Legal Services Commissioner v McCormick

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QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL


CITATION:

Legal Services Commissioner v McCormick [2025] QCAT 299

PARTIES:

LEGAL SERVICES COMMISSIONER  

(applicant)

v

MATTHEW DAVID MCCORMICK 

(respondent)

APPLICATION NO/S:

OCR133-24

MATTER TYPE:

Occupational regulation matters

DELIVERED ON:

26 August 2025

HEARING DATE:

28 July 2025 on the papers

HEARD AT:

Brisbane

DECISION OF:

Justice Williams

Assisted by
Ms Petrina Macpherson, Practitioner Panel Member

Mr Keith Revell, Lay Panel Member

ORDERS:

1.     The Respondent’s conduct identified in respect of each of Charges 1, 3, 4 and 5 in the discipline application is proved and is found to constitute unsatisfactory professional conduct.

2.     The Respondent’s conduct identified in respect of each of Charges 2 and 6 in the discipline application is proved and is found to constitute professional misconduct.

3.     It is recommended that the name of the Respondent, Matthew David McCormick, be removed from the roll of legal practitioners in Queensland.

4.     The Respondent pay the Applicant’s costs of and incidental to the discipline application, to be assessed on the standard basis as if this were a proceeding before the Supreme Court of Queensland.

5.     In respect of the claims for compensation orders, the Applicant and the complainants (Mr Bresler, Mr Shea and Mr Munschi) file and serve any further affidavits and submissions in light of the matters identified in these reasons within 21 days.

CATCHWORDS:

PROFESSIONS AND TRADES – LAWYERS – COMPLAINTS AND DISCIPLINE – PROFESSIONAL MISCONDUCT AND UNSATISFACTORY PROFESSIONAL CONDUCT – GENERALLY – where the Respondent did not engage with the Tribunal and did not file any material – whether the Respondent had been given notice of the hearing under s 92 of the Queensland Civil and Administrative Tribunal Act 2009 (Qld) – whether the Tribunal could proceed to final determination

PROFESSIONS AND TRADES – LAWYERS – COMPLAINTS AND DISCIPLINE – PROFESSIONAL MISCONDUCT AND UNSATISFACTORY PROFESSIONAL CONDUCT – NEGLECT AND DELAY – where the Respondent failed to notify his client of a visa refusal decision – where the Respondent failed to provide the visa refusal notice to his client – where the Respondent failed to undertake promised work prior to the expiration of an appeal period – where the Respondent failed to file his clients’ residency application by the due date – where the Respondent failed to provide his clients’ legal documents to them following multiple requests – where the Respondent failed to deliver legal services competently, diligently and as promptly as reasonably possible – whether the Respondent engaged in unsatisfactory professional conduct or professional misconduct

PROFESSIONS AND TRADES – LAWYERS – COMPLAINTS AND DISCIPLINE – PROFESSIONAL MISCONDUCT AND UNSATISFACTORY PROFESSIONAL CONDUCT – GENERALLY – where the Respondent failed to respond to two s 437 Legal Profession Act 2007 (Qld) letters – where the Respondent subsequently failed to respond to two s 443(1) Legal Profession Act 2007 (Qld) notices – where the Respondent subsequently failed to respond to two s 443(3) Legal Profession Act 2007 (Qld) notices – whether the Respondent engaged in professional misconduct

Australian Solicitors Conduct Rules 2012, r 4.1.3,…

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Details
Case
[2025] QCAT 299
Decision Date

CaseChat Overview and Summary

The Legal Services Commissioner brought proceedings against Matthew David McCormick, a legal practitioner, in the Queensland Civil and Administrative Tribunal. The Commissioner alleged that McCormick had engaged in unsatisfactory professional conduct and professional misconduct in his handling of client matters, including neglect, delay, and failure to communicate effectively. The Tribunal was tasked with determining whether McCormick's conduct warranted disciplinary action, and if so, what that action should be.

The primary legal issues before the Tribunal were whether McCormick had indeed engaged in unsatisfactory professional conduct and professional misconduct as alleged and, if so, what disciplinary measures should be imposed. The Tribunal had to consider the evidence presented and assess whether McCormick's actions fell below the expected standards of professional conduct, both in terms of competence and diligence.

The Tribunal found that McCormick's conduct did indeed constitute unsatisfactory professional conduct and professional misconduct. Specifically, the Tribunal identified failures in communication, neglect of client matters, and repeated instances of not meeting professional obligations. The evidence showed that McCormick had not only failed to communicate critical information to his clients but also neglected to perform promised work within the stipulated timeframes. The Tribunal concluded that McCormick's actions were not only negligent but also demonstrated a pattern of unprofessional behaviour that warranted disciplinary action. Consequently, the Tribunal recommended that McCormick's name be removed from the roll of legal practitioners in Queensland, and ordered him to pay the Commissioner's costs.

The final orders of the Tribunal were that McCormick's conduct concerning certain charges was found to constitute unsatisfactory professional conduct and professional misconduct. The Tribunal recommended that McCormick's name be removed from the roll of legal practitioners in Queensland and ordered him to pay the Commissioner's costs. Additionally, the Tribunal instructed the parties to submit further affidavits and submissions regarding any claims for compensation within 21 days.

Orders

Orders of the court

1. The Respondent’s conduct identified in respect of each of Charges 1, 3, 4 and 5 in the discipline application is proved and is found to constitute unsatisfactory professional conduct.

2. The Respondent’s conduct identified in respect of each of Charges 2 and 6 in the discipline application is proved and is found to constitute professional misconduct.

3. It is recommended that the name of the Respondent, Matthew David McCormick, be removed from the roll of legal practitioners in Queensland.

4. The Respondent pay the Applicant’s costs of and incidental to the discipline application, to be assessed on the standard basis as if this were a proceeding before the Supreme Court of Queensland.

5. In respect of the claims for compensation orders, the Applicant and the complainants (Mr Bresler, Mr Shea and Mr Munschi) file and serve any further affidavits and submissions in light of the matters identified in these reasons within 21 days.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

Section 456 of the LP Act states:“456 Decisions of tribunal about an Australian legal practitioner(1)If, after the tribunal has completed a hearing of a discipline application in relation to a complaint or an investigation matter against an Australian legal practitioner, the tribunal is satisfied that the practitioner has engaged in unsatisfactory professional conduct or professional misconduct, the tribunal may make any order as it thinks fit, including any 1 or more of the orders stated in this section.(2)The tribunal may, under this subsection, make 1 or more of the following in a way it considers appropriate—(a) an order recommending that the name of the Australian legal practitioner be removed from the local roll;(b) an order that the practitioner’s local practising certificate be suspended for a stated period or cancelled;(c) an order that a local practising certificate not be granted to the practitioner before the end of a stated period;(d) an order that—(i)imposes stated conditions on the practitioner’s practising certificate granted or to be issued under this Act; and(ii) imposes the conditions for a stated period; and(iii) specifies the time, if any, after which the practitioner may apply to the tribunal for the conditions to be amended or removed;(e) an order publicly reprimanding the practitioner or, if there are special circumstances, privately reprimanding the practitioner;(f) an order that no law practice in this jurisdiction may, for a period stated in the order of not more than 5 years—(i) employ or continue to employ the practitioner in a law practice in this jurisdiction; or(ii) employ or continue to employ the practitioner in this jurisdiction unless the conditions of employment are subject to conditions stated in the order.(3)The tribunal may, under this subsection, make 1 or more of the following—(a) an order recommending that the name of the Australian legal practitioner be removed under a corresponding law from an interstate roll;(b) an order recommending that the practitioner’s interstate practising certificate be suspended for a stated period or cancelled under a corresponding law;(c) an order recommending that an interstate practising certificate not be, under a corresponding law, granted to the practitioner until the end of a stated period;(d) an order recommending—(i) that stated conditions be imposed on the practitioner’s interstate practising certificate; and(ii) that the conditions be imposed for a stated period; and(iii) a stated time, if any, after which the practitioner may apply to the tribunal for the conditions to be amended or removed.(4)The tribunal may, under this subsection, make 1 or more of the following—(a) an order that the Australian legal practitioner pay a penalty of a stated amount, not more than $100,000;(b) a compensation order; (c) an order that the practitioner undertake and complete a stated course of further legal education;(d) an order that, for a stated period, the practitioner engage in legal practice under supervision as stated in the order;(e) an order that the practitioner do or refrain from doing something in connection with the practitioner engaging in legal practice;(f) an order that the practitioner stop accepting instructions as a public notary in relation to notarial services;(g) an order that engaging in legal practice by the practitioner is to be managed for a stated period in a stated way or subject to stated conditions;(h) an order that engaging in legal practice by the practitioner is to be subject to periodic inspection by a person nominated by the relevant regulatory authority for a stated period;(i) an order that the practitioner seek advice from a stated person in relation to the practitioner’s management of engaging in legal practice;(j) an order that the practitioner must not apply for a local practising certificate for a stated period.(5)To remove any doubt, it is declared that the tribunal may make any number of orders mentioned in any or all of subsections (2), (3) and (4).(6)Also, the tribunal may make ancillary orders, including an order for payment by the Australian legal practitioner of expenses associated with orders under subsection (4), as assessed in or under the order or as agreed.(7)The tribunal may find a person has engaged in unsatisfactory professional conduct even though the discipline application alleged professional misconduct.”

Ratio Decidendi

Legal Principle Established

Full text does not contain this section.