KSB v The Queen
[1992] HCATrans 223
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IN THE HIGH COURT OF AUSTRALIA
Registry No C3 of 1992 B e t w e e n -
K.S.B.
Applicant
and
THE QUEEN
Respondent
Application for special leave
to appeal
MASON CJ
BRENNAN J
DEANE J
DAWSON J
GAUDRON J
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TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON THURSDAY, 6 AUGUST 1992, AT 2.13 PM
Copyright in the High Court of Australia
| MR s.w. TILMOUTH, QC: | May it please the Court, I appear |
with my learned friend, MR S.H. PILKINTON, for the
applicant. (instructed by Porter Pilkinton)
| MR K.J. CRISPIN, QC: | May it please the Court, I appear with |
my learned friend, MR P.S. HASTINGS, for the
respondent. (instructed by the Director of Public Prosecutions)
| MASON CJ: | I should say at the outset that I express the |
Court's regret that counsel have been held up so long but the circumstances were beyond our control.
| MR TILMOUTH: | May it please the Court. | We have endeavoured |
to trim our argument in view of those exigencies
and, indeed, I think the Court would have by now
the written outline for both parties, in fact.
MASON CJ: Yes, we have.
MR TILMOUTH: | Your Honours, I think, would also have a summary of the evidence. There should be a short |
| chronology and summary of the evidence. | |
| MASON CJ: | Mr Tilmouth, we will just take a minute or two to |
read through your outline of submissions.
| MR TILMOUTH: | May it please the Court. | The other materials |
we submitted by consent of my learned friends was a
legislation summary.
MASON CJ: Yes, we have that.
| MR TILMOUTH: | I will deal with the legislation a little |
later but the point is that for current
purpose ..... there is comparable legislation; there
are some differences but there is comparable
legislation in all but Queensland and the Northern
Territory to the section under consideration here.
Your Honours, because of the factual summary,
I will not go into the facts at all in detail but
may I just spend a minute in opening explaining why
it was that the defence introduced the evidence of
prior conduct, why it had to, in the nature of the
case.
The case was, of course, one of a general
denial, and that would be obvious from the papers.
And, of course, the applicant himself had given evidence that he had embarked upon a new course -
he was on a suspended sentence, of course - and
there was no way, as he put it, that this was going
to happen again.
| B(2) | 2 | 6/8/92 |
In effect, the case for him was that the
allegations were not new but they arose out of the
old 1984 matters and that these were just a
repetition of them, at least in the case of the
first three charges; the third one was new on its
facts.
Your Honours, at the risk of simplicity, there
were three reasons why the applicant was locked into having to bring up these previous matters,
despite their obvious prejudice. This is just our paraphrase or summary; I can go to the evidence if
needed but this is a quick paraphrase.
The first was this, Your Honours. The
applicant's case was that there had been, on one or
two occasions, a threat by the daughter arising out of the family situation, which was not good, at the
end of the arguments that had been had. The threat was, as the applicant gave evidence, in effect, "It took a phone call to bring you back, and it'll only
take a phone call to send you away again".
That was in reference to, of course, the fact
that the applicant had come back into the family
home at the request of his daughter, the
complainant - she had telephoned him - and it was
also a threat made in the context that she had
known from the 1984 matters, and had been told,
apparently, that if this happened again she could
complain in the same way she had before. Put
another way, the only way he could explain the
threat was necessarily by reference to the 1984
matter. So it had to be raised in that context. The second of the three factors was this: on
the· complainant's evidence, and it was agreed by
the father - he had come back into the family home
·in about November 1984, and the new series of
conduct commenced about 13 months later, in
December 1985, count 1.
Now, of course, as the Court would know the
initial complaint was not made until 2 December
1988, three years later in round terms, and part of
his defence was that there was no complaint
because, simply put, there was no misconduct tocomplain about, and force was given to that
argument because, again, the complainant had
readily agreed that not only had she complained and
knew, therefore, how to complain about the 1984
matters, but that she had been told by the
authorities if it happened again it was simply a
matter of a phone call, to paraphrase the threat
argument in order to complain about any resumption
of the conduct.
| B(2) | 3 | 6/8/92 |
So, once again, the defence could only give colour to the lack of complaint by eliciting the
fact that she had previously complained, she knew
of the mechanism for complaint and knew and had
been told that it was simply a matter of advising
the authorities again if this misconduct rearose.
And the third issue was this, Your Honours,
that there was no complaint at all in the December
1988 interview when the first complaints were made
as to the second count which is the intercourse
count. Indeed, not only was no complaint made
about it at that time but several times thecomplainant was asked whether there was
intercourse, and again this is my rough paraphrase,
but had expressly disavowed, on the applicant's
case, at least three times that there was any
intercourse at all from 1985 onwards. She had expressly said things like, "That only happened the
first time" or "That only happened in 1984" which,
of course, was a denial, in effect, that it had
happened later.
So, in the first complaint of December 1988
there was an express disavowal of any intercourse
whatsoever, but in the complainant's own terms, the
terms of that omission by her in effect were a
reference back to the 1984 matters -
that did not happen now; it happened in 1984.
So in order to tease out the selective complaint,
as it were, the only way the applicant could do
that was again to draw out the 1984 matters to
show, because of the terms that the complainant had
used to exclude intercourse on the recent bout of
complaints, was to show the contrast in actually
employing the words she had said, such as:
That happened the first time.
That did not happen now, it only happened in 1984.
So, Your Honours, in short then, the applicant was
locked into teasing out the earlier matters,
despite their obvious prejudice. Now, that occurred as well in the context of the fact that
the Crown had expressly elected not to call the
evidence for any purpose, and that appears at
pages 5 to 6 of the application book, Your Honours.
There was a preliminary argument on the issue of whether there should be a closed court, I think,
and during the course of that argument, at the
bottom of page 5, His Honour the trial judge asked
the prosecutor, three lines from the bottom:
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Just let me ask you this; you mention evidence
of other incidents which - and indeed of
previous convictions, as I understand it.
What evidence will you elicit from the victim?
Mr Lalor: I will elicit none but I imagine my
friend will because that is his defence.
His Honour: You are going to elicit evidence of the three counts?
Mr Lalor: I am sorry, I will not elicit -
"evidence" probably should be in there -
of prior convictions, I will elicit evidence
as I have opened to the jury only.
His Honour: But you have not opened similar
facts?
Mr Lalor: No, and I will not - - -
His Honour: You are not going to lead similar fact evidence?
Mr Lalor: No.
His Honour: So your evidence is confined to these three occasions?
And the prosecutor said:
That is right, Your Honour.
So the Crown had not sought to rely upon this
evidence on a similar fact basis and, it was not mentioned, but obviously on any other footing on which it might have been justified as evidence of
guilt. Now, what happened, may it please Your Honours, is, as Your Honours will see from the
but the evidence was introduced by the defence - by summary, and I will not refer or read the evidence, the applicant - in cross-examination of the complainant, and the evidence is outlined there, and it was introduced in chief by the applicant as well - some more detail was given - and some further detail was elicited in cross-examination about the earlier 1984 matters, extending the period and so on. All of that is outlined in Your Honours' summary which you have there. So the case progressed, as it were, as counsel
had predicted it would, during the course of
preliminary argument. Now, Your Honours, could we say this, and this is made clear in our written
outline: we do not pretend for a moment that once
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it was in it was only in for the limited purposes
at the behest of the defence, for the reasons I
briefly outlined a few moments ago. We concede
that if it was properly admissible and properly
dealt with on adequate directions to the jury, it
could have been admissible for other purposes.
Unnatural relationship is one which was referred to
in the judgments. We concede that point. We do not concede it was admissible on a similar fact
basis, but it would not matter if we concede it is
admissible generally anyway. Nor do we argue against the proposition it was capable of amounting
to corroboration.
In other words, Your Honours, we are not
saying, simply because the Crown disowned leading
it that they were foreclosed from relying on it for
proper purposes later on. Not so. Once it was admissible it was admissible for proper purposes on
proper directions.
We should add this, however: on my
instructions the Crown did not in its address to
the jury rely on it either on a similar fact basisor on the unnatural relationship basis which
His Honour the trial judge, as upheld in the Full
Court, said it was admissible. The first time that
it came out on this wider basis was in His Honour's
directions to the jury.
It is true - and the directions are at
page 88, may it please the Court, from the middle
of the page, and this is the passage Your Honours
no doubt would have read as well isolated by theFull Court in its judgment at page 109, the same
passage I am about to go to. This was the first
time during the trial that the question of
·corroboration had arisen in the way that His Honour
left it to the jury. His Honour began with this
expression:
Now, a lot has been said to you about the need for corroboration.
That arose from submissions made to the jury by my
learned junior. He mentioned to the jury about the
need for corroboration and made submissions to them
there was none. On my instructions that is the only basis during the course of the trial that the
question of corroboration had arisen until these
directions came.
Now, as the Court knows, the directions on
corroboration put the 1984 matters on a wider
footing than just relevancy to the defence case,and put it as being corroborative and,
Your Honours, the key directions go for two pages
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through to page 90, and I will start by reading
some of it. I acknowledge, of course, that the
directions on corroboration must be considered as a
whole both under the subject-matter of
corroboration and in the context of the whole
summing up. I may, of course, isolate passages about which we complain, but those principles we
have in mind.
It commenced in this way, may it please the
Court - this is page 88 line 31:
Now, I have to give you a direction of law
about corroboration in this case, which is a
sexual case involving a child. I am required to warn you that it is unsafe to convict a
person charged with a sexual offence on the
uncorroborated sworn evidence of a child.
What you have to determine is whether - first
of all - whether there is any corroboration of
the sworn evidence of Kerri. If there is,then you could ignore that warning because you
would be entitled to convict on the sworn
evidence of Kerri supported by the
corroborative evidence.
I cannot see any reason why you would not
accept the corroborative evidence, but if you
did not, for some reason accept the evidence
of corroboration, which I am going to tell you
about, then you would have to have regard to
the warning that it is unsafe to convict on
the uncorroborated sworn evidence of a child.First of all, I tell you what corroboration
is, and it is what you would expect it to be.
It is some independent testimony, that is,
independent of the child which affects the
accused by connecting him, or tending to
connect him with the crime and which confirms
in some material particular -
and I do not read on from there; it is a standard Baskerville direction. There has been some more
recent law, of course, as to whether Baskerville is
actually right, but there is no problem about that.
Then, on 89, His Honour gives an example in the
next paragraph - I pass over that, it is irrelevant
for our purposes - and continues in this way, at
line 14:
Well, I tell you as a matter of law -
it is a significant expression, in our submission -
that there is - that you may find this is very
strong corroboration in this case. It is amatter for you, but the evidence of
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corroboration, which you may regard as
corroboration, is the accused's own evidence
of his having committed acts of indecency of
the very type alleged against him now and ofhis having done that prior to July 1984 when
he was charged and pleaded guilty in the
Magistrate's Court. The acts which he admitted were those -
and they are outlined in the next three lines. It continues, at line 26: You may think it is difficult to conceive of stronger corroboration of an allegation of a
sexual offence than the admission of the
accused that he had previously committed
indecent acts of the very nature of which he
is now charged upon the same person; it seems
to be very strong corroboration indeed.
Incidentally, it appears from his
cross-examination -
and then a further particular, which is outlined in
our summary which was elicited in cross-examination
is mentioned, of previous misconduct. His Honour
then, at line 37, mentioned the policy, and I will
make submissions about the relevance of the
policy - but I will just read it - which underlies
the warning or warnings.
You may think it helpful if I endeavour to
identify the rationale of the rule of practice
which requires the jury to be warned of the
danger of convicting on the uncorroborated
testimony of the victim of a sexual offence.
Your Honours will note the contrast. On the previous page it talked about sexual offences and
children; this direction now relates solely to
sexual offences, or this part of it does, anyway.
That rationale is that, as a matter of common experience, people do sometimes tell an entirely false story, a story which is very
easy to fabricate and extremely difficult torefute. Therefore, the traditional wisdom is: it is wise for juries to be warned that they
should look for independent evidence.
Again, that was the traditional warning at least
before statutory intervention, in sexual cases that
is to say. I read on, Your Honours: But independent evidence coming from the
accused, himself, which tends to show sexual
desire for the victim, and some measure of gratification of that desire, supports the
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case for the prosecution because it is
consistent with the allegations that the
accused now faces and makes unlawful and
unnatural behaviour credible; it explains the
whole thing. And it may serve to allay any
concern that the jury - you - may be having
that Kerri's allegation is a fabrication. How much weight you attach to it is for you. But
what I tell you is, that is very strong
corroboration if you accept it and there is no
reason why you should not accept it, coming
from his own lips.
The plain evidence from the accused himself of
the prior sexual conduct of which he pleaded guilty is very potent corroboration and very incriminating so far as these present
allegations are concerned, which Kerri now
makes. Nevertheless, I say again, you should
scrutinise her evidence with special care, and
if after giving her evidence that special
scrutiny you are satisfied that she is
thoroughly reliable, you can act upon her
evidence without any corroboration, but as I
have already told you, there is very
substantial corroboration of her story from
his own admitted guilty conduct towards her in
the few years earlier.
May it please Your Honours, I am sorry to have read
it all, but it is at the heart of the case, apart
from the question of the statute. What our
submission about it is is this: it is true that
there are at times expressions embedded within
these two pages such as, "It is a matter for youhow you regard it", and so on, but fairly read, may
it please Your Honours, our submission about that
is that when His Honour was talking in those terms,
such as at page 88, around about line 35, "you have
to determine whether" and so on, it appears those
and similar phrases are used more in the context
not of "It's a matter for you. I'm directing you that this is capable of being corroboration, but
it's a matter for you to determine whether it is".
It is our respectful submission that fairly
put, when His Honour has qualified his directions
by those and similar phrases that he is really
talking about the quality of the evidence rather
than its capacity as corroborative evidence. Inother words, if one were to isolate those various
passages, His Honour is not saying, as he
traditionally should do, "I direct you as a matter
of law this evidence is capable of being
corroboration, but whether it is corroboration is a
matter for you", His Honour is really saying, "Itis corroboration, but how strongly you regard it is
| B(2) | 9 | 6/8/92 |
a matter for you." Put another way, it is a
direction about the quality of the corroboration,
but not the initial requirement whether it is
corroborative or not.
The second submission is in any event,
Your Honours, that overall the directions were very
emphatic and very strong. In all there are eight directions which, in our submission, fairly read as
a whole and in proper context were really
directions that this is very strong corroboration
and were not directions that, "It's for you to
determine whether it is corroborative."
Can I just identify them. I have read the
passage as a whole. We submit they are as follows: page 88, about line 43, the passage commencing:
I cannot see any reason why you would not
accept the corroborative evidence -
is the first. The second is at page 89, line 14: Well, I tell you as a matter of law that there
is - that you may find this is very strong
corroboration -
That is an example as well as the first submission
I put:
there is - that you may find this is very
strong corroboration -
Those words "that you may find" are more indicative
in our submission of a direction not that it is
capable of being corroboration, but more that "You
may find it's very strong corroboration" - quality,
not quantity, as it were.
The third similar direction is page 89,
line 26, the passage commencing in the middle of the page:
You may think it is difficult to conceive of stronger corroboration -
et cetera. The fourth of these passages is at 89, line 31: it seems to be very strong corroboration - The fifth is at page 90, approximately line 7 - at
all events, the last three lines of that paragraph
at the top of page 90:
But what I tell you is, that is very strong
corroboration if you accept it and there is no
| B(2) | 10 | 6/8/92 |
reason why you should not accept it, coming
from his own lips.
The sixth particular, is at line 11 on page 90 -
is very potent corroboration and very incriminating so far as these present
allegations are concerned.
The seventh is the very last part of the same
direction, lines 19 to 21:
there is very substantial corroboration of her
story from his own admitted guilty conduct
towards her in the few years earlier.
So, Your Honours, what we submit all of that comes
to is that the directions were in their total
effect directions to the jury that this evidence
was very powerful corroboration indeed and left out
the required step that this is capable of being
corroboration, what you make for it is for you to
determine.
The Full Court agreed with the submission but applied the proviso, at page 120, in these terms -
at the top of that page, dealing with this
submission, the Full Court dealt with it in this
way:
Finally, it was submitted on behalf of
the appellant that his Honour was in error in
his summing-up in directing the jury that
evidence of the prior acts of indecency and
intercourse amounted to corroboration,
amounted indeed to very strong corroboration,
rather than directing the jury that they might
find such evidence was corroboration if they
were so minded. There is some force in this
submission. The passages relied upon as constituting error proceed from the premise put to the jury by his Honour that there was
no reason why they should reject the accused's
evidence. They go on to state in very clear
terms, in the first instance "that is very
strong corroboration", in the second instance
"the plain evidence from the accused .... is
very potent corroboration and veryincriminating", and in the third instance,
"that is very substantial corroboration of her
story". These directions on their face would
appear to direct the jury that the accused's
own evidence goes beyond providing material
for the jury to evaluate and assess as to its
weight and corroborative effect and to give
clear instruction that that evidence
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constitutes (not may constitute) corroboration
of the complainant's evidence.
Such passages must be read in the light
of the whole of the summing-up. It is true,
as Gibbs J said in Kelleher at 555, that "for
a judge to decide that the evidence capable of
corroborating the complainant does amount to
corroboration and that therefore the jury neednot guidance as to the manner in which
uncorroborated testimony should be approached,
would be to usurp the jury's function".
That, of course, is our point, in a nutshell.
Nevertheless, there was ample guidance to the
jury in this case. The trial judge gave the jury adequate directions about their exclusive
role as finders of fact, he explained to them
the difference between questions of law and questions of fact and emphasised on several
occasions not only that the weight of evidencewas a matter for the jury but that the
evidence of the complainant had to be
scrutinized with special care. He also gave adequate direction about the standard and onus
of proof and of what was meant by
corroboration. Taking the summing-up as a
whole including the.passage quoted earlier in this judgment in which, amongst other things,
his Honour instructed the jury on the footing
that it was a matter for the jury to determine
whether the accused's evidence amounted to
corroboration, the jury could not have been
left in any confusion about their role or how
they should go about deciding whether they
accepted the evidence of the complainant tothe extent necessary to found a conviction.
With respect, it is agreed that in other parts of
directions about onus of proof, if they could not the summing up His Honour gave perfectly standard be satisfied where the truth lies their duty was to acquit, the facts were for them, the law was for him and so on. But there is two points we make about that: the first has already been made, the
directions were so emphatic and so compounded overseven passages which we have isolated that they unquestionably, in our submission, amounted to a
direction that this was corroboration of the
strongest variety or, at all events, they were sostrong that when the Full Court said they could not have been left in any confusion, in our submission, was putting it too highly for an appellate court. The second and other point is this: at
pages 82 and 83, His Honour gave perfectly usual
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directions about the jury's role as arbiters of the
facts as to the law. Page 82 line 21 and the five
or six that follow. I do not read it, Your Honours; it is perfectly standard. And at
page 83, right at the top of the page, line 2:
the law you must accept -
And line 11 to 12:
On the other hand, my directions on the law
are binding upon you.
And Your Honours may recall one of the passengers
in this corroboration direction was, "I tell you as
a matter of law" and so on, but Your Honours, there
was a direction on page 84 which, in our respectful
submission, rather limited the jury's role as
arbiters of the facts, and which should be
considered in this context of the application by
the Full Court of the proviso, and this is at
page 84 line 12 or 13, point three of the page, thefresh paragraph:
So your role is to decide the facts. And I should give you some assistance as to what a
fact is. A fact is one which answers the
question, "What did happen?" If it is an
answer to that question, "What did happen?"
then it is for you to determine. And you will
see that that is precisely what your function
is in relation to the three incidents, which
are charged as counts in the indictment. What
did happen?
Of course, in relation to the corroborative
material, that did happen, of course; that was an
'admitted fact. The question, of course, is what use the jury can make of it, and I have already
made my submissions about the emphatic nature of
the directions. Your Honours, the next point is that the
direction at page 89, the policy direction which I
read in the paragraph commencing at line 37, was a
direction related to sexual cases and the policy
outlined had nothing at all to do with theinfirmaties, if any, of child witnesses as distinct
from complainants in sexual cases simpliciter and,
in our respectful submission, had nothing at all to
do with the facts of this case. What was in issue
had nothing to do with the fact that the
traditional Henry v Manning direction was given.
The facts and the areas in dispute were those I
have outlined in brief earlier.
| BRENNAN J: | How does this lead to relief for your client? |
| B(2) | 13 | 6/8/92 |
MR TILMOUTH: Well, in two ways, may it please Your Honour:
the first is, in our submission, a direction would
have been better directed towards the more
traditional reason, Dossi's case and perhaps
Hargan's case, at least Justice Barton, to
explaining why there may be difficulties with child
witnesses.
BRENNAN J: But this girl here was of fairly mature years.
MR TILMOUTH: | She was, but as the Full Court said, the learned trial judge had obviously seen her and made | |
| up his own mind that a direction was appropriate in | ||
| this case. The Full Court relied on the Court of | ||
| Appeal in England in Morgan for that. In Morgan's | ||
| case the child there, or one of the children | ||
| anyway, was also 16 years of age. So, the answer | ||
| is, with respect, the learned trial judge felt the | ||
| need for the warning, he being in the better | ||
| position to assess the situation. | ||
| The second answer, with respect, anyway is that the appropriate warning to avoid a perceptible | ||
| miscarriage of justice would have been more one | ||
| ||
| shown moral responsibility in making the threat, | ||
| she admitted she had made them; initially she | ||
| denied having made them, but when confronted with | ||
| the record of interview she had given, she admitted | ||
| that she had threatened in the manner I have | ||
| explained on a couple of occasions. And a better | ||
| direction would have been directed towards her moral responsibility in making a threat - |
it is only a phone call to bring you back, and
another one to send you away -
indicated a degree of moral irresponsibility so far
as the consequences were for her father.
| BRENNAN J: | I must be missing something, Mr Tilmouth. | Do |
you say there is some obligation to give such a
direction?
| MR TILMOUTH: | Yes we do, if the Court pleases, arising from |
common law, from Dossi's case and from Hargan's
case, and it is a separate warning in the case of
child witnesses. Our submission is that that rule
has developed quite independently of the Henry and
Manning and Kelleher rule in sexual cases alone.
But the real point in this case is that the
direction that I have just identified at page 89
had nothing to do with the facts of the case at
all. It was quite irrelevant to the issues which
had been joined. It was a direction, in any event,
as to traditional sexual cases and had nothing to
do with infirmities of age.
| B(2) | 14 | 6/8/92 |
Your Honours, we have outlined the policy
which has underlied cases like Dossi and Hargan and
so on - paragraph 6.1. We do not pretend a proper
direction in this case would have in any way dealt
with all those matters. Briefly stated, what we
submit would have been an appropriate directionhere would have been the question of moral
responsibility or irresponsibility - I have dealt
with that - the question of the failure to complain
until December 1988 when these matters are
commenced in 1985; the selective complaint which I
have already outlined; the delay in making the
complaint and so on. And the other thing, with
respect, to say about this direction, both
generally and in its specific application to the
policy, it was counter-productive in this casebecause it had the effect of highlighting the
evidence of previous matters which, of course, was
extremely prejudicial when it was put in this
light. Its real basis for admission for the
defence case was to draw the distinction and make
the contrast between the ability to complain
before, the failure to do it this time and so on,
whereas these directions over these two pages
hammered, with respect, its prejudicial feature and
left aside its other aspect of supporting the
defence.
The other thing to say, with respect, is this,
before I come to the question of the statute and
the statute is essentially that which we build the
special leave point around. The directions as the
Full Court acknowledged came from the case of
McKeon, Justice Connolly, which is referred to in
the Full Court judgment and I do not go to it, it
is pages 116 to 117 of the application book. But
in.that case, Your Honours, it is true thatJustice Connolly did describe evidence of this kind as potentially being strongly corroborative, but in
that case there were five counts over a number of years. The accused in that case had made denials
and was acquitted on the first four but had made a very cogent confession on the last count -
contemporaneous confession - the count being of
intercourse involving all but intercourse takingplace.
Now, of course, it is very easy to see on the
facts of that case that a confession to all but
intercourse on the very precise occasion that that
count 5 related to was clearly capable of being
cogent corroboration and, in our submission, to
simply lift a judgment in a Full Court on a
different factual basis and put it into a summing
up in this case, and not only call it corroborative
evidence or capable of being corroborative because
of the unnatural relationship which it was capable
| B(2) | 15 | 6/8/92 |
of disclosing, but elevating it to the status of
you could hardly think of stronger corroboration,
very incriminating and so on, was putting it
entirely out of its place in the context of this
case.
| DAWSON J: | You do not say it was not capable of being |
corroborated, do you?
| MR TILMOUTH: | No, it was on proper direction. |
| DAWSON J: | By way of similar fact? |
| MR TILMOUTH: | No, on the basis it showed an unnatural |
relationship in the past.
DAWSON J: Yes.
| MR TILMOUTH: | The basis upon which the Full Court held it to |
be admissible. We entirely accept that line of reasoning, and that His Honour would have been
justified, despite the posture of the Crown, in
directing the jury that it was capable of being
corroboration on that footing whether it was - - -
DAWSON J: Even though it was not admitted for that purpose?
MR TILMOUTH: That is right. It was admitted by the defence
for a limited purpose but it really, with respect, opened the field of the father's relationship with
his daughter. I suppose it was relevant whether the judge wanted to put it to the jury on that
basis or how strongly he put it that the Crown were
not relying on it. But we accept it was capable ofbeing admissible on the footing of unnatural
relationship.
| DAWSON J; | The Crown did not rely on it, of course. |
| MR TILMOUTH: | No, they did not. |
| DAWSON J: | I suppose when evidence is in it can be used for |
whatever purpose is useful.
MR TILMOUTH: For proper purposes, yes, and on proper
directions. I have said that a number of time because as the Court knows from our outline, we say
that there was failure to give usual directions
about impermissible use and so on. I will deal
with that in a moment.
BRENNAN J: But once in - I know that you are saying with
proper directions and so forth, but could you make
this more specific? In what way should the jury
have been directed, in your submission?
| B(2) | 16 | 6/8/92 |
MR TILMOUTH: Well, apart from the matters we have outlined
in paragraph 6.3, traditional warnings about
directing juries not to regard it as evidence of
propensity or bad character, to deal with each
count in isolation, and so on, the real issue, with
respect, was this: had that relationship continued
or resumed after the father came back into the
house, or had it been completely severed? A proper
direction, in our submission, would have been
something along the lines roughly put this way:this evidence has been introduced by the defence
for these reasons. It is capable, however, of
members of the jury corroborating the evidence ofKerri if you accept that the relationship continued
or resumed. But to simply direct the jury, because
it happened in the past, therefore it was cogent
corroboration as to later events, in our
submission -
| DAWSON J: | You see, I do not understand that. |
| BRENNAN J: | I do not understand it either. |
| DAWSON J: | You talk about relationship, and I know guilty |
passions, and so on, and I know Ball's case talks
of all of that, but I thought in modern times we
recognize that whatever term you use, this is
propensity evidence. It shows a propensity if it
was so on the part of this man to engage in that
conduct with that particular person. Now, we keep propensity evidence out usually unless its
probative value is such as to outweigh its
prejudicial effect. Now, I find it a little difficult to fit all this into these circumstances.
MR TILMOUTH: Well, with respect, if the evidence was only
that he had done it in the past without relating it
to the future, it would only have been disposition
evidence or -
| DAWSON J: That is all it ever is. | |
| MR TILMOUTH: | Yes, I accept that and I understand the line |
of reasoning in Harriman and S v Reg and so on. It has to be more than just propensity. It has to be highly relevant or one of the other tabs that are
used.
DAWSON J: In fact, really, when you look at propensity
evidence it is not very much different to the
ordinary rule that you do not admit prejudicialevidence unless its probative value warrants it.
MR TILMOUTH: Correct.
| B(2) | 17 | 6/8/92 |
DAWSON J: And we all went up all sorts of paths after
Makin's case and we are only coming back to the
true path now.
| MR TILMOUTH: | Yes. | But with respect, Your Honours, this |
evidence only became highly probative as to the
three counts on this information if the jury had
first accepted that the previous relationship had
continued or resumed. If they had found that as a fact, of course, they would have essentially
resolved the main issue. They would have found the
applicant guilty on one or a number of the counts.
But if it was left simply as "he has done it
before; therefore, it is strongly corroborative of
the fact he would do it again", that is no morethan saying - - -
DAWSON J: Yes, but I do not know whether this fits in with
your case, but it is just the trouble that I
have - it was admitted for a particular purpose,
the evidence - - -
| MR TILMOUTH: | Yes. |
| DAWSON J: | - - - but if the judge had had to consider |
whether it would be admissible as propensity
evidence, relationship evidence if you like, then
he would have had to consider whether, in fact, it
had a probative value which outweighed its
prejudicial value. He did not consider that question. But then in coming to see what it could be used for, surely he did have to consider that
question, and if he considered that its probative
value was slight in relation to prejudice, heshould have told the jury, "You cannot use it for any other purpose than the defence put it forward
for", and therefore then it could not be
corroboration.
MR TILMOUTH: Well, I accept that, of course, and our
concession that it is capable of being corroboration is only on the footing that it is
first shown that the relationship has resumed,
otherwise it was only propensity or disposition
evidence which was not elevated beyond the required
status to make it highly relevant in the Harriman -
BRENNAN J: That was the very fact which the evidence was -
if it were corroboration - was being tendered to
prove.
| MR TILMOUTH: | Well, as His Honour put it to the jury it was, |
with respect, but better directions, with respect,
than those given here were required.
| B(2) | 18 | 6/8/92 |
Could I further answer Your Honour
Justice Dawson this way: there was no discussion
at all about the footing or the uses of this
evidence during the course of the trial or before the summing up. At the conclusion of the summing
up there was. At page 95, for the first time this
matter was raised. There had been no suggestion
any earlier in the trial that this evidence was
going to be used against the applicant, so to
speak, and as I mentioned earlier, even the Crown
did not, in its address, use it in this way.
At page 95, after the jury retired and counsel
were invited to seek further directions, my learned
junior said, at line 32, that there were two
matters:
Firstly, sir, in relation to your Honour's
correction of what I said; I would submit,
your Honour, that given the Crown specifically
declined to lead similar fact evidence in this
case, the prior convictions of the accused
could only become admissible in the way that I
suggested to the jury.
And His Honour said:
No, but that is not what you put to the jury.
What you put to the jury was that he had given
evidence and frankly admitted his prior
criminal conduct.
And there was further discussion and Mr Pilkinton,
at page 96, about line 9 or 10:
But with respect to the matters that
happened - arising out of which the accused
was convicted, I would submit that that
evidence was not admissible except through the
accused, for the reason that he advanced it.
HIS HONOUR: I do not agree.
And Mr Pilkinton then raised, in the middle of the
page, about line 23, again the fact that the Crown
had disowned the evidence, as it were, at the start
of the case, and then His Honour raised the
question of Justice McHugh, in particular, in
Harriman's case, at lines 32-33, and then another
point was discussed.
Over on page 97, His Honour mentioned McKeon's
case, the case I have already mentioned in passing
a moment ago, and the basis upon which the evidence
was admitted, as His Honour put it, in that first
largish paragraph on page 97:
| B(2) | 19 | 6/8/92 |
I suggest you look at -
McKeon's case - it has got "Keogh's case" there,
but it is just an error -
which is reported in 31 ACR ..... And they say
in that case that admissions by an accused
person of prior sexual behaviour with the
victim in a criminal case is corroboration ofthe victim's story.
MR PILKINTON: Even of later events? HIS HONOUR: Even of later events. Yes, of course. Corroboration of the later events
and - - -
MR PILKINTON: Even though they might be some years apart? HIS HONOUR: Even so. MR PILKINTON: It seem illogical, with
respect.
And His Honour goes on to state the basis on which
he put it to the jury:
No, I do not think it is illogical at all for the same reason it shows the guilty passion
and the gratification of that passion. I mean, it is a quaint term but both Mr Justice Connolly and Mr Justice Thomas so
describe it and I find myself in complete
agreement.
So His Honour had let it in on that footing. Can I remind Your Honours again, in McKeon's case the
evidence was an admission that the very conduct
alleged in count 5 had occurred on the day and the
time and place specified, except for intercourse taking place, and it is easy to see, on those
facts, that that kind of admission is plainly
capable of being strong corroboration.
This case was different. The previous conduct
was at least 13 months old; it involved similar
matters in two counts and dissimilar in one count;
and the real question was whether, when the
applicant came back, he had stopped what had
happened in the past or whether he had resumed it.
And until the jury had found, in effect, that there
was a link between the past and the present, the
previous conduct could have been no more than
simply either propensity evidence simpliciter - - -
DAWSON J: Which the Crown was not alleging in -
| B(2) | 20 | 6/8/92 |
| MR TILMOUTH: | No, quite, or as a disposition without more - |
DAWSON J: It is the same thing.
| MR TILMOUTH: | - - - unrelated to time and place and |
circumstances we have here. So the concession is made that it was capable of being corroborative,
but only in - - -
GAUDRON J: For my part I do not understand that concession.
I just do not see how it ever gets to that point.
If you can explain it to me, I would be grateful.
| MR TILMOUTH: | Perhaps the concession is too readily made, |
but the answer to it is in our paragraph 6.5. The concession is made earlier in paragraph 6.3, but
what we were saying was in 6.5 - - -
GAUDRON J: Yes, but that is meaningless, is it not, unless
they act on the uncorroborated evidence of the
complainant to reach that position?
MR TILMOUTH: That is correct.
GAUDRON J: And that is the very reason why the
corroboration warning is being given, namely that
they should not act on the uncorroborated evidence
to reach that position.
| MR TILMOUTH: | Yes, I accept that, may it please Your Honour. |
If they had found beyond reasonable doubt, as in
6.5, that the relationship had continued, they have
essentially found the charges have been proved. As
Your Honour points out, to do that divorced from
the previous misconduct must have been on the
uncorroborated evidence of the child alone. Ineffect, deciding that the conduct had continued or
resumed was deciding the central issue. Perhaps it
is rather inelegantly expressed, at least in oral
argument.
| GAUDRON J: | It is not the elegance of the expression that |
worries me; it is the validity of the concession.
| MR TILMOUTH: | That is what I was referring to. The |
concession is made in 6.3 that evidence, generally
speaking, of prior acts is admissible, but the only
basis upon which we could see it admissible in this
case is on the 6.5 basis. That, of course,
involves a circularity of reasoning, as in Perry's
case. There was no link other than the fact it
happened in 1984 with the current spate of chargesat all. There was no nexus, there was no
contemporaneous admission, there was no
corroborative event or any other matter.
| B(2) | 21 | 6/8/92 |
DEANE J: But can you not test it in the abstract? Assume
the charge was of these offences and there was no
evidence of previous offences, but there was
evidence that 14 months before these offences theaccused had written a letter saying, "I have an
overwhelming unnatural passion to have relations
with my daughter". To my mind that would be tremendously strong corroboration.
| MR TILMOUTH: | Yes, it could be. |
DEANE J: If that is corroboration, if evidence of facts
which show that he had that abnormal passion
14 months ago, must equally be corroboration not
because of the criminal convictions, but because of
what they show.
MR TILMOUTH: With respect, the first example, the 14 months
letter, is capable of showing a link or a thread
with the subsequent conduct because it is a
confession about general desire. In this case the
situation was quite different. The man had come back - - -
| DEANE J: | I follow the facts, but assume in this case he had |
denied the previous conduct and it was proved. It must have been corroboration. The fact that he admits it surely may make it less powerful as corroboration, depending which way you see the
case, but it does not stop its corroborative value
in terms of these offences.
MR TILMOUTH: With respect, the difficulty is, in our
respectful submission, the one that has really been
debated -
DAWSON J: In fact there is no doubt the evidence, once in,
was probative for the purposes for which
Justice Deane says it is. That is obviously why it
is excluded, unless it is sufficiently probative
because it is strong evidence, likely to be prejudicial, but the worry is that it was only ever
admitted on a limited basis and the trial judge
never faced up to the question, which is a serious
question, whether he should admit or exclude it as
propensity evidence. Without any debate on that subject he then brings it in for that purpose as
corroboration, that is my difficulty.
| MR TILMOUTH: | Yes, and nor did he, with respect, consider the question, "Well, if I am going to admit it on | |
| with respect did he consider, "Well, what | ||
| directions do I give to overcome prejudice?", | ||
| ||
| difficulty is, in one sense, evidence of an | ||
| unnatural relationship is so unusual that one can | ||
| B(2) | 6/8/92 |
see its probative force, in general, but in this
case there was a threshold question about
admissibility because the real question was whether
there had been a severance, which was the
applicant's case. "No way", he said, "was I going to engage upon this again. We are starting a new life. She invited me back on the suspended
sentence - - -
DAWSON J: That would be a relevant circumstance - a very
relevant circumstance - for the judge to take into
account in deciding whether to exclude this as
propensity evidence, or to let it in.
MR TILMOUTH: It would, indeed, and further, with respect,
even having decided to let it in, they would be
relevant subject-matters for a proper protective
direction against improper prejudice, and that is
why, as inelegantly expressed as 6.5 may be, the
only basis upon which this evidence could have been
admitted on the Harriman principle, or a proper
propensity basis, if there was connection in the
first place - - -
DAWSON J: A sufficient connection.
| MR TILMOUTH: | A sufficient connection of the highly probative kind, which made it probative rather than |
| it is evident from the debate from Your Honours, | |
| with respect, on one footing, it could be admissible, but there are a number of preconditions | |
| to its admissibility in the end result which meant | |
| that the jury, if they were satisfied that the | |
| relationship had resumed or continued, they had found against the applicant on the central issue. | |
| But, in any event, even if it was rightly admitted, |
· clearly with respect a number of preliminary
directions were required as to how the jury should
use it, if at all, over and above those I have
already mentioned in the context of the
corrob9ration direction. So, with respect, in a sense, it might be said that the question of whether it was admissible at
all arose, and that partly depended upon whether it
was too distant in point in time and place to be
highly relevant on these matters, or alternatively,
even it was admitted as having some connection, in
our submission, clearly proper and substantial
protective directions were required.
Your Honours, the other thing we submit about
this is that the direction, certainly the policy
explanation at page 89, the Henry and Manning
policy direction, was simply an infringement of the
statute. Your Honours have the statute in the 23 6/8/92
materials we have submitted and the relevant
statute section is section 76F of the Evidence Act
of the Australian Capital Territory. That
provision, Your Honours, is also in the
Full Court's judgment at page 111. Paragraph (1)
of that section abolishes:
any rule of law or practice requiring the
corroboration of evidence -
warning be given - in the fourth line of that
subsection - I only paraphrased for time purposes -
uses the word "abolished" in relation to prescribed
sexual offences. Your Honour, these offences here, the indecency and the intercourse, were prescribed offences within the meaning of the Act.
Subsection (2) goes further, however, to provide
that:
Nothing in this section shall affect the right
of the judge in prescribed sexual offence
proceedings to comment on any evidence that
may be unreliable but the judge shall not, in
such proceedings, give a warning to the jury
to the effect that it is unsafe to convict the
accused person on the uncorroborated evidence
of the complainant.
And our submission is, and I will come to Longman's
case in a moment, that is the very warning that was
abolished and prohibited which was given at page 9,
line 37 and those which follow. The other thing to notice about this provision, Your Honours, is that
it saves - - -
| BRENNAN J: | I do not understand how it is that if a warning |
which is in aid of the defence is given in breach
of the statute that that somehow allows the defence
a ground of appeal.
| MR TILMOUTH: With respect, Your Honour, the Full Court made |
that point and said, in effect, we had a double
warning, a child's warning and a sexual offence
warning. Our submission is - and I endeavoured to
make it earlier - the warning was inapplicable and
inappropriate to the case and was counter-
productive. What was required here, with respect,
was a specific warning which dealt with the issues
in the case rather than some general policy
consideration such as that evident at page 89.
BRENNAN J: What should have been said?
MR TILMOUTH: With respect, as I outlined earlier, in this
case, the moral responsibility of the child, that
is one of the traditional bases of the warning
against convicting on the evidence of children.
| B(2) | 24 | 6/8/92 |
BRENNAN J: What do you mean "the moral responsibility of
the child"?
| MR TILMOUTH: | In our submission, there was evidence that the 16-year-old girl, she had threatened her father | |
| respect, a degree of irresponsibility on her part | ||
| towards the consequences which her father would | ||
| face, "It took a phone call to bring you home and | ||
| ||
| for the applicant, of course, if she made a false | ||
| complaint which, of course, was our case. |
The fact that she made those threats showed a
degree of irresponsibility or immaturity, at least,
towards the consequences which would ensue for her
father had she carried those threats out.
| BRENNAN J: | I am sorry, I am quite lost, Mr Tilmouth. | Do |
you mean that a child who if, in fact, being
violated by her father said that, that that would
indicate some lack of moral responsibility on that
child's part?
| MR TILMOUTH: | Not per se, of course, not. | It might show, on |
one view, a high degree of moral responsibility.
But, in this case, Your Honours, that threat was
made as she eventually admitted, in the context of
there being family disputes and in the context of
her not having complained for quite a period of
time when, on her own evidence, this relationship
had resumed in December 1985. The complaint was
not until three years later. It was in that period
of time, although the evidence was very imprecise
as to when these threats were made, that it was
alleged and conceded that she had made these
th~eats. If they were hollow threats, not based
upon offences, then they were very serious matters
so far as the father was concerned.
DAWSON J: Your real complaint is that the reasons why it is
unsafe to convict on the uncorroborated evidence of a child are different from the reasons why it used to be thought that it was unsafe to convict on the uncorroborated evidence of a sexual complainant. And the judge, in getting it wrong, did not explain to the jury why it was that you needed corroboration of the child.
| MR TILMOUTH: | Quite so, and the reason he gave was not only, |
in our submission, forbidden by the statute but it
did not have any meaning in the context of the
case. If the judge warns the jury it is dangerous
to convict and then gives a completely, with
respect, inapplicable reason for it then the
warning is really not of much value if the reasongiven for it does not arise in the case.
| B(2) | 25 | 6/8/92 |
| BRENNAN J: | It would be even more meaningless if you were to |
say that because children of tender years cannot be
relied upon to observe things properly, may not
recall things properly. You are not suggestingthat that is - - -
| MR TILMOUTH: | No, as I said earlier, with respect, in that |
paragraph where we set out the policy reasons
behind Dossi, we have just set out all of them as
they appear in the cases. All we suggest in this
case is the type of warning that I have already
outlined, something that had relevance to the case.
This directection, with respect, in the policy
given was perfectly irrelevant. Not only, with
respect, was it compounded by the corroboration
warning in general but the policy given - - -
DEANE J: But when you look at it, it is not all that
irrelevant. I mean, it was quite helpful: as a matter of common experience, people do
sometimes tell an entirely false story, a
story which is very easy to fabricate and
extremely difficult to refute.
I mean that is spot on here.
MR TILMOUTH: Well, with respect, that has superficial
attraction because, in a sense, that was the
applicant's case; it is easy to make and it was
embedded in the threat, but it had nothing to do
with traditional wisdom; it had to do with the very
unique facts of this case, so quite unique indeed.
| DEANE J: | But it was a good warning to get in the context of |
this case.
MR TILMOBTH: Well, in our respectful submission, as it
turned out in its context, it was quite
counter-productive, because although, in one sense,
our case was that it was easy for her to make, but the applicant was saying, well she was making these threats and could have easily made the complaint, she had not made it for three years. But that arose out of these circumstances of the case;
nothing to do with sexual cases or traditionalwisdom. Those reasons arose for entirely different
reasons than the facts of this case. I accept the superficial attraction but,with respect, when one thinks about it, in our submission, it really did
not ring true here. And, in our respectful submission, the directions along the lines I have indicated were required. May it please Your Honours, the point I was
developing was that the direction contravenes
section 76F and without reading the legislation on
| B(2) | 26 | 6/8/92 |
the summary that Your Honours have, can we simply
make the point that the ruling in this case, which
condoned the direction, in the Full Court that isto say, is not just an isolated piece of
legislation; it is one that is in fairly comparable
terms, except for the Northern Territory and
Queensland.
Your Honours, I do not read the legislation.
Our summary is divided into three parts: absolute
prohibition, which this one is, Victoria; partial
prohibition as in the case in Longman, the Western
Australian prohibition, and may it please
Your Honours, the discretionary sections are 5 and
6 in New South Wales and South Australia. But, may it please the Court, our submission is that the
effect of Longman's case is on any of thislegislation that the direction of this kind,
certainly at page 89, was forbidden by all the
comparable legislation.
May it please Your Honours, could I take the
Court very briefly to Longman's case,(1989)
168 CLR 79. The legislation, as I have said, involved here was the Western Australian
legislation, which is what we have put under the
partial prohibition provision - partial prohibition
type of legislation - and the provision is outlined
at page 83. The difference between it and the current legislation is that the judge, under
paragraph (b) of the Western Australian provision,
was entitled, at least so far as the legislation
was concerned, to give a warning, provided he was
satisfied that such a warning was justified.
Now, what this Court held, in our submission, ~as that whatever warning a judge might have
decided to give in order to avoid a perceptible
risk of miscarriage of justice, it could not be a
warning of the Henry and Manning, Kellaher type;
that is to say, it could not be a warning of the
type that His Honour gave at page 89. At least the policy reasons for it were prohibited.
Now, the passages which support that
proposition, Your Honours, are in the joint
judgment of Your Honours Justice Brennan and Dawson
and His Honour Justice Toohey, at pages 84 to 85.
I do not read the long passages there.
Your Honours point out at 85 to 86 that the
legislation, although apparently giving a
discretion to give a warning, abolishes the
traditional Henry and Manning warning, over on to
page 86, but leaves intact - this is towards
point 4 to point 5 on page 86, just above the
references to Bromley and Carr:
| B(2) | 27 | 6/8/92 |
the special rule, the general law requires a
warning to be given whenever a warning is
necessary to avoid a perceptible risk of
miscarriage of justice arising -
and our submission, of course, would add to the
authorities, apart from Bromley and Carr, such
authorities as Dossi and Hargan, as an additional
category.
| BRENNAN J: | I do not know that that is quite what was said |
there because he left out the words "from the
circumstances of the case".
MR TILMOUTH: That is true.
| BRENNAN J: | The Dossi case is where you are looking at |
witnesses of a particular class.
MR TILMOUTH: That is right.
BRENNAN J: And it is a very different category.
| MR TILMOUTH: | In our submission this legislation has |
expressly, of course, and the other legislation
that is set for those mentioned under 7 and 8 which
have express provisions in relation to children,
the Victorian one abolishing the Dossi direction
and the New South Wales one leaving it permissive
rather than mandatory, in our submission the other
legislation leaves the Dossi type warning intact if
it exists as a warning required as a matter of
practice.
But, with respect, the passage, although all of. these pages are important·, the passage I would
highlight, if the Court pleases, is a passage on 87
and then one on 87 and 88, in which three Judges of
this Court said, towards the middle of the page,
page 87 I am now on, this is five lines from the
end of that paragraph: A warning may be required because of the circumstances of the case other than, albeit in conjunction with, the sexual character of the issues which the alleged victim's evidence
is tendered to prove. Paragraph (a) leavesthat situation unaffected. And can I read on because this is what we submit is
the case law forbidding a comment like the one in
this case:
Furthermore, what par. (a) abolishes is
the requirement to give a warning, not a
judge's discretion to comment on the
circumstances of the case. No longer may the
| B(2) | 28 | 6/8/92 |
judge tell the jury that it is dangerous to
convict in the circumstances described in par.
(a) because the experience of the courts has
shown it to be so, but the judge may invite
the jury in sexual cases (as is done in other
criminal cases) to make their own evaluation
of the alleged victim's evidence in the lightof common human experience. By force of par.
(a) alleged victims of sexual offences no
longer form a class of suspect witnesses, but
neither do they form a class of especially
trustworthy witnesses. Their evidence is
subject to comment on credibility in the same
way as the evidence of alleged victims in
other criminal cases, but to comment only.
Perhaps it should be added that the judge's discretion to comment should not be exercised so as to convey to the jury, whether by
phrase, gesture or intonation, a caution about
the general reliability of the evidence ofalleged victims of sexual offences which is
tantamount to the warning the requirement for
which par. (a) eliminates.
Now, that is saying on the case law no more, in our respectful submission, than section 76F(2) says,
but the point is that the other legislation here,
which is dissimilar in some respects to the current
legislation, has been interpreted as Longman as
forbidding the traditional Henry and Manning
warning like that given on page 89. And that is why, we submit, the special leave point arises on
the question of whether this is a proper direction
in view of fairly common legislation.
Your Honours, without reading further from
Longman's case, Your Honour Justice Deane, in our
submission, was of like mind. Page 95 the second
half of the page, where - this is my paraphrase of
all of that passage - Your Honour said that the
prohibited, they were Your Honour's words, and traditional Henry and Manning warning is positively likewise His Honour Justice McHugh, at pages 106 to 107, at point 6 to 7 on page 106, in the last three
lines of that paragraph, His Honour said:The legislature may not have intended to
abolish the traditional rule. But that seems
to be the practical effect of s. 36BE(l)(b).
In other words, on all of the six pieces of
legislation on our legislative summary the
practical effect of that legislation is to abolish
a direction of the type given at page 89, and the
express terms of section 76F, of course, do the
same thing.
| B(2) | 29 | 6/8/92 |
Your Honours, the error, therefore, in our submission, in the Full Court, was in accepting
that this was a proper direction in light of the
statute. The Full Court considered the question, at page 111, and asked itself, after the quotation,
or stated that:
A threshold question is whether the trial
judge was bound to give any direction about
corroboration at all. The rule of practice
that once required a jury to be warned againstconvicting on the uncorroborated evidence of a
complainant on a charge of rape or other
offence of a sexual nature has been abolished.
And of course that is right. Section 76 is
mentioned. Then, after referring to the sectionentirely, Their Honours went on, at page 112,
line 25, as follows:
The effect of the section is to impose a
general embargo on a judge giving the
conventional warning, but the embargo is
lifted to preserve any rule of law or practice
which requires a judge to warn the jury of the
danger of convicting on the uncorroborated
sworn evidence of a child.
Kelleher and Hargan are mentioned.
At page 113, the Court went on to consider the issue of the proper direction in the case and
mentioned - I do not read it, Your Honours -
Dossi's case, for example, at the bottom of
page 113, and concluded, at page 114, the last two
lines of that first paragraph:
The need -
for a direction -
(such as it is) remains in the Australian Capital Territory.
In other words, the need for a warning in
accordance with Dossi, or a warning in relation to
children, the Full Court, in our respectful
submission, held it was still necessary.
Their Honours went on to consider Morgan's
case, which I mentioned in answer to one of
Your Honour's questions earlier, and to conclude at
the bottom of that paragraph that His Honour:
was entitled to follow the rule of practice
and draw the jury's attention to the danger of
| B(2) | 30 | 6/8/92 |
convicting on the uncorroborated evidence of
the complainant, having regard to her age -
despite the fact that it was 16 - and in our
submission there the matter should rest - and at
page 121, Your Honours, came to the conclusion, at
line 17 - and I think Your Honour Justice Brennan
has already mentioned this to me:
Indeed it could be said that his Honour
went beyond what was necessary in his warning
against convicting on the uncorroborated
evidence of the complainant, because he also
told the jury of how "the traditional wisdom"
perceived danger in convicting on the
uncorroborated testimony of the victim of a
sexual offence. Such a warning was not
necessary in the light of s.76F of the
Evidence Act. The accused had in effect the advantage of a double warning to the jury on
the suspect nature of the complainant as a
witness -
and so on. But, in our respectful submission,
apart from the points I have made to Your Honours
about what a proper direction should have been,
related to the facts of this case, our submission
was earlier and is now that it was counter-
productive for the reasons I have outlined but,
with respect, the error of law in the Full Courtwas, in saying, at page 121, that the warning stood
- although it was not necessary it stood as a valid
warning as against section 76F. In our submission,
that is the error of law which, of course, does not
just affect this statute under consideration; it
affects the construction of all the others which
are mentioned.
Your Honours, I do not repeat what I said
earlier about the other lack of traditional
warnings. They are dealt with in paragraph 6.4. Our respectful submission is that in the end
result, although a warning of whatever nature was
given, it was completely overshadowed by the
corroboration directions - I have given particulars about that - and, with respect, the
only sensible reading of those warnings was that
His Honour was really telling the jury that this
was not just corroboration, but in the class of the
most powerful or potent or incrimination
corroboration that there could be. In our
submission, the point of law, therefore, justifying
special leave is the misconstruction of the statute
and the miscarriage of justice lies in the
directions which were given which I have outlined.
| B(2) | 31 | 6/8/92 |
One further matter, Your Honours - and I will
be brief on this. We do not pretend this is a special leave point but it counts in the
application of a proviso. At page 94, Your Honours, His Honour dealt with a submission
made by Mr Pilkinton when he had put to the jury as
part of one of the attributes that the jury couldconsider in assessi~g the credit worthiness of the
applicant, was that he had introduced the
prejudicial evidence himself, and Mr Pilkinton had
made a point about that in his address to the jury
that, in effect, they would not have heard of it at
all unless the accused himself had not introduced
it. His Honour said at page 94, line 12, this, of
that submission:
I just want to deal with one other submission that was put to you on the part of, on behalf
of the accused by his counsel. And that was this. You were reminded that the accused had gone into the witness box, rather than adopt
one of the other courses that he had taken,
that he could have taken. So be it ..... He did go into ·the witness box, and he gave you a
good look at him.
You were reminded that, or yoµ were told that
if he had not revealed his own guilty conduct in relation to his daughter in 1984, the laws
of evidence are such that you would not have
heard about that guilty conduct. And the way
it was put to you is but for his admissions,
you would never have known about it. What I
tell you, ladies and gentlemen, is that is
wrong. In this case, that is wrong.
And His Honour went on to say that, in all, four
times. Also at line 37:
It is not right to say to you that you would
never - but for his admissions, you would
never have known about it. It is simply not correct.
And the commencing lines of the last paragraph:
So it is not correct to put to you, and I
would not raise it myself, but counsel raised
it and I am obliged to correct something which
was wrong in his address to you.
Now, what was erroneous about that, with respect, and one must remember that it comes at the end of a
very strong and, in our submission, quite
unfavourable direction on corroboration, was that
all that the applicant really had left after those
earlier directions was the point that he had been
| B(2) | 32 | 6/8/92 |
frank with the jury, and His Honour directed the
jury - in very emphatic terms, in our respectful
submission, by repeating at least four times that
that was not right or it was wrong - quite wrongly,
with respect.
It may be true, of course, that the evidence might have found a basis for admission on some
other footing, but the fact was in the way the
trial was conducted with the Crown disowning proof
of it in its case was that as it was, the only way it did come out was through the accused's own case
and, in our submission, whatever the accused had
left after the earlier strong directions on
corroboration were effectively taken away from him
with those very strong, in our respectful
submission, on the facts of the case, quite
erroneous directions. I do not want to be
pejorative, with respect, but the repetition of "It
was wrong" in short space of time four times, in
our submission, must have been very damning indeed
in the jury's mind of the applicant's case.
So, if the Court pleases, in our submission, a
special leave point is raised on the statutes and
there was a miscarriage of justice for the reasons
advanced. We should add, Your Honours, that the only order we would seek as to the consequences
would be an order for retrial. We do not argue for an acquittal. If the Court pleases.
MASON CJ: Thank you, Mr Tilmouth. Yes, Mr Crispin.
| MR CRISPIN: | May it please the Court, if I could deal with |
section 76F which my learned has announced as the
special leave point, it has been contended that is
a special leave point firstly because the Henry and
Manning direction is no longer available - - -
| MASON CJ: | We need not trouble you on the section 76F point. |
| MR CRISPIN: | Thank you, Your Honour. | In that event, |
Your Honours, I seem to find myself addressing on an application for special leave in which the only
issue upon which special leave has been sought is
one in relation to which I am invited to present no
submissions. But there plainly are other issues
that my learned friend puts as being a miscarriage
of justice points rather than matters upon which he
would seek, as I understand it, to obtain special
leave in the sense of relying upon them as specialleave points by themselves.
MASON CJ: But I understood him really to rely on the
administration of justice ground apart from
anything else as an entitlement to special leave.
| B(2) | 33 | 6/8/92 |
| MR CRISPIN: | Your Honour, if I could then perhaps move to my |
learned friend's outline of submissions and deal
with the remaining matters in the order in which he
puts them. He begins by setting out various principles of law in paragraphs 1 to 6 inclusive
and so forth.
| BRENNAN J: | We have read those. |
| MR CRISPIN: | The direction in relation to the child appears |
in two places, one of which my learned friend has
already taken Your Honours to; the other passage
in relation - - -
| BRENNAN J: | Mr Crispin, what do you say about the direction |
as to the use which the jury could make of what was
said to be corroborative evidence?
MR CRISPIN: | Your Honour, we would submit that in substance the directions about the use of corroborative |
| evidence were in substance correct, that this was a | |
| situation in which this material before the trial | |
| started could be viewed by the prosecution as being | |
| very much a two-edged sword. The Crown elected not | |
| to lead it. The defence, on the other hand, elected to cross-examine it in and to rely upon it. |
In those circumstances the accused cannot have
it both ways. If the material is required to be in, he cannot have it in and rely, as it were, only
on one edge of the sword. We would submit that this whole question of balancing the prejudicial
impact of the evidence against the probative value
of the evidence is an exercise that is normally
undertaken at the time of the admissibility of the
evidence.
There has not been, in our submission, a
principle laid down that the accused may elect to
call evidence of a particular aspect, rely upon it
for that purpose only but then say although it is
would elect to rely, none the less the judge should validly probative for matters upon which the Crown tell the jury that they should ignore those aspects because, after all, that would be prejudicial. Certainly in the case of Donnini which my
learned friend I think referred to - - -
| BRENNAN J: | It may not go that far, but what happened here |
was that there had been a relationship exhibited by
the father towards the daughter in previous years
and the daughter's evidence had to be evaluated by
the jury in the light of that conceded fact. So that it was not subject, as it were, to the reservation or qualification that she was telling a
| B(2) | 6/8/92 |
story which is so abnormal that nobody would be
likely to believe it.
So she was telling a story about her
relationship with her father who had conducted
himself that way in the past. The question then
was: had he continued to do it? Did these things
happen? In the light of the fact that that
concession was made as to what had happened in the
past, how did that prove as very strong
corroboration, to use His Honour's words, that the
events now alleged against him had occurred?
| MR CRISPIN: | Your Honour, it was available, in my |
submission, as evidence of what has been referred
to as "guilty passion" that he was a man who, as
His Honour had put it, entertained a desire towards
his daughter and had gratified that desire, that
that had occurred on a number of occasions over a
period of at least two or three years; then there
were further allegations occurring within about 12
months.
When one looks at corroboration, of course, it
does not have to, by itself, prove the commission
of the offences, it only has to, in the context of
the case, strengthen it, make it more likely. Inthose circumstances it was open to a jury, in our
respectful submission, to conclude that it was far
more likely that somebody having that guilty
passion - to use the traditional phrase - had
committed the offences which his daughter has
described. In the same way as the example posed by Justice Deane, if he had merely written a letter
saying, "I do have this great desire".
It is true, as my learned friend has pointed out, that there was a lapse of approximately a year
after moving home before the allegations were said
to have occurred again but that has to be set in the context of the allegations. The previous events, as I say, had occurred over a period of
more than two years. It was then alleged by the complainant that further events had occurred over
another period of years. The lapse of 12 months inthat context may not be seen as being
overwhelmingly decisive.
BRENNAN J: Then the question for us to decide is whether
the trial judge's directions in the passages
objected to went beyond a direction to the jury
that they might use that evidence in the manner
which you have just indicated.
MR CRISPIN: Yes, I think that is so, Your Honour, with
respect. When one turns to what His Honour said - I do not propose to take Your Honours through it in
| B(2) | 35 | 6/8/92 |
any detail - he begins at page 84 by talking about
the youth of the person. It is not in the context
of corroboration but he certainly invites thejury - he asks the jury, about line 33:
What did you think of Kerri? Bearing in mind
all your abilities, your experience, your
knowledge of young people, what did you think
of her as a witness in a criminal case? What
judgment, according to the use of your own
fact finding capacities, would you make of
her, as a reliable witness? The standard, of
course, is not a standard of perfect ..... She
is young. You will make allowance for that.
She may have human failings. You make allowance for that. She may have faulty recollection.
And so forth. You make allowance for her youth. Having said all that and emphasized her youth, he
then turns to speak about corroboration and he
begins, about line 37 on page 88:
What you have to determine is whether - first
of all - whether there is any corroboration of
the sworn evidence of Kerri. If there is,then you could ignore that warning -
and so forth. The words are there in black and white. There certainly are occasions when he says
baldly, ttit is a matter of strong corroborationtt,
but it is said in the context of the whole summing
up which begins by talking about how questions of
fact are for them. It then embarks upon the
discussion of her youth; it then goes tocorroboration by saying, "It's a matter for you to
·determine first", and in the course of then
explaining corroboration he makes some fairly
robust statements about this being strong
corroboration. The view taken by the Federal Court was that notwithstanding the fact that some of the phrases
may have been fairly robust statements none the
less it was clear that it was a matter for the jury
to determine, for them to take into account andthat they were not confused or there was no basis
upon which it could be concluded that they were
confused in the nature of their function. We would submit that those observations are correct. Now, the directions on corroboration, of
course, are attacked on a number of specific bases. It is put, for example, on point 6.1 of my learned
friend's summary of submissions that an adequate
direction should have referred the reasons for the
| B(2) | 36 | 6/8/92 |
warning, such as the potential influence of third party or parents, immaturity, irresponsibility of children, incapacity to comprehend events, and so
forth. There are several things we would say about
that: the first is that, apart from the fact that
she was a young person, which His Honour did stress
in the passage at page 84, none of those matters
were suggested to the complainant in cross-
examination as being reasons why her evidence
should not be accepted, and the accused in hisevidence did not suggest that that was an
explanation.
The accused, in his evidence, essentially
suggested that this was a young woman who was very
angry and resentful because of parental discipline,
who had, as it were, set out to blackmail him into
relaxing the discipline and it was put on that
basis. So there was no basis upon which any of those particular explanations could or should have
been put to the jury and, indeed, no directions to
that effect were sought.
The Federal Court, in dealing with the
appellant's case at page 105 of the appeal book,
said:
The appellant's case was that the
complainant's story was a fabrication,
motivated by her resentment of his attempts to subject her to an ordinary measure of parental
discipline. He sought to show that as part of
her resistance to parental discipline, she
exploited a vulnerability on his part brought
about by his having pleaded guilty in
December 1984 to charges of sexual misconduct
with her in that year -
and that was the issue which was put to the jury.
Now, can I just take Your Honours very briefly
to a short passage in Donnini, referring to an
earlier decision. In the judgment of
Sir Garfield Barwick at page 124, His Honour - - -
BRENNAN J: What is the referencet?
| MR CRISPIN: | I am sorry, Your Honour; it is Donnini v Reg, |
(1972) 128 CLR 114. At page 124, Sir Garfield
Barwick refers to the earlier decision of Reg v
Kennewell, which is a South Australian case, and
notes that:
The accused in that case was charged with
indecent assault.on a female under sixteen
years of age. Evidence of similar acts with
respect to the same female was admitted to
| B(2) | 37 | 6/8/92 |
establish that the accused had a sexual
passion for the particular girl and, for thatreason, was likely to have committed the crime
with which he was charged. The directions by the trial judge as to the probative purpose
and value of similar facts adduced in evidence
were challenged as insufficient. In
delivering the judgment of the Full Court of
the Supreme Court of South Australia,
Chief Justice Murray said:
"In every case where the evidence" (that is,
of similar acts) "is admitted there is a
possibility that the jury may draw the
inference that the accused is guilty of the
offence charged because he has committed other
like offences, but we cannot find a trance of
any rule or practice that it is the duty of
the judge to warn the jury against thatinference. In many cases, perhaps in most, he
would do so, but it is a matter of his
discretion, and, if no miscarriage of justice
has resulted, this Court cannot interfere. A
miscarriage of justice might arise if the
evidence were that the accused had committed
other similar offences on other girls, becausethat would show propensity for the particular
crime, as distinct from sexual passion for the
particular girl. The evidence was not of that
nature here, and, in our opinion, the jury could not have given the wrong value to it,
especially in view of the repeated warnings of
the learned Judge that the charge was of
indecent assault on or about ... " a particular
day.
Your Honours, we submit that is the case here,
that evidence was properly admitted of guilty
passion for a particular girl, it was made
perfectly plain upon the whole of the summing upthat the jury were to consider a number of discrete
corroborative was clearly set out by the trial offences, and the manner in which that evidence was judge in the passage of his summing up which appears at the foot of page 89 where he said that: independent evidence coming from the accused,
himself, which tends to show sexual desire for
the victim, and some measure of gratification
of that desire, supports the case for theprosecution because it is consistent with the
allegations that the accused now faces and
makes unlawful and unnatural behaviour
credible; it explains the whole thing. And it
may serve to allay any concern that the jury -
you - may be having that Kerri's allegation is
a fabrication.
| B(2) | 38 | 6/8/92 |
Now, my learned friend has submitted that
there should have been some sort of warning to the
effect that the jury should have been warned that
they must be satisfied that that unnatural passion
or guilty passion, as it were, was continuing atthe time the offences were committed. In my
respectful submission that could not possibly be
regarded as a condition precedent to the material
having corroborative value. A jury was entitled tolook at the evidence, accept that it was evidence
of a guilty passion at some stage and to regard
that as some evidence in relation to what occurred
later, in the same way as a jury may have regard
for a threat written at some antecedent period.
It would be a bizarre result indeed if
evidence of that sort had to be regarded as
irrelevant unless and until the jury decided that
the accused was guilty of the offences with which
he was charged, and they could then regard that as
providing in some way a further feeling of comfort
about the decision that they had already made.
Various alternative formulations are provided
in my learned friend's outline. I do not propose to go through them in any detail unless
Your Honours wish me to do so. The matter of Dossi was a case in which it was conceded there was no
corroboration and hence a warning about it perhaps
needed to be in greater care. There is one matter
that I should however take up, that is that my
learned friend's submissions seemed to involve, as
it were, some sort of novel suggestion akin to
evidentiary estoppel, that if the Crown does not
initially rely upon a matter in opening it cannot
subsequently rely upon the evidence once it is
admitted, even at the request of the accused.
That, as I have already put, involves embracing a
standard in relation to evidence which may amount to a two-edged sword, that you can really have it
both ways. I would submit that there is not only
no authority for that proposition but there is no principle upon which it would be sustained.
When one looks at the summing up overall, the
position regarding corroboration appears to be as
follows, that His Honour referred to evidence and
told them that they may find that it was strong
corroboration in the case. It is conceded, as I
understand my learned friend's contentions, that it
was in fact capable of amounting to corroboration.
His Honour then gave several warnings in
relation to the evidence of the young person which,
if anything, are more favourable than the accused
was entitled to receive, and there is nothing which
I would submit arises as a really viable issue in
| B(2) | 39 | 6/8/92 |
the application other than perhaps the strength
with which His Honour expressed some of the
statements.
Now, as a matter of general principle, of
course, a trial judge is entitled to express
matters, from time to time, in strong terms
provided it is clear that it is a decision for the
jury. That is not to say, of course, that there may not be occasions upon which the observations are made in such strong terms as to give rise to a
potential risk of a miscarriage of justice and, in those circumstances, Courts of Criminal Appeal, or in this case the Full Court of the Federal Court of
Australia, would no doubt intervene. But, in my
submission, there is no point of general public
importance which can be gleaned by a scrutiny of
the particular observations made in relation to the
facts of this particular case. Unless there is
anything further Your Honours wish me to deal with,
those are our submissions.
MASON CJ: Yes, thank you, Mr Crispin. Mr Tilmouth?
| MR TILMOUTH: | No matters in reply, if the Court pleases. |
| MASON CJ: | The Court will take a short adjournment in order to consider the course it will take in this matter. |
AT 3.56 PM SHORT ADJOURNMENT
UPON RESUMING AT 4.03 PM:
| MASON CJ: | The Court will consider its decision in this |
matter.
AT 4.03 PM THE MATTER WAS ADJOURNED SINE DIE
| B(2) | 40 | 6/8/92 |
Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Charge
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Intention
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Sentencing
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