JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA CITATION : MIDDLECOAT -v- COMMISSIONER OF POLICE [2012] WASC 309 CORAM : HALL J HEARD : 12 JUNE 2012 DELIVERED : 30 AUGUST 2012 FILE NO/S : GDA 23 of 2011 BETWEEN : WALTER CHARLES MIDDLECOAT Appellant
AND
COMMISSIONER OF POLICE
Respondent
ON APPEAL FROM: Jurisdiction : STATE ADMINISTRATIVE TRIBUNAL OF WESTERN AUSTRALIA Coram : MR P McNAB (SENIOR MEMBER)
File No : CC 1449 of 2010
Catchwords:
Appeal from State Administrative Tribunal - Review of decision to revoke firearms licence - Revocation decision affirmed by SAT - Whether appeal now academic as licence expired more than 12 months ago - Whether s 9A(7) of the Firearms Act 1973 (WA) prevents renewal of a licence on review or appeal more than 12 months after expiry - Whether powers of SAT under s 29 State Administrative Tribunal Act 2004 (WA) exceed those of original decision maker
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Legislation:
Firearms Act 1973 (WA), s 9A, s 22
Firearms Regulations 1974 (WA), reg 3B, reg 4
State Administrative Tribunal Act 2004 (WA), s 27, s 29
Result:
Appeal dismissed
Category: B
Representation:
Counsel:
Appellant : Mr P J Marsh
Respondent : Mr D E Leigh
Solicitors:
Appellant : Stoddart & Co
Respondent : State Solicitor for Western Australia
Case(s) referred to in judgment(s):Cuddles Group Pty Ltd and Director General Department of Community Development [2006] WASAT 114Dunbar and the Commissioner of Police [2007] WASAT 90McGee v Chitty [2011] WASCA 125Middlecoat v Bluett [2010] WASC 300Tonkin and Commissioner of Police [2011] WASAT 24
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Introduction 1 This is an appeal from the State Administrative Tribunal (SAT). It is an appeal from a decision of the SAT in its review jurisdiction to affirm a decision of the Commissioner of Police to revoke a firearms licence held by the appellant. An appeal to this court from such a decision is only available on a question of law: s 105 of the State Administrative Tribunal Act 2004 (WA) (the SAT Act).
2 On 31 August 2010 the Commissioner of Police revoked a firearms licence held by the appellant under the Firearms Act 1973 (WA). Had the licence not been revoked it would have expired on 20 September 2010. The Firearms Act provides that a firearms licence can be renewed on an application made within one month before, or 12 months after, its expiry: s 9A(4).
3 On 8 October 2010 the appellant sought review of the revocation decision in the SAT. Whilst those proceedings were pending, in or about March 2011, the appellant made an application to the Commissioner to renew the firearms licence, notwithstanding that it had been revoked. That application was refused. On 27 April 2011 the SAT ordered, by consent, that the respondent's refusal to renew the licence be included as a decision in respect of which review was sought in the SAT proceedings.
4 On 26 September 2011 the SAT dismissed the review application and affirmed the respondent's decisions to revoke and not renew the licence. On 4 November 2011 the SAT made orders, by consent, fixing the date of effect of its decision as 18 September 2011.
5 The appellant has now appealed to this court on the grounds that the SAT erred in law in dismissing the application for review. Before the substantive appeal was heard the parties sought that a preliminary issue be determined. That issue was critical to the appeal. A hearing of that issue occurred on 12 June 2012.
6 The preliminary issue arises from the terms of s 9A(7) of the Firearms Act. That sub-section provides that a licence cannot be renewed more than 12 months after its expiry. The respondent contends that because the licence expired on 20 September 2010 and more than 12 months has now passed since that date, it is no longer possible, as a matter of law, for the licence to be renewed. Accordingly, it is submitted that even if the appellant was able to make out any of his grounds on the
(Page 4) appeal it would not be possible for this court (or the SAT if the matter was remitted for a re-hearing) to make any decision that would have the effect of renewing the licence. In those circumstances the respondent submits that the court should dismiss the appeal in the exercise of its discretion to refuse relief where no practical result could flow from the success of the appeal.
7 For the reasons that follow I have concluded that the respondent's contention is correct and that the appeal must be dismissed.Background
8 On 15 April 2010 police attended at the appellant's property and located two unsecured gun cabinets that were freestanding and not affixed as required by the Firearms Act. The police also located three unlicensed firearms in one of the cabinets, a stun gun (which is a prohibited device in this State) and a backpack containing a licensed pistol and an ammunition belt. The police also located a quantity of unlicensed ammunition of various types.
9 The appellant was charged with seven charges, they being three charges of possessing an unlicensed firearm contrary to s 19(1) of the Firearms Act; one charge of possessing a prohibited weapon contrary to s 6(1)(b) of the Weapons Act 1999 (WA); one charge of failing to observe the requirements of storage responsibilities contrary to s 23(9)(d) of the Firearms Act; one charge of failing to ensure safekeeping of a firearm and ammunition contrary to s 23(9)(a) of the Firearms Act; and one charge of possessing unlicensed ammunition contrary to s 19(1) of the Firearms Act.
10 On 11 May 2010 the appellant pleaded guilty to the seven charges and a $2,000 global fine was imposed. He sought a spent conviction order but this was refused by the magistrate.
11 The appellant then appealed his sentence to this court. In particular, he appealed against the refusal to grant him a spent conviction. On 19 October 2010 McKechnie J allowed the appeal on the basis that the magistrate had made a factual error and, in the re-exercise of the sentencing discretion, His Honour made a spent conviction order: Middlecoat v Bluett [2010] WASC 300.
12 As a result of the convictions a delegate of the respondent formed the opinion that the appellant was not a fit and proper person to hold a firearms licence and that therefore his licence would be revoked: s 20 of
(Page 5) the Firearms Act. That revocation was stated to be effective on the date of service of notice of the decision. Notice of the decision was contained in a letter dated 31 August 2010 that was served on the appellant on 18 September 2010.
13 The appellant had a right to seek a review of the revocation decision pursuant to s 22(2) of the Firearms Act. He exercised that right by lodging an application with the SAT on 6 October 2010. 14 The review in the SAT was conducted on the papers. In support of his decision the respondent relied on the seven Firearms Act convictions and also on other information in relation to the appellant's character. Although the appellant was subsequently successful on his criminal appeal in obtaining a spent conviction order this had no material impact on the review. This is because the Spent Convictions Act 1988 (WA) permits regard to be had to a matter that resulted in a spent conviction order for the purpose of 'a person applying for the issue of a licence under the Firearms Act 1973': cl 1 sch 3 Spent Convictions Act. There was a question in the review proceedings in the SAT as to whether that exception applied to revocations under the Firearms Act, but that is not a matter that I need to resolve on this appeal.
15 The respondent raised a preliminary issue before the SAT to the effect that the review as futile: see, for example, Tonkin and Commissioner of Police [2011] WASAT 24. However, the SAT ruled that if the review was successful then at any point up to 20 September 2011 the appellant had a right to seek a renewal of his licence in accordance with s 9A(4) of the Firearms Act. This meant that there was, as the Tribunal described it, 'a window for renewal that extended for 12 months after expiry of the revoked licence'. Because the appellant was still within that window at the time the review was under consideration the preliminary point was dismissed.
16 The SAT published its decision refusing the application for review on 26 September 2011. The appellant then sought clarification from the SAT as to the date upon which the order dismissing the application had been made. This was because it had been agreed that in order to preserve the rights (if any) of the appellant any decision and orders in the review would be issued with effect no later than 18 September 2011. The SAT made the clarification and fixed the date of the effect of its decision as 15 September 2011. This was said to have been in the exercise of the Tribunal's powers under s 29(5)(b) of the SAT Act to fix a date when a
(Page 6) decision would or will have effect and also under s 83(1)(b) of the SAT Act to correct any accidental slip or omission.
17 Whilst not expressly stated by the Tribunal, it would appear that the reason why it was considered necessary for the review to be determined before 18 September 2011 was to allow for the licence to be renewed in the event that the revocation decision was set aside. This appears to have been on the assumption that a renewal would only be possible within 12 months of the expiry of the licence. Of course, that did not resolve the question as to what would happen in the event that the review was refused and the revocation decision affirmed. That is what occurred. The appellant then sought leave to appeal to this court by an appeal notice filed on 22 December 2011. Relevant law
18 Section 9A of the Firearms Act provides as follows:
Duration and renewal of licences (1) The period for which this section provides that a licence is valid is subject to -
(2) An Ammunition Collector’s Licence is valid for a period of 5 years from the day on which it was issued or last renewed. (2a) A Firearm Collector’s Licence is valid for a period of 3 years from the day on which it was issued or last renewed unless that day was before the day on which the Firearms Amendment Act 2004 section 12 came into operation, in which case it is valid for a period of 5 years from the day on which it was issued or last renewed.
(3) Any other licence under this Act is valid for a period of 12 months from the day on which it was issued or last renewed.
(4) The Commissioner may, on payment of the prescribed fee, renew a licence from time to time for further periods on application made within one month before, or within 12 months after, its expiry.
(5) Where a licence is renewed on application made within one month before, or within 3 months after, its expiry, it is deemed to have been renewed immediately after its expiry and the renewal is deemed to be a continuation of the licence.
(Page 7)19 Section 9A was inserted in 1996 by the Firearms Amendment Act 1996 (WA). It deals generally with the renewal and duration of firearms licences. The Amendment Act was passed in the wake of the tragic events that occurred at Port Arthur in Tasmania on 28 April 1996: see McGee v Chitty [2011] WASCA 125 [38] (Mazza J, with whom Pullin and Newnes JJA agreed) 20 Section 9A(3) of the Firearms Act provides that a firearms licence (other than a firearm collectors licence or an ammunition collectors licence, which are not of concern here) is valid for 12 months. However, s 9A(4) provides that the Commissioner may, on payment of the prescribed fee, renew a firearms licence on application made within one month before, or within 12 months after, its expiry. Where a firearms licence is renewed on an application made within one month before and three months after it expires, it is deemed to have been renewed immediately after expiry: s 9A(5). Where a firearms licence is renewed on an application made more than three months but less than 12 months after its expiry then that renewal takes effect from the date on which it is effected. However, for the purpose of determining when the renewed firearms licence expires it is deemed to have been renewed immediately after it initially expired: s 9A(6). The effect of this is that if an application to renew is made more than three months after expiry of the licence it will commence when the renewal takes effect and expire on a date that is 12 months from the previous expiry date. Accordingly, a licence renewed one day before the end of the 12 month period following the previous expiry will itself expire on the following day but may then be renewed in the following 12 month period.
21 The rationale for these renewal arrangements is not clear from the Act. Nor is it clear from any of the background material that was provided at the hearing. It was suggested in submissions that the purpose was to provide a grace period for farmers who may not remember to renew their firearms licence before they expire. Whatever the reason, the
(Page 8) appellant pointed out that the provisions of s 9A were not new at the time of the 1996 Amendment Act but reflected the content of previous provisions: see s 18 of the 1983 Act.
22 The crucial sub-section for the purpose of this appeal is s 9A(7). That section relevantly provides that a licence cannot be renewed more than 12 months after its expiry. It also makes clear that this does not prevent a person who formerly held a firearms licence from making a fresh application for a licence. 23 The significance as far as the appellant is concerned in being able to renew a licence rather than make a fresh application is that under the relevant regulations renewals will generally occur as a matter of course (though the Commissioner does retain a discretion in this regard). In this respect, it is necessary to refer to the Firearms Regulations 1974 (WA). Regulation 3B and reg 4 provide as follows:
3B. Licences and permits, issue and renewal of (1) The prescribed form of a licence or permit issued under the Act is the applicable form in Schedule 1. (2) If -
(a) a person holds a firearm licence, a firearm collector’s licence or a corporate licence; and (b) applies for the same licence but for an additional firearm; and
(c) a licence is issued for the additional firearm,
the licence for the additional firearm forms part of the original licence and expires on the same date as the original licence.
(3) A licence is not renewable as of right. (4) The Commissioner may treat an application for the renewal of a licence as an application for the grant of a licence and, in particular, may require the applicant to produce a current firearm serviceability certificate for the firearm.
(5) The fee prescribed for the renewal of a licence is subject to apportionment under section 18(4) of the Act as if it were payable for the issue of the licence.
(Page 9) 4. Licences and permits, notices of renewal for
24 As is evident from these regulations, a licence is not renewable as of right and it is open to the Commissioner to treat an application for renewal as an application for the grant of a licence. However, other than in such cases, if a licence holder pays a fee in accordance with a renewal notice the licence holder is taken to have applied for renewal and the licence is taken to have been renewed: reg 4. Accordingly, the real difference appears to be that in respect of an application for a new licence the Commissioner cannot grant approval if, amongst other things, he is of the opinion that it is not desirable in the interest of public safety or the person is not a fit and proper person to hold the licence: s 11. Such an assessment may, but will not necessarily, occur on a licence renewal.The preliminary argument
25 The respondent's argument is simple. He contends that the plain meaning of s 9A(7) is that a licence cannot be renewed more than 12 months after its expiry. More than 12 months has now passed since the licence expired. The 12 month grace period expired on 20 September 2011. Notwithstanding that the appellant made an application to renew the licence within that 12 month period, that application was ineffective because the licence had by then been revoked and, in any event, the application to renew was refused. In those circumstances, it would no longer be open for the Commissioner to grant a renewal as to do so would be contrary to s 9A(7). Since the SAT on review and this court on an appeal can only exercise those powers available to the original decision maker, it is no longer possible, regardless of the merits of the grounds of appeal, for the licence to be reinstated as an outcome of the appeal proceedings.
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26 The appellant's response is that the powers of the SAT and of this court are not confined to those available to the Commissioner under s 9A. He submits that the crucial words in s 9A(7) are 'under this section'. He submits that when the SAT is exercising its powers pursuant to s 29 of the SAT Act it does so under that section and not pursuant to the Act under which the original decision was made. In other words the SAT, it is said, derives its review powers from the SAT Act, and is not confined by the provisions of the Acts under which the decisions it reviews are made. For those reasons the appellant contends that the SAT, and consequently this court on appeal, can order renewal of the expired licence notwithstanding the prohibition in s 9A(7).