Jacobsen & Anor v Rogers
[1994] HCATrans 278
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Perth No P32 of 1993 B e t w e e n -
JOHANNES JACOBSEN & TERENCE
LESTER DIBB
Appellants
and
PETER ROGERS
Respondent
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
McHUGH J
| Jacobsen(2) | 84 | 20/4/94 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 20 APRIL 1994, AT 10.28 AM
(Continued from 19/4/94)
Copyright in the High Court of Australia
MASON CJ: Yes, Mr Heenan.
| MR HEENAN: | May it please Your Honours, might I respectfully |
inquire of the Court whether the learned counsel
for the Commonwealth may reply on the Melbourne
Corporation point?
MASON CJ: There is no objection to that, Mr Heenan.
| MR HEENAN: | Thank you, Your Honour. | We have a series of |
very short points in reply, Your Honours, and one
of more substance. Firstly, the learned Solicitor-General for the State of Western Australia
submitted that as at 1914 there was no developed
doctrine of public interest immunity and,
consequently, it was unlikely that the Parliamentin 1914 when enacting the Crimes Act contemplated
that special State documents might be protected by
such a doctrine. As to that, Your Honours, we simply observe that there was a rigorous doctrine
of State privilege, or Crown privilege, which
existed at that date.
Might we just mention, without going to the
authorities, Your Honours, the decision of the
House of Lords in Duncan v Cammell, Laird,
(1942) AC 624, which perhaps discussed that
doctrine at the heighth of its rigour; subsequently overruled by the House of Lords in Conway v Rimmer,
(1968) AC 910, which puts the doctrine in its
modern form, and which has been applied in a
consistent fashion by this Court in the
Commonwealth v Northern Land Council, 176 CLR 604,
the reference to which is in our written
submissions.
One point about that doctrine is that it would
exclude the production of sensitive documents in
curial proceedings, but might not perhaps be an
answer to the seizure of documents by a law enforcement officer. This addresses the point
raised by the learned Solicitor-General for South
Australia that seizure of documents by a police
officer allows them, to some extent, to go out of
the supervision of the executive. As to that, Your Honours, we make the observation that the law
enforcement officer executing a warrant under
section 10 is closely constrained in what he may do
with the information or the materials which he
possesses.Section 60A of the Australian Federal Police Act composes very restrictive duties and obligations on the police officer in those circumstances. It is unnecessary for me to go to the details of that section, but serious offences
| Jacobsen(2) | 85 | 20/4/94 |
are committed if there is any misuse of the
information.Another legislative provision to similar
effect is section 79 of the Crimes Act and, as is
contained in the written submissions of my learned
friend, Mr Rose, in his submissions in-chief, when
read with Public Service Regulation No 35, they are
an effective protection of that information. So,
in our respectful submission, Your Honours, there
is no real jeopardy for the interests of the Crown,
whether one looks at the position in 1914, or
according to contemporary standards.
| BRENNAN J: | The Australian Federal Police Act does not apply |
to State police, does it?
| MR HEENAN: | That may be so, Your Honour. |
BRENNAN J: State police can get a warrant under section 10.
MR HEENAN: That is true. In relation to these records, it
is likely that they would be clothed with
obligations under the Income Tax Assessment Act,
section 16, as to the secrecy provisions, and that
they might be deemed officers of the Taxation
Department.
| BRENNAN J: | What is the provision which makes them deemed |
officers?
| MR HEENAN: | I am afraid I have not got the Income Tax |
Assessment Act with me at the moment, Your Honour,
but there are provisions in the Income Tax
Assessment Act and the Taxation Administration Act
which affect any person who, in the course of his
duty, comes into possession or knowledge of
confidential information acquired by the Taxation
Department; an officer for the purposes of that Act
and clothed with the secrecy provisions. They
affect, for example, counsel retained on behalf of
the Federal Commissioner for Taxation and deem him
to be an officer with the same secrecy obligations,but I acknowledge that, in relation to the Federal
Police Act, it may not apply to State officers.
There was a point made on behalf of the States
by the learned Solicitor-General for Western
Australia that the records if seized in this case may not be admissible on the ground that they were obtained under situations of confidentiality and that section 79 of the Judiciary Act may pick up section 19 of the Fisheries Act in any prosecution
and prevent their admissibility into evidence.
Without accepting those propositions, we make the observation that it has never been held that access
to documents under a search warrant is conditional
| Jacobsen(2) | 86 | 20/4/94 |
upon their strict admissibility in legal
proceedings.
The learned Solicitor-General for New South
Wales -
| DEANE J: | But if that submission be right and section 79 |
catches up section 19 in relation to the alleged
conspiracy, is it not, in a context where
section 80 would presumably require that any trial
takes place in Western Australia, would not the
fact that the material could not be used in a trial
be extremely relevant if this case ultimately came
down to one of public interest immunity?
| MR HEENAN: | Yes, it may, Your Honour. |
DEANE J: Would it not be really almost the end of the
question?
MR HEENAN: | Your Honour, it might be the case that the material obtained by reason of a search, while not |
| constituting admissible evidence in itself, might disclose the existence of other evidence which | |
| could be pursued by the authorities for use in the | |
| prosecution. |
DEANE J: But it would go beyond admissible in evidence,
would it not, in that if section 79 were applicable
it would pick up section 19 in terms of court
procedures.
| MR HEENAN: | Yes. |
| DEANE J: | And section 19 goes to a prohibition of the use of |
the information contained in the returns, which
means on all the assumptions about section 79 the
consequences would be very wide indeed.
| MR HEENAN: Accepting that, Your Honour, it may nevertheless | be the case that the position postulated simply | throws up this same issue in a different guise, |
| namely, whether in the course of prosecuting for an | ||
| offence against some Commonwealth law, this | ||
| evidence is admissible, notwithstanding the | ||
| prohibition contained in section 19 and | ||
| notwithstanding that section 79 picks up | ||
| ||
| conflict between section 19 on the one hand and the | ||
| statute which is authorizing the prosecution. |
| DEANE J: | I do not quite follow that. |
| MR HEENAN: | Your Honour, while accepting without necessarily |
conceding that section 79 would pick up section 19
in these circumstances, one then examines the
situation which would arise during the course of a
| Jacobsen(2) | 87 | 20/4/94 |
trial if counsel for a federal authority
prosecuting sought to tender these documents in the
course of proceedings. He would, no doubt, be met with the objection that section 19 renders them
inadmissible in court proceedings. The question would be whether, notwithstanding section 19, that
prohibition was consistent with the Commonwealth
statute which authorized the prosecution. So we
would essentially have the question of the reach of
Commonwealth power vis-a-vis the States in a different guise.
| DEANE J: | I understand the question you refer to. | I must |
confess I cannot put it in my mind in a practical
context for the purposes of this case.
| MR HEENAN: | To take an extreme example, suppose there was a |
prosecution under the Commonwealth Crimes Act for
treason and for some reason or other it was
necessary to adduce in evidence records of theState Fisheries Department which were clothed with
the secrecy provisions of section 19. The point comes where the records are called for to be
tendered and the objection is taken that section 19
clothes them with secrecy and that that provisionis picked up by section 79 of the Judiciary Act.
The question, in our respectful submission,
which the Court is left with is, notwithstanding
that section 19 is picked up in that fashion, is it
consistent with the Crimes Act which creates the
offence of treason and authorizes the prosecution?
| DEANE J: | The question must surely be, does the Crimes Act |
provision override section 79 of the Judiciary
Act - - -
MR HEENAN: That is putting it a different way, yes.
| DEANE J: | - - - which would, I would have thought, need a |
rather extraordinary Crimes Act provision.
MR HEENAN: That may be so, Your Honour. If it is, then we
are left with the position that this issue is
pertinent to the question of whether or not there
is a sufficient public interest immunity to
withhold access to the documents.
| DEANE J: | Can I just ask one more question? | You say you do |
not concede that section 79 would pick up
section 19 in a trial in this case. Apart from the
argument as to the Crimes Act overriding section 79 of the Judiciary Act or the alternative way you put
it, I do not understand you to have advanced a
submission on that.
| Jacobsen(2) | 88 | 20/4/94 |
MR HEENAN: Well, I think our submission must be that it
will always be a question then of construction,
whether the offence-creating provision covers the
field to such an extent that it is inconsistent
with the State law limiting access.
| DEANE J: | Thank you. |
| MR HEENAN: | The learned Solicitor-General for New South |
Wales made the submission that section 76 of the
Crimes Act meant that any State officer, including
a senior State officer, who had the custody of
records the subject of a search warrant under
section 10, who prevented or obstructed a search by
a police officer armed with that warrant could be
charged with an offence and be subject to criminal
liability under section 76. This was submitted in
the course of a series of submissions dealing with
the presumption against federal statutes imposingcriminal liability on the Crown in the right of the
State. In our respectful submission, Your Honour,
that example does not constitute a Cain v Doyle
situation. There would be no occasion in that
situation where there was criminal liability
imposed on the Crown in the right of the State.The offender would be the individual who obstructed
or prevented the execution of the law, who would
~ot be clothed with any defence by virtue of his
office.
Your Honours, the more substantial proposition
which we wish to make in reply addresses the issue
advanced by the learned Solicitor-General for
Western Australia in paragraph 16 of his written
outline, that considerations of comity suggest that
Commonwealth statutes ought not be regarded as
extending to the State or State instrumentalities,
and the learned solicitor developed that submission
in a variety of ways. Perhaps one expression of
the view - perhaps it is near its high water mark - is in the judgment of acting Chief Justice Gibbs in Bradken's case at page 120 and 121. The passage is very brief. If I may just allude to it quickly.
It follows a quotation by the decision of the
United States Supreme Court in the
United States v Hoar, which was referred to in the
written submissions against us, and at page 122
His Honour Justice Gibbs said:
Exactly the same reason exists for presuming
that a statute··of the Commonwealth is not
intended to bind the Crown in right of a
State. Although, within limits that it is now
unnecessary to discuss, the Commonwealth can
legislate so as to bind a State, the States
are neither subjects of the Commonwealth nor
subordinate to it. It is a consequence of our
| Jacobsen(2) | 89 | 20/4/94 |
federal system that "two governments of the
Crown are established within the same
territory, neither superior to the other"
(Federal Commissioner of Taxation v Official
Liquidator of E.G. Farley Ltd, per Dixon J.)
Legislation of the Commonwealth may have a
very different effect when applied to the
government of a State from that which it has
in its application to ordinary citizens. It
seems only prudent to require that laws of the
Parliament should not be held to bind the
States when the Parliament itself has not
directed its attention to the question whether
they should do so.
That seems to be the thread which is running
through all the written submissions and oral
submissions made by the States against us and, inour respectful submission, it is also evident in
the passage in Uther's case, (1947) 74 CLR 508,
which the learned Solicitor-General for New South
Wales presumed was the reference intended by
Justice McHugh in his observations during the
course of argument. The reference was to the
judgment of His Honour Mr Justice Dixon, who of
course was dissenting in that case. Perhaps the
passages in mind are those at pages 529 and 530.
At page 529 is the passage:
A federal system is necessarily a dual
system. In a dual political system you do not
expect to find either government legislating
for the other. But supremacy, where it
exists, belongs to the Commonwealth, not to
the States. The affirmative grant of legislative power to the Parliament over the
subjects of bankruptcy and insolvency may
authorize the enactment of laws excluding or
reducing the priority of the Crown in right of
the States in bankruptcy and it has been heldthat the taxation power extends to giving the
Commonwealth a right to be paid taxes before the States are paid. Then, His Honour goes on, and over the
page, 530, at the top is the passage:
The legislative power of the States is in
every material respect of an opposite
description. It is not paramount but, in case
of a conflict with a valid Federal law,subordinate -
and the reference to subordinate in the face of a
valid Commonwealth law, of course, is consistent
with section 109, but does not fit easily with the
passage in Bradken quoted from Justice Gibbs.
| Jacobsen(2) | 90 | 20/4/94 |
It is not granted by the Constitution. It is not specific, but consists in the undefined residue of legislative power which remains
after full effect is given to the provisions
of the Constitution establishing the
Commonwealth and arming it with the authority
of a central government of enumerated powers.
Now, we all know, of course, that Justice Dixon's
dissenting judgment in Uther's case was
subsequently vindicated when the decision as to the
priority of the Crown debts in Uther's case wasoverruled by the decision of this Court in The
Commonwealth v The Cigamatic, (1962) 108 CLR 372,
and although, when the case was overruled, its
reversal may not directly have affected those
passages in the judgment of Sir Owen Dixon -
perhaps, indeed, it gave them vindication - the
judgment of Sir Owen Dixon in Cigamatic, atpages 377 and 378, vindicate the paramountcy of the
Commonwealth legislative power. At page 377, the
learned Chief Justice said:
There can be no doubt as to the nature or the
source of the right of the Commonwealth in an
administration of assets to be paid in
preference to subjects of the Crown if there
is a competition among debts of equal degree.It springs from the nature of the Commonwealth
as a government of the Queen. Therefore to
treat those rights as subject to destruction
or modification or qualification by the
legislature of a State must mean that under
the Constitution there resides in a State or
States a legislative power to control legal
rights and duties between the Commonwealth and
its people.
Then there follows a discussion of Uther's case, and, at page 378, the learned Chief Justice said:
It is, I think, a question which cannot be regarded as simply governed by the applicability of the principles upon which Melbourne Corporation v The Commonwealth depended. In truth it imports a principle which if true would apply generally with respect to the legal rights of the
Commonwealth in relation to its subjects. I do not speak of legal rights which are the immediate product of federal statute and so protected bys 109 of the Constitution. But because it imports such a principle I think we ought not to give effect to the view taken in Uther's case.
| Jacobsen(2) | 91 | 20/4/94 |
Your Honours, in our respectful submission,
the result in Cigamatic and those principles
demonstrate that, in an appropriate case, the
legislative provisions and the prerogative rights
of the Commonwealth are paramount and this, if itis so, renders the attitude towards a protection of
State governments or instrumentalities from the
reach of federal law, something which, with
respect, we would term an oddity.
Now, if one adopts the stance that the
executive or administrative functions of a State
should be protected from the coercive force of
Commonwealth laws, which seems to be implicit in
the approach taken by Chief Justice Black in the
case under appeal in his judgment at page 8 of the.
appeal book and by Justice Sheppard at pages 153 to
156, being the result of the comity and
co-operation between the State and the Commonwealth
which the learned Chief Justice of the Federal
Court referred to at page 10, and which is the
foundation of the submissions put by my learned
friend, the Solicitor-General for
Western Australia, one develops the approach that
federal law should not apply to the State, or State
instrumentalities in the absence of the clearest
legislative attention to the contrary. Be would
venture to suggest, with all respect, that that is
a wrong starting point.
If it truly is the position, as emerge~ from
Cigamatic, that it is part of the federal compact that the States and the Commonwealth should
co-operate in enforcing one system of laws, even
though these may stern from two or more sources,
this should mean that there will be occasions when
the States are bound by Commonwealth law. Now, if
this is so we suggest, with respect, that there
should be a readiness to accept the binding
application of Commonwealth laws on State agencies
in areas of constitutional competence, and that the
preferred starting point for analysis and construction is to recognise this possibility.
Now, the starting point adopted by
Their Honours in the Full Federal Court and
implicit in the submissions of my learned friend,
the Solicitor-General for Western Australia, is
reminiscent of the discarded notion of the immunityof State instrumentalities.
Now, Your Honours, finally on this point,
might we develop the observation -
| BRENNAN J: | But how do you say that? | I mean it is |
reminiscent only in the sense of saying the way in
| Jacobsen(2) | 92 | 20/4/94 |
which you approach a question of construction is to
adopt a certain starting point.
MR HEENAN: Exactly, Your Honour.
| BRENNAN J: | Why is that reminiscent of that which turns on a |
question of power?
| MR HEENAN: | Because, in our respectful submission, it shows |
a predisposition to treat federal laws as not
applying to the States, and to weigh that in the
balance against such implications as might be drawn
from their purpose and implication.
| BRENNAN J: | What is the error in saying there is a dual |
polity and although one legislature has the power
to bind the other, the assumption is that in a dualpolity one does not seek to do so?
| MR HEENAN: | Because in the end that is a forecast of the |
disposition of one government or another. It may
well seek to do so.
| BRENNAN J: And if it does it can express it. | But absent an |
expression, the presumption is the other way.
| MR HEENAN: | In our respectful submission, putting the |
presumption the other way is to cast the scales in
favour of a limited scope for federal power.
| BRENNAN J: | I understand the way you put it. |
| MR HEENAN: | On this point, we suggest that the real problem |
is to reconcile the paramountcy of federal
legislation, which is given by section 109, with
the need to respect certain States' values as have
been enshrined in their legislation. For example,
the secrecy provisions in section 19 is the issue
identified by Your Honour Justice Brennan earlier
in the course of argument.
In our respectful submission, that exercise is
only difficult or controversial if one perceives an
inclination to preserve the States from the effect
of the paramount federal laws. In our respectful
submission, in essence, this is what is behind the
submissions of the respondent and the variousStates who have intervened in this case. The protection of State legislation and State agencies
in a federal system from the reach of federal laws
may well be a desirable factor in the
considerations of the federal system if oneconsiders the position to be as put by
Justice Gibbs in Bradken's case and refers to
Justice Dixon's observation in Uther.
| Jacobsen(2) | 93 | 20/4/94 |
But, in our respectful submission, that has
very little to do with the history, origins or
purposes of the rule of construction which exempts the Crown from the application of a statute unless
it is clearly intended to be bound. To contend that that presumption has that effect, we suggest
with respect, is to depart altogether from thepolicies which established that rule of
construction and to recognize a new and local
interest for the rule, namely, the interests of the
States in the federation where valid federal law
would otherwise have paramountcy.
As we suggested a moment ago, that inclination
is not a neutral one. It favours the States at the
expense of the Commonwealth, and the reason must be
to preserve them as far as possible from the
destructive effect of section 109. Now, in our respectful submission, that may be a principle
which emerges from the Constitution and the
independent position of the States, but it is not a
rationale for the rule of construction examined in
the Province of Bombay or in Bropho, and if the
rule is used for that purpose then the risk is that
this rule inherited from a unitary legislative
system becomes a constitutional polemic in a
federation.
McHUGH J: But, I must say it has occurred to me from the
beginning of this case, from the first time I read
the judgments, that the real issue in this case was
not the application of Bropho so much as whether
the Commonwealth statute was intended to bind the
State Crown, and although the Full Court reasoning
throws all its weight on Bropho, it seemed to me
that that proposition which is found at page 529 in
Uther is the starting point, and that it may be
that when you read it with Bradken that it requires
a very clear implication from the federal
legislation that intends to bind the State before
you can reach that conclusion.
| MR HEENAN: | Our essential submission, Your Honours, is that |
as a starting point that is not a neutral position.
McHUGH J: Well, it certainly is not a neutral proposition,
because if it is a presumption, it certainly cannot
be neutral.
| MR HEENAN: | Those are submissions in reply, Your Honours. |
DEANE J: Before you escape, Mr Heenan, can I just try and
clear my own mind on one aspect? Can I take the
section 10 of the Crimes Act. We are obviously in section l0(l)(b) territory here, are we not?
| MR HEENAN: | Yes, Your Honour. |
| Jacobsen(2) | 94 | 20/4/94 |
DEANE J: Well now, assuming in your favour that section 10
does bind the States, to use the phraseology that
has been used, if the section 79 argument be
corr~ct, and if "afford evidence" is evidence in
criminal proceedings - and I understand you say it
is not - but, if it is evidence in criminal
proceedings, in the context of section 80 of theConstitution this case would fall outside l0(l)(b),
would it not?
| MR HEENAN: | I am not exactly sure what Your Honour intends |
to convey by the reference to section 80 of the
Constitution.
DEANE J: Well, section 80 requires that this conspiracy
trial take place in Western Australia - - -
| MR HEENAN: | Yes. |
DEANE J: - - - which means, if section 79 - - -
| MR HEENAN: | Is picked up; section 19 gets picked up. |
| DEANE J: | - - - means the evidence would not be admissible |
in Western Australia, section l0(l)(b) is, on that
narrow construction, inapplicable.
| MR HEENAN: | We would be in a very awkward position. | ||
| McHUGH J: |
|
question that Justice Deane has just asked you is a
question I was going to ask you when he was askingyou questions earlier, but it occurred to me that
the words "afford evidence" has never been
interpreted to mean "afford legally admissible
evidence".
MR HEENAN: That is our position.
McHUGH J: | It is sufficient that it may lead to a train of inquiry or - - - |
| DEANE J: | I accepted that was the position, and I said, |
"Assume, contrary to your submission, that the
narrower - - -"
| MR HEENAN: | Yes, well then we are in an awkward position. |
| DEANE J: | - - - which obtains some support in at least one |
judgment, in Baker v Campbell.
| MR HEENAN: | Yes. |
DEANE J: Well now, if that narrow construction of l0(l)(b)
is rejected and one reads "afford evidence" in a
wider sense of an inquiry sense or what have you,
does not a particular problem arise in this case,
| Jacobsen(2) | 95 | 20/4/94 |
and that is that the combined effect of section 68
and section 79 of the Judiciary Act are, on theapproach that has been put against you in relation
to section 79, that the Commonwealth recognizes and
accepts for its criminal proceedings he State laws
in relation to preservation of confidentiality in
terms of legal proceedings. Well now, if that be
so, and it involves section 79 - which is why I
keep coming back to it - does not a very particular
question arise here and that is, in the context of
what was said in Baker v Campbell, does
section l0(l)(b) apply to documents which are said
to be susceptible of privilege on public interest
immunity grounds and in respect of which the laws regulating whether they are to be privileged
in criminal proceedings? It is a long series of
questions and it may be proved to be quite
irrelevant, but it just seems to me it is possible
that, on one approach, it could prove to be
important at the end of the day.
| MR HEENAN: | The initial difficulty we have - what is |
obviously a real problem, Your Honour - is that it
can hardly be conceived that the draftsmen and
legislators who passed section 10 would have
expected to deal with a problem at that level of
sophistication and complexity at the point where
warrants were issued.
DEANE J: Is that so? I would have thought in 1914, the
operative working of the Judiciary Act would have
been very much in the forefront of any
parliamentary draftsman dealing with criminalprocedure.
| MR HEENAN: | Undoubtedly that is so, Your Honour, but, as to |
the unforeseeable and unpredictable reach of State
laws giving secrecy or other preservation to
certain State documents, that would almost
certainly have been beyond the ken of the draftsman
at the time. An approach such as that contemplated produces a situation of extraordinary complexity
and uncertainty at the point where there is either
an application for the warrant or the execution of the warrant, and leaves a situation where there is really no prospect that problems of that
sophistication could be adequately dealt with.
DEANE J: Yes, I see the great force in that.
| MR HEENAN: | So the preferable course, we would say - and I |
concede, in view of the observations made by
Justice Brennan earlier in the argument in this
case, that the passages in Baker v Campbell are
against this proposition - is for serious questionsof that nature to be agitated in some kind of
| Jacobsen(2) | 96 | 20/4/94 |
judicial challenge to the enforcement of the
warrant upholding, if it needs to be upheld, a
public interest claim.
| DEANE J: | Can I just raise one further point in relation to |
this, which is relevant to the chain of reasoning.
Assume, for example, that there was a section l0AB of the Crimes Act, which said that information returned to the Western Australian Fisheries
Department will not be admissible in any criminal
proceedings under the Act. The question would then arise whether l0(l)(b) caught up those proceedings
that this Act expressly says are not to be
admissible in any criminal proceedings. Now, the
problem is if the answer to that is that it would
not, whether the position is any different in a
situation where section 79 and section 68 of the
Judiciary Act combined to have that effect,
assuming against you that they do. That is the
question. I am not suggesting the answer.
MR HEENAN: Section l0AB of the Crimes Act, which
Your Honour postulates, in our respectful
submission, would be a very considerable
attenuation of the power granted by section 10 and,
in the approach taken by Justice Brennan, the
question would become not one of construction but
one of power, and it would receive an answer
hostile to our interests, which did not depend on a
matter of construction.
DEANE J: Thank you, Mr Heenan.
BRENNAN J: Could I ask you one further question?
| MR HEENAN: | Yes, Your Honour. |
| BRENNAN J: | Which really takes the questions that |
Justice Deane has been asking you a little further.
Looking at section l0(l)(b) and construing it
broadly, how is it that the documents to which the
search warrants relate in this case answer the description of l0(l)(b), having regard to the
operation at the time when the warrant is issued ofsection 19 of the Fisheries Act?
| MR HEENAN: | Because they allow the police officers to use |
the material in conjunction with other material to
identify whether there has been a non-disclosure of
income. And presumably having made that identification, it pursues the police officers and
allows the police officers to pursue inquiries with
a narrower focus directed to individuals, who by
then have become identified, which may lead on to
other admissible evidence in support of a
prosecution.
| Jacobsen(2) | 97 | 20/4/94 |
| BRENNAN J: | How is that consistent with section 19, which |
precludes the use of any information in these
returns for any purpose of that kind? If a police
officer was given possession of these documents
MR HEENAN: | Because section 19 would not have been picked up by section 79 during the investigative process. |
| BRENNAN J: | I am not suggesting it does. | My proposition has |
got nothing to do with section 79, it is merely a
question of a construction of section lO(l)(b).
How is it that if the documents in question, if
given to a police officer voluntarily but in breach
of section 19, could not be used except in breach
of section 19, that these documents answer the
description of lO(l)(b)?
| MR HEENAN: | Because section 19 is overridden in the |
situation that this appeal deals with by a valid
federal law.
BRENNAN J: But it is not overridden unless the documents
answer the description in lO(l)(b).
| MR HEENAN: | It depends on the point which one wishes to make |
use of the documents. If the point at which they are to be used is the point at which they are
introduced into evidence, which has been the
assumption behind many of the submissions and
answers which have been given in this case so far,
then section 79 considerations and so on apply.
Your Honour has taken it to a much earlier stage
and has asked the question whether any use can be
made of them at all. In those circumstances, we
would say that use can be made in order to lead on
to further inquiries.
Admittedly, that is not consistent with
section 19 but it is consistent with the
enforcement, or the investigation, of the offence
created by the federal law - in this case the Taxation Administration Act - and the exercise of
the powers by the federal police officer. The exercise of those powers towards the enforcement of
a federal law cannot be reconciled with section 19.
| BRENNAN J: | I take it then that lO(l)(b) is to be construed |
as "will afford evidence irrespective of any
provision of a State law"?
| MR HEENAN: | Yes. |
| BRENNAN J: | As a matter of fact and not as a matter of law. |
MR HEENAN: That is the whole implication of this provision
when read in conjunction with any substantive law
| Jacobsen(2) | 98 | 20/4/94 |
creating an offence and with legislation such as
the Federal Police Act imposing obligations on
federal law enforcement officers to investigate andprosecute breaches or suspected breaches of federal
laws.
BRENNAN J: Yes.
| MR HEENAN: | May it please Your Honour. |
| MASON CJ: | Thank you, Mr Heenan. | Mr Rose. |
| MR ROSE: | If the Court pleases, before I turn briefly to the |
Melbourne Corporation principle, I mention that I undertook yesterday to provide Your Honour
Justice Deane with any cases we might find on the question whether section 10 extended to searches of
persons on the premises, and that was in the
context of my submission that section 10 is needed for the effective search of Commonwealth premises,
contrary to what His Honour Chief Justice Black had
said. May I hand up two cases. The first, if the Court pleases, is a decision of Chief Justice Blackburn of the ACT Supreme Court
in 1985. If Your Honours will turn to page 345, in
the middle of the page, in the large paragraph
beginning, "In my opinion", the second sentence:
The police officer was acting in the execution
of her duty, in the execution of a search
warrant which entitled her and the otherpolice officers to take all reasonable steps
to search the premises, and that included
searching the persons of those persons on the
premises.
That, if the Court pleases, is the good news. The bad news is contained in the second case, in which
the Privy Council, in the case of King v Reg - not
the King v the Queen, it was Herman King v Reg - if
the Court will look at the bottom of page 311, and over the page to 312 - I will not detain
Your Honours by reading the passage, but
Your Honours will see there the expression of the
Privy Council's view that a power to search
premises did not extend to searching persons on the
premises, and in the case of our section 10 and itsrelationship to section 82, we would, with respect, concede that the special provision in section 82(4)
on searching females, really must carry
considerable weight'·in support of the application
of the Privy Council view here, notwithstanding
what Chief Justice Blackburn said in 1985.
In fact, I am instructed that section 10 is
administered on that basis, that it does not extend
| Jacobsen(2) | 99 | 20/4/94 |
to searches of persons but, with respect
Your Honours, that does not affect my main point
that section 10 is essential if force is to be used
against persons on Commonwealth premises in order
to gain access to the premises or rooms - rooms,and so on, are dealt with in section l0(l)(a) - or
access to containers or to seize items that have
been found there without searching persons.
So, in the kind of troublesome case I
mentioned yesterday where the police might enter
the room, and see some item of evidence on a table
in the room and then someone there grabs the item
with a view to throwing it in the fire or whatever,the way the provisions work in that sort of
situation is that the section 10 in authorizing
access by force, or seizure by force, is not
regarded as directly authorizing the police to use
force to achieve access or seizure; the way it
works is that if someone seeks to obstruct access
or seizure section 76 on obstruction of police
officers in the execution of their duty is taken to
apply. That enables the police to arrest the
person, and then searches can follow incidental to
that arrest. In my respectful submission that
seems to be a satisfactory interpretation of the
provision, though there may be particular issues
that may arise in due course if they did fall to be
considered.
Another reason why section 10 is needed for
Commonwealth premises is to authorize the police to
take away and detain whatever they get there. Mere
permission from Commonwealth authorities as
occupier of the building would not authorize the
police, for example, to take away a private stamp collection that I might have in my office drawer. So, section 10 is used in relation to Commonwealth
premises for purposes such as that. That is really all that I propose to say to support my
proposition in relation to Chief Justice Black's
commencing remark that section 10 does not apply to the Commonwealth and, to some extent, therefore
rebutted the general presumption that section 10
did not apply to the Crown.
If I might turn now to the Melbourne
Corporation principle. My learned friend Ms Wheeler, and other State interveners, tried, in my respectful submission, to dilute the principle; to change it from a principle that is limited to
interference with the capacity of a State to
function as such, or the structural integrity of a
State. They sought to extend it to interferences merely with the exercise of particular State
functions, or the administration of particular
State laws.
| Jacobsen(2) | 100 | 20/4/94 |
The principle, in my submission, in relation to non-discriminatory laws is a very narrow one.
In very many circumstances it does not prevent
Commonwealth interference with the administration
of State laws and, in particular here, it does not
protect State records from the intermittent,
limited, and supervised intrusion by the
Commonwealth for its law enforcement purposes.
The Western Australian argument, with respect,
seems to be that if the fishers' allegedly false
statements to the Commonwealth were discovered,
they might then proceed to give the same false
information to the State or not give anyinformation at all. But the Commonwealth law here
does not in any way interfere with the State's
ability to enact laws to enable it to require
whatever information it needs of fisheries
administration. In terms of the decided cases,
there seems, in my submission, to be an analogy
between a State's general and obvious need to
collect and retain confidential information and its
general need for revenue. But a State's need for
revenue does not mean that a Commonwealth law
cannot interfere with particular aspects of a
State's earning capacity, for example, from
hydro-electric power generation, as in the
Tasmanian Dam case or from large tracts of State
forests, as in Richardson v Forestry Commission,
which we listed in our outline.
Some reference was made by my learned friends for the States to the possibility of the
Commonwealth seizing large volumes of essential
records, for example, States' lands titles
registers, or the like. In my submission, those
possibilities, as regards to the use of section 10,
would be met by the general and basic requirement
that a search must be conducted reasonably, and as
with seizures of comparable kinds of corporationrecords, the Commonwealth would be expected to
arrange for copies to be left with the States so that it could continue with its administration
where they were needed.
So for those reasons, in my respectful
submission, the responses made on behalf of the
States to the argument that the Melbourne
Corporation principle, in the context of the
operation of section 10 with the attendant
principles governing and limiting its exercise -
that there is really no infringement of the
Melbourne Corporation principle. If the Court
pleases.
| Jacobsen(2) | 101 | 20/4/94 |
MASON CJ: Yes, thank you, Mr Rose. The Court will consider
its decision in this matter and will adjourn in
order to reconstitute for the hearing of the nextcase.
AT 11.23 AM THE MATTER WAS ADJOURNED SINE DIE
| Jacobsen(2) | 102 | 20/4/94 |
Key Legal Topics
Areas of Law
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Administrative Law
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Criminal Law
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Statutory Interpretation
Legal Concepts
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Privilege
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Judicial Review
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Jurisdiction
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Statutory Construction
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Procedural Fairness
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