R v Brenton Simon O'Brien No. SCCRM 95/624 Judgment No. 5589 Number of Pages 12 Criminal Law (1996) 66 Sasr 396
[1996] SASC 5589
•16 May 1996
COURT IN THE FULL COURT OF THE SUPREME COURT OF SOUTH AUSTRALIA COURT OF CRIMINAL APPEAL DOYLE CJ(1), MILLHOUSE(3) AND WILLIAMS(2) JJ
CWDS
Criminal law - jurisdiction - practice and procedure - witnesses - Power of Crown to call or refuse to call a material witness - prosecutor concluded that witness had a "clear allegiance" to the accused, and was "unreliable" on a critical issue - no error shown - whether a miscarriage of justice resulted from the decision - not a question here of a lack of evidence, but rather of whether the accused received a fair trial - failure to show error in prosecuting counsel's decision diminishes likelihood of an unfair trial - no miscarriage of justice - appeal dismissed. R v Lawson (1960) VR 37, applied. Criminal Law Consolidation Acts48, referred to. R v Shaw (1991) 57 A Crim R
425, Whitehorn v R (1983) 152 CLR 657; R v Apostilides (1984) 154 CLR 563, discussed.
HRNG ADELAIDE, 20 March 1996 #DATE 16:5:1996 #ADD 4:7:1996
Counsel for appellant: Mr M Gray QC with Mr G Algie
Solicitors for appellant: Patsouris and Associates
Counsel for respondent: Mr S Millsteed
Solicitors for respondent: DPP (SA)
ORDER
Appeal dismissed.
JUDGE1 DOYLE CJ The facts upon which the appellant was charged with rape, and the circumstances of the case, are set out in the judgment of Williams J. I agree with Williams J that the appeal should be dismissed. I agree that the prosecutor's decision not to call the witness Giancaspro did not bring about a miscarriage of justice, and I agree further that the conviction is not unsafe or unsatisfactory.
2. I content myself by adding some short observations in relation to the decision of the prosecutor not to call the witness Giancaspro, because of the practical importance of this issue.
3. There is no need for me to restate the duties of prosecuting counsel. They have been authoritatively determined and thoroughly considered by the High Court: see The Queen v Apostolides (1984) 154 CLR 563 and Whitehorn v The Queen (1983) 152 CLR 657. For completeness I refer to the discussion of the issue by King CJ in R v Harry Ex parte Eastway (1985) 39 SASR 203 at 208-211.
4. The decision by a prosecutor not to call a material witness is not one to be made lightly, but is clearly a decision for the prosecutor. As the High Court said in R v Apostolides supra at 576 the decision:
"... must be made with due sensitivity to the
dictates of fairness towards an accused person.
A refusal to call the witness will be justified
only by reference to the overriding interests of
justice. Such occasions are likely to be rare."
5. As the court went on to say at 576:
"The unreliability of the evidence will only suffice
where there are identifiable circumstances which
clearly establish it; it will not be enough that the
prosecutor merely has a suspicion about the
unreliability of the evidence."
6. But it is quite clear that there will be cases in which, because the prosecutor considers the evidence unreliable and untrustworthy, it will be appropriate for the prosecutor neither to call a material witness as part of the prosecution case nor to call the witness so that the witness may be cross-examined by the defence. This is how Sholl J put the matter in R v Lawson (1960) VR 37 at 40:
"In my opinion, the true rule is that, ordinarily,
the prosecutor should call a witness whose name is on
the presentment and especially so if the witness is a
witness to any important aspect of the case,
especially the vital facts in issue, unless for
strong and satisfactory reasons he is of the opinion
that the witness's testimony is so unreliable as to
be likely to lead to a miscarriage of justice,
contrary to the public interest, if it is led for the
Crown, and without the opportunity of
cross-examination by counsel for the Crown.
Certainly, I think, where evidence is reasonably
thought to be dishonest or absurd or grossly
unreliable or quite untruthful, a prosecutor may
properly form that opinion."
7. I consider that this was the sort of situation contemplated by Deane J in Whitehorn v The Queen (1983) 152 CLR 657 when he said at 664:
"Among the considerations which may justify the Crown
in refraining from leading evidence from a particular
witness is that the evidence which he or she would
give is plainly untruthful or unreliable."
8. The following passage from the judgment of Dawson J (at 674) is to the same effect:
"However, a prosecutor is not bound to call a
witness, even an eyewitness, whose evidence he judges
to be unreliable, untrustworthy or otherwise
incapable of belief."
9. In the present case the name of the witness as Giancaspro did not appear on the information. However, despite that he was a material witness, and not a witness who could be put to one side simply on the basis that the leading of his evidence would involve pointless duplication. In my opinion the principles stated and referred to above in relation to witnesses whose names appear on the information applied to the witness Giancaspro.
10. In the present case the court is not called upon to engage upon a review of the decision made by the prosecutor. The question for the court is whether, the defence having called Giancaspro as a witness and his evidence having unfolded in a certain fashion, what occurred gave rise to a miscarriage of justice. That question is to be approached in the light of the principles which apply to and guide a prosecutor in the discharge of the prosecutor's functions. Strictly, a decision by a prosecutor not to call a witness, and a decision by the defence to call that witness, could result in a miscarriage of justice, even though no error of judgment was made by the prosecutor. That this is so appears from what the High Court said in The Queen v Apostolides
(1984) 154 CLR 563 at 577:
"No doubt in the great majority of cases of this kind
an appellate tribunal which finds a miscarriage of
justice to have occurred will trace that miscarriage
to a wrong exercise of judgment by a prosecutor which
led to the witness not being called. In cases where
there has been no error of judgment there will be
less likelihood of a miscarriage resulting from the
failure to call the witness. Nevertheless, the
absence of testimony from a witness may lead to a
miscarriage of justice without any error having
occurred."
11. In the present case the prosecutor's decision was that the proper presentation of the case required that if Giancaspro be called, his evidence be subject to cross-examination by the prosecutor. The prosecutor's reason for so concluding was that after the prosecutor himself had proofed the witness the prosecutor formed the opinion that there was "a clear allegiance" on the part of Giancaspro to the accused. The prosecutor also considered that the manner in which Giancaspro described the sobriety of the victim, which he said went well beyond the statement given to the police, was sufficiently at odds with the evidence of other witnesses on that matter to lead him to form the view that the witness was "unreliable on that issue, and that unreliability strikes at the heart of his evidence. It taints a critical part of his evidence". It is clear that the prosecutor was of the opinion that this was one of those cases in which the interests of justice required that if Giancaspro were to be called his evidence be subject to cross-examination.
12. While the issue for this court is now whether what subsequently occurred gave rise to a miscarriage of justice, not whether the decision was correctly made at the time, in my opinion it is appropriate to make two observations. The first is that the court is not in a position to make any comment upon the soundness of the conclusion which the prosecutor formed having spoken to and having proofed the witness Giancaspro. The second is that, in my opinion, the matters identified by the prosecutor and explained in submissions to the trial judge, which I have summarised above, are capable of supporting the decision reached by the prosecutor. In my opinion, on the basis of the explanation given by the prosecutor to the trial judge, it cannot be said that there was an error of judgment. True it is that when Giancaspro ultimately gave evidence for the defence, his evidence was more moderate than the prosecutor's explanation suggested, and the record of his testimony does not provide a clear basis for saying that he was a witness in the camp of the defence, but in my opinion it would be wrong to decide matters in the light of the evidence as it ultimately unfolded. For those reasons, I content myself with the observation already made, namely, that on the basis of the matters stated by the prosecutor it cannot be said that there was an error of judgment.
13. I turn now to the question of whether a miscarriage of justice has been demonstrated.
14. This is not a case in which the decision of the prosecutor meant that an essential or important witness was not called. The witness was called by the defence. There is no reason to think that the defence was unable to elicit from the witness any material which it required for the purposes of the defence case. There is no reason to think that the jury considered that Giancaspro was less likely to be believed because he was called by the defence. The trial judge gave an appropriate direction in relation to that matter. Giancaspro was cross-examined by the prosecution as one would expect. In evidence-in-chief Giancaspro gave evidence which suggested that the victim and the accused were flirting with each other. In some respects that was inconsistent with other evidence, and he was cross-examined on that. He was also cross-examined about his description of the manner in which the accused and the victim went into the house. He had not said anything in evidence-in-chief about the victim's state of intoxication. When cross-examined on the topic he at first said "she might have had a few drinks". He was then cross-examined on his statement to the police in which he had said she was "quite drunk". He was then cross-examined on the question of whether he had discussed his evidence with the accused, a suggestion which he denied. It should also be noted, as Williams J points out, that the decision by defence counsel to ask Giancaspro questions to show that he at an early stage made a statement to the police and had spoken to the prosecutor before the trial, to some extent invited cross-examination in relation to his previous statement.
15. When one looks at the evidence given by Giancaspro, it can be said that at that stage the case took a somewhat unexpected turn. But, can it be said that what happened is productive of a miscarriage of justice?
16. I have already made the point that in my opinion the defence was able to elicit all material which it required, and that there is no reason why the fact that the defence called the witness should have lessened the chances of him being accepted by the jury. It is also the case that even if the prosecution had called Giancaspro, the prosecution could have invited the jury not to put any weight upon his evidence. The friendship between the witness and the accused would have been before the jury in any event, and could have been considered by the jury when considering such an invitation by the prosecutor.
17. The manner in which the case unfolded nevertheless had certain consequences. The prosecutor was able to cross-examine the witness about his earlier statement to the police in relation to the sobriety of the victim. The only purpose of doing so could have been to discredit him, because at the end of his evidence-in-chief he had said nothing on the point. The prosecutor was able to cross-examine the witness about whether he had discussed his evidence with the accused. The prosecutor was able to and did suggest in his address to the jury that the relevant aspects of the evidence of the witness had been "cooked up" between the accused and the witness. In these respects it can be said that the prosecutor was able to do more than to invite the jury to put the evidence to one side, and was able to launch a positive attack upon the relevant aspects of the evidence of the witness. This was a not insignificant tactical advantage, but putting the matter in the context of the case as a whole it cannot be said, in my opinion, that the evidence of Giancaspro was central. That is not, of course, to say that it was unimportant.
18. As I have noted, the issue here is not whether the prosecutor was right or wrong in making the decision not to call the witness, but whether a miscarriage of justice occurred. If a material witness is not called at all, a miscarriage is likely to fall into the category of an unsafe or unreasonable verdict (as in Whitehorn, although see Deane J at 664, emphasising the right of the accused to a fair trial). If a witness is called by the defence because the prosecutor will not call that witness, the question of miscarriage is better described as a question of whether the conduct of the defence was unduly prejudiced by the need for the defence to call that witness. Apostolides is an example of this approach.
19. Here, the complaint is not that there was inadequate evidence to support the verdict, or that the jury's verdict was otherwise unreasonable. In my opinion, the issue here is whether the conduct of the defence was unduly prejudiced by the prosecutor's failure to call Giancaspro, or, to put this in a slightly different way, whether the consequences of the failure to call the witness did "so affect or permeate a trial as to warrant the conclusion that the accused has actually been denied his fundamental right to a fair trial". (Whitehorn at 664 Deane J).
20. Although this is a distinct question from that of any error by the prosecution, the two matters are nevertheless closely related. This is because a requirement of fairness at trial is that the prosecutor discharges the prosecutors's duty in relation to the calling of witnesses. This much appears clearly from the judgments of the High Court in this area, particularly that of Deane J in Whitehorn at 664. If a departure from these standards is not isolated, the ability of an appellant to show unfairness in the conduct of the trial (as opposed to, say, a miscarriage due to a lack of evidence upon which the jury could base their verdict) is greatly diminished.
21. So it is here. It was a necessary consequence of the decision of the prosecutor not to adduce evidence from Giancaspro and not to call him for the purposes of cross-examination by the defence that he would, if called, be subject to cross-examination by the prosecutor. That, indeed, was the very basis of the prosecutor's decision, a decision that if he were called he should be subject to such cross-examination. Not being prepared to say that the prosecutor made an error of judgment, and I am not prepared to say that, it seems to me that to some extent the adverse consequences for the defence identified above must be accepted as consequences of the prosecutor's decision. As the prosecutor's view, in my opinion open to be formed upon the material available to him, was that Giancaspro was willing to colour his evidence in favour of the defence, it follows that in my opinion complaint cannot be made of the generally hostile approach by the prosecutor to Giancaspro. The cross-examination of Giancaspro about the sobriety of the victim stands in a somewhat different position, because as I have already pointed out, nothing was said about that by Giancaspro in his evidence-in-chief. But I cannot think that that made much difference at all. The same applies to the cross-examination, on that same point, in relation to the previous statement.
22. It is tempting to say that the evidence which the defence adduced from Giancaspro was not the evidence of a person who was clearly an untrustworthy witness, and therefore not the evidence of a witness whom the prosecutor was entitled to decline to call. But, in my opinion, the matter cannot be approached on that basis. The cross-examination did elicit matters - friendship with the accused, conflicting statements in relation to sobriety and evidence inconsistent with other witnesses in relation to the attitude of the victim to the accused - capable of supporting a decision by the prosecutor not to call the witness and not to make him available for cross-examination by the defence. At the risk of repetition, these were the matters which caused the prosecutor to make the original decision not to call Giancaspro. Approaching the matter on the basis that it cannot be said that in that respect there was an error of judgment by the prosecutor, I conclude that the manner in which thereafter the prosecutor was able to approach the witness Giancaspro was not productive of a miscarriage of justice. I so conclude on the basis of my more detailed consideration of his evidence and of the treatment of him as a witness by the prosecutor, which more detailed consideration I have set out above.
23. For those reasons I join in dismissing the appeal.
JUDGE2 WILLIAMS J This is an appeal against conviction.
2. On 11 December 1995 the appellant was found guilty by the verdict of a jury in the District Court of one count of digital rape. Particulars of the offence as set out in the information are that on 1 January 1995 at Salisbury Heights the appellant had sexual intercourse with the complainant without her consent by inserting his finger into her vagina - contrary to Criminal Law Consolidation Acts48.
3. The appeal is brought with the leave of a Judge of this Court granted on 22 January 1996.
4. The grounds of appeal are:
(1) There has been a miscarriage of justice by reason of
the prosecutor's decision not to call the witness Darren
Ian Giancaspro.
(2) In all the circumstances the verdict was against the
weight of the evidence and/or is unsafe and
unsatisfactory.
5. The incident which gave rise to the prosecution arose out of a New Year's Eve party which was held by the appellant (aged twenty-one) in the carport and driveway of his parents' house. The complainant (aged seventeen) was a guest - albeit not one invited by the appellant. For security reasons the appellant had locked up the house itself but some time after midnight he unlocked a door to enable the complainant at her request to have access to the toilet. It is not in dispute that while the complainant was in the house alone with the appellant, he turned off some interior house lighting and some intimacy occurred between the appellant and his guest. The appellant denies having touched the complainant's vagina but acknowledged having been on the floor with her, having touched her breasts and having kissed her. The appellant asserted that this conduct was consensual. It is common ground that the appellant then tried to pull down the complainant's skirt. The appellant's case is that he desisted when the complainant indicated her unwillingness for him to continue. The complainant gave evidence that she did not consent to any intimacy and made known to the appellant that his attentions were unwelcome; she also gave evidence of an act of digital penetration of her vagina by the accused. Following the incident in the house the complainant returned outside to the party where the complainant spoke to her boyfriend; he then punched the appellant once in the face. The appellant summoned the police.
6. A male guest, Giancaspro overheard the complainant's request to the appellant for permission to use the toilet. Giancaspro also observed the complainant and the appellant as they subsequently disappeared together into the house. Giancaspro made a statement to the police in which he said:
"...they walked off together with their arms around
each other. When they walked off I was behind them,
they were both unbalanced. I thought she was quite
drunk and that he'd had a couple of drinks as
well ..."
7. Giancaspro's statement to the police as to his observations upon the complainant's state of insobriety was at variance with other witnesses. Giancaspro's name was not included in the witness list endorsed on the backsheet of the information but the prosecution made Giancaspro's statement available to the defence. The prosecutor declined to call Giancaspro as a witness at trial upon the ground that Giancaspro was an unreliable witness on an issue central to his evidence namely the complainant's degree of intoxication. Giancaspro was eventually called as part of the case for the defence.
8. In his evidence in chief Giancaspro was asked about his statement to the police and about the fact of a later discussion with the prosecutor at the office of the Director of Public Prosecutions.
9. The prosecutor took exception to this evidence upon the basis that the effect of the line of questioning was to impugn the impartiality of the Crown in the eyes of the jury. (T.278-9). The prosecutor also objected that the defence was seeking improperly to bolster Giancaspro's evidence before the Court by showing consistency with an earlier statement out of court. It was against this background that the Crown cross examined Giancaspro about his earlier statement and suggested (as the prosecutor eventually put to the jury) that the accused and Giancaspro had "invented that episode".
10. The prosecutor's closing address to the jury dealt with the circumstance (which the prosecutor postulated for the purpose of his argument) where the complainant under the eyes of her jealous boyfriend had approached the accused. In his closing address the prosecutor (in the course of reviewing the defence version of events) said:
"...In that context, she waltzes up to the accused
and, with one of her friends there as witness, and,
depending on whether we accept what the accused has
to say about all this or what his friend Mr
Giancaspro has to say, puts her arm around his neck,
or, as Mr Giancaspro would have it, threw her arms,
standing in front of (the accused), around his neck
in an obviously passionate way, in a way that did not
disguise her affection for the accused at all. She
then walked arm in arm, with her arm around (the
accused's) waist and his around hers, towards the
back door of the house.
Ladies and gentlemen, people do stupid things, we all
know that, but you might think that if (the
complainant) was indeed in fear of (her boyfriend),
that indeed she was conscious of the fact that he was
watching her, watching her movements, every act of
rank stupidity to advertise her attraction to the
accused in that way, what better way to arouse
suspicions of her boyfriend?
Ladies and gentlemen, the accused and his friend Mr
Giancaspro have invented that episode. Why? Because
it obviously assists the accused to assert that what
happened inside the house was with the consent of
(the complainant) ..."
11. Upon this appeal the appellant argued that the prosecution decision not to call Giancaspro as a witness had placed the appellant at trial in a position of singular disadvantage in the following respects:
1. The fact of Giancaspro's prior statements came to the
notice of the jury.
2. The prosecutor cross examined Giancaspro in a
"sceptical manner".
3. The prosecutor suggested to the jury that the appellant
and Giancaspro had invented a story.
4. The defence was deprived of an opportunity to cross
examine Giancaspro.
12. The appellant argued that a miscarriage of justice had occurred and that upon the whole of the evidence the Court should conclude that the conviction was unsafe or unsatisfactory.
13. I do not agree with these submissions.
14. The prosecutor exercised an independent discretion not to call Giancaspro. For the reasons discussed below no criticism can be made of the prosecutor's decision in this case but the question then remains as to whether in all the circumstances the appellant was so prejudiced in the conduct of his defence that a substantial miscarriage of justice resulted or whether in all the circumstances of the case the verdict was unsafe or unsatisfactory. (See R v Apostilides 154 CLR 563 at 575 and 578).
15. The development of the Crown case in its latter stages can be directly traced to the way in which the defence chose to present its case. It was the defence which led evidence in chief from Giancaspro as to his statement to the police and the fact of his interview with the prosecutor. Having done so, the defence can hardly complain that the prosecutor then cross examined thereon and addressed the jury in the terms which I have recited. (At page 278). The prosecutor made a spirited objection to the evidence which was being led as to Giancaspro's statements to police and to the prosecutor and of the way in which the prosecutor claimed he was being unfairly portrayed before the jury. It is not surprising to me that the prosecutor responded as he did. The prosecutor's original decision not to call Giancaspro was properly made and the later conduct of the prosecution was a fair response to the way in which the defence chose to present its evidence.
16. The defence undoubtedly faced difficulties in the light of the prosecutor's decision not to call Giancaspro as a witness. With the benefit of hindsight it is easy to say that the defence may not have suffered the disadvantage of which it now complains if it had not invited attack. As soon as the defence chose to rely on the evidence of Giancaspro, it faced problems by reason of the differences between the evidence of Giancaspro and of the other witnesses. When the defence put forward Giancaspro's statement to the police as being reliable, it invited the riposte that Giancaspro and his friend (the appellant) had collaborated in formulating their statements. I am not unmindful of the dilemma which faced the defence in putting forward a witness with his known potential shortcomings but I do not consider that any miscarriage of justice has occurred. Moreover I reject the submission that the convictions were unsafe or unsatisfactory.
17. The jury had the advantage in seeing the appellant and the complainant in the witness box. The complainant was substantially consistent in her allegations. There is nothing inherently unlikely about the complainant's evidence. The appellant was affected by liquor; the complainant was not. The appellant acknowledged that he was looking to take advantage of being alone with the complainant. She ran from the house in a distressed condition and made complaints to her friends. Her dress was damaged. The appellant made a false denial of any sexual contact with the complainant.
18. Counsel for the appellant, Mr Gray QC criticised the exercise of the judgment of the prosecutor in declining to call Giancaspro as a witness. However, there was no suggestion of any bad faith on the part of the prosecution. In this case the prosecutor in the absence of the jury (AB2-Page 10) told the trial judge how Giancaspro in the course of an interview with the prosecutor had elaborated on his original statement. The prosecutor explained to the court that he had then made further enquiries from other eyewitnesses and from police and a doctor who had made relevant observations. The prosecutor then made his decision not to call Giancaspro in the light of all this material which disclosed inconsistencies between Giancaspro and the other witnesses on a number of topics. I note that according to the prosecutor, Giancaspro asserted not only that the complainant was quite drunk but also that she was staggering and having difficulty in standing and that she was slurring her words; he also maintained that the complainant was acting provocatively toward the appellant before they disappeared into the house.
19. The prosecutor's reservations concerning Giancaspro appear to be confirmed by the following exchange during Giancaspro's cross examination (AB2-295):
"Q. Would it be fair to describe her condition as quite
drunk.
A. I couldn't say; I wouldn't know.
Q. You wouldn't use the expression 'quite drunk' to
describe how she was.
A. No."
20. In essence, Mr Gray's submission was that the prosecutor misjudged the position; he relied upon the principle exemplified by Shaw (1991) 57A Crim R
425 at 436 where Murphy J in the Victorian Court of Criminal Appeal applied the statement of principle in Apostilides 154 CLR at 576 as follows:
"A decision whether or not to call a person whose
name appears on the indictment and from whom the
defence wish to lead evidence must be made with due
sensitivity to the dictates of fairness towards an
accused person. A refusal to call the witness will
be justified only by reference to the overriding
interests of justice. Such occasions are likely to
be rare. The unreliability of the evidence will only
suffice where there are identifiable circumstances
which clearly establish it; it will not be enough
that the prosecutor merely has a suspicion about the
unreliability of the evidence. In most cases where
the prosecutor does not wish to lead evidence from a
person named on the indictment but the defence wishes
that person to be called, it will be sufficient for
the prosecutor simply to call the person so that he
may be cross-examined by the defence and then, if
necessary, be re-examined."
21. Unlike the circumstances in Shaw, there appears in the present case to be abundant material upon which the prosecutor was entitled to form a judgment. He had personally interviewed Giancaspro and had possession of his statement which appeared to be fundamentally at variance with the other evidence which (after further enquiry) he treated as reliable. In this respect the case of Shaw is distinguishable on its facts. In Shaw Murphy J at 436 observed that there was revealed nothing of substance to support the prosecutor's decision whilst Nathan J at 450 noted that the prosecutor did not have a conference with the witness.
22. I do not read the passage cited above from Apostilides (154 CLR at 576) as requiring the prosecutor to present for cross examination a witness whom the prosecutor has assessed as unreliable.
23. In cases where there has been no error in the exercise of the prosecutor's judgment there will be less likelihood of a miscarriage resulting from the failure to call the witness than where error has been established. (Apostilides 154 CLR at 577). If Giancaspro had been called by the prosecution the possibility that Giancaspro was prepared to ginger his evidence to assist the appellant may not have emerged as an issue. I do not consider that a miscarriage of justice resulted by reason of this matter being before the jury. Nor can I see anything which the defence could expect to establish if Giancaspro had been available for cross examination. Whatever evidence Giancaspro could give was properly before the jury at the end of the day. This is not a case in which there is absence of relevant evidence.
24. The present appeal is not to be treated as a review of the decision of the prosecutor as to the manner of exercise of his discretion. I consider that there were strong and satisfactory reasons made known to the Court upon which the prosecutor was entitled to form his judgment (see R v Lucas (1973) VR 693 at 697).
25. I would dismiss the appeal.
JUDGE3 MILLHOUSE J I agree that the appeal should be dismissed.
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