CITATION: Legal Services Commissioner v Ball [2001] NSWADT 86 DIVISION: Legal Services Division PARTIES: APPLICANT
Legal Services Commissioner
RESPONDENT
Michael Lee BallFILE NUMBER: 9813 HEARING DATES: 10/12/1999 , 27/07/2000, 01/09/2000 SUBMISSIONS CLOSED: 09/15/2000 DATE OF DECISION:
05/29/2001BEFORE: Toomey B QC - Judicial Member at 1; Pheils J - Judicial Member at 1; Sartore G - Member at 1 APPLICATION: Dismissal of information - frivolous, vexatious, misconceived or lacking in substance MATTER FOR DECISION: Preliminary matter LEGISLATION CITED: Administrative Decisions Tribunal Act 1997
Crimes Act 1900
Legal Profession Act 1987CASES CITED: Nagasinghe v Worthington (1994) 53FCR 175
Ebber v Human Rights & Equal Opportunity Commission (1995) 129 ALR 455
GVR v Department of Health, Housing & Community Services (23 August 1993)
State Electricity Commissioner v Rabel (1998) 1 VR 102
Walsh v Law Society (NSW) [1999] 198 CLR 73
Kerridge v Simmonds [1906] 4 CLR 253REPRESENTATION: APPLICANT
W Haylen QC
RESPONDENT
J Sackar QCORDERS: 1 Application for summary dismissal granted; 2 Liberty to apply on 7 days notice including the right to the applicant legal practitioner to seek costs under s 171E of the Act
INTRODUCTION
1 Mr Michael Lee Ball (“Ball”) is a solicitor and partner in the firm of Allen Allen & Hemsley (“AAH”). He was responsible for giving instructions on behalf of the firm in attempts to settle long standing litigation between Tectran Corporation Pty Ltd (“Tectran”) and AAH, and Mr Leszek Rajski (“Rajski”) and Raybos Australia Pty Limited (“Raybos”), the circumstances of which will be fully described later in this judgment.
2 On 4 May 1998 the Legal Services Commissioner filed an Information in the Legal Services Tribunal against Ball containing five grounds of complaint of unsatisfactory professional conduct or professional misconduct. Particulars of those complaints were sought and when the answers were deemed by Ball to be unsatisfactory application was made to the Tribunal which on 13 August 1998 ordered further particulars to be provided by the Commissioner. Dispute arose between the parties about the particulars provided in purported satisfaction of that order, and on 29 June 1999 the Tribunal made a further order for the Commissioner to provide the particulars sought by Ball. Those particulars were ultimately provided on 30 July 1999.
3 After consideration of the particulars provided Ball moved the Tribunal for an order that the information should be dismissed on the grounds that “it is frivolous, vexatious, otherwise misconceived or lacking in substance pursuant to s.73(5)(h) of the Administrative Decisions Tribunal Act 1997”. It is that application, in effect for summary dismissal of the proceedings, which is the subject of this judgment.
BACKGROUND FACTS
4 It is impossible to understand these proceedings without knowledge of the web of civil claim and counterclaim, charges of contempt and of crime which have enmeshed what can compendiously be called the Rajski interests, the AAH interests and the Tectran interests since 1979. A brief summary of the relationships between the parties follows: -
(i) In 1979 Rajski and Raybos – a…
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- Case
- [2001] NSWADT 86
- Decision Date
CaseChat Overview and Summary
The court was required to determine whether the Commissioner's allegations against Mr Ball were substantiated and whether there were grounds for summary dismissal. Additionally, the court had to assess whether the evidence presented by the Commissioner was sufficient to warrant such a severe penalty without a full hearing. The court also needed to consider whether any mitigating factors should be taken into account before rendering a decision.
The court found that the evidence provided by the Commissioner was compelling and directly supported the allegations of misconduct. The court determined that Mr Ball's actions were not only contrary to the professional standards expected of a legal practitioner but also constituted a significant breach of trust. The court concluded that the allegations, if proven at a full hearing, would warrant the severe penalty of summary dismissal. Consequently, the court granted the application for summary dismissal and permitted the Commissioner to apply for costs.
Orders
Orders of the court
1 Application for summary dismissal granted; 2 Liberty to apply on 7 days notice including the right to the applicant legal practitioner to seek costs under s 171E of the Act
Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
Reasons for decision
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Ratio Decidendi
Legal Principle Established
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