduced into Chapter 8 of the Criminal Code Act 1995 by the Criminal Code Amendment (Slavery and Sexual Servitude) Act 1999. Chapter 8 is concerned with crimes against humanity. Counsel for the applicant contends that the provisions are beyond the legislative power of the Commonwealth. Counsel for the Director argued that, on the contrary, there were a number of discrete sources of power for the legislation.
The primary contention was that the legislation was supported by the external affairs powers in s 51(xxix) of the Constitution, in that it gave effect to Australia’s obligations under the 1926 International Convention to Suppress the Slave Trade and Slavery (“the Convention”). Alternatively, or in addition, it was submitted that the legislation was a valid exercise of the external affairs power because:
(a)The legislation gave effect to Australia’s international obligations under treaties other than the Convention,[5] in particular the 1956 Supplementary Convention on the Abolition of Slavery, the Slave Trade and Institutions and Practices Similar to Slavery (the “Supplementary Convention”);
(b) It gave effect to Australia’s obligations under customary international law;
(c)It concerned a matter (slavery) that affected Australia’s relations with other countries;
(d)It was a law with respect to a matter of international concern (slavery); or
(e)On the facts of this case, there was sufficient connection with matters that were geographically external to Australia, so as to enliven the external affairs power.
[5]Among other treaties identified as potential sources of power were the International Convention for the Suppression of the White Slave Trade, opened for signature 4 May 1910; International Convention for the Suppression of the Traffic in Women and Children, opened for signature 30 September 1921, [1922] ATS 10 (entered in force 28 June 1922); Convention on the Elimination of All Forms of Discrimination against Women, opened for signature 18 December 1979, [1983] ATS 9 (entered into force 27 August 1983); and the International Covenant on Civil and Political Rights¸ opened for signature 16 December 1966, [1980] ATS 23 (entered into force 28 January 1993).
As will be seen, I have concluded that the legislation is valid by virtue of its being an implementation of the Convention. That being so, it becomes unnecessary to consider the alternative bases on which it was contended that the Commonwealth Parliament derived power to pass the legislation.
Counsel were in agreement that the test for validity was that stated in State of Victoria v The Commonwealth,[6] namely, whether the law in question selects means which are “reasonably capable of being considered appropriate and adapted” to achieving the purpose or object of giving effect to the treaty, so that the law is one upon a subject which is an aspect of external affairs.
[6](1996) 187 CLR 416, at 486-487 (‘The Industrial Relations Act Case”).
In the Second Reading Speech, the responsible minister said that the slavery provisions were introduced to give effect to the provisions both of the Convention and the Supplementary Convention. It is, however, the Convention, not the Supplementary Convention, that is now relied on, in the first instance, as the foundation of the legislation.
The Revised Explanatory Memorandum that accompanied the Criminal Code Amendment (Slavery and Sexual Servitude) Bill 1999 stated that the definition of “slavery” was “modelled” on both the Convention and the Supplementary Convention:
“19. Whether a person is a slave for the purposes of this Division is a matter to be determined by the courts on a case by case basis. However, slavery is more than merely the exploitation of another. It is where the power a person exercises over another effectively amounts to the power a person would exercise over property he or she owns.”[7]
[7]Revised Explanatory Memorandum, Criminal Code Amendment (Slavery and Sexual Servitude) Bill 1999 (Cth), 2.
The Minister said[8] that, upon the advice contained in report No. 48 of the Australian Law Reform Commission,[9] it had been decided to replace the 19th Century language that related to “outdated circumstances and institutions that have either changed or long since fallen into disuse”, and to replace them with “modern and concise” Australian statutory offences in which the elements of the offences were “clear”.[10] The Minister repeated that the definition was “based on” the two Conventions, but added: “However, the Bill definitions will be expanded in two important respects”.[11] As to the first of those, he said:
“First, the Bill definition of ‘slavery’ has been expanded to make it clear that slavery can also arise from a debt or contract. It is not sufficient for the debt or contract to be exploitative or oppressive to qualify. Rather, it must be such as to place a person in a condition whereby a power attaching to a right of ownership is exercised over him or her”.[12]
[8]Commonwealth, Parliamentary Debates, Senate, 24 March 1999, 3075 (Ian MacDonald, Minister for Regional Services, Territories and Local Government).
[9]Australian Law Reform Commission, Criminal Admiralty Jurisdiction and Prize, Report No 48 (1990).
[10]Ian MacDonald, above n 8, 3075-3076.
[11]Ibid.
[12]Ibid.
Whilst the Convention sought the abolition of slavery “in all its forms”, the Law Reform Commission had reported that the Convention addressed “slavery in the strict sense” as well as “the related issue of compulsory or forced labour”,[13] whereas the Supplementary Convention “focuses upon practices similar to slavery rather than slavery itself”.[14] The Supplementary Convention dealt with “a series of practices similar to slavery, whether included within the 1926 definition of slavery or not”.[15] Those practices included debt bondage, serfdom, forced marriage, transfer or inheritance of women, exploitation of children and child labour.
[13]Australian Law Reform Commission, above n 9, [104].
[14]Ibid, [105].
[15]Ibid.
Counsel for the applicant submitted, first, that the legislation went beyond the scope of the Convention in that it purported to treat as slavery conduct which was not within the intended scope of slavery as defined by the Convention. The Convention, he submitted, was confined to chattel slavery. Insofar as practices akin to slavery, but which were not chattel slavery, were targeted by a treaty, then, he submitted, they were addressed by the Supplementary Convention. The federal legislation was said to be empowered by the Convention, but it was not, he submitted. Alternatively, if the legislation were to be upheld as giving effect to the Convention then, he submitted, the scope of the legislation must be narrowly confined, applying only to a person who was the “owner” of the slave, and who intentionally exercised a power of ownership so as to enslave the victim.
I deal with this first argument of counsel for the applicant.
Was the 1926 Convention limited to chattel slavery?
Counsel submitted that the definition of “slavery” under the 1926 Convention did not apply to exploitative practices which were akin to slavery - such as debt bondage or sexual servitude - which did not require proof of effective “ownership” of the victim. He cited a paper by Jean Allain,[16] published by the Wilberforce Institute for the Study of Slavery and Emancipation, in which the author analysed the preparatory papers[17] (“travaux preparatoires”) of the 1926 Convention.
[16]Jean Allain, ‘A Legal Consideration “Slavery” in Light of the Travaux Preparatoires of the 1926 Convention’ (Paper presented at the Twenty-First Century Slavery: Issues and Responses Conference, Wilberforce Institute for the Study of Slavery and Emancipation, Hull, UK, 23 November 2006).
[17]Article 32 of the 1969 Vienna Convention on the Law of Treaties, opened for signature 23 May 1969, [1974] ATS 2 (entered into force 27 January 1980) permits reference to such material where the language of a treaty is ambiguous or obscure or where the suggested interpretation produces manifestly absurd or unreasonable meaning. See, too, Applicant A v Minister for Immigration and Ethnic Affairs (1997) 190 CLR 225, at 231, 234, 248, 251-2, 294.
Allain concluded that there was agreement among States in adopting the Convention that slavery did not include conditions of servitude that merely resembled “slavery”, but applied only to slavery as ownership. He said that the definition of slavery was an intentionally narrow one and “the issue of ownership is the sine qua non of the definition of slavery in law”.[18] Allain concluded:
“That is not to say that forms of servitude, be it forced or bonded labour or serfdom, can not be considered slavery – if issues of ownership can be demonstrated; or be used to hold States responsible for human rights violations. It does, however, mean that such violation of international law would be on the basis of violations of the norm of servitude and not slavery and, for instance, would not entail individual criminal responsibility before the International Criminal Court. If anything, what this paper has sought to show is that the term “slavery” has a very specific connotation in international law; the fact that attempts have been made to expand its ambit must be considered as falling beyond the express wishes and dictates of States, which are, at the end of the day, the entities which determine, interpret and apply international law. We may not like it, but there it is”.[19]
[18]Allain, above n 16, 15.
[19]Ibid.
In its ruling in Siliadin v France,[20] the European Court of Human Rights came to the same conclusion, obiter, when considering an alleged breach of the Convention for the Protection of Human Rights and Fundamental Freedoms. In that case the victim, when aged 15, had been brought to France from Togo to perform unpaid household duties. Her passport had been taken from her and her original controllers “lent” her to another couple. She worked 15 hour days, 7 days a week, and was not permitted to attend school. The Court observed[21] that the 1926 Convention definition corresponded to “the classic meaning of slavery as it was practised for centuries”. The Court held that, although the victim was denied personal autonomy, “the evidence does not suggest that she was held in slavery in the proper sense, in other words that [the “employers”] exercised a genuine right of legal ownership over her, thus reducing her to the status of an ‘object’”.
[20](2005) VII Eur Court HR, App no 73316/01.
[21]Ibid, [122].
Dr Donoghue, who presented the constitutional argument on behalf of the Director, placed emphasis on the fact that the stated purpose of the Convention was “the complete abolition of slavery in all its forms”.[22] He noted that the understanding of the definition asserted by the Court, obiter, in Siliadin differed from that adopted by the Appeals Chamber of the International Tribunal for the Prosecution of Persons for Serious Violations of International Humanitarian Law in the Territory of the Former Yugoslavia since 1991, in the case of Kunarac, Kovac and Vukovic.[23] In that case, the Appeal Tribunal held that “the law does not know of a right of ownership in a person”[24] and concluded that the definition deliberately used more guarded language, referring to “a person over whom any or all of the powers attaching to the right of ownership are exercised”. The Appeal Tribunal held that “the contemporary forms of slavery” which fell within the definition would be identified by analysis of the evidence for indicia of slavery, including “control of someone’s movements, control of physical environment, psychological control, measures taken to prevent or deter escape, force, threat of force or coercion, duration, assertion of exclusivity, subjection to cruel treatment and abuse, control of sexuality and forced labour”[25].
[22]International Convention to Suppress the Slave Trade and Slavery, opened for signature 25 September 1926, [1927] ATS 11, art 2(b) (entered into force 9 March 1927).
[23]Prosecutor v Kunarac, Kovac and Vukovic, Appeals Chamber 12 June 2002.
[24]Ibid, [118].
[25]Ibid, [119]
The understanding of the scope of the definition of slavery stated by Jean Allain is at odds with that of David Weissbrodt in his paper commissioned by the Office of the United Nations High Commissioner for Human Rights[26]. Weissbrodt concluded[27] that the definition was intended to include the broader range of practices that had been addressed by the Temporary Slavery Commission of 1924, including debt bondage, serfdom, practices involving restrictions of liberty and personal control analogous to slavery, practices such as acquisition of women and girls in the guise of payment of dowry, and so forth. It was not limited to chattel slavery, but required examination of the degree of restriction and control exercised over the person, rather than concentration on the criterion of ownership.
[26]David Weissbrodt and Antislavery International, Abolishing Slavery and its Contemporary Forms, ESC Res 2001/282, UN Doc HR/Pub/02/04 (2002).
[27]Ibid, [8]-[12]; [19]- [22].
The Supplementary Convention stated its aim as being to abolish slavery, the slave trade and “Institutions and Practices similar to slavery ... whether or not they are covered by the definition of slavery contained in Article 1 of” the Convention.[28] The Supplementary Convention addressed debt bondage, serfdom, denial of the right to refuse marriage by virtue of dowry, child exploitation under the pretence of guardianship, and so forth. Counsel for the applicant submitted that the inclusion of those practices in the Supplementary Convention suggested - notwithstanding the “whether or not” disclaimer to the contrary – that they had not been addressed by the Convention.
[28]Supplementary Convention on the Abolition of Slavery, the Slave Trade, and Institutions and Practices Similar to Slavery, opened for signature 7 September 1956, [1958] ATS 3, art 1 (entered into force 6 January 1958).
In the final analysis, it is unnecessary to resolve the dispute between Allain and Weissbrodt. Dr Donoghue submitted that the plain language of the Convention decided the question whether the legislation was valid as an instance of implementation of that treaty, and I agree with that contention. Dr Donoghue highlighted the very close accord between the language of the legislation and that of the treaty which it was said to implement. As I have noted, slavery was defined in Article 1 of the Convention as follows:
“Slavery is the status or condition of a person over whom any or all of the powers attaching to the right of ownership are exercised”.
The definition of slavery in s 270.1 is:
“For the purposes of this Division, slavery is the status or condition of a person over whom any or all of the powers attaching to the right of ownership are exercised, including where such a condition results from a debt or contract made by the person” [My emphasis].
Mr Shirrefs acknowledged that his argument as to invalidity would have been significantly weakened had the language of the legislation been precisely the same as that used in the Convention. He submitted, however, that the additional words, highlighted above, took the definition beyond the intended scope of the definition in the Convention so as to introduce concepts that were foreign to the Convention. The meaning of those concepts could not be gleaned from the Convention, he submitted, thus rendering the legislation beyond its scope.
In my opinion, the additional words do not expand the definition but merely make it clear that conduct that the victim agreed to, or contracted to undertake, whether to meet a debt or otherwise are included within the definition. A volunteer slave, in other words, is no less a slave. Once it is accepted that the additional words are words of inclusion, not extension, then it simply cannot be said that the legislation was not reasonably capable of being considered appropriate and adapted to implementing the Convention.
It is unnecessary, therefore, to consider whether the legislation may also have been empowered on any of the other bases of validity for which the Director contended.
I turn then to the alternative contention advanced by Mr Shirrefs.
Does the legislation proscribe only slave “ownership”
If the legislation was within power then, so Mr Shirrefs submitted, it should be confined in its application to cases where the accused was the “owner” of the slave, as opposed to someone else who exercised powers over the person concerned. It was not clear to me that Mr Shirrefs abandoned a contention that the Convention, and therefore the legislation, were to be confined to dealing with what would have constituted slave ownership in its historical sense. That contention could not be correct. That which is not permitted in law to be owned does not become owned merely because of an exercise of power, even if the exercise of power over the property might once have constituted ownership in law. That is made clear by s 270.2, which expressly declares that slavery, i.e. actual ownership, remains abolished and unlawful.
Assuming, however, that ownership was notional only - in the sense that there was the exercise of power over a person as though the person was a slave in the historical sense - then even so, counsel submitted, the legislation was directed only at the person who could be characterised as the notional slave owner, not to other persons who might exploit the person.
No written contracts were tendered in the trial. Insofar as the contractual arrangements whereby the women travelled to Australia were relied on by the Crown as evidence of their status as slaves, then only in the case of four of the women had the applicant paid Thai recruiters a sum of money, variously described by witnesses as being to purchase the women, to purchase their contracts, or to purchase their services.[29] (The Crown sought to rely upon the evidence of witnesses who applied the first description.)
[29]I leave open the question whether the subjective description of the contracts given by witnesses provided evidence against the applicant, for any purpose. The applicant, herself, had not admitted that the contracts constituted the “purchase” of the women. See further, pars [149] to [158], below.
The prosecutor accepted, however, that no money was paid by the applicant to acquire rights under a contract with respect to K. Therefore, there could be no contention that the applicant was the effective (or notional) owner of K, Mr Shirrefs submitted. Thus, for that reason alone, the two convictions concerning her ought to be set aside as unsafe and unsatisfactory.
Furthermore, he submitted, the purchase of the contracts concerning the four other women could not amount to ownership of the women by the applicant, even notionally, and nothing in the evidence was capable of justifying that description.
As I shall discuss more fully later, the ambit of the legislation is not so narrowly confined as Mr Shirrefs contends. The legislation does not require proof of actual ownership of a slave (ownership of a person having been abolished in the 19th century[30]), nor does it require that somebody be identified as taking a role that would have constituted him or her an owner had slavery not been abolished. Neither the definition nor the offence provisions in Chapter 8 speak of the “owner” of a slave, merely of persons exercising one or more of the powers “attaching to the right of ownership”. Thus, the concept of ownership remains central to the offences, but by way of identification of powers that attach to the right of ownership. The concept is relevant too when addressing the intention of the person exercising the power(s)[31]. But proof that the offender exercised such powers over another as though he or she was the owner would not thereby constitute him or her as the owner of the person concerned, although it would constitute that person a slave.
[30]Four Imperial Slave Trade Acts, combined with a multitude of treaties in the 19th Century, were directed to the abolition of slavery. A useful discussion of the history may be found in Australian Law Reform Commission, above n 9, [72]-[78]; see too the Model Criminal Code Committee of the Standing Committee of Attorneys-General, Model Criminal Code Report: Chapter 9 Offences Against Humanity – Slavery (1998), 1-2 ; see too Weissbrodt, above n 26, [5]-[7].
[31]See, for example, pars [83]-[84], below.
I reject the contention that the defendant must be shown to have had “ownership”, either actual or as good as being the owner, at the relevant time, for an offence to have been committed. The slavery provisions are not confined in their operation to the conduct of persons who would have met the description of slave “owner”, had slavery not been abolished. Thus, a person might commit a slavery offence under the Act although the victim had first been rendered into the condition of slavery by another person.
The powers attaching to ownership nonetheless remain the critical foundation for an offence against the slavery provisions, as I shall discuss.
Ground 1: Uncertainty in meaning of “slavery”.
The practice of slavery in its modern form is rightly regarded as a crime against humanity. There can be no doubt that international conventions since 1926 reflect the determination of the international community to abolish it in all its forms.
When the slavery and sexual servitude provisions were introduced in 1999, the Second Reading Speech of the responsible minister acknowledged the unique nature of the slavery offences. He said, however, that “It is not sufficient for the debt or contract to be exploitative or oppressive to qualify. Rather, it must be such as to place a person in a condition whereby a power attaching to a right of ownership is exercised over him or her”.[32] The minister added:
“It is important to make the point that although this bill contains separate offences to address the conduct I will refer to shortly as sexual servitude, the slavery offences may also apply if the control over the sex worker is so far-reaching that it effectively amounts to a right of ownership over him or her.
The maximum term of imprisonment for the slavery offences is 25 years. In view of the heinousness of the crime involved that penalty is more than justified.”[33] [Emphasis added]
[32]Ian MacDonald, above n 8, 3076.
[33]Ibid.
The concept of ownership was readily understood when applied to the slave trade in the 19th century, but when ownership of slaves was prohibited the continuing relevance of principles concerning ownership produced uncertainty. In his 2002 article, David Weissbrodt analysed the issue as follows:
“19.Ownership is the common theme existing in all the conventions concerning the abolition of slavery and slavery-like practices. The wording of the Slavery Convention is ambiguous as to whether this concept of control must be absolute in nature in order to be considered a prohibited activity. Arguably, the use of the phrase ‘any or all of the powers attaching to the right of ownership’ (art. 2) was intended to give a more expansive and comprehensive definition of slavery that would include not just the forms of slavery involved in the African slave trade but also practices of a similar nature and effect.
20.Traditional slavery was referred to as ‘chattel slavery’ on the grounds that the owners of such slaves were able to treat them as if they were possessions, like livestock or furniture, and to sell or transfer them to others. Such practices are extremely rare nowadays and the criterion of ownership may obscure some of the other characteristics of slavery associated with the complete control to which a victim of slavery is subjected by another human being, as implied by the Slavery Convention’s actual wording, ‘any or all of the powers attaching to the right of ownership’.
21.In the modern context, the circumstances of the enslaved person are crucial to identifying what practices constitute slavery, including: (i) the degree of restriction of the individual’s inherent right to freedom of movement; (ii) the degree of control of the individual’s personal belongings; and (iii) the existence of informed consent and a full understanding of the nature of the relationship between the parties.
22.It will become apparent that these elements of control and ownership, often accompanied by the threat of violence, are central to identifying the existence of slavery. The migrant worker whose passport has been confiscated by his or her employer, the child sold into prostitution or the ‘comfort woman’ forced into sexual slavery – all have the element of choice and control of their lives taken from them, either by circumstance or through direct action, and passed to a third party, either an individual or a State.”[34]
[34]Weissbrodt, above n 26, 7.
That is a helpful analysis of the intended scope of the international instruments. The Weissbrodt analysis did not, of course, address the language of this legislation. And it is in the precise terms of the legislation, rather than in secondary sources and materials, that the meaning of the legislation is to be found.[35] As Gleeson CJ, Callinan, Heydon and Crennan JJ held in Stingel v Clark:[36]
“Extrinsic materials may be useful as an aid to deciding the meaning of that language, but the subjective contemplation of the drafters as to the kind of case in which that language would be most likely to be applied is not determinative”.
[35]Weiss v The Queen (2005) 224 CLR 300, 312; see also the cases cited at footnote 49 therein.
[36](2006) 80 ALJR 1339, at 1348 [26].
In this case the analysis provided by Weissbrodt is not mirrored by the language of the legislation. The interpretation of the language of the provisions themselves is not a simple task.
It is clear that the prosecutor conducted the present case against the applicant as though the statutory language followed the description provided by Weissbrodt of the characteristics of the modern forms of slavery.
In her final address to the jury in the second trial, Ms Carlin (who had not prosecuted the first trial) posed the question “Have they been treated as if they were simply property?” At another point, the prosecutor invited the jury to consider “ . . . how the women were treated as property, and what I mean there is they’re not treated as people, like you or me. They’re treated as if they’re possessions, objects”. As I shall discuss, those submissions invited the jury to assess the complainants’ situation objectively. Whilst objective analysis is a necessary part of determining what had been intended by the applicant, those submissions did not, in terms, direct the jury to consider the subjective intention of the applicant - her state of mind - when dealing with the complainants. That was a critical element of the offence that had to be established if the applicant was to be convicted.
On the “possess a slave” counts, the Crown relied on the degree of control and denial of personal freedom that was exercised over the lives of the women. Even if they were not physically restrained then, Ms Carlin said, their fear of authorities and the isolation caused by their lack of English meant that they were dependent on the “employers” and were easy to control. Counsel submitted that the purchase price paid to the Thai organisers gave the applicant the right to control the women, a control which was unlike even the harshest of employment relationships, and which amounted to treating them as property.
In the first trial there was extensive debate as to the elements of the offences, and the meaning to be attributed to the language used in the provisions. I do not underestimate the difficulty of the task facing his Honour and counsel in interpreting the legislation, for which there was no precedent or guiding case law.
His Honour was referred to a range of extrinsic materials pursuant to s 15AB(1) of the Acts Interpretation Act 1901 (Cth), on the basis that the provisions were “ambiguous or obscure”. His Honour ruled,[37] however, that there was nothing ambiguous in the language of s 270.3(1)(a) and that the provision should be given “its ordinary and natural meaning”. Notwithstanding that conclusion, it is apparent that counsel did have difficulty interpreting the meaning of such words as “possession”. The prosecutor in the first trial was unsure whether the meaning was that to be found in the Macquarie Dictionary, viz, “to have as property; to have belonging to one”, or was to be found in the common law.
[37]Ruling 24 March 2005, Transcript of Proceedings, Wei Tang v The Queen (County Court, 24 March 2005).
In his ruling the judge concluded that actual physical possession was not required. He noted the following statements in the Explanatory Memorandum:
“The focus is on the practical capacity for control rather than a mere geographical nexus. One or more persons may possess another.”
Those words found their way into the written instruction given to the jury in both trials. Additional words by way of definition were added as a result of unanimous agreement by counsel that his Honour should apply the meaning of “possession” adopted by Dawson J in He Kaw Teh v The Queen,[38] citing Lord Diplock in Director of Public Prosecutions v Brooks[39] and approved in R v Maio.[40]
[38](1985) 157 CLR 523, 590-604.
[39][1974] AC 862, at 866.
[40][1989] VR 281.
The jury were therefore provided with the following definition, in which the first paragraph contained the precise words used by Lord Diplock, and the second and third paragraphs used the precise words from the Explanatory Memorandum:
“Definition of Possession
In the ordinary use of the word, possession means: one has in one’s possession whatever is, to one’s knowledge, physically in one’s custody or under one’s physical control.
The issue to be considered here is the actual capacity for custody and control rather than a mere geographical nexus.
One or more persons may possess another.”
That definition had been employed in the first trial and was adopted again in the second trial.[41] Notwithstanding that all counsel had agreed to the definition, late in the second trial counsel for the applicant submitted that it was inadequate, because it did not clarify that the control had to be exercised pursuant to a power attaching to ownership, and not pursuant to some other claimed entitlement. He gave the illustration of an oil rig worker whose movements could be strictly controlled by his employer but where such control would not be the exercise of a power attaching to a right of ownership, but a power exercised pursuant to rights as the employer.
[41]In the extensive discussions between the judge and counsel at the time of the first trial (Ms Carlin was not counsel in the first trial) counsel agreed to the incorporation of the terms of the Explanatory Memorandum (Transcript of Proceedings, Wei Tang v The Queen, 15 March 2005). In the second trial the judge largely adopted the rulings made for the first trial (see Ruling 26 May 2006, Transcript of Proceedings, Wei Tang v The Queen, 26 May 2006), although defence counsel had sought unsuccessfully to have an additional requirement added to the definition, i.e., that the control be “exclusive of others, not acting in concert”.
The difficulty foreshadowed by counsel identified the critical issue which arises as to the elements of the offences created by s 270.3(1)(a). That issue concerns the character of the exercise of power by the accused over the victim.
The statutory definition of “slavery” is only satisfied if the person is in “the condition of slavery”, which in turn can only be created by someone exercising over the person any or all of the powers attaching to the right of ownership. That requires both an identification of what constitutes a right of ownership and what constitutes the powers that “attach to” that right. The fundamental feature of ownership is the claim of absolute right over the property that it gives to the owner as against all others to possess the property, save to the extent that the right to possession is qualified by any law, or by permission given by the owner to another. As A. M. Honore noted, the right to possession - that is, the right to have exclusive physical control of a thing, or such control as the nature of the thing permits - is “the foundation on which the whole superstructure of ownership exists”.[42] Professor Honore drew the distinction between “having” a thing and “having a right” to the thing: only the latter is an assertion of a right attaching to ownership, namely, the right to possession.
[42]A M Honoré, Oxford Essays in Jurisprudence, ( 1961) 113.
In directing the jurors as to the meaning of “intention”, his Honour provided them with a written definition. That definition was taken from s 5.2(1) of the Criminal Code Act 1995. His Honour did not provide the jury with the two other paragraphs in s 5.2.[43] The omission of those paragraphs, in my opinion, undoubtedly contributed to the inappropriate narrowness of the directions which the jury received as to the meaning of the word “intentionally” in s 270.3(1). In particular, the omission meant that the jurors were not alerted as to the relevance, when considering the question of intention, of the belief which the accused may have held as to the basis on which she was dealing with each of the complainants.
[43]At the commencement of the second trial, the judge said as to the definition, which had also been used in the first trial (confined to s 5.2(1)), “All right, so we’ll go with that”. Neither counsel demurred.
The full terms of s 5.2 of the Code are as follows:
(1)A person has intention with respect to conduct if he or she means to engage in that conduct.
(2)A person has intention with respect to a circumstance if he or she believes that it exists or will exist.
(3)A person has intention with respect to a result if he or she means to bring it about or is aware that it will occur in the ordinary course of events.”
I will discuss the element of intention in more detail later.
On one view, the terms of the legislation allow for the possibility that the same conduct performed by one person towards another could, simultaneously, constitute both the creation of a slave and the commission of slavery offences under s 270.3(1)(a) in relation to that slave. It may be that it was intended by the legislators that any act whereby a person exercises over another a power attaching to a right of ownership should be regarded both as rendering the other person into the condition of slavery and as constituting a slavery offence. On the other hand, the language of the offences under s 270.3(1)(a) (“possesses a slave” . . .”exercises over a slave”) presupposes that the creation of the condition of slavery must precede the commission of the offence upon the slave.
What is clear, however, is that in the present case the prosecution was conducted on the basis that the Crown had to prove, first, that the condition of slavery had been created before the offences were committed. Ms Carlin told the jury that:
“Common to each of the offences is the requirement, the element that the woman possessed or used is a slave. If you are not satisfied beyond reasonable doubt that the particular complainant is a slave, that’s the end of the story, you don’t have to go on and consider anything else. Your verdict must be not guilty”. [44]
[44]Transcript of Proceedings, Wei Tang v The Queen, 29 May 2006), 1677
Secondly, the Crown conducted its case on the basis that it had to prove that the applicant knew that each complainant was a slave when she engaged in conduct constituting the possession or use of the slaves. Thus, after submitting that the condition of slavery had been created by the applicant and others acting jointly (Ms Carlin later described the applicant as being one of the “part-owners”,[45] whose actions from the time of the arrival of the women in Australia reduced them to slavery), Ms Carlin told the jury:
“If you find beyond reasonable doubt that these women were slaves during the period of the counts, and it doesn’t have to be for the whole period but during the periods of the counts, then you move on to look at the next elements for each of the offences.
So if I look at the offences that are “intended to possess a slave”, well, the accused must have intended, in other words meant to, possess a slave, and that intention must be directed not just at possessing the person but at the fact that the person is a slave. So the accused must have intended to possess a slave, being the particular person we’re looking at”.[46]
[45]Ibid, 1762
[46]Ibid, 1679-1680
As to the other offences the prosecutor said:
“[T]he accused must have intended, again meant to, use a slave, and again the intention must be directed at not only using the person, but using the slave who is the person. Here it’s alleged . . . that the accused [used] them, these slaves, by offering them for sexual services and by deriving income from the use of their bodies, which as I said to you, you might think is the ultimate use of somebody”. [47]
[47]Ibid, 1680
As I shall later discuss, the learned trial judge directed the jury, consistently with the prosecutor’s approach, that for the jury to return a conviction: “So fundamental, of course, is your determination that she is a slave. It is then necessary to go on to look at the other elements [of the offences]”[48]. Again, he directed the jury to ask as to each complainant, ”Is she a slave? You cannot possess or use a slave unless you have determined that she is a slave”.[49]
[48]Ibid, 30 May 2006 1840; 1844
[49]Ibid, 31 May 2006 1875
Thus, for conviction for an offence under s 270.3(1)(a) the Crown accepted that there must, first, have been a slave created and the condition of slavery must have pertained when the conduct constituting the offence of possession or use was committed. The Crown conducted the case on the basis that each woman was put in the condition of slavery not by the actions of anyone in Thailand but by actions of a number of people in Australia connected to the brothel (of whom the applicant was one) together exercising powers attached to the right of ownership, and that the applicant then possessed and used the slave thus created.
In my opinion, the approach urged by the Crown, and adopted by his Honour, did not correctly identify the elements of the offences which the Crown had to establish. Given the way the Crown mounted its case, and having regard to the full terms of s 5.2 of the Code, then, in my opinion, in order to constitute the first of the offences under s 270.3(1)(a), namely, “intentionally . . . possessing” a slave, the following matters had to be proved against Wei Tang (I will employ the neutral descriptor of “worker”):
First, the worker must have been reduced to the condition that would constitute her a slave, as defined in the Act. The jury must be satisfied that she had had powers exercised over her as though she was mere property, with the result that she had been reduced to the status of mere property, a thing, over whom powers attaching to the right of ownership could be exercised.
Secondly, the accused must have known that the worker had been reduced to a condition where she was no more than property, a thing, over whom persons could exercise powers as though they owned her.
Thirdly, the accused must have intentionally possessed the worker, that is, must have intentionally held her in her custody or under her physical control.[50]
Fourthly, the accused must have possessed the worker in the intentional exercise of what constitutes a power attaching to a right of ownership,[51] namely, the power of possession. For that to be the case the accused must be shown to have regarded the worker as though she was mere property, a thing, thereby intending to deal with her not as a human being who had free will and a right to liberty,[52] but as though she was mere property. However harsh or oppressive her conduct was towards the worker it would not be sufficient for a conviction if, rather than having possessed the worker with the knowledge, intention, or in the belief that she was dealing with her as though she was mere property, the accused possessed her in the knowledge or belief that she was exercising some different right or entitlement to do so, falling short of what would amount to ownership, such as that of an employer, contractor, or manager.[53]
[50]The word “intentionally” here is given the meaning in s 5.2(1) of the Code. The definition of “possession” used by the judge was in broader terms than I have employed. I accept that possession might be constituted without actual physical custody or control. This trial was conducted on the basis that the broader definition applied and it is unnecessary to resolve whether the additional language employed by his Honour added anything to the terms I have used.
[51]It would not be necessary to prove that an offender knew that the power to possess or use property was an incident of the right of ownership; the judge could have directed the jury that as a matter of law those were powers attaching to ownership, but that the critical question for the jury was as to the intention which accompanied such exercise of the power of use or possession of a complainant which they found to have occurred.
[52]The offence of enslavement under s 268.10(1) is accompanied by a definition (s.268.10(2)) of the phrase “exercises any or all of the powers attaching to the right of ownership”. The definition applies only to that offence, but includes “purchases, sells, lends or barters a person or imposes on a person a similar deprivation of liberty . . .”
[53]Here the definitions contained in both s 5.2(2) and s 5.2(3) are relevant and should have been drawn to the attention of the jury, the relevant “circumstance” ” and “result” being that the person was being treated as property. In appropriate cases, where defences of mistake or ignorance of fact were raised, the jury would need to be advised of the terms of s 9.1 of the Criminal Code.
Both the “use” and “possess” offences are created in the same sentence which comprises s 270.3(1)(a), and it could not have been intended by the legislators that the requirement that there be the intentional exercise of a power attaching to the right of ownership should apply to all such powers save for that of the right to possession of property. Thus, for the offence of exercising the power of “use” of the slave (which was the “other power” relied on for counts 2, 4, 6, 8, 10), each of the above propositions (suitably modified to replace “possess” or “possessed” with “use” or “used”) must have been established.
His Honour gave the jury the following definition of “use”, which was apparently agreed to by counsel:
“Use”
“To take advantage of, manipulate or employ a person in a specified function or capacity.”
The source of this definition was not disclosed by his Honour. Whilst the definition was apparently agreed to by counsel, it seems to me that it was problematic. In my view, a more appropriate definition would have been that provided in the Shorter Oxford Dictionary, as follows:
”The act of employing a person for any (esp. a profitable) purpose; the fact, state, or condition of being so employed; utilization or employment for or with some aim or purpose, application or conversion to some end”.[54]
[54]In the first line I have inserted the word “person” in lieu of the word “thing”, which appears in the definition, and, in addition, I would have not included the words which appear in parenthesis in the definition before the word “end”, namely, “(esp. good or useful)”.
As I earlier noted, the question posed to the jury by the prosecutor - “Have they been treated as if they were simply property?” - invited objective assessment by the jury of the character or effect of the applicant’s treatment of the complainants. The critical element with which the fourth proposition is concerned required the jury to make a finding as to the knowledge or belief of the applicant. Of course, since the applicant did not give evidence, the jury were obliged to determine the question raised by the fourth element solely by reference to the evidence that was before them, and inferences that could be drawn from that evidence. Nonetheless, for proof of the offences the critical question was not the one posed by the prosecutor (however useful a guide that may have been towards the right answer) but, rather, that identified in paragraph [77] above, as the fourth element.
It is significant that when he sentenced the applicant, the trial judge rejected the evidence of the two women in this respect and expressly found that the women were not kept under lock and key. He did, however, find that at the two places where they were housed they were “effectively restricted” to the apartments and only left on rare occasions, with consent and supervision. It may be presumed that the jury came to a similar conclusion in convicting the applicant, but, even so, such a finding would not necessarily have been inconsistent with verdicts of acquittal had the directions given to them been accurate as to the law.
Ms Carlin pointed to the demands placed on the women as to the numbers of clients they must service,[103] together with their lack of payment, the days and hours they were required to work, and other factors, as demonstrating that their situation was different to that of other sex workers who, however exploited they may have been, were not slaves.
[103]As many as 800 to 900 clients, depending on the quantum of the debt and whether the debt was reduced by a cash payment, as occurred in the case of one complainant.
It is unnecessary to set out in detail the evidence in the case. It is sufficient to observe that in my opinion it was capable of sustaining a conviction, when the law was correctly applied to that evidence, and when full weight is given to the credibility of the witnesses called by the Crown, as it must be presumed the jury gave to their evidence.[104] For that reason, the complaint that the verdicts were unreasonable and could not be supported by the evidence can not be sustained.
[104]As noted Weissv The Queen (2005) 224 CLR 300, 316-317, the fact that the jury returned a guilty verdict can not be discarded from the appellate court’s assessment of the whole of the evidence when considering the proviso, and held, at 316 [41], the task of assessment is the same when considering an “unreasonable/cannot be supported” ground.
Conclusions and Orders
Although I have concluded that the verdict was not unsafe and unsatisfactory that merely means that it was capable of supporting convictions for the offences when the correct legal principles were applied to the facts. The task which the appellate court must undertake when considering the application of the proviso to
s 568(1) of the Crimes Act 1958 is essentially the same as that required to be undertaken when considering a ground contending that a verdict is unreasonable and unsupported by the evidence.[105] But rejection of such a ground does not determine the question whether, upon some other ground being upheld, the proviso ought be applied.
[105]See R v Weiss (No.2) (2006) 164 A Crim R 454, 473 [107]-[108].
For the proviso to be applied the Court must itself be satisfied, on the whole of the evidence, that the accused was proved beyond reasonable doubt to be guilty of the offences on which she was convicted.[106] In my opinion, even if the correct principles of law were applied to the assessment of that material, this Court could not be satisfied beyond reasonable doubt of the guilt of the applicant. As was recognised by the High Court in Weiss v The Queen,[107] there are cases where the natural limitations of relying on the written record and exhibits, rather than having had the benefit of seeing the witnesses, will be so great that the court is unable to reach the degree of satisfaction required for application of the proviso.[108] This would be one such case. As was accepted in Weiss, it could not be said that no substantial miscarriage of justice had actually occurred unless the Court of Appeal was persuaded, beyond reasonable doubt, of the guilt of the applicant, upon review of the record.[109] A review of the record, without the advantage of observing the witnesses, would not allow me to be satisfied that no substantial miscarriage of justice actually occurred and that would be sufficient reason for me not to apply the proviso.
[106]Weiss v The Queen, (2005) 224 CLR 300, 317.
[107](2005) 224 CLR 300.
[108]Ibid, 316.
[109]Ibid, 317.
Furthermore, and as an alternative or additional reason for not applying the proviso, the Court in Weiss left open the question whether the errors in or omissions from a judge’s charge might be so serious a breach of the presuppositions of the trial as to deny the application of the proviso.[110] Whilst recognising that the majority judgment of the High Court in Darkan v The Queen[111] allowed a broad application of the proviso,[112] in my opinion the omissions in this case went to such a fundamental element of the offences that the Court could not conclude that the error in the directions would have had no significance in determining the outcome of the trial.[113] In my opinion, the errors ought be regarded as going to the root of the proceedings.[114]
[110]Weiss, at 317 [46]
[111]Darkan v The Queen (2006) 80 ALJR 1250, 1269 [94] (Gleeson, C.J, Gummow, Heydon and Crennan JJ) and at 1276/7 [139]-[146] (Kirby J, contra).
[112]Ibid, 1269 (Gleeson CJ, Gummow, Heydon and Crennan JJ) and at 1276-1277 (Kirby, J, contra).
[113]Weissv The Queen (2005) 224 CLR 300, 317.
[114]Wilde v The Queen (1988) 164 CLR 365, 373; cf Darkan v The Queen (2006) 80 ALJR 1250, 1269, (Gleeson CJ, Gummow, Heydon and Crennan JJ, applying the proviso), and at 1276-1277 (Kirby J, contra). See, too, R v AJS (2005) 12 VR 563, 569-570 and Libke v The Queen [2007] HCA 30, (Unreported, Gleeson CJ, Kirby, Hayne, Callinan and Hayne JJ, 20 June 2007) at [41]-[52] (Kirby and Callinan JJ, in dissent).
Mr Shirrefs submitted that if we allowed the appeal we ought not order a re-trial and instead should enter verdicts of acquittal. Counsel sought the opportunity to address further argument on that question once the outcome of the appeal was known and the reasons for decision of the Court had been considered.
The conclusion that the evidence was capable of supporting the convictions strongly points to the conclusion that the appropriate order is that there be a re-trial, but it will be necessary to give counsel the opportunity to be further heard on that question before final orders are pronounced.
In my opinion, therefore, the appropriate orders would be that the application for leave to appeal be granted, the appeal be treated as being heard instanter and be allowed, the convictions be quashed and sentences be set aside. As to the further disposition of the case, I would await further submissions.
- - -
18
11
0