R v Smith

Case [2001] QCA 430


SUPREME COURT OF QUEENSLAND

CITATION: R v Smith [2001] QCA 430
PARTIES: R
v
SMITH, Henry William
(applicant)
FILE NO/S: CA No 116 of 2001
DC No 106 of 2001
DIVISION: Court of Appeal
PROCEEDING: Sentence Application
ORIGINATING COURT:

District Court at Southport

DELIVERED ON: 12 October 2001
DELIVERED AT: Brisbane
HEARING DATE: 24 September 2001
JUDGES:

de Jersey CJ, Chesterman and Mullins JJ

Separate reasons for judgment of each member of the Court, each concurring as to the order made

ORDER: Application for leave to appeal against sentence refused
CATCHWORDS:

CRIMINAL LAW – APPEAL AND NEW TRIAL AND INQUIRY AFTER CONVICTION – APPEAL AND NEW TRIAL – APPEAL AGAINST SENTENCE – APPEAL BY CONVICTED PERSONS – APPLICATIONS TO REDUCE SENTENCE – where applicant was a solicitor who misappropriated approximately $6.5 million of his clients’ money over 13 years – where applicant pleaded guilty to dishonestly applying such money and sentenced to 10 years’ imprisonment with a recommendation that he serve 6 years – whether sentence manifestly excessive – whether applicant’s major depression relevant – whether recommendation applicant serve more than 50% of sentence improper – whether guilty plea not given proper weight in sentencing

Prisoners (Interstate Transfer) Act 1982 (Qld)

R v Griinke [1992] 1 Qd R 196, cited

COUNSEL: Mr B G Devereaux for the applicant
Mrs L J Clare for the respondent
SOLICITORS:

Legal Aid Queensland for the applicant

Director of Public Prosecutions (Queensland) for the respondent

  1. de JERSEY CJ:  I have had the advantage of reading the reasons for judgment of Chesterman J. I agree that the application should be refused for the reasons expressed by His Honour.

  1. CHESTERMAN J:  On 20 April 2001 the applicant pleaded guilty to an ex officio indictment which charged him with dishonestly applying to his own use money belonging to different persons.   The offence was committed between June 1983 and September 1996.  The amount involved was a little over $6.5 million, $1.8 million of which has not been recovered. 

The applicant was a solicitor who practised for many years on the Gold Coast before moving to practise in northern New South Wales.  The money which he dishonestly used was his clients’.  He is now 56 years of age and was 37 when he embarked on his career of dishonesty.

  1. The applicant’s dishonesty occurred in 72 individual transactions and involved 31 victims or sets of victims.  They were, for the most part, elderly people who entrusted their money to the applicant to be invested by him on their behalf.  In many cases the funds represented security for their retirements.

  1. In about September 1996 the applicant was under investigation by the Queensland Law Society for irregularities in the conduct of his practice.  He voluntarily surrendered his practising certificate but moved immediately to New South Wales where he commenced practise without notifying the Law Society of that State of what had happened in Queensland.  He continued his pattern of defrauding clients while practising in New South Wales.  He misappropriated over $2.8 million of…

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AGLC
R v Smith [2001] QCA 430
Case
[2001] QCA 430
Decision Date

CaseChat Overview and Summary

The appellant, a former solicitor, appealed against his sentence for misappropriation of his clients’ funds amounting to approximately $6.5 million over 13 years. The appellant pleaded guilty to charges of dishonestly applying the money and was sentenced to 10 years' imprisonment with a recommendation that he serve six years. The court of appeal was required to determine whether the sentence was manifestly excessive, taking into account the appellant's major depression, whether the recommendation that he serve more than 50% of his sentence was improper, and whether the guilty plea was not given proper weight in sentencing.

The court of appeal held that the appellant's major depression was relevant to his culpability and the sentence imposed. However, it found that the sentence was not manifestly excessive, as it reflected the gravity of the appellant's crimes and the need for general deterrence. The court also held that the recommendation that the appellant serve more than 50% of his sentence was not improper, as it took into account the appellant's culpability and the need for specific deterrence. Finally, the court found that the guilty plea was given proper weight in sentencing, as the sentence imposed was within the range of sentences that could have been imposed if the appellant had been found guilty after a trial.

The application for leave to appeal against sentence was refused.

Orders

Orders of the court

Application for leave to appeal against sentence refused

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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